SEC Filings


2019
  
Company Name Form Type SEC Filings
FIRST TRUST EXCHANGE-TRADED FUND IV 485BXT
FIRST TRUST EXCHANGE-TRADED FUND VIII 485BXT
FLOTEK INDUSTRIES INC/CN/ 8-K Financial Statements
FOMO WORLDWIDE, INC. 4
FOMO WORLDWIDE, INC. 8-K
FPR PARTNERS LLC SC 13G/A
FRANKLIN FUND ALLOCATOR SERIES N-CEN
FRANKLIN MUTUAL SERIES FUNDS 497
FRANKLIN MUTUAL SERIES FUNDS 497K
FS KKR Capital Corp SC 13D/A Financial Statements
FT 10984 487
FT 10985 487
FT 10986 487
FT 10987 487
FT 10988 487
FT 10989 487
FT 10990 487
FT 10992 497J
FT 10993 497J
FT 11027 497J
FT 11045 497J
FUNDRISE GROWTH EREIT VII, LLC 253G2
Falcomm, Inc. D
Falcon's Beyond Global, Inc. 3
Falcon's Beyond Global, Inc. 4
Farquhar Scott 4
Faulkes Martin Charles 4
Federated Hermes Money Market Obligations Trust N-MFP2
Feis Lawrence SC 13G
Fernicola Michael H 4
Ferrari N.V. 6-K Financial Statements
Feutune Light Acquisition Corp 3
Feutune Light Acquisition Corp 4
Fidelity Colchester Street Trust N-MFP2
Fidelity Commonwealth Trust II AW
Fidelity Newbury Street Trust N-MFP2
Fintech Ecosystem Development Corp. 425
Fintech Ecosystem Development Corp. 8-K
First America Resources Corp 10-K
First Light Asset Management, LLC SC 13G
First National Master Note Trust 10-D
First Series of HDML Fund I, LLC 4
First Wave BioPharma, Inc. 4
Firsthand Technology Value Fund, Inc. 8-K
Fishwife WGV Sep 2023, a Series of CGF2021 LLC D
Five9, Inc. SC 13G Financial Statements
Florence Anthony A. Jr. 3
Flywire Corp 4 Financial Statements
Forbion European Acquisition Corp. SC 13G
Forian Inc. 4
Fort Point Timber Inc. D
Forterre Gael 4
Forza X1, Inc. 4 Financial Statements
Forza X1, Inc. 8-K Financial Statements
Foundations Investment Advisors, LLC SC 13G/A
Fox Corp 424B5 Financial Statements
Fox Jason E. 3
Frank Thomas AJ 4
Franklin BSP Capital Corp 425
Franklin BSP Capital Corp 8-K
Franklin BSP Capital Corp N-14 8C
Franklin BSP Lending Corp 425
Franklin BSP Lending Corp 8-K
Franklin Floating Rate Master Trust N-CEN
Franklin Global Trust N-CEN
Franklin Gold & Precious Metals Fund N-CEN
Frates Caton 144
Freeline Therapeutics Holdings plc 6-K Financial Statements
Friedman Paul M 4
Friesner Jacqueline 4
Frost Family of Funds N-CSR
Fry James 4
Fulcher Linne 3
Fuller Adam L 4
Fulton Duncan 4
Fund 1 Investments, LLC 3
Fund 1 Investments, LLC 4
Fund 1 S22023, LP D
Fund I, a series of Hyperlink Ventures, LP D/A
FundVantage Trust 497
FundVantage Trust 497K
FundX Investment Trust 497
FundX Investment Trust 497K
FundX Investment Trust CERT
Fundrise Development eREIT, LLC 253G2
Fundrise East Coast Opportunistic REIT, LLC 253G2
Fundrise Equity REIT, LLC 253G2
Fundrise Growth eREIT II, LLC 253G2
Funko, Inc. 4 Financial Statements
Furlong Stephen 144
FutureFuel Corp. SC 13G/A Financial Statements
G2 Long Only Fund Offshore Ltd. D/A
G2 Long Only Fund QP LP D/A
G2 New Issue Fund QP LP D/A
GALECTIN THERAPEUTICS INC ARS Financial Statements
GALECTIN THERAPEUTICS INC DEF 14A Financial Statements
GALECTIN THERAPEUTICS INC DEFA14A Financial Statements
GAN Ltd 4 Financial Statements
GANDOLFO JOHN P 3
GANDOLFO JOHN P 4
GASPARINI ROBERT P 4
GDEV Inc. 424B3
GEMZ Corp. NV 1-A POS
GEN Restaurant Group, Inc. SC 13G
GEORGE W WHITNEY SC 13D/A
GEORGIA POWER CO 8-K
GGL RESOURCES CORP. D
GH Research PLC 6-K Financial Statements
GLOBAL INVESTMENT OPPORTUNITIES FUND LTD D/A
GMI-Portland Preferred, LP D/A
GOLD ROCK HOLDINGS, INC. 3
GOLDEN HEAVEN GROUP HOLDINGS LTD. 6-K
GOLDMAN SACHS & CO. LLC 3
GOLDMAN SACHS GROUP INC 3 Financial Statements
GOLDMAN SACHS GROUP INC 424B2 Financial Statements
GOLDMAN SACHS GROUP INC FWP Financial Statements
GOLDMAN SACHS TRUST N-MFP2
GOLDMAN SACHS VARIABLE INSURANCE TRUST N-MFP2
GOVERNMENT CASH MANAGEMENT PORTFOLIO N-MFP2
GR-0915 Fund IV, a series of Vela SPV, LP D
GRATIA CAPITAL, LLC SC 13G
GRAVITY JACK, INC. C/A
GREEN DOT CORP 8-K Financial Statements
GREY MICHAEL G 4
GS Finance Corp. 424B2
GS Finance Corp. FWP
GSBackers Esper Fund I a Series of CGF2021 LLC D
GSBackers Rollup Fund I, a Series of CGF2021 LLC D
GSE SYSTEMS INC 8-K Financial Statements
GSK plc 6-K Financial Statements
GUARANTY BANCSHARES INC /TX/ 8-K Financial Statements
GUGGENHEIM CREDIT INCOME FUND 8-K
GUGGENHEIM CREDIT INCOME FUND 2016 T 8-K
GUGGENHEIM CREDIT INCOME FUND 2019 8-K
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2351 497J
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2352 497J
GXO Logistics, Inc. SC TO-T/A
Gagstetter Nicol 3
Gallagher Daniel Martin Jr 4
Gaming & Leisure Properties, Inc. SC 13G/A Financial Statements
Gangolli Julian S 4
Ganguly Devkumar Dilip 4
Garascia Jessica A. 144
Garascia Jessica A. 4
Garcia Estebarena Rodrigo 3
Genius Group Ltd 6-K Financial Statements
Genter Robert S. 144
Genter Robert S. 4
Georges Stephanie 3
Gibson Christopher 4
Gil Eladio 3
Gillis Matthew 4
Ginkgo Bioworks Holdings, Inc. 144
Ginkgo Bioworks Holdings, Inc. 4
Ginkgo Bioworks Holdings, Inc. 4/A
Gioja Michael E 144
Global Blue Group Holding AG 6-K
Global Mofy Metaverse Ltd 8-A12B
Global Net Lease, Inc. SC 13G/A Financial Statements
Global Partner Acquisition Corp II 8-K
Globavend Holdings Ltd F-1/A
Glover Joshua L 144
GoDaddy Inc. 4 Financial Statements
GoDaddy Inc. 8-K Financial Statements
GoDaddy Inc. SC 13G/A Financial Statements
Gol Intelligent Airlines Inc. 6-K Financial Statements
Gol Intelligent Airlines Inc. 6-K/A Financial Statements
GoldenTree High Yield Value Fund Offshore D/A
GoldenTree Multi-Sector Cayman, Ltd. D/A
Goldwasser Lesley 4
Granat Jill 4
Gravity Power Inc C/A
Great Elm Credit Income Fund, LLC D
Green Bugatti Broadway Ltd Liability Co D/A
GreenSky, Inc. 4/A
Greene John Winand JR 4
Greenwave Technology Solutions, Inc. 8-K
Griffin Tracey R. 4
Groupon, Inc. SC 13G/A Financial Statements
Grover Vikram P 4
GuideStone Funds 497
GuideStone Funds N-MFP2
Gumshoe Capital LP D
Gumshoe Offshore Fund Ltd D
Gunnerson Carrie L. 4
H&E Equipment Services, Inc. 8-K/A Financial Statements
HA International Equity CEF Fund D/A
HARBOR SPRING MASTER FUND, LP SC 13D/A
HARMONY GOLD MINING CO LTD 6-K Financial Statements
HARTFORD FINANCIAL SERVICES GROUP, INC. 144 Financial Statements
HCN GP LLC 4
HCN LP 4
HCP/LS 2011 REIT LLC D
HDFC BANK LTD 6-K Financial Statements
HEALTHEQUITY, INC. 4 Financial Statements
HEALTHY EXTRACTS INC. S-1/A
HEARD DAVID W 4
HENRY CHRISTIAN O 4/A
HIBBS KATHY L 4
HORIZON KINETICS ASSET MANAGEMENT LLC 4
HORMEL FOODS CORP /DE/ 144 Financial Statements
HORNBUCKLE WILLIAM 4
HOTCHKIS & WILEY FUNDS /DE/ N-14
HOW WOMEN INVEST II D/A
HOW WOMEN INVEST II, LP D/A
HSBC BANK PLC 424B2
HSBC HOLDINGS PLC 6-K Financial Statements
HSBC USA INC /MD/ 424B2
HSBC USA INC /MD/ FWP
HYCROFT MINING HOLDING CORP 8-K
Haenggi Jamie Elizabeth 4
Halcyon Energy, Power & Infrastructure Capital Holdings LLC 4
Halcyon Mount Bonnell Fund LP 4
Haleon plc 6-K
Haley Mark 4
Hall Daniel L. 4
Hancock Park Corporate Income, Inc. D/A
Hannon Armstrong Sustainable Infrastructure Capital, Inc. SC 13G/A Financial Statements
Hansen Maia 4
Harmony Biosciences Holdings, Inc. SC 13G/A Financial Statements
Harri Topco, Inc. D
Hartford Funds Exchange-Traded Trust N-CSR
Harvest Partners Ascend D/A
Harvest Partners Ascend, L.P. D/A
Harvest Strategic Associates Ascend, L.P. D/A
Health Catalyst, Inc. 4 Financial Statements
HealthLynked Corp 4
HealthX Ventures Fund III, L.P. D
HealthX Ventures Fund III-A, L.P. D
Healthcare Business Resources, Inc. 10-Q
Hennessy Capital Investment Corp. VI SC 13G/A Financial Statements
Henry Renee 3
HerdDogg, Inc. D
Heritage-Crystal Clean, Inc. 4 Financial Statements
Hettrich Kevin 4
Heyburn William A. 4
HighCape Capital, L.P. SC 13D/A
Hilton Grand Vacations Inc. 4 Financial Statements
Himawan Jeff 4
Hims & Hers Health, Inc. 4
Hims & Hers Health, Inc. 4/A
Hobaica Paul 4
Hodgson Curtis Drew 4
Horizon Therapeutics Public Ltd Co 25-NSE Financial Statements
Horizon Therapeutics Public Ltd Co 4 Financial Statements
Horizon Therapeutics Public Ltd Co 8-K Financial Statements
Horizon Therapeutics Public Ltd Co S-8 POS Financial Statements
Housman Jeffrey 4
Howard Hughes Holdings Inc. 4
Howard Hughes Holdings Inc. SC 13D/A
Hsiang-Tze Kenneth Chan 4
Huang Jane 4
Hungerford Brian 4
IDEANOMICS, INC. PRE 14A Financial Statements
IEH Corp 10-K
IEH Corp 10-Q
IEQ Capital Access Fund - Blue Owl Real Estate Net Lease Pro D
IEQ Capital Access Fund - Commonfund Secondaries Fund IV, L. D
IM-0919 Fund I, a series of Riverside Ventures, LP D
IMAX CORP S-8 Financial Statements
IMPEL PHARMACEUTICALS INC SC 13D/A Financial Statements
INCOME & IMPACT FUND, LLC D/A
INPIXON S-4/A Financial Statements
INTELLIGENT BIO SOLUTIONS INC. 4
INTER-AMERICAN DEVELOPMENT BANK DSTRBRPT
INTERCONTINENTAL HOTELS GROUP PLC /NEW/ 6-K Financial Statements
INTERNATIONAL BANCSHARES CORP 4 Financial Statements
INTUIT INC. 4 Financial Statements
INVESTORS CASH TRUST N-MFP2
IRON MOUNTAIN INC 4 Financial Statements
IRSA INVESTMENTS & REPRESENTATIONS INC 6-K Financial Statements
ITE Rail Fund L.P. D/A
IVP Executive Fund XVIII, LLC D
Immunovant, Inc. 4
Impact Shares Trust I AW
Inception Growth Acquisition Ltd 8-K
Indigenous Roots Corp. REVOKED
Infinera Corp 4 Financial Statements
Infinite Acquisitions Partners LLC 3
Infinity Fuel Cell & Hydrogen, Inc. C
Innovator ETFs Trust SC 13G/A
InspireMD, Inc. 8-K Financial Statements
InspireMD, Inc. S-8 Financial Statements
IntelGenx Technologies Corp. PRE 14A
Intellipharmaceutics International Inc. 6-K
Interactive Brokers Group, Inc. 4 Financial Statements
Intercontinental Exchange, Inc. 8-K Financial Statements
Invesco Senior Loan Fund N-23C3A
Invesco Unit Trusts Series 2318 497J
Invesco Unit Trusts Series 2319 497J
Invesco Unit Trusts Series 2320 487
Invik S.A. 13F-NT
Iris Energy Ltd 6-K Financial Statements
Isaacman Jared 4
JACKSON NATIONAL SEPARATE ACCOUNT - I 497
JANUS HENDERSON GROUP PLC SC 13G Financial Statements
JANUS INVESTMENT FUND N-MFP2
JETBLUE AIRWAYS CORP SC 13G/A Financial Statements
JFrog Ltd 4
JNL INVESTORS SERIES TRUST N-MFP2