SEC Filings


2019
  
Company Name Form Type SEC Filings
Trevejo Jose M. 4
TriAgenics, Inc C/A
Triller Corp. S-1/A
Trillion Energy International Inc. 6-K
TrimTabs ETF Trust 485BXT
TrimTabs ETF Trust N-CSR
Trinseo PLC SC 13G/A Financial Statements
TripAdvisor, Inc. SC 13G/A Financial Statements
Triple V Partners, LP D/A
TrueCar, Inc. 8-K/A Financial Statements
Tundra Ventures Fund I, LP D/A
Turenshine Daniella 144
Turner Christopher Durant 4
Tuscany Shipping Corp. SC 13D/A
Twin Ridge Capital Acquisition Corp. 425
Twin Vee PowerCats, Co. 4 Financial Statements
Two Roads Shared Trust 24F-2NT
Two Roads Shared Trust N-CSR
Two Roads Shared Trust SC 13G/A
UBS AG 424B2
UBS Group AG SC 13G/A Financial Statements
UBS Series Funds 497
UBS Series Funds N-MFP2
UNITED BANKSHARES INC/WV 4 Financial Statements
UNITED NATURAL FOODS INC 3 Financial Statements
UNIVERSAL INSURANCE HOLDINGS, INC. SC 13G/A Financial Statements
URBAN ONE, INC. 8-K Financial Statements
US REIGN Fund LLC D
USA Compression Partners, LP 8-K Financial Statements
USQ Core Real Estate Fund N-23C3A
Ulta Beauty, Inc. 4 Financial Statements
Uma Ventures SPV 0 LP D
Unite Acquisition 1 Corp. 10-12G/A
Unite Acquisition 3 Corp. 10-12G/A
Universal Invest S.A. D/A
Urban Michael 4
VAALCO ENERGY INC /DE/ 8-K Financial Statements
VAIL RESORTS INC SC 13G/A Financial Statements
VALIC Co I 40-17G
VALUE LINE INC 8-K Financial Statements
VALUED ADVISERS TRUST N-CSRS
VALVOLINE INC 3 Financial Statements
VAN FAASEN WILLIAM C 144
VANGUARD ADMIRAL FUNDS N-MFP2
VANGUARD CALIFORNIA TAX-FREE FUNDS N-MFP2
VANGUARD CMT FUNDS N-MFP2
VANGUARD MONEY MARKET RESERVES N-MFP2
VANGUARD MUNICIPAL BOND FUNDS N-MFP2
VANGUARD NEW YORK TAX-FREE FUNDS N-MFP2
VANGUARD VARIABLE INSURANCE FUNDS N-MFP2
VARIABLE ANNUITY ACCOUNT A OF PROTECTIVE LIFE 497
VARSITY HEALTHCARE PARTNERS VETEVOLVE CO-INVEST A, LP D
VEEVA SYSTEMS INC 4 Financial Statements
VERTEX PHARMACEUTICALS INC / MA 144 Financial Statements
VF Opportunity I, a Series of Visionary Future Opportunities D
VF Real Estate IV, LP D
VIAVI SOLUTIONS INC. 4 Financial Statements
VIKING GLOBAL INVESTORS LP SC 13G
VISCONTI JOSEPH C 4
VISIUM TECHNOLOGIES, INC. 10-K
VOLITIONRX LTD 4 Financial Statements
VWF Bancorp, Inc. 10-K
Vale S.A. 6-K Financial Statements
Valkyrie ETF Trust II 497J
Vanda Pharmaceuticals Inc. SC 13G/A Financial Statements
Variable Insurance Products Fund V N-MFP2
Vazquez Raul 4
Ventyx Biosciences, Inc. 4 Financial Statements
Venus Concept Inc. 4 Financial Statements
Vesta Real Estate Corporation, S.A.B. de C.V. 6-K
Vicarious Surgical Inc. 4
Viking Global Equities II LP D/A
Viking Global Equities III Ltd. D/A
Viking Global Equities LP D/A
Viking Global Opportunities III LP D/A
Viking Global Opportunities LP D/A
Viking Long Fund III Ltd. D/A
Viking Long Fund LP D/A
Viking Partners Fund LP D/A
Viking Partners Long Fund LP D/A
Viking Structured Capital D/A
Viking Structured Capital D/A
Viking Structured Capital D/A
Viking Structured Capital Sidecar D/A
Viking Structured Capital Sidecar D/A
Viljoen Natascha 3
Vintage 2023 Private Investments Offshore SICAV-RAIF S.C.Sp. D/A
Vintage 2023 Private Investments, LLC D/A
Virtus Convertible & Income 2024 Target Term Fund 4
Virtus Convertible & Income Fund 4
Virtus ETF Trust II N-CSR
Vistagen Therapeutics, Inc. 4 Financial Statements
Vistagen Therapeutics, Inc. SC 13G/A Financial Statements
VivoPower International PLC 20-F/A Financial Statements
VivoPower International PLC 424B5 Financial Statements
VivoPower International PLC 6-K Financial Statements
Voelter Dathan C 4
Voi Maurizio 3
Voip-pal.com Inc 4
Volk David J. 4
W. P. Carey Inc. 3 Financial Statements
W. P. Carey Inc. 8-K Financial Statements
WALNUT PRIVATE EQUITY PARTNERS, LLC 13F-HR
WARD JR STEPHEN M 4
WD 40 CO 4 Financial Statements
WE B REN C IV, LLC D/A
WHOLIHAN EDWARD 3
WHOLIHAN EDWARD 4
WIESENTHAL ROBERT S 4
WILLIAMS JEFFREY E 144
WILLIAMS KEVIN BRYAN 4
WINTER P CLINTON 4
WISA TECHNOLOGIES, INC. 8-K Financial Statements
WM TECHNOLOGY, INC. 8-K
WORLD OMNI AUTO RECEIVABLES LLC ABS-15G
WORLD TREE USA, LLC C-AR
WWC LXIX US, LP D/A
WWC LXV US, LP D/A
WWC LXVI US, LP D/A
WWC LXVIII US, LP D/A
WYGOD MARTIN J 4
Wadsten Marcia Lynn 4
Walbert Timothy P 4
Walden Nicholas 4
Wallach Matthew J 4
Wang Wenbing 3
Ward Chicares Elizabeth 4
Wassenaar Olivia C 3
Watkins Thomas 4
WeCapital Co., Ltd. SC 13D
Weatherford International plc SC 13G/A
Weaver Outdoors, LLC C/A
Weingarten Tomer 4
Weinstein Boaz 4
Welch David F 4
Wellings Real Estate Income Fund 8-K
West Wealth Group, LLC 13F-HR
Western Union CO 3 Financial Statements
Wheeler Real Estate Investment Trust, Inc. 424B3
Wheeler Real Estate Investment Trust, Inc. 8-K
Wheels Up Experience Inc. 8-K/A Financial Statements
Wheels Up Experience Inc. PRE 14A Financial Statements
White Craig M 4
White Noel W 4
Whited Elizabeth F 4
Whittaker Yvette 3
Wilderotter Mary Agnes 4
William Penn Bancorporation DEF 14A
William Penn Bancorporation DEFA14A
Williams Steven W 4
Wilper Keny Frank 4
Windward Management LP SC 13G/A
Winter Matthew E 4
WisdomTree Digital Trust AW
WisdomTree Trust SC 13G/A
Witkowski Mark R 4
Witt Marshall 4
Witz Pascale 4
Wiz Broadway May 2023, a Series of CGF2021 LLC D
Workday, Inc. 144 Financial Statements
Working Capital Advisors 4
Working Capital Management Pte. Ltd. 4
World Omni Auto Receivables Trust 2023-D ABS-15G
Worldplay Communications Inc. D/A
Wright Christopher A 4
XERIANT, INC. 8-K/A
XP Inc. 6-K Financial Statements
YIELD10 BIOSCIENCE, INC. 4 Financial Statements
YPF SOCIEDAD ANONIMA 6-K Financial Statements
Yarborough Preston 4
Young Donald M. 4
ZE-0721 Fund I, a series of AX-SusanSu-Funds, LP D
ZEVRA THERAPEUTICS, INC. S-4/A Financial Statements
ZI-0818 Fund III, a series of Medicis of Miami, LP D
ZRCN Inc. D
ZUORA INC 144 Financial Statements
ZUORA INC 4 Financial Statements
ZYNEX INC SC 13G/A Financial Statements
Zacks Trust N-CSRS
Zander Brian H 3
Zarmi Sigal 4
Zentalis Pharmaceuticals, Inc. 4 Financial Statements
Zentalis Pharmaceuticals, Inc. 8-K Financial Statements
Zeta Global Holdings Corp. 144 Financial Statements
Zeterberg Bridgett C. 4
Zhong Yuan Bio-Technology Holdings Ltd F-1/A
Znergy, Inc. 8-K
iCapital Access Fund LS, L.P. D
iSHARES TRUST 497
iSHARES TRUST 497K
iSHARES TRUST SC 13G
iSHARES TRUST SC 13G/A
iShares U.S. ETF Trust SC 13G
iShares U.S. ETF Trust SC 13G/A
iShares, Inc. SC 13G
micromobility.com Inc. PRE 14A
micromobility.com Inc. PRER14A
nCino, Inc. 144 Financial Statements
rahim rami 4
two 425
uniQure N.V. DEF 14A Financial Statements
uniQure N.V. DEFA14A Financial Statements
uniQure N.V. SC 13G/A Financial Statements
Clene Inc. EFFECT
DWS MUNICIPAL INCOME TRUST SC 13D
Decibel Therapeutics, Inc. EFFECT Financial Statements
Flux Power Holdings, Inc. EFFECT
Halma plc /ADR F-6EF
INNOVATE Corp. EFFECT
JPMorgan Chase Bank, N.A. - ADR Depositary F-6EF
Nationwide VL Separate Account-G EFFECT
Renalytix plc EFFECT
Roivant Sciences Ltd. EFFECT
SURGALIGN HOLDINGS, INC. EFFECT
Third Harmonic Bio, Inc. EFFECT Financial Statements
Kaufman, Hall & Associates, LLC MA-I/A
ROBERT W. BAIRD & CO. INCORPORATED MA-I/A
Pacific Public Finance Advisors, LLC MA-W
GOLDMAN SACHS INTERNATIONAL SBSE-A/A