| Company Name |
Form Type |
SEC Filings |
|
|
|
|
NEXTGEN HEALTHCARE, INC.
|
DEFM14A
|
Financial Statements
|
|
NGM BIOPHARMACEUTICALS INC
|
SC 13G/A
|
Financial Statements
|
|
NICE Ltd.
|
6-K
|
Financial Statements
|
|
NIERMANN JON M
|
4
|
|
|
NIERMANN JON M
|
SC 13D/A
|
|
|
NIKE, Inc.
|
10-Q
|
Financial Statements
|
|
NIOCORP DEVELOPMENTS LTD
|
10-K
|
|
|
NISSAN AUTO RECEIVABLES Co II LLC
|
ABS-15G
|
|
|
NML VARIABLE ANNUITY ACCOUNT A
|
497
|
|
|
NML VARIABLE ANNUITY ACCOUNT A
|
497VPI
|
|
|
NML VARIABLE ANNUITY ACCOUNT B
|
497
|
|
|
NML VARIABLE ANNUITY ACCOUNT B
|
497VPI
|
|
|
NOLA Terminal LLC
|
D
|
|
|
NOLAN PETER J
|
SC 13D
|
|
|
NORDSTROM INC
|
4
|
Financial Statements
|
|
NORTH CAROLINA CAPITAL MANAGEMENT TRUST
|
N-MFP2
|
|
|
NORTHERN FUNDS
|
N-MFP2
|
|
|
NORTHERN INSTITUTIONAL FUNDS
|
N-MFP2
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
497K
|
|
|
NORTHERN TRUST CORP
|
4
|
|
|
NORTHWESTERN MUTUAL SERIES FUND INC
|
N-MFP2
|
|
|
NSTS Bancorp, Inc.
|
8-K
|
|
|
NUSCALE POWER Corp
|
8-K
|
|
|
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
NUVEEN FLOATING RATE INCOME FUND
|
N-CSR
|
|
|
NUVEEN INVESTMENT TRUST II
|
N-CSR
|
|
|
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
N-23C-2
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
SC 13D/A
|
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
Financial Statements
|
|
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
Nance Frederick R.
|
4
|
|
|
Nantahala Capital Offshore Fund I, Ltd.
|
D/A
|
|
|
Nantahala Capital Partners Limited Partnership
|
D/A
|
|
|
Nantahala Capital Partners SI, LP
|
D/A
|
|
|
Naploy Corp.
|
S-1
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
Nash Laura A.
|
144
|
|
|
Nash Laura A.
|
4
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Nauticus Robotics, Inc.
|
425
|
|
|
Nauticus Robotics, Inc.
|
8-K
|
|
|
Navient Student Loan Trust 2014-1
|
10-D
|
|
|
Navient Student Loan Trust 2014-2
|
10-D
|
|
|
Navient Student Loan Trust 2014-3
|
10-D
|
|
|
Navient Student Loan Trust 2014-4
|
10-D
|
|
|
Navient Student Loan Trust 2014-5
|
10-D
|
|
|
Navient Student Loan Trust 2014-6
|
10-D
|
|
|
Navient Student Loan Trust 2014-7
|
10-D
|
|
|
Navient Student Loan Trust 2014-8
|
10-D
|
|
|
Navient Student Loan Trust 2015-1
|
10-D
|
|
|
Navient Student Loan Trust 2015-2
|
10-D
|
|
|
Navient Student Loan Trust 2015-3
|
10-D
|
|
|
Navitas Semiconductor Corp
|
4
|
|
|
Navy Capital Green Co-Invest Fund, LLC
|
D/A
|
|
|
Navy Capital Green Fund, LP
|
D/A
|
|
|
Navy Capital Green International, Ltd.
|
D/A
|
|
|
Neeleman Stephen
|
4
|
|
|
Nelson Gary Lynn
|
4
|
|
|
Nemaura Medical Inc.
|
8-K
|
Financial Statements
|
|
Net Lease Office Properties
|
3
|
|
|
Net Lease Office Properties
|
SEC STAFF
|
|
|
Netcapital Inc.
|
DEF 14A
|
|
|
Netcapital Inc.
|
DEFA14A
|
|
|
Netcapital Inc.
|
DEFR14A
|
|
|
Neuberger Berman High Yield Strategies Fund Inc.
|
3
|
|
|
Neuberger Berman High Yield Strategies Fund Inc.
|
SC 13G
|
|
|
Neuralift Inc.
|
D
|
|
|
Neuronetics, Inc.
|
144
|
Financial Statements
|
|
New Enterprise Associates 14, L.P.
|
3
|
|
|
Nexalin Technology, Inc.
|
DEF 14A
|
|
|
NextDecade Corp.
|
4
|
Financial Statements
|
|
NextDecade Corp.
|
SC 13D/A
|
Financial Statements
|
|
Nissan Auto Receivables 2023-B Owner Trust
|
ABS-15G
|
|
|
Niu Technologies
|
6-K
|
Financial Statements
|
|
Noble Ascension LP
|
D
|
|
|
Noci Darlene
|
4
|
|
|
Noles Russell G
|
4
|
|
|
NorthView Acquisition Corp
|
S-4/A
|
|
|
Northern Lights Fund Trust
|
40-17F1
|
|
|
Northern Lights Fund Trust
|
N-CSR
|
|
|
Northern Lights Fund Trust IV
|
NPORT-P
|
|
|
Notman Tali
|
4
|
|
|
Nouveau Monde Graphite Inc.
|
6-K
|
|
|
Novo Integrated Sciences, Inc.
|
8-K
|
|
|
Novo Yvette
|
3
|
|
|
Nushares ETF Trust
|
N-CSR
|
|
|
Nuvalent, Inc.
|
4
|
Financial Statements
|
|
Nuvectis Pharma, Inc.
|
4
|
Financial Statements
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
N-23C-2
|
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
N-23C-2
|
|
|
Nuveen California Quality Municipal Income Fund
|
N-23C-2
|
|
|
Nuveen Credit Strategies Income Fund
|
N-CSR
|
|
|
Nuveen Dynamic Municipal Opportunities Fund
|
N-23C-2
|
|
|
Nuveen Managed Accounts Portfolios Trust
|
N-CSR
|
|
|
Nuveen Minnesota Quality Municipal Income Fund
|
N-23C-2
|
|
|
Nuveen Municipal Credit Income Fund
|
N-23C-2
|
|
|
Nuveen Municipal Credit Income Fund
|
SC 13G/A
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
N-23C-2
|
|
|
Nuveen Preferred & Income Fund
|
N-CSR
|
|
|
Nuveen Preferred & Income Opportunities Fund
|
N-CSR
|
|
|
Nuveen Preferred & Income Securities Fund
|
N-CSR
|
|
|
Nuveen Preferred & Income Term Fund
|
N-CSR
|
|
|
Nuveen Quality Municipal Income Fund
|
N-23C-2
|
|
|
Nuveen Variable Rate Preferred & Income Fund
|
N-CSR
|
|
|
Nuwellis, Inc.
|
POS462C
|
|
|
Nvni Group Ltd
|
6-K
|
|
|
O Keefe Daniel E
|
4
|
|
|
O2 Auto Service Holdings, LLC
|
D
|
|
|
OBERWEIS FUNDS
|
485APOS
|
|
|
OBERWEIS FUNDS
|
N-14
|
|
|
OCA Acquisition Corp.
|
SC 13G/A
|
|
|
OCEANEERING INTERNATIONAL INC
|
SC 13G/A
|
Financial Statements
|
|
OFFICE PROPERTIES INCOME TRUST
|
SC 13G/A
|
|
|
OGLETHORPE POWER CORP
|
8-K
|
|
|
OLD WESTBURY FUNDS INC
|
40-17F2
|
|
|
ONE LIBERTY PROPERTIES INC
|
8-K
|
Financial Statements
|
|
OPEN DOORS PARTNERS, LLC
|
D
|
|
|
ORACLE CORP
|
4
|
Financial Statements
|
|
ORACLE CORP
|
PX14A6G
|
Financial Statements
|
|
ORAGENICS INC
|
3
|
Financial Statements
|
|
ORAGENICS INC
|
4
|
Financial Statements
|
|
ORGANIGRAM HOLDINGS INC.
|
F-10/A
|
|
|
OVERSTOCK.COM, INC
|
8-K/A
|
Financial Statements
|
|
Oaktree Capital Group, LLC
|
SC 13D/A
|
|
|
Oaktree Diversified Income Fund Inc.
|
N-23C3A
|
|
|
Oberto David J.
|
4
|
|
|
Oberweis International Select Fund, LLC
|
D/A
|
|
|
Ocean Biomedical, Inc.
|
4
|
|
|
Ocean Biomedical, Inc.
|
8-K
|
|
|
Ocean Capital LLC
|
DFAN14A
|
|
|
OceanPal Inc.
|
6-K
|
|
|
OceanPal Inc.
|
SC 13D/A
|
|
|
Odence-Ford Marion
|
4
|
|
|
Odyssey Health, Inc.
|
8-K
|
|
|
OmniLit Acquisition Corp.
|
425
|
|
|
Oncternal Therapeutics, Inc.
|
8-K
|
|
|
Ondas Holdings Inc.
|
8-K
|
|
|
Opsera, Inc.
|
D
|
|
|
OptimizeRx Corp
|
4
|
Financial Statements
|
|
OptimumBank Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Orion Office REIT Inc.
|
SC 13G/A
|
|
|
Outlook Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Ovintiv Inc.
|
SC 13G/A
|
|
|
Oxus Acquisition Corp.
|
8-K
|
|
|
PA-0723 Fund III, a series of Roll Up Vehicles, LP
|
D
|
|
|
PA-0731 Fund I, a series of Sapien Capital, LP
|
D
|
|
|
PACE SELECT ADVISORS TRUST
|
N-MFP2
|
|
|
PACIFIC RIDGE EXPLORATION LTD
|
D
|
|
|
PAN AMERICAN SILVER CORP
|
6-K
|
Financial Statements
|
|
PARK AEROSPACE CORP
|
10-Q
|
Financial Statements
|
|
PARK JOHN J
|
3
|
|
|
PATTERSON COMPANIES, INC.
|
4
|
Financial Statements
|
|
PATTERSON COMPANIES, INC.
|
4/A
|
Financial Statements
|
|
PATTERSON UTI ENERGY INC
|
SC 13G/A
|
Financial Statements
|
|
PAYCHEX INC
|
144
|
Financial Statements
|
|
PAYCHEX INC
|
8-K
|
Financial Statements
|
|
PE Premier BX Strategic Partners Infrastructure IV Feeder L.
|
D
|
|
|
PEARL INR HOLDINGS, L.P.
|
D
|
|
|
PEARL INR HOLDINGS-A, L.P.
|
D
|
|
|
PEMBINA PIPELINE CORP
|
6-K
|
Financial Statements
|
|
PEOPLES BANCORP INC
|
144
|
Financial Statements
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
PFSWEB INC
|
SC 14D9/A
|
Financial Statements
|
|
PFSWEB INC
|
SC TO-T/A
|
Financial Statements
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
|
SC 13G/A
|
|
|
PIMCO FUNDS
|
N-MFP2
|
|
|
PIONEER PRODUCTIONS LLC
|
4
|
|
|
PLDT Inc.
|
6-K
|
Financial Statements
|
|
POLK DENNIS
|
4
|
|
|
PORTLAND GENERAL ELECTRIC CO /OR/
|
8-K
|
Financial Statements
|
|
POWERSCHOOL HOLDINGS, INC.
|
4
|
Financial Statements
|
|
PRIMEDIA NETWORK INC
|
1-A/A
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
497
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
497K
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
N-CSR
|
|
|
PROVIDENT MORTGAGE TRUST INC
|
D/A
|
|
|
PROVINCE OF NOVA SCOTIA
|
18-K/A
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
N-MFP2
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 5
|
497J
|
|
|
PRUDENTIAL SERIES FUND
|
497
|
|
|
PRUDENTIAL SERIES FUND
|
N-MFP2
|
|
|
PS Management GP, LLC
|
4
|
|
|
PT Bank Negara Indonesia
|
F-6 POS
|
|
|
PTF Global, LLC
|
D
|
|
|
PURESTREAM, LLC
|
ATS-N/UA
|
|
|
PURPLE BIOTECH LTD.
|
6-K
|
|
|
Pacific Coast Oil Trust
|
8-K
|
|
|
Pacific Green Technologies Inc.
|
8-K
|
|
|
Pacific Public Finance Advisors, LLC
|
MA-I/A
|
|
|
Palihapitiya Chamath
|
SC 13D/A
|
|
|
Pangaea Logistics Solutions Ltd.
|
SC 13G
|
Financial Statements
|
|
Panthera Growth Fund II VCC
|
D/A
|
|
|
Papatrifon Eleftherios
|
SC 13D/A
|
|
|
Pappas James C
|
3
|
|
|
ParaZero Technologies Ltd.
|
6-K
|
|
|
Parisi Brian
|
3
|
|
|
Parize Isabelle
|
4
|
|
|
Pasternak Andy
|
4
|
|
|
Patient Sortal 23, a Series of What If Ventures Master, LLC
|
D
|
|
|
Pawlikowski Ellen M
|
4
|
|
|
Paylocity Holding Corp
|
144
|
Financial Statements
|
|
Paylocity Holding Corp
|
3
|
Financial Statements
|
|
Paylocity Holding Corp
|
4
|
Financial Statements
|
|
Peachtree Alternative Strategies Fund
|
4
|
|
|
Pech Cedric
|
144
|
|
|
Pech Cedric
|
4
|
|
|
Peloso Paul
|
4
|
|
|
Perfect Solutions Group, Inc.
|
SC 13D
|
|
|
Persefoni AI Inc.
|
D
|
|
|
Pershing Square Capital Management, L.P.
|
4
|
|
|
Pershing Square Capital Management, L.P.
|
SC 13D/A
|
|
|
Persimmon.Life Inc.
|
D/A
|
|
|
Petro Andrea
|
4
|
|
|
Philips Simon J
|
3
|
|
|
Pine River Relative Value Rates Fund L.P.
|
D/A
|
|
|
Plakantonaki Charis
|
144
|
|
|
Pleasant Lake Onshore Feeder Fund LP
|
3
|
|
|
Pleasant Lake Onshore Feeder Fund LP
|
4
|
|
|
Pleasant Lake Partners LLC
|
3
|
|
|
Pleasant Lake Partners LLC
|
4
|
|
|
Polar Asset Management Partners Inc.
|
3
|
|
|
Porpora Kenneth
|
4
|
|
|
Portman Ridge Finance Corp
|
SC 13G/A
|
Financial Statements
|
|
Poseidon Bio, LLC
|
4
|
|
|
Prado Becerra Jose Luis
|
4
|
|
|
Prasad Vidisha
|
3
|
|
|
Prasad Vidisha
|
4
|
|
|
Precipio, Inc.
|
8-K
|
Financial Statements
|
|
Prelude Therapeutics Inc
|
4
|
Financial Statements
|
|
Premier, Inc.
|
3
|
Financial Statements
|
|
Premier, Inc.
|
SC 13G
|
Financial Statements
|
|
Prenetics Global Ltd
|
POS AM
|
|
|
Prenetics Global Ltd
|
RW
|
|
|
Prieskorn Laura Louene
|
4
|
|
|
Prime Number Acquisition I Corp.
|
SC 13G/A
|
|
|
Prince Matthew
|
4
|
|
|
Principle Income Fund LLC
|
D/A
|
|
|
ProFunds
|
24F-2NT
|
|
|
ProFunds
|
N-CSR
|
|
|
ProFunds
|
N-MFP2
|
|
|
Project Energy Reimagined Acquisition Corp.
|
425
|
|
|
Project Energy Reimagined Acquisition Corp.
|
8-K
|
|
|
Propanc Biopharma, Inc.
|
S-1/A
|
|
|
Prudential Government Money Market Fund, Inc.
|
N-MFP2
|
|
|
Puerto Rico Residents Tax-Free Fund IV, Inc.
|
DFAN14A
|
|
|
Puerto Rico Residents Tax-Free Fund V, Inc.
|
N-CSRS
|
|
|
Puerto Rico Residents Tax-Free Fund VI, Inc.
|
DFAN14A
|
|
|
Puerto Rico Residents Tax-Free Fund, Inc.
|
DFAN14A
|
|
|
Puthenveetil Reji
|
4
|
|
|
QHSLab, Inc.
|
8-K
|
|
|
QMIS TBS Capital Group Corp.
|
8-K
|
|
|
QMMM Holdings Ltd
|
F-1
|
|
|
QUANTUM CORP /DE/
|
144
|
|
|
QUANTUM CORP /DE/
|
4
|
|
|
QuantumScape Corp
|
4
|
Financial Statements
|
|
Quarta-Rad, Inc.
|
10-Q
|
|
|
Quetta Acquisition Corp
|
3
|
|
|
Quetta Acquisition Corp
|
CERT
|
|
|
Quoherent, Inc.
|
D
|
|
|
R F INDUSTRIES LTD
|
4
|
Financial Statements
|
|
RADIANT LOGISTICS, INC
|
ARS
|
Financial Statements
|
|
RADIANT LOGISTICS, INC
|
DEF 14A
|
Financial Statements
|
|
RAZA SAIYED ATIQ
|
4
|
|
|
RBC FUNDS TRUST
|
497
|
|
|
RCP Multi-Strategy Cayman Feeder II, LP
|
D/A
|
|
|
RCP Multi-Strategy Fund II, LP
|
D/A
|
|
|
RE/MAX Holdings, Inc.
|
8-K/A
|
Financial Statements
|
|
RE/MAX Holdings, Inc.
|
SC 13G/A
|
Financial Statements
|
|
REATA PHARMACEUTICALS INC
|
15-12G
|
Financial Statements
|
|
RECURSION PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
REGIS CORP
|
8-K
|
Financial Statements
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
RENASANT CORP
|
25
|
Financial Statements
|
|
RENN Fund, Inc.
|
4
|
|
|
RENOVARO BIOSCIENCES INC.
|
3
|
Financial Statements
|
|
RENOVARO BIOSCIENCES INC.
|
SC 13G
|
Financial Statements
|
|
RENOVARO BIOSCIENCES INC.
|
SC 13G/A
|
Financial Statements
|
|
RGM VALUE OPPORTUNITY FUND IV, LP
|
D/A
|
|
|
RICKS MARY
|
144
|
|
|
RIVERNORTH OPPORTUNITIES FUND, INC.
|
N-CSR
|
|
|
RIVERPARK FUNDS TRUST
|
485APOS
|
|
|
ROGAN TIMOTHY E
|
4
|
|
|
ROGAN TIMOTHY E
|
4/A
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
RPM INTERNATIONAL INC/DE/
|
4
|
Financial Statements
|
|
RPT Realty
|
425
|
Financial Statements
|
|
Ramakrishna Sudhakar
|
4
|
|
|
Rashid Kashif
|
4
|
|
|
Raub Christopher
|
4
|
|
|
Ravella Satish
|
144
|
|
|
Raven Ricky Anthony
|
3
|
|
|
Raven Ricky Anthony
|
4
|
|
|
Ready Capital Corp
|
4
|
Financial Statements
|
