| Company Name |
Form Type |
SEC Filings |
|
|
|
|
JNL SERIES TRUST
|
N-MFP2
|
|
|
JNLNY SEPARATE ACCOUNT I
|
497
|
|
|
JO-09251 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
|
424B3
|
|
|
JOHN HANCOCK INVESTORS TRUST
|
424B3
|
|
|
JOHN HANCOCK PREMIUM DIVIDEND FUND
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
JPMORGAN TRUST II
|
N-MFP2
|
|
|
JPMORGAN TRUST IV
|
N-MFP2
|
|
|
JPMorgan Chase Bank, N.A.
|
SC 13G/A
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMorgan Trust I
|
N-MFP2
|
|
|
JUNIPER NETWORKS INC
|
4
|
Financial Statements
|
|
Jackson DeLu
|
4
|
|
|
Jackson Financial Inc.
|
4
|
|
|
Jacob William Douglas
|
3
|
|
|
James Hardie Industries plc
|
6-K
|
Financial Statements
|
|
Jefferies Credit Partners BDC Inc.
|
10-12G/A
|
|
|
Jefferies Financial Group Inc.
|
10-Q
|
Financial Statements
|
|
John Hancock Tax-Advantaged Global Shareholder Yield Fund
|
424B3
|
|
|
Johnson Jennifer L
|
4
|
|
|
Jolley Julie Diane
|
4
|
|
|
Jon Maxwell Niermann Living Trust
|
3
|
|
|
Jupiter Acquisition Corp
|
425
|
|
|
KALTURA INC
|
4
|
Financial Statements
|
|
KATHURIA CHIRINJEEV
|
4
|
|
|
KAZIA THERAPEUTICS LTD
|
6-K
|
Financial Statements
|
|
KB HOME
|
10-Q
|
Financial Statements
|
|
KERINS PATRICK J
|
3
|
|
|
KIAMILEV PHENIX Q.
|
4
|
|
|
KIDOZ INC.
|
6-K
|
|
|
KIM AUSTIN D.
|
4
|
|
|
KIRKLAND'S, INC
|
4
|
Financial Statements
|
|
KKR Alternative Assets LLC
|
SC 13D/A
|
|
|
KKR Credit Advisors
|
SC 13D/A
|
|
|
KKR Real Estate Select Trust Inc.
|
SC 13D/A
|
|
|
KON TIKI ROOM LLC
|
C
|
|
|
KORU Medical Systems, Inc.
|
3
|
|
|
KORU Medical Systems, Inc.
|
4
|
|
|
Kairoi Investment Fund VI, LP
|
D
|
|
|
Kanzhun Ltd
|
6-K
|
Financial Statements
|
|
Karpus Management, Inc.
|
SC 13G/A
|
|
|
Kartoon Studios, Inc.
|
3
|
Financial Statements
|
|
Kartoon Studios, Inc.
|
PRE 14A
|
Financial Statements
|
|
Keese Kari Leigh
|
3
|
|
|
Kelly Jason R
|
4
|
|
|
Kelly William John
|
4
|
|
|
Kennedy-Wilson Holdings, Inc.
|
144
|
Financial Statements
|
|
Kim Hyong
|
4
|
|
|
King Street Global Drawdown Fund
|
D/A
|
|
|
King Street Global Drawdown Fund II, L.P.
|
D/A
|
|
|
Kingsoft Cloud Holdings Ltd
|
6-K
|
Financial Statements
|
|
Kiniksa Pharmaceuticals, Ltd.
|
4
|
Financial Statements
|
|
Kinnevik AB
|
13F-HR
|
|
|
Kirkland Derek G
|
4
|
|
|
Kiromic Biopharma, Inc.
|
4
|
Financial Statements
|
|
Klein Randal T
|
4
|
|
|
Kobza Joshua
|
4
|
|
|
Kolibri Global Energy Inc.
|
CERT
|
|
|
Kolibri Global Energy Inc.
|
SEC STAFF
|
|
|
Kotak Infinity Fund
|
D/A
|
|
|
Kretchmar Jennifer
|
4
|
|
|
Kripalani Avinash
|
4
|
|
|
Kubient, Inc.
|
8-K
|
|
|
LASALLE VALUE PARTNERS U.S. IX-B, L.P.
|
D/A
|
|
|
LASALLE VALUE PARTNERS U.S. IX-C, L.P.
|
D/A
|
|
|
LASALLE VALUE PARTNERS U.S. IX-D, L.P.
|
D/A
|
|
|
LEAD REAL ESTATE CO., LTD
|
6-K
|
|
|
LEGG MASON PARTNERS INSTITUTIONAL TRUST
|
N-MFP2
|
|
|
LEGG MASON PARTNERS MONEY MARKET TRUST
|
N-MFP2
|
|
|
LEUNG SIMON
|
4
|
|
|
LEVIN RICHARD C
|
4
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT H
|
485APOS
|
|
|
LIT TRE IV, LLC
|
D/A
|
|
|
LIT VISTA EQUITY PARTNERS VIII, LLC
|
D/A
|
|
|
LITHIUM AMERICAS CORP.
|
F-3
|
|
|
LITHIUM AMERICAS CORP.
|
S-8
|
|
|
LIVEPERSON INC
|
8-K
|
Financial Statements
|
|
LIVEPERSON INC
|
SC 13G/A
|
Financial Statements
|
|
LM FUNDING AMERICA, INC.
|
SC 13D
|
|
|
LOREE JAMES M
|
3
|
|
|
LOTUS FUND LP
|
D/A
|
|
|
LOTUS FUND LTD
|
D/A
|
|
|
LPC Litigation Fund II, LP
|
D
|
|
|
LQD Assets, LLC
|
D
|
|
|
LQR House Inc.
|
S-1
|
|
|
La Rosa Holdings Corp.
|
CERT
|
|
|
Labbe Robert L.
|
3
|
|
|
Labrucherie Gil M
|
4
|
|
|
Ladd Delano
|
4
|
|
|
Lancaster N John Jr
|
3
|
|
|
Landry Benjamin
|
4
|
|
|
LatAmGrowth SPAC
|
PRE 14A
|
|
|
Lazar Michael Abraham
|
3
|
|
|
Lazydays Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Lazydays Holdings, Inc.
|
S-1/A
|
Financial Statements
|
|
Leafpress Leonis, a Series of CGF2021 LLC
|
D
|
|
|
Learn CW Investment Corp
|
8-K
|
|
|
Learn CW Investment Corp
|
DEFA14A
|
|
|
Leet Technology Inc.
|
10-Q
|
|
|
Leffew James Howard
|
4
|
|
|
Legacy Housing Corp
|
4
|
Financial Statements
|
|
Level Health, Inc.
|
D
|
|
|
Li Auto Inc.
|
6-K
|
Financial Statements
|
|
Liberty Energy Inc.
|
4
|
Financial Statements
|
|
Liberty Energy Inc.
|
SC 13G/A
|
Financial Statements
|
|
LifeMD, Inc.
|
SC 13G
|
|
|
LifeX Income Trust 1948F
|
N-2
|
|
|
Likosar Jeffrey
|
4
|
|
|
Liminal BioSciences Inc.
|
15-12G
|
|
|
Limoneira CO
|
SC 13D
|
Financial Statements
|
|
Lin Shao-Lee
|
4
|
|
|
Lind Capital Partners Municipal Credit Income Fund
|
N-CSRS
|
|
|
Lion Group Holding Ltd
|
6-K
|
|
|
Lionello Gemma
|
4
|
|
|
Lipocine Inc.
|
8-K
|
Financial Statements
|
|
Listed Funds Trust
|
485BXT
|
|
|
Lithium Americas
|
S-8 POS
|
Financial Statements
|
|
LivaNova PLC
|
8-K
|
Financial Statements
|
|
Live Oak Public Finance, LLC
|
MA-I/A
|
|
|
Livingston Robert
|
4
|
|
|
Lobel Automobile Receivables Funding, LLC
|
ABS-15G
|
|
|
Local Bounti Corporation/DE
|
8-K
|
|
|
Lombard International Life Assurance Co Separate Account VL
|
D
|
|
|
Longduoduo Co Ltd
|
8-K
|
|
|
Loop Media, Inc.
|
3
|
Financial Statements
|
|
Loop Media, Inc.
|
4
|
Financial Statements
|
|
Loop Media, Inc.
|
SC 13D/A
|
Financial Statements
|
|
M. Kingdon Offshore Ltd.
|
D/A
|
|
|
MACAN WILLIAM ANDREW
|
144
|
|
|
MACH1 CAPITAL LLC
|
D/A
|
|
|
MACH1 PLATINUM INVESTMENTS LLC
|
D
|
|
|
MACH1 PLATINUM INVESTMENTS LLC
|
D/A
|
|
|
MACH1 PREMIUM INVESTMENTS LLC
|
D/A
|
|
|
MAINSTAY FUNDS
|
N-MFP2
|
|
|
MAINSTAY FUNDS TRUST
|
N-MFP2
|
|
|
MAINSTAY FUNDS TRUST
|
POS EX
|
|
|
MAINSTAY VP FUNDS TRUST
|
N-MFP2
|
|
|
MANGROVE PARTNERS
|
SC 13G
|
|
|
MAPTELLIGENT, INC.
|
8-K
|
|
|
MARIZYME, INC.
|
8-K
|
|
|
MARSHALL & SULLIVAN INC /WA/
|
13F-HR
|
|
|
MARSON DEBORAH
|
4
|
|
|
MASCO CORP /DE/
|
8-K
|
Financial Statements
|
|
MASSMUTUAL PREMIER FUNDS
|
N-MFP2
|
|
|
MASTER PORTFOLIO TRUST
|
N-MFP2
|
|
|
MATEO ALAN
|
4
|
|
|
MCCAFFERY MICHAEL G
|
4
|
|
|
MCGILL SEAMUS M
|
4
|
|
|
MCKESSON CORP
|
144
|
Financial Statements
|
|
MED PARTNERS REI LLC
|
D
|
|
|
MERCURY SYSTEMS INC
|
3
|
Financial Statements
|
|
MEREWETHER CYCLICALS PARTNERS, LP
|
D/A
|
|
|
MEXICO EQUITY & INCOME FUND INC
|
N-CSR
|
|
|
MEXICO FUND INC
|
8-K
|
|
|
MEXICO FUND INC
|
SC 13G/A
|
|
|
MFS HIGH YIELD MUNICIPAL TRUST
|
4
|
|
|
MFS HIGH YIELD MUNICIPAL TRUST
|
SC TO-I
|
|
|
MFS INVESTMENT GRADE MUNICIPAL TRUST
|
SC TO-I
|
|
|
MFS SERIES TRUST I
|
N-MFP2
|
|
|
MFS SERIES TRUST IV
|
N-MFP2
|
|
|
MFS VARIABLE INSURANCE TRUST II
|
N-MFP2
|
|
|
MGM Resorts International
|
4
|
Financial Statements
|
|
MHHC Enterprises Inc.
|
1-SA/A
|
|
|
MICRON TECHNOLOGY INC
|
10-K
|
Financial Statements
|
|
MINT CAPITAL ADVISORS LTD
|
SC 13D
|
|
|
MMEX Resources Corp
|
8-K
|
|
|
MML Series Investment Fund II
|
N-MFP2
|
|
|
MMTec, Inc.
|
6-K
|
Financial Statements
|
|
MONOGRAM ORTHOPAEDICS INC
|
8-K
|
|
|
MONOGRAM ORTHOPAEDICS INC
|
DEF 14A
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS
|
N-MFP2
|
|
|
MORGAN STANLEY TAX FREE DAILY INCOME TRUST
|
N-MFP2
|
|
|
MORGAN STANLEY U.S. GOVERNMENT MONEY MARKET TRUST
|
N-MFP2
|
|
|
MOTORCAR PARTS OF AMERICA INC
|
SC 13D/A
|
Financial Statements
|
|
MQS Capital Partners, LP
|
D/A
|
|
|
MULLEN AUTOMOTIVE INC.
|
8-K
|
|
|
MUNDOVAL FUNDS
|
497AD
|
|
|
MURPHY JOHN RAYMOND
|
4
|
|
|
MURTHY RAMESH
|
4
|
|
|
MUTUAL OF AMERICA INVESTMENT CORP
|
N-MFP2
|
|
|
MVP LS FUND CDLIV LLC
|
D
|
|
|
Machado Patrick
|
4
|
|
|
Madden W Michael
|
4
|
|
|
Madryn Asset Management, LP
|
4
|
|
|
Madryn Health Advisors, LP
|
4
|
|
|
Madryn Health Partners
|
4
|
|
|
Madryn Health Partners, LP
|
4
|
|
|
Maestri Luca
|
144
|
|
|
Magpuri Cecil D.
|
3
|
|
|
Mahony Susan
|
4
|
|
|
MainStay CBRE Global Infrastructure Megatrends Term Fund
|
4
|
|
|
MainStay MacKay Municipal Income Opportunities Fund
|
N-2
|
|
|
MainStay MacKay Municipal Income Opportunities Fund
|
N-8A
|
|
|
Malik Pankaj
|
144
|
|
|
Malik Thaddeus J.
|
3
|
|
|
Malik Thaddeus J.
|
4
|
|
|
Managed Portfolio Series
|
497
|
|
|
Managed Portfolio Series
|
497K
|
|
|
Managed Portfolio Series
|
N-CSR
|
|
|
Manos Sangrados LLC
|
C
|
|
|
Manufacturers Life Reinsurance Ltd
|
3/A
|
|
|
Manulife Private Credit Fund
|
3/A
|
|
|
Marino Robert Joseph
|
4
|
|
|
Marpai, Inc.
|
8-K
|
Financial Statements
|
|
Marpai, Inc.
|
FWP
|
Financial Statements
|
|
Marpai, Inc.
|
S-1/A
|
Financial Statements
|
|
Marquette Travis
|
4
|
|
|
Mars Manufacturing LLC
|
D
|
|
|
Martucci Richard J.
|
3
|
|
|
Martucci Walter Edward II
|
4
|
|
|
Marygold Companies, Inc.
|
DEF 14A
|
Financial Statements
|
|
Marygold Companies, Inc.
|
DEFA14A
|
Financial Statements
|
|
Massaro Michael
|
4
|
|
|
Master Trust
|
N-MFP2
|
|
|
Master Trust
|
POS AMI
|
|
|
Masterworks Vault 4, LLC
|
1-A POS
|
|
|
Mateveza USA, LLC
|
C
|
|
|
Matrix Adhesives Group, LLC
|
D
|
|
|
Matushak Jay
|
4
|
|
|
Mawson Infrastructure Group Inc.
|
8-K
|
|
|
Maxeon Solar Technologies, Ltd.
|
424B7
|
Financial Statements
|
|
Maxeon Solar Technologies, Ltd.
|
6-K
|
Financial Statements
|
|
McCabe Daniel M.
|
3
|
|
|
McCaffrey Mark
|
4
|
|
|
McDonald Charles P
|
4
|
|
|
McElhatton Todd
|
144
|
|
|
McElhatton Todd
|
4
|
|
|
McEwen Mining Inc.
|
8-K
|
Financial Statements
|
|
McIlvenny Patrick
|
4
|
|
|
McManus John
|
4
|
|
|
McNab Paul
|
4
|
|
|
Meaney William L
|
4
|
|
|
Medalist Diversified REIT, Inc.
|
8-K
|
Financial Statements
|
|
Medicine Man Technologies, Inc.
|
4
|
|
|
Megna Michael R
|
4
|
|
|
Meinert Todd
|
4
|
|
|
Members Trust Co
|
13F-HR
|
|
|
Mendelson Daniel Newman
|
4
|
|
|
Mercedes-Benz Auto Receivables Trust 2023-2
|
ABS-EE
|
|
|
Mercedes-Benz Retail Receivables LLC
|
ABS-EE
|
|
|
Mercury Fund Executives V, L.P.
|
D
|
|
|
Merewether Cyclicals Offshore Partners, Ltd.
|
D/A
|
|
|
Merrill Joanne
|
3
|
|
|
Merritt Sears
|
4
|
|
|
Metals Acquisition Ltd
|
SC 13G
|
|
|
MiNK Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Michel Gaetan
|
4
|
|
|
Midterm Success Ltd
|
SC 13G
|
|
|
Mielle Dominique
|
4
|
|
|
MileUp, Inc.
|
D
|
|
|
Miller Brandon
|
3
|
|
|
Milliman Variable Insurance Trust
|
N-MFP2
|
|
|
Minerva Gold Inc.
|
10-Q/A
|
|
|
Mirae Asset Discovery Funds
|
N-8F/A
|
|
|
Misajon Pamela
|
4
|
|
|
Mission Property Holdings LLC
|
1-A/A
|
|
|
Mitchell Steven R
|
4
|
|
|
Mobiv Acquisition Corp
|
425
|
|
|
Mobiv Acquisition Corp
|
8-K
|
|
|
Mobiv Acquisition Corp
|
SC 13G/A
|
|
|
Mock James M
|
144
|
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
Moderna, Inc.
|
4
|
Financial Statements
|
|
Mohan Raju
|
4
|
|
|
Molecular Templates, Inc.
|
3
|
Financial Statements
|
|
Moleculin Biotech, Inc.
|
8-K
|
Financial Statements
|
|
Monahan Heather
|
4
|
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
MongoDB, Inc.
|
4
|
Financial Statements
|
|
Monroe Capital Income Plus Corp
|
8-K
|
|
|
Monster Beverage Corp
|
SC 13G/A
|
Financial Statements
|
|
Moran Colin T.
|
4
|
|
|
Morgan Stanley California Tax-Free Daily Income Trust
|
N-MFP2
|
|
|
Morgan Stanley ETF Trust
|
485BPOS
|
|
|
Morgan Stanley ETF Trust
|
497K
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Moving Capital Rocket III, LP
|
D
|
|
|
Munce Claudia F.
|
4
|
|
|
Murdock Tyson D.
|
4
|
|
|
Musket David B
|
4
|
|
|
Mutual of America Variable Insurance Portfolios, Inc.
|
N-MFP2
|
|
|
Myers Kevin L
|
144
|
|
|
NAGEL MICHAEL
|
4
|
|
|
NAKAHARA ASUKA
|
4
|
|
|
NATIONAL ASSET OPPORTUNITY FUND, LLC
|
D/A
|
|
|
NE-0909 Fund I, a series of Epakon Capital, LP
|
D
|
|
|
NEA 14 GP, LTD
|
3
|
|
|
NEA Partners 14, L.P.
|
3
|
|
|
NEEDHAM INVESTMENT MANAGEMENT LLC
|
SC 13G
|
|
|
NETGEAR, INC.
|
SC 13G/A
|
Financial Statements
|
|
NEUROCRINE BIOSCIENCES INC
|
8-K
|
Financial Statements
|
|
NEVRO CORP
|
4
|
Financial Statements
|
|
NEWMONT Corp /DE/
|
3
|
Financial Statements
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
