SEC Filings


2019
  
Company Name Form Type SEC Filings
Brown Shona L 4
Brownstein Carrie 4
Bruush Oral Care Inc. 6-K
Bruush Oral Care Inc. F-1/A
Buchanan Lucas W. 4
Bunker Kevin D. 4
Burgeon Fund Founders LLC D
Burgundy 523 Offshore Fund, Ltd. D/A
Burlington Stores, Inc. 4 Financial Statements
Burzo Steven 4
Butchko Julia G. 4
Buten Matthew 4
Butera Salvatore Thomas 4
C3.ai, Inc. 4 Financial Statements
CAL-MAINE FOODS INC 8-K Financial Statements
CALERES INC 4 Financial Statements
CANADIAN DERIVATIVES CLEARING CORP 8-K
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ 424B2 Financial Statements
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ 424B3 Financial Statements
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ FWP Financial Statements
CAPRICOR THERAPEUTICS, INC. 4 Financial Statements
CARBONARI BRUCE A 4
CASH ACCOUNT TRUST N-MFP2
CBRE GLOBAL REAL ESTATE INCOME FUND 4
CCM ALPHA PARTNERS, LP D/A
CENTERPOINT ENERGY INC 3 Financial Statements
CENTERPOINT ENERGY INC 4 Financial Statements
CENTRAL PUERTO S.A. 6-K Financial Statements
CHAMPIONS ONCOLOGY, INC. 4 Financial Statements
CHANG DENNIS 4
CHARLES SCHWAB FAMILY OF FUNDS N-MFP2
CHASE CORP 8-K Financial Statements
CHIPMOS TECHNOLOGIES INC 6-K Financial Statements
CIM REAL ESTATE FINANCE TRUST, INC. SC 14D9
CITIGROUP INC 424B2 Financial Statements
CITIGROUP INC FWP Financial Statements
CITIZENS FINANCIAL SERVICES INC 4
CITY NATIONAL ROCHDALE FUNDS N-MFP2
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD SC 13G/A
CLOROX CO /DE/ DEFR14A Financial Statements
CME GROUP INC. 4 Financial Statements
COFFEE HOLDING CO INC ARS Financial Statements
COFFEE HOLDING CO INC DEF 14A Financial Statements
COHERENT CORP. 3 Financial Statements
COLOMBIER ACQUISITION CORP. II S-1
COLUMBIA FUNDS SERIES TRUST I 24F-2NT
COMMODORE CAPITAL LP 4
COMMODORE CAPITAL LP SC 13G/A
COMPOUND REAL ESTATE BONDS INC 1-A POS
COMPUTER PROGRAMS & SYSTEMS INC SC 13G/A Financial Statements
CONCORDE FUNDS INC 40-17G
CONCREIT FUND I LLC 253G2
COOK VALUE PARTNERSHIP, L.P. D/A
COSTCO WHOLESALE CORP /NEW 144 Financial Statements
COTY INC. 4 Financial Statements
COTY INC. SC 13G/A Financial Statements
CRACKER BARREL OLD COUNTRY STORE, INC ARS Financial Statements
CRACKER BARREL OLD COUNTRY STORE, INC DEF 14A Financial Statements
CRACKER BARREL OLD COUNTRY STORE, INC DEFA14A Financial Statements
CRAKE GLOBAL FEEDER FUND ICAV D/A
CRAKE GLOBAL US FEEDER LP D/A
CRESUD INC 6-K Financial Statements
CROWN CASTLE INC. 8-K Financial Statements
CURTIS THOMAS BENJAMIN 4
CUTERA INC 8-K Financial Statements
CYBIN INC. 6-K
CYTOKINETICS INC 144 Financial Statements
CYTOKINETICS INC 4 Financial Statements
CYTOKINETICS INC 8-K Financial Statements
Cabrera Brian E 144
Cabrera Brian E 4
Cadrenal Therapeutics, Inc. 4
Calamos ETF Trust 485APOS
Calidi Biotherapeutics, Inc. S-1
Called Higher Studios, Inc. C-U
Calm Ventures SpaceX 2, LP D
Camardo Daniel A. 4
Cannon-Brookes Michael 4
Cano Health, Inc. 3
Cano Health, Inc. 8-K
Canoo Inc. 4
Canoo Inc. 8-K
Canton Barry 4
Capital Group Central Fund Series N-MFP2
Capital International Investors SC 13G
Capital Maritime & Trading Corp. SC 13D/A
Capital One Auto Receivables LLC 424B5
Capital One Auto Receivables LLC 8-K
Capital One Prime Auto Receivables Trust 2023-2 424B5
Capital One Prime Auto Receivables Trust 2023-2 8-K
Capital Product Partners L.P. SC 13D/A Financial Statements
Capitol Series Trust N-18F1
Carbon Revolution Public Ltd Co 425
CareMax, Inc. 8-K
Carlyle Credit Income Fund POS EX
Carlyle Group Management L.L.C. SC 13D/A
Casalena Anthony 4
Cassidy Bruce A. Sr. 3
Cassidy Bruce A. Sr. 4
Castelion Corp D
Castor Maritime Inc. 6-K
Catlin Michael 4
Celanese Corp SC 13G Financial Statements
Cell Source, Inc. D
Centogene N.V. 6-K Financial Statements
Certara, Inc. 4 Financial Statements
Cerus Capital Real Estate Opportunity Fund, LLC D
Chakraborty Sayan 144
Chanson International Holding 6-K
Che Austin 144
Chelko Carrie 4
Chen Hui 3
Chepstow Credit Opportunities Fund LP D/A
Cheq Lifestyle Technology, Inc. D
Chi Ko Holdings Ltd F-1/A
Citi Trends Inc 3 Financial Statements
Citi Trends Inc 4 Financial Statements
Citibank,N.A./ADR F-6 POS
Citigroup Global Markets Holdings Inc. 424B2
Citigroup Global Markets Holdings Inc. FWP
City National Rochdale Select Strategies Fund N-CSRS
Clark Christopher Todd 4
Clayton Sean M. 4
Clean Earth Acquisitions Corp. PRER14A
ClearBridge MLP & Midstream Total Return Fund Inc. 4
Clene Inc. 424B3
Cloudflare, Inc. 4 Financial Statements
CoPilot Systems Inc. D
Coatue Growth Fund V-B Private Investors Offshore, L.P. D/A
Coatue Growth Fund V-B Private Investors, L.L.C. D/A
Cobb Heather N. 4
Cofactr Inc D
CohBar, Inc. 425 Financial Statements
CohBar, Inc. 8-K/A Financial Statements
Cohen Amir 4
Cohen Andrew M. 144
Cohen Andrew M. 4
Cohen David Matthew 3
Coherus BioSciences, Inc. 8-K Financial Statements
Coherus BioSciences, Inc. SC 13G/A Financial Statements
College Avenue Student Loans, LLC ABS-15G
Columbia Funds Series Trust II 24F-2NT
Columbia Funds Series Trust II N-MFP2
Columbia Funds Variable Series Trust II N-MFP2
Colvin Kristie 3
Colvin Kristie 4
Combes Michel 3
Comera Life Sciences Holdings, Inc. 8-K Financial Statements
CommScope Holding Company, Inc. SC 13G/A Financial Statements
Commodore Management Aggregator, LLC D
Concentric Team Technology II LP D
Concentrix Corp 10-Q
Conifer Holdings, Inc. 8-K Financial Statements
Connetic Ventures Fund N-2
Connetic Ventures Fund N-8A
Copper Property CTL Pass Through Trust 8-K
Core & Main, Inc. 4 Financial Statements
Cox Aaron 4
Crate Darrell W 4
Crixus BH3 Acquisition Co 8-K
Crowe LLP MA-I/A
Cummings Don W 4
Cyber App Solutions Corp. 8-K
D-MARKET Electronic Services & Trading 6-K Financial Statements
D4 Equity Jacksonville - Via Veneto LLC D
DA AI ZHI SHUI INTERNATIONAL HOLDING GROUP LTD F-1/A
DALRADA FINANCIAL CORP 8-K
DANIEL MARCY 4
DAVIS NEW YORK VENTURE FUND INC N-CSR
DAVIS STEPHEN 4
DEC TIMOTHY C 4
DEMERAU L SCOTT 3
DENISON MINES CORP. 6-K Financial Statements
DEUTSCHE DWS MONEY FUNDS N-MFP2
DEUTSCHE DWS MONEY MARKET TRUST N-MFP2
DEUTSCHE DWS VARIABLE SERIES II N-MFP2
DFA INVESTMENT TRUST CO N-MFP2
DIANA SHIPPING INC. SC 13D/A Financial Statements
DIEU HENRY 4
DIGITAL HEALTH ACQUISITION CORP. PRE 14A
DOCUSIGN, INC. 144 Financial Statements
DOMINION ENERGY SOUTH CAROLINA, INC. 8-K
DORCHESTER MINERALS, L.P. 8-K Financial Statements
DORIAN LPG LTD. 8-K Financial Statements
DOYLE J PATRICK 4
DPEG Cottage Green, LP D
DYADIC INTERNATIONAL INC 8-K
Daley Marcus 3
Daniel William F 4
Dave & Buster's Entertainment, Inc. 4 Financial Statements
Davenport Christopher Dean 3
David Shay 4
Davidov Michael 4
Davis Lisa Ann 4
Dawson Robert D 4
DeVita Mark 4
DeVries James David 4
Deckard Jenniffer D. 4
Delek Logistics Partners, LP 8-K Financial Statements
DesJardin Michael A. 4
Desai Pratik 4
Designer Brands Inc. 4 Financial Statements
Destra Multi-Alternative Fund 8-K
Deux Foods Jul 2023, a Series of CGF2021 LLC D
Dickson Paul S. 144
Digerati Technologies, Inc. 8-K
Digital Asset Market Neutral Opportunities Fund SP D
Digital Turbine, Inc. 4 Financial Statements
Dillow Jason 4
Diversified Core Equity Fund LLC: U.S. All-Cap D/A
Divisadero Street Capital Management, LP SC 13G
Dobson Matthew R 4
Doich Foods LLC C/A
Dolphin Entertainment, Inc. 8-K Financial Statements
DoneGood, PBC C-U
DoorDash, Inc. 4 Financial Statements
DoubleVerify Holdings, Inc. 144 Financial Statements
Dunnigan Matthew 4
Dye Justin 4
Dynamic Alternatives Fund 40-17G
E-Qure Corp. REVOKED
EA Series Trust 8-A12B
EACO CORP 8-K
EARNEST PARTNERS LLC SC 13G/A
EASTMAN KODAK CO SC 13G/A Financial Statements
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND SC 13D
EATON VANCE NEW YORK MUNICIPAL BOND FUND SC 13D
ECARX Holdings Inc. 424B3
EDUCATIONAL DEVELOPMENT CORP 4 Financial Statements
EDWARD JONES MONEY MARKET FUND N-MFP2
ELFUN GOVERNMENT MONEY MARKET FUND N-MFP2
ELUTIA INC. SC 13D/A Financial Statements
EMBRAER S.A. 6-K Financial Statements
EMPOWER FUNDS, INC. N-MFP2
ENANTA PHARMACEUTICALS INC SC 13G/A Financial Statements
EPLUS INC 8-K Financial Statements
EQ ADVISORS TRUST N-MFP2
ETF Opportunities Trust 485BPOS
ETF Opportunities Trust 485BXT
ETF Opportunities Trust N-CSR
ETF Series Solutions N-CSR
ETHAN ALLEN INTERIORS INC 3
EXICURE, INC. 8-K
EXPEDITORS INTERNATIONAL OF WASHINGTON INC 8-K Financial Statements
EXPONENT INC 8-K Financial Statements
Eagle Point Credit Management LLC 4
Eagle Point DIF GP I LLC 4
Easterly Government Properties, Inc. 4 Financial Statements
Eaton Vance Equity Harvest Fund LLC D/A
Economou George SC 13D/A
Edgio, Inc. ARS Financial Statements
Edgio, Inc. DEF 14A Financial Statements
Edgio, Inc. DEFA14A Financial Statements
Egan-Jones Ratings Co NRSRO-UPD
Ellington Financial Inc. 8-K Financial Statements
Ellington Residential Mortgage REIT 8-K Financial Statements
Emery Christina 4
Emso Ltd. D/A
Emso US Ltd. D/A
Enhabit, Inc. 4
Enphys Acquisition Corp. 8-K
Eos Energy Enterprises, Inc. 8-K
Epperly Melissa B, 4
Equitable America Variable Account K N-6/A
EquityZen Growth Technology Fund LLC - Series 1822 D
Equitybee 22-26705, a Series of Equitybee cFund Master LLC D
Erba Nancy 4
Ero Copper Corp. 6-K
Eubel Brady & Suttman Mutual Fund Trust N-CEN
Euronav NV 6-K Financial Statements
Evoke Private Equity Opportunities Fund I, LP D
Evolus, Inc. S-8 Financial Statements
Exchange Listed Funds Trust SC 13G/A
F5, INC. 3 Financial Statements
FARADAY FUTURE INTELLIGENT ELECTRIC INC. 8-K
FAST Acquisition Corp. II 4
FAST Sponsor II LLC 4
FAST Sponsor II Manager LLC 4
FAZZOLARI SALVATORE D 4
FDCTECH, INC. 8-K
FEDERATED HERMES INSURANCE SERIES N-MFP2
FEDEX CORP 4 Financial Statements
FIBROGEN INC 8-K Financial Statements
FIDELITY CALIFORNIA MUNICIPAL TRUST II N-MFP2
FIDELITY COURT STREET TRUST II N-MFP2
FIDELITY COVINGTON TRUST 497J
FIDELITY GARRISON STREET TRUST N-MFP2
FIDELITY HEREFORD STREET TRUST N-MFP2
FIDELITY MASSACHUSETTS MUNICIPAL TRUST N-MFP2
FIDELITY NEW YORK MUNICIPAL TRUST II N-MFP2
FIDELITY PHILLIPS STREET TRUST N-MFP2
FIDELITY REVERE STREET TRUST N-MFP2
FIDELITY SALEM STREET TRUST N-MFP2
FIDELITY UNION STREET TRUST II N-MFP2
FIGS, Inc. 144 Financial Statements
FINISTERRE HEDGE FUND, L.P. D/A
FIRST AMERICAN FUNDS INC N-MFP2
FIRST NATIONAL FUNDING LLC 10-D
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND N-CSR
FIRST TRUST EXCHANGE-TRADED FUND III N-CSR