SEC Filings


2019
  
Company Name Form Type SEC Filings
&PARTNERS 13F-HR
10X Capital Venture Acquisition Corp. III 425
10X Capital Venture Acquisition Corp. III 8-A12B
10X Capital Venture Acquisition Corp. III 8-K
10X Capital Venture Acquisition Corp. III CERT
10X Capital Venture Acquisition Corp. III DEFA14A
1427702 B.C. Ltd 425
2023 ETF Series Trust 497K
2165NP, LP D/A
23andMe Holding Co. 4
3D SYSTEMS CORP 4 Financial Statements
507 Chase Ave LLC D
555 EAST 242 FUNDING L.P. D
747 Stuyvesant VIII Lux Feeder, SCSp D/A
747 Stuyvesant VIII Parallel Fund, L.P. D/A
747 Stuyvesant VIII, L.P. D/A
8X8 INC /DE/ SC 13G/A Financial Statements
8th Line III, LLC D/A
AAR CORP 144 Financial Statements
AAR CORP 4 Financial Statements
AB FIXED INCOME SHARES INC N-MFP2
ACADIA PHARMACEUTICALS INC 4 Financial Statements
ACCRETION ACQUISITION CORP. SC 13G/A
ACELYRIN, Inc. 4
ACKMAN WILLIAM A 4
ACRES Commercial Realty Corp. 4
ACTELIS NETWORKS INC 8-K Financial Statements
ADAMS RESOURCES & ENERGY, INC. SC 13G Financial Statements
ADT Inc. 4 Financial Statements
ADVANCED SERIES TRUST 497
ADVANCED SERIES TRUST N-MFP2
ADVANCED SERIES TRUST POS AMI
AEMETIS, INC 8-K Financial Statements
AENZA S.A.A. 6-K
AESI Holdings Inc. SC 13D/A
AF-0906 Fund I, a series of Measured Capital Management, LP D
AFA Private Credit Fund N-23C3A
AFEYAN NOUBAR 4
AG Potomac Fund, L.P. D/A
AGENUS INC 4 Financial Statements
AGRIFORCE GROWING SYSTEMS LTD. 8-K
AIM INVESTMENT SECURITIES FUNDS N-MFP2
AIM TREASURER'S SERIES TRUST N-MFP2
AIM VARIABLE INSURANCE FUNDS N-MFP2
AKO GLOBAL LONG-ONLY FUND LTD D/A
ALGONQUIN POWER & UTILITIES CORP. 6-K Financial Statements
ALKAMI TECHNOLOGY, INC. 4 Financial Statements
ALLSPRING FUNDS TRUST N-CEN
ALLSPRING FUNDS TRUST N-MFP2
ALPHA NETWORK ALLIANCE VENTURES INC. REVOKED
ALPS ETF Trust 485BXT
ALX ONCOLOGY HOLDINGS INC 424B5 Financial Statements
ALX ONCOLOGY HOLDINGS INC 8-K Financial Statements
AMAZON COM INC 144 Financial Statements
AMBAC FINANCIAL GROUP INC 8-K Financial Statements
AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS N-MFP2
AMERICAN CENTURY GOVERNMENT INCOME TRUST N-MFP2
AMERICAN CENTURY INVESTMENT TRUST N-MFP2
AMERICAN CENTURY MUNICIPAL TRUST 497J
AMERICAN CENTURY MUNICIPAL TRUST N-MFP2
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO 8-K Financial Statements
AMERICAN FINANCIAL GROUP INC 8-K Financial Statements
AMERICAN WHISKEY INVESTMENT PARTNERSHIP 2, LP D/A
AMGEN INC 8-K Financial Statements
AMGEN INC S-8 Financial Statements
AMNL Securitization Depositor 2 LLC ABS-15G
AMPHENOL CORP /DE/ 8-K Financial Statements
ANGIODYNAMICS INC SC 13G/A Financial Statements
AP Associates I, LLC D
APPIAN CORP 4 Financial Statements
APPIAN CORP SC 13D/A Financial Statements
APi Group Corp 8-K
ARCHER INVESTMENT SERIES TRUST NPORT-P
ARMADILLO HOME SOLUTIONS, INC. D
ARTESIAN RESOURCES CORP SC 13G/A Financial Statements
ATHERSYS, INC / NEW 4 Financial Statements
ATOSSA THERAPEUTICS, INC. 8-K Financial Statements
AUTONOMOUS ELECTRIC RIDES LLC D
AVANT TECHNOLOGIES INC. 8-K
AVANTAX, INC. PREM14A Financial Statements
AVIS BUDGET GROUP, INC. SC 13G/A Financial Statements
AYTU BIOPHARMA, INC 8-K Financial Statements
Aaron's Company, Inc. SC 13G/A Financial Statements
Abajian Danny 144
Abdiel Capital Advisors, LP 4
Abdiel Capital LP 4
Abdiel Capital Management, LLC 4
Abdiel Partners, LLC 4
Abdiel Qualified Master Fund LP 4
Abdiel Qualified Master Fund LP SC 13D/A
Abdullah Alissa Jamese 4
Abildgaard Ole 3
Abildgaard Ole SC 13G
Abildgaard Ole SC 13G/A
Abra Marinvest Inc. SC 13D/A
Absher Scott W 4
Acasti Pharma Inc. S-3 Financial Statements
Accel Entertainment, Inc. 4/A
Ace Global Business Acquisition Ltd 3
Acreage Holdings, Inc. 144
Addex Therapeutics Ltd. 6-K
Addex Therapeutics Ltd. F-6 POS
Adtalem Global Education Inc. ARS Financial Statements
Adtalem Global Education Inc. DEF 14A Financial Statements
Adviser Managed Trust N-CSR
Advisers Investment Trust N-MFP2
Advisor Managed Portfolios 485BXT
Advisor Managed Portfolios 497J
Advisors Disciplined Trust 2189 487
Advisors Preferred Trust NPORT-P
Advisors' Inner Circle Fund II N-CSR
Advisors' Inner Circle Fund III N-CSR
Aeluma, Inc. 424B3
Aeonian Equity Opportunities Fund, LP D/A
AerSale Corp 4
AgEagle Aerial Systems Inc. 8-K Financial Statements
AgeX Therapeutics, Inc. 8-K Financial Statements
Aimei Health Technology Co., Ltd. S-1/A
Akili, Inc. 4
Akili, Inc. 8-K
Akili, Inc. SC 13D/A
Akura Medical, Inc. D
Alcoa Corp 3 Financial Statements
Alcoa Corp 4 Financial Statements
Alignment Healthcare, Inc. 4 Financial Statements
Allais Nicola T 144
Allegiant Travel CO 4 Financial Statements
Allison Jeffrey L 4
Alluvial Finance Inc. D
Alpha Teknova, Inc. SC 13G/A Financial Statements
Alpine Peaks Opportunity Master Fund, LP D/A
Altitude Acquisition Corp. 8-K
Altitude Acquisition Corp. DEFA14A
Altitude Acquisition Corp. PRER14A
Alua Offshore Fund Ltd. D/A
Alua Partners LP D/A
Alvarez Maria Ines 4
Ambrx Biopharma Inc. 8-K Financial Statements
American Acquisition Opportunity Inc. S-4/A
American Funds U.S. Government Money Market Fund N-MFP2
American Well Corp S-8 Financial Statements
Amesite Inc. 10-K Financial Statements
Ampio Pharmaceuticals, Inc. 8-K Financial Statements
Amplify Energy Corp. 3
Amplify Energy Corp. 4
Anagnos Jeremy 4
Anamar Investments Inc SC 13D/A
Andrews Kirkland B 4
Andurand Climate & Energy Transition Fund LP D/A
Anebulo Pharmaceuticals, Inc. 8-K Financial Statements
Anika Therapeutics, Inc. SC 13G/A Financial Statements
Anywhere Real Estate Group LLC 8-K
Anywhere Real Estate Inc. 8-K
Apex Centinel TR D
Apollo Global Management, Inc. 8-K Financial Statements
Apollo Infrastructure Co LLC 3
AppLovin Corp SC 13G Financial Statements
Apple Hospitality REIT, Inc. SC 13G/A Financial Statements
Apple Inc. 144 Financial Statements
Applied Logic Partners, L.P. D/A
Arani Ramin 3
Arcimoto Inc 8-K Financial Statements
Arctic DC Holdings, LP D
Ares Global Multi-Asset Credit D/A
Ares Global Multi-Asset Credit D/A
Aris Mining Corp 6-K
Arjuna Capital PX14A6G
Ark ETF Trust N-CSR
Ark Venture Fund N-CSR
Armyn XXII, a Series of CGF2021 LLC D
Arrow ETF Trust N-CSRS
Arrow Investments Trust N-CSR
Arrow Investments Trust N-CSRS
Arteris, Inc. 4 Financial Statements
Athena Consumer Acquisition Corp. PRE 14A
Athena Technology Acquisition Corp. II 425
Athena Technology Acquisition Corp. II 8-K
Athene Holding Ltd 8-K
Atlas Energy Solutions Inc. 4
Atlassian Corp 4 Financial Statements
Atom Limbs Inc C
Atom Limbs Inc C-AR
Auto Parts 4Less Group, Inc. 3
Avistone Tech Park II, LLC D
Avistone Tech Park, LLC D
Axcella Health Inc. 8-K Financial Statements
Axonic Special Opportunities SBL Overseas Fund, Ltd. D/A
Axonics, Inc. 3 Financial Statements
BA-0715 Fund I, a series of Roll Up Vehicles, LP D
BALLBACH JOHN M 4
BANK OF AMERICA CORP /DE/ 3 Financial Statements
BANK OF AMERICA CORP /DE/ 424B2 Financial Statements
BANK OF AMERICA CORP /DE/ FWP Financial Statements
BANK OF AMERICA CORP /DE/ SC 13G Financial Statements
BANK OF AMERICA NA 3
BANK OF MONTREAL /CAN/ 424B2 Financial Statements
BANK OF MONTREAL /CAN/ FWP Financial Statements
BANK OF NOVA SCOTIA 424B2 Financial Statements
BANK OF NOVA SCOTIA FWP Financial Statements
BANK OF SOUTH CAROLINA CORP 15-12G/A Financial Statements
BANK OF SOUTH CAROLINA CORP S-8 POS Financial Statements
BANK5 2023-5YR3 8-K
BARCLAYS BANK PLC 424B2
BARCLAYS BANK PLC FWP
BARINGS CORPORATE INVESTORS 4 Financial Statements
BASKETT FOREST 3
BBR Fixed Income Opportunities Fund LP D/A
BELLRING BRANDS, INC. SC 13G/A Financial Statements
BENTSUR RON 4
BERSANI PIETRO 4
BEST BUY CO INC SC 13G/A Financial Statements
BEYOND MEAT, INC. 4 Financial Statements
BGC Group, Inc. 8-K Financial Statements
BIOLASE, INC 3 Financial Statements
BIORA THERAPEUTICS, INC. 8-K
BISON CAPITAL PARTNERS VI, L.P. SC 13D/A
BKV Corp S-1/A
BLACK UNICORN FACTORY 1-A/A
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST 4
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND 4
BLACKSTONE MORTGAGE TRUST, INC. SC 13G/A
BNY MELLON SUSTAINABLE U.S. EQUITY PORTFOLIO, INC. 497
BNY MELLON SUSTAINABLE U.S. EQUITY PORTFOLIO, INC. 497K
BOX INC 144 Financial Statements
BRADSHER NEAL C 4
BREMBO S.P.A. CB/A
BRIGHAM BEN M SC 13D/A
BRINKER INTERNATIONAL, INC ARS Financial Statements
BRINKER INTERNATIONAL, INC DEF 14A Financial Statements
BRINKER INTERNATIONAL, INC DEFA14A Financial Statements
BROADWOOD CAPITAL INC 4
BROADWOOD PARTNERS, L.P. 4
BUILD-A-BEAR WORKSHOP INC 4 Financial Statements
BUNGELTD 8-K Financial Statements
Backplain, Inc. D
Bacon Seth J 4
Bailey Gregory 4
Baird Melissa 4
Baird Melissa 4/A
Ballew Advisors, Inc 13F-HR
Bannix Acquisition Corp. 8-K
Baozun Inc. 6-K Financial Statements
Bardin Hill Event-Driven Master Fund LP 4
Bardin Hill Fund GP LLC 4
Bardin Hill Investment Partners LP 4
Bardin Hill Investment Partners LP SC 13D/A
Bates Robert Duncan 4
Baudax Bio, Inc. 8-K
Bayview Liquid Credit Strategies Domestic, L.P. D/A
Bayview Liquid Credit Strategies Offshore, L.P. D/A
Beall Sandy 3
Beam Global 8-K
Belay a Series of CGF2021 LLC D
Benioff Marc 4
Berkovitch Eli 144
Besch Doug 4
Better Therapeutics, Inc. PRE 14A
Beyond Commerce, Inc. 15-12G
Bhatia Sangeeta N. 144
Bhutani Amanpal Singh 4
Bilibili Inc. 6-K Financial Statements
BioPlus Acquisition Corp. 25-NSE Financial Statements
BioSig Technologies, Inc. D Financial Statements
Biodexa Pharmaceuticals Plc F-1
Biohaven Ltd. 4 Financial Statements
Biopower Operations Corp RW
Bishop Hans Edgar 4
BlackRock ESG Capital Allocation Term Trust 4
BlackRock ESG Capital Allocation Term Trust SC 13D/A
BlackRock ETF Trust II SC 13G
BlackRock ETF Trust II SC 13G/A
BlackRock Inc. SC 13G Financial Statements
BlackRock Inc. SC 13G/A Financial Statements
BlackRock Innovation & Growth Term Trust 4
BlackRock TCP Capital Corp. N-14 8C Financial Statements
Blade Air Mobility, Inc. 4
Blake Lynn S. 3
Blue Bear Capital Partners III, LP D/A
Blue Hat Interactive Entertainment Technology F-3 Financial Statements
Blue Owl Capital Corp 8-K Financial Statements
Blum Robert I 144
Blum Robert I 4
BofA Finance LLC 424B2
BofA Finance LLC FWP
Boxer Michael A 4
Brailo Andy 3
Braze, Inc. 144 Financial Statements
Breard Linda M. 3
Breard Linda M. 4
Brera Holdings PLC 6-K
Bridgecrest Auto Funding LLC ABS-15G
Bright Green Corp 3 Financial Statements
Bright Green Corp 4 Financial Statements
Bright Green Corp 8-K Financial Statements
Bright Health Group Inc. 4 Financial Statements
Brizi Jorge Pablo 4
Broadcom Inc. 4 Financial Statements
Brody Paul Jonathan 4
Brookfield Infrastructure Corp SC 13G/A
Brown Bruce A. 3