| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Snap One Holdings Corp.
|
4
|
|
|
Indaptus Therapeutics, Inc.
|
424B5
|
|
|
Tribeca Venture Fund II, L.P.
|
144
|
|
|
ACV Auctions Inc.
|
144
|
Financial Statements
|
|
SLINEY DAVID D
|
144
|
|
|
STIFEL FINANCIAL CORP
|
144
|
Financial Statements
|
|
Tortuga Technologies LLC
|
D
|
|
|
Turtle Beach Corp
|
10-K
|
Financial Statements
|
|
Manchester United plc
|
6-K
|
Financial Statements
|
|
Macadrai Rodica
|
4
|
|
|
PodcastOne, Inc.
|
424B3
|
|
|
HERBALIFE LTD.
|
4
|
Financial Statements
|
|
Pillai Anu
|
4
|
|
|
Battery Future Acquisition Corp.
|
8-K
|
|
|
Jamieson Ryan
|
3
|
|
|
Snail, Inc.
|
3
|
|
|
BIO-PATH HOLDINGS INC
|
8-K
|
Financial Statements
|
|
Godley Benjamin E
|
4
|
|
|
RAND CAPITAL CORP
|
4
|
Financial Statements
|
|
Ocean Power Technologies, Inc.
|
8-K
|
Financial Statements
|
|
Greystone Housing Impact Investors LP
|
8-K
|
Financial Statements
|
|
Healthcare Triangle, Inc.
|
4
|
Financial Statements
|
|
Bhuiyan Mohammad Jainal
|
4
|
|
|
Generation Asia I Acquisition Ltd
|
8-K
|
|
|
GUARANTY BANCSHARES INC /TX/
|
8-K/A
|
Financial Statements
|
|
Lobo Kevin
|
4
|
|
|
STRYKER CORP
|
4
|
Financial Statements
|
|
McClurg Ronald W.
|
4
|
|
|
Klarich Lee
|
4
|
|
|
Palo Alto Networks Inc
|
4
|
Financial Statements
|
|
Rosa David A
|
4
|
|
|
Solventum Corp
|
SEC STAFF ACTION
|
|
|
Evolus, Inc.
|
8-K
|
Financial Statements
|
|
ALLY AUTO RECEIVABLES TRUST 2024-1
|
8-K
|
|
|
Ally Auto Assets LLC
|
8-K
|
|
|
Onconetix, Inc.
|
8-K/A
|
Financial Statements
|
|
Golden Independence Mining Corp.
|
D/A
|
|
|
Tribeca Venture Fund II
|
144
|
|
|
PACS Group, Inc.
|
S-1
|
|
|
Orchid Island Capital, Inc.
|
8-K
|
Financial Statements
|
|
Origin Ventures VI-A, L.P.
|
D/A
|
|
|
Invesco Unit Trusts Series 2363
|
S-6
|
|
|
scPharmaceuticals Inc.
|
S-8
|
Financial Statements
|
|
3M CO
|
3
|
Financial Statements
|
|
Crossroads Solar Enterprises, Inc.
|
D
|
|
|
Vizsla Silver Corp.
|
6-K
|
|
|
Invesco Unit Trusts Series 2362
|
S-6
|
|
|
TF Realty Partners - 322W, LLC
|
D
|
|
|
Talkspace, Inc.
|
10-K
|
|
|
Hirsch Brian
|
144
|
|
|
HEYMAN JOHN H
|
4
|
|
|
Gyrodyne, LLC
|
4
|
|
|
TOWERVIEW LLC
|
4
|
|
|
Invesco Unit Trusts Series 2361
|
S-6
|
|
|
Khosla Ventures Seed Associates B, LLC
|
4
|
|
|
Khosla Ventures V, L.P.
|
4
|
|
|
Khosla Ventures Associates V, LLC
|
4
|
|
|
KHOSLA VENTURES SEED B
|
4
|
|
|
KHOSLA VENTURES SEED B, L.P.
|
4
|
|
|
VK Services, LLC
|
4
|
|
|
KHOSLA VINOD
|
4
|
|
|
SCHAEFFER DAVE
|
144
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
144
|
Financial Statements
|
|
Busse Brian
|
4
|
|
|
Arlo Technologies, Inc.
|
4
|
Financial Statements
|
|
Beswick Jeffrey A
|
4
|
|
|
ENVIRI Corp
|
4
|
Financial Statements
|
|
Rekor Systems, Inc.
|
PRE 14A
|
|
|
SPROTT FUNDS TRUST
|
N-CEN
|
|
|
LANG BRENT D.
|
4
|
|
|
Outset Medical, Inc.
|
4
|
|
|
electroCore, Inc.
|
10-K
|
Financial Statements
|
|
Invesco Unit Trusts Series 2360
|
S-6
|
|
|
NEXTNAV INC.
|
S-8
|
|
|
Cohen Amir
|
144
|
|
|
Fenice Samuel C.
|
4
|
|
|
Kymera Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Atlas Venture Fund X, L.P.
|
144
|
|
|
Denham Capital Management GP LLC
|
4
|
|
|
Denham Capital Management LP
|
4
|
|
|
Denham IV Continuation Fund GP LP
|
4
|
|
|
Denham IV Continuation GP LLC
|
4
|
|
|
Greene's Investment Holdings LLC
|
4
|
|
|
Denham IV Continuation Fund LP
|
4
|
|
|
KLX Energy Services Holdings, Inc.
|
4
|
Financial Statements
|
|
Porter Stuart D
|
4
|
|
|
MORIKIS JOHN G
|
4
|
|
|
SHERWIN WILLIAMS CO
|
4
|
Financial Statements
|
|
Becker Yin C
|
4
|
|
|
Cassani Stephen
|
4
|
|
|
TriplePoint Venture Growth BDC Corp.
|
4
|
Financial Statements
|
|
Sideris Harry K.
|
4
|
|
|
Duke Energy CORP
|
4
|
Financial Statements
|
|
Atlas Venture Opportunity Fund I, L.P.
|
144
|
|
|
Vadaketh Tom George
|
4
|
|
|
Hettrich Kevin
|
4
|
|
|
QuantumScape Corp
|
4
|
Financial Statements
|
|
UPHOLD SECURITIES INC.
|
X-17A-5
|
|
|
CUMMINS INC
|
425
|
Financial Statements
|
|
VERRA MOBILITY Corp
|
4
|
Financial Statements
|
|
REXFORD JOHN H
|
4
|
|
|
Kozak Jennifer Ott
|
4
|
|
|
Reinseth Theresa E
|
3
|
|
|
Garcia Ada
|
4
|
|
|
OFG BANCORP
|
4
|
Financial Statements
|
|
Palani Santhosh
|
4
|
|
|
Pyxis Oncology, Inc.
|
4
|
Financial Statements
|
|
Jain Vishal
|
4
|
|
|
Arthur J. Gallagher & Co.
|
4
|
Financial Statements
|
|
RYAN SPECIALTY HOLDINGS, INC.
|
144
|
Financial Statements
|
|
DEVERS WILLIAM J JR
|
144
|
|
|
TF Special Opportunities - Frisco Ltd
|
D
|
|
|
JANSON JULIA S
|
4
|
|
|
Invesco Unit Trusts Series 2359
|
S-6
|
|
|
Boughton Soleil
|
144
|
|
|
Hims & Hers Health, Inc.
|
144
|
|
|
Hochman Russell C.
|
4
|
|
|
ALTSCHUL ARTHUR G JR
|
4
|
|
|
GENERAL AMERICAN INVESTORS CO INC
|
4
|
Financial Statements
|
|
Voya MUTUAL FUNDS
|
497
|
|
|
Invesco Unit Trusts Series 2358
|
S-6
|
|
|
Ascend Wellness Holdings, Inc.
|
10-K
|
|
|
GRASBERGER F NICHOLAS III
|
4
|
|
|
LANG BRENT D.
|
3
|
|
|
Outset Medical, Inc.
|
3
|
|
|
Bossart Dominik
|
144
|
|
|
Desai Chirantan Jitendra
|
4
|
|
|
MSCI Inc.
|
4
|
Financial Statements
|
|
BRINKS CO
|
144
|
Financial Statements
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
BOTHA ROELOF
|
144
|
|
|
KEMPER J MARINER
|
4
|
|
|
UMB FINANCIAL CORP
|
4
|
Financial Statements
|
|
DIXIE GROUP INC
|
8-K
|
Financial Statements
|
|
Glenn Robert Alexander
|
4
|
|
|
Inland Real Estate Income Trust, Inc.
|
10-K
|
|
|
Quoin Pharmaceuticals, Ltd.
|
8-K
|
|
|
Charney Laurence N
|
4
|
|
|
TG THERAPEUTICS, INC.
|
4
|
Financial Statements
|
|
STIGALL L. JEREMY
|
4
|
|
|
ClearPoint Neuro, Inc.
|
4
|
Financial Statements
|
|
Marsh Ryan Francis
|
4
|
|
|
Corbus Pharmaceuticals Holdings, Inc.
|
S-3
|
Financial Statements
|
|
Vassil Jonathan
|
144
|
|
|
Fink M Kathryn
|
4
|
|
|
Toast, Inc.
|
144
|
Financial Statements
|
|
NET Power Inc.
|
POS EX
|
|
|
DUKE ENERGY PROGRESS, LLC.
|
424B5
|
|
|
Colon Jorge
|
4
|
|
|
D'Alessandro Danilo
|
4
|
|
|
Aqua Vitea LLC
|
D
|
|
|
Equitrans Midstream Corp
|
425
|
Financial Statements
|
|
EQT Corp
|
425
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
AE BBAI AGGREGATOR, LP
|
4
|
|
|
BBAI Ultimate Holdings, LLC
|
4
|
|
|
GREENE MICHAEL ROBERT
|
4
|
|
|
AE INDUSTRIAL PARTNERS FUND II GP, LP
|
4
|
|
|
AEROEQUITY GP, LLC
|
4
|
|
|
ROWE DAVID H.
|
4
|
|
|
PANGIAM ULTIMATE HOLDINGS, LLC
|
4
|
|
|
AE INDUSTRIAL PARTNERS FUND II-B, LP
|
4
|
|
|
AE INDUSTRIAL PARTNERS FUND II-A, LP
|
4
|
|
|
AE INDUSTRIAL PARTNERS FUND II, LP
|
4
|
|
|
Yext, Inc.
|
S-8
|
Financial Statements
|
|
TFRP Apex Nashville 2022, LLC
|
D
|
|
|
Liberty Media Corp
|
4
|
Financial Statements
|
|
Wong Andrea L
|
4
|
|
|
MACOM Technology Solutions Holdings, Inc.
|
4
|
Financial Statements
|
|
Hwang Donghyun Thomas
|
4
|
|
|
NET Power Inc.
|
424B3
|
|
|
Sklarsky Frank S
|
4
|
|
|
T. Rowe Price OHA Select Private Credit Fund
|
10-K
|
|
|
Taylor Alan
|
4
|
|
|
Weave Communications, Inc.
|
4
|
Financial Statements
|
|
Gillespie Thomas Preston Jr.
|
4
|
|
|
DM Trust Aggregator, LLC
|
4
|
|
|
Dutch Bros Inc.
|
4
|
Financial Statements
|
|
McGough Justin
|
3
|
|
|
APPLIED OPTOELECTRONICS, INC.
|
8-K
|
Financial Statements
|
|
Origin Ventures VI, L.P.
|
D/A
|
|
|
Evans Jason Eric
|
4
|
|
|
Surgery Partners, Inc.
|
4
|
Financial Statements
|
|
Gopal Ajei
|
4
|
|
|
FISERV INC
|
4
|
Financial Statements
|
|
scPharmaceuticals Inc.
|
S-3
|
Financial Statements
|
|
Apollo Global Management, Inc.
|
8-K
|
Financial Statements
|
|
VanEck ETF Trust
|
485BPOS
|
|
|
Polaris Inc.
|
DEFA14A
|
Financial Statements
|
|
McCormick Robert L
|
4
|
|
|
DOUGLAS DYNAMICS, INC
|
4
|
Financial Statements
|
|
Polaris Inc.
|
DEF 14A
|
Financial Statements
|
|
Espinosa-Casaubon Rodolfo
|
3
|
|
|
Cook Meredith
|
4
|
|
|
ANI PHARMACEUTICALS INC
|
4
|
Financial Statements
|
|
DM Individual Aggregator, LLC
|
4
|
|
|
Secora Michael
|
144
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Whiting Lawson E
|
4
|
|
|
BROWN FORMAN CORP
|
4
|
|
|
Kang Hanseung
|
4
|
|
|
Coupang, Inc.
|
4
|
|
|
Heyburn William A.
|
144
|
|
|
APPLIED OPTOELECTRONICS, INC.
|
424B5
|
Financial Statements
|
|
Gopal Ajei
|
3
|
|
|
FISERV INC
|
3
|
Financial Statements
|
|
Desai Chirantan Jitendra
|
3
|
|
|
MSCI Inc.
|
3
|
Financial Statements
|
|
Davis Steven Scott
|
144
|
|
|
PROCORE TECHNOLOGIES, INC.
|
144
|
Financial Statements
|
|
Calloway Kenneth L
|
3
|
|
|
CENTURY ALUMINUM CO
|
3
|
Financial Statements
|
|
TFRP QOF 57 Main 2022, LLC
|
D
|
|
|
Fletcher Robert S
|
4
|
|
|
Wilm Renee L
|
4
|
|
|
Qurate Retail, Inc.
|
4
|
Financial Statements
|
|
Rawlinson David
|
4
|
|
|
Wendling Brian J
|
4
|
|
|
MAFFEI GREGORY B
|
4
|
|
|
Liberty TripAdvisor Holdings, Inc.
|
4
|
Financial Statements
|
|
ROSENTHALER ALBERT E
|
4
|
|
|
BLACK DOUG
|
144
|
|
|
SiteOne Landscape Supply, Inc.
|
144
|
Financial Statements
|
|
Boersma Travis
|
4
|
|
|
Sisulak Jon J
|
4
|
|
|
OHA Senior Private Lending Fund
|
10-K
|
|
|
Palani Santhosh
|
3
|
|
|
Pyxis Oncology, Inc.
|
3
|
Financial Statements
|
|
Atlanta Braves Holdings, Inc.
|
4
|
|
|
SEPARATE ACCOUNT U OF VENERABLE INSURANCE & ANNUITY Co
|
N-CEN
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
N-CEN
|
|
|
ARK RESTAURANTS CORP
|
8-K
|
Financial Statements
|
|
PAR TECHNOLOGY CORP
|
S-3ASR
|
Financial Statements
|
|
Corebridge Financial, Inc.
|
8-K
|
Financial Statements
|
|
Crockett Teresa K
|
3
|
|
|
PARKE BANCORP, INC.
|
10-K
|
Financial Statements
|
|
Tan Kwang Hooi
|
144
|
|
|
ENTERPRISE FINANCIAL SERVICES CORP
|
8-K
|
Financial Statements
|
|
FLEX LTD.
|
144
|
Financial Statements
|
|
Orange County Bancorp, Inc. /DE/
|
4
|
Financial Statements
|
|
Lesler Michael
|
4
|
|
|
PLAYSTUDIOS, Inc.
|
4
|
|
|
Akiona Kimo
|
4
|
|
|
PlayAGS, Inc.
|
4
|
Financial Statements
|
|
PASCAL ANDREW S
|
4
|
|
|
RCM TECHNOLOGIES, INC.
|
8-K
|
Financial Statements
|
|
MILLERCHIP GARY
|
4
|
|
|
UMB BANK NA
|
TA-2
|
|
|
Hess Midstream LP
|
144
|
Financial Statements
|
|
Gatling John A.
|
144
|
|
|
LINK VENTURES, LLLP
|
144
|
|
|
EverQuote, Inc.
|
144
|
Financial Statements
|
|
Beard William Wayne
|
144
|
|
|
V2X, Inc.
|
144
|
|
|
Stiles Spencer S
|
4
|
|
|
van der Reis Dennis
|
4
|
|
|
ARBOR REALTY TRUST INC
|
4
|
|
|
Bowlero Corp.
|
4
|
|
|
Bass Robert J
|
4
|
|
|
PROFIRE ENERGY INC
|
8-K
|
Financial Statements
|
|
HE-1212 Fund I, a series of DVC, LP
|
D
|
|
|
DeepPower, Inc.
|
1-A-W
|
|
|
Listner Michael
|
4
|
|
|
Agena Joel
|
4
|
|
|
Big Tree Cloud Holdings Ltd
|
F-4
|
|
|
Carlet Michael
|
4
|
|
|
MOORE H LYNN JR
|
4
|
|
|
TYLER TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Brighthouse Funds Trust I
|
N-CEN
|
|
|
DURCAN DERMOT MARK
|
4
|
|
|
Cencora, Inc.
|
4
|
Financial Statements
|
|
Brighthouse Funds Trust II
|
N-CEN
|
|
|
Forza X1, Inc.
|
3
|
Financial Statements
|
|
Norton Daniel
|
3
|
|
|
Peterson Scott Edward
|
4
|
|
|
Rooney Stephen
|
4
|
|
|
Trier Clayton
|
144
|
|
|
Elenio Paul
|
4
|
|
|
Navigator Holdings Ltd.
|
6-K
|
Financial Statements
|
|
Hazel Mark D
|
4
|
|
|
FIFTH THIRD BANCORP
|
4
|
Financial Statements
|
|
Hagerty, Inc.
|
144
|
|
|
KAUFFMAN ROBERT I
|
144
|
|
|
Nicholson Nur
|
144
|
|
|
Apellis Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Broadhurst Vanessa
|
4
|
|
|
JOHNSON & JOHNSON
|
4
|
Financial Statements
|
|
ESSENTIAL PROPERTIES REALTY TRUST, INC.
|
424B3
|
|
|
Kershaw Justin A
|
144
|
|
|
Atkore Inc.
|
144
|
Financial Statements
|
|
INTEL CORP
|
8-K
|
Financial Statements
|
|
ROBINSON THOMAS E
|
4
|
|
|
ESSEX PROPERTY TRUST, INC.
|
4
|
|
|
TFRP QOF Columbus II 2022, LLC
|
D
|
|
|
RED RIVER BANCSHARES INC
|
8-K
|
Financial Statements
|
|
Ottaviano Gianni
|
4
|
|
|
BLACKROCK FUNDS
|
497
|
|
|
Anheuser-Busch InBev SA/NV
|
6-K
|
Financial Statements
|
|
Callans Patrick J
|
4
|
|
|
ProPetro Holding Corp.
|
10-K
|
Financial Statements
|
