| Company Name |
Form Type |
SEC Filings |
|
|
|
|
DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS
|
N-CEN
|
|
|
Wasabi Goop Ltd Liability Co
|
D
|
|
|
King Michael Jack
|
4
|
|
|
Pactiv Evergreen Inc.
|
4
|
Financial Statements
|
|
THVC
|
D
|
|
|
ALTLAND STEPHEN M
|
4
|
|
|
Lagasse Justin
|
4
|
|
|
Avangrid, Inc.
|
4
|
Financial Statements
|
|
DELHI BANK CORP
|
1-A POS
|
|
|
Ivy Variable Insurance Portfolios
|
N-CEN
|
|
|
DELAWARE VIP TRUST
|
N-CEN
|
|
|
FT 11317
|
487
|
|
|
Solano Brandon
|
4
|
|
|
RAVE RESTAURANT GROUP, INC.
|
4
|
Financial Statements
|
|
INDIVIOR PLC
|
6-K
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
COPART INC
|
144
|
Financial Statements
|
|
TRYFOROS THOMAS N
|
144
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
Pathfinder Bancorp, Inc.
|
4
|
Financial Statements
|
|
Dowd James A.
|
4
|
|
|
Alger ETF Trust
|
N-CEN
|
|
|
ALGER PORTFOLIOS
|
N-CEN
|
|
|
Diaspora Ventures, LP - D3
|
D/A
|
|
|
VIRTUS ASSET TRUST
|
497
|
|
|
Cottonwood Communities, Inc.
|
8-K
|
|
|
Brighthouse Fund UL for Variable Life Insurance
|
N-CEN
|
|
|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
|
6-K
|
Financial Statements
|
|
Brighthouse Variable Life Account A
|
N-CEN
|
|
|
Brighthouse Fund UL III for Variable Life Insurance
|
N-CEN
|
|
|
Brighthouse Variable Life Account One
|
N-CEN
|
|
|
New England Variable Life Separate Account
|
N-CEN
|
|
|
FIDELITY INVESTMENT TRUST
|
497
|
|
|
Lee Orraparn C.
|
144
|
|
|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
|
144
|
Financial Statements
|
|
Saturn Oil & Gas Inc.
|
D/A
|
|
|
FT 11325
|
487
|
|
|
SOURCE CAPITAL INC /DE/
|
N-CEN
|
Financial Statements
|
|
FT 11327
|
487
|
|
|
FT 11328
|
487
|
|
|
FT 11326
|
487
|
|
|
GMT Exploration Co LLC
|
D/A
|
|
|
Binstein Richard
|
144
|
|
|
Vitan Nathaniel A.
|
4/A
|
|
|
Public Storage
|
4/A
|
Financial Statements
|
|
Cicada Logistics LLC
|
D
|
|
|
Kepler Operator Fund, LP - D1
|
D/A
|
|
|
Barnes Stephen H.
|
4
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
JPMCC Commercial Mortgage Securities Trust 2019-COR5
|
10-K
|
|
|
Next.e.GO N.V.
|
424B3
|
|
|
COMMONFUND INSTITUTIONAL MULTI-STRATEGY EQUITY FUND LLC
|
D/A
|
|
|
Cavanaugh Robert N
|
4
|
|
|
WisdomTree Trust
|
CERT
|
|
|
SINGH RAJEEV
|
4
|
|
|
UMB BANK & TRUST NATIONAL ASSOCIATION
|
TA-2
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Opperman Sarah R
|
4
|
|
|
ISABELLA BANK Corp
|
4
|
|
|
TIFF INVESTMENT PROGRAM
|
24F-2NT
|
|
|
HILTON MICHAEL W
|
4
|
|
|
OPTICAL CABLE CORP
|
10-Q
|
Financial Statements
|
|
Apeiron US Co-Invest II LP
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-GC46
|
8-K
|
|
|
Blue Horizon Capital LLC
|
D
|
|
|
Galaxy Plus Fund - Horizon3 Master Fund
|
D
|
|
|
Nuveen Energy Transition Enhanced Credit Fund II SCA SICAV-RAIF - ETEC Compartment
|
D/A
|
|
|
Principal Real Estate Income Fund
|
DEFA14A
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C29
|
10-K
|
|
|
ETF Opportunities Trust
|
N-CEN
|
|
|
ADC Therapeutics SA
|
10-K
|
Financial Statements
|
|
HUBBELL REALTY Co
|
D/A
|
|
|
ArcelorMittal
|
6-K
|
Financial Statements
|
|
Laird Superfood, Inc.
|
8-K/A
|
Financial Statements
|
|
Scott Christopher A
|
144
|
|
|
Matson, Inc.
|
144
|
Financial Statements
|
|
Flower Turbines, Inc.
|
C
|
|
|
Sirkes Guy
|
144
|
|
|
Nine Energy Service, Inc.
|
144
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2019-C54
|
10-K
|
|
|
UBS AG
|
424B3
|
|
|
DE NARVAEZ LONGBOAT KEY, LLC
|
D
|
|
|
Morada Crystal LLC
|
D
|
|
|
BURRELL JONATHAN
|
144
|
|
|
GARMIN LTD
|
144
|
Financial Statements
|
|
Pharmaceutics International, Inc.
|
D
|
|
|
Micheletti Andrew J
|
144
|
|
|
Axos Financial, Inc.
|
144
|
Financial Statements
|
|
Fresenius Medical Care AG
|
6-K
|
Financial Statements
|
|
IVY FUNDS
|
DEFA14A
|
|
|
DELAWARE GROUP GLOBAL & INTERNATIONAL FUNDS
|
DEFA14A
|
|
|
DELAWARE GROUP EQUITY FUNDS IV
|
DEFA14A
|
|
|
VOYAGEUR INTERMEDIATE TAX FREE FUNDS
|
DEFA14A
|
|
|
VOYAGEUR MUTUAL FUNDS III
|
DEFA14A
|
|
|
DELAWARE GROUP INCOME FUNDS
|
DEFA14A
|
|
|
MSCI Inc.
|
DEFA14A
|
Financial Statements
|
|
ICONIQ Strategic Partners VII Co-Invest, L.P.
|
D
|
|
|
International Power Group, Ltd. / DE
|
D
|
|
|
VARIABLE INSURANCE PRODUCTS FUND II
|
N-CEN
|
|
|
Variable Insurance Products Fund V
|
N-CEN
|
|
|
FIDELITY ADVISOR SERIES I
|
N-CEN
|
|
|
VARIABLE INSURANCE PRODUCTS FUND III
|
N-CEN
|
|
|
VARIABLE INSURANCE PRODUCTS FUND IV
|
N-CEN
|
|
|
VARIABLE INSURANCE PRODUCTS FUND
|
N-CEN
|
|
|
FIDELITY MUNICIPAL TRUST
|
N-CEN
|
|
|
FIDELITY CONTRAFUND
|
N-CEN
|
|
|
FIDELITY GARRISON STREET TRUST
|
N-CEN
|
|
|
FIDELITY TREND FUND
|
N-CEN
|
|
|
FIDELITY SALEM STREET TRUST
|
N-CEN
|
|
|
MSCI Inc.
|
DEF 14A
|
Financial Statements
|
|
Fidelity Central Investment Portfolios II LLC
|
N-CEN
|
|
|
FIDELITY SUMMER STREET TRUST
|
N-CEN
|
|
|
FIDELITY SCHOOL STREET TRUST
|
N-CEN
|
|
|
FIDELITY ADVISOR SERIES II
|
N-CEN
|
|
|
FIDELITY HANOVER STREET TRUST
|
N-CEN
|
|
|
FIDELITY HASTINGS STREET TRUST
|
N-CEN
|
|
|
FIDELITY MUNICIPAL TRUST II
|
N-CEN
|
|
|
Caulipuffs, Inc.
|
D
|
|
|
Comrit Investments 1, LP
|
SC TO-T/A
|
|
|
Moody National REIT II, Inc.
|
SC TO-T/A
|
|
|
404 Manhattan Ave LLC
|
D
|
|
|
Asian Infrastructure Investment Bank
|
18-K/A
|
|
|
Andersons, Inc.
|
DEFA14A
|
Financial Statements
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
497K
|
|
|
AS YOU SOW
|
PX14A6G
|
|
|
LENNAR CORP
|
PX14A6G
|
|
|
Natura &Co Holding S.A.
|
6-K
|
|
|
Galaxy Plus Fund LLC - Horizon3 Feeder Fund
|
D
|
|
|
MSCI Inc.
|
ARS
|
Financial Statements
|
|
Chikara India Equity LP
|
D
|
|
|
Masterworks Vault 4, LLC
|
1-U
|
|
|
First Trust Intermediate Duration Preferred & Income Fund
|
N-CSR/A
|
|
|
WOERTZ PATRICIA A
|
4
|
|
|
PROCTER & GAMBLE Co
|
4
|
Financial Statements
|
|
Global Value Advisors Fund LP - International Small Cap Series
|
D/A
|
|
|
Global Value Advisors Fund LP - Global Equity Series
|
D/A
|
|
|
Portman Robert Jones
|
4
|
|
|
Andersons, Inc.
|
DEF 14A
|
Financial Statements
|
|
Global Value Advisors Fund LP - Emerging Markets Equity Series
|
D/A
|
|
|
McEvoy Ashley
|
4
|
|
|
INVESCO QQQ TRUST, SERIES 1
|
N-CEN
|
|
|
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc.
|
N-CEN
|
|
|
Cohen & Steers Select Preferred & Income Fund, Inc.
|
N-CEN
|
|
|
COHEN & STEERS GLOBAL REALTY SHARES, INC
|
N-CEN
|
|
|
COHEN & STEERS TOTAL RETURN REALTY FUND INC
|
N-CEN
|
|
|
Cohen & Steers Real Assets Fund, Inc.
|
N-CEN
|
|
|
COHEN & STEERS PREFERRED SECURITIES & INCOME FUND, INC.
|
N-CEN
|
|
|
McCarthy Christine M
|
4
|
|
|
COHEN & STEERS QUALITY INCOME REALTY FUND INC
|
N-CEN
|
|
|
Cohen & Steers International Realty Fund, Inc.
|
N-CEN
|
|
|
COHEN & STEERS GLOBAL INFRASTRUCTURE FUND INC
|
N-CEN
|
|
|
Cohen & Steers Closed-End Opportunity Fund, Inc.
|
N-CEN
|
|
|
COHEN & STEERS REALTY SHARES INC
|
N-CEN
|
|
|
COHEN & STEERS INFRASTRUCTURE FUND INC
|
N-CEN
|
|
|
COHEN & STEERS REIT & PREFERRED & INCOME FUND INC
|
N-CEN
|
|
|
COHEN & STEERS REAL ESTATE SECURITIES FUND INC
|
N-CEN
|
|
|
Cohen & Steers Real Estate Opportunities & Income Fund
|
N-CEN
|
|
|
COHEN & STEERS INSTITUTIONAL REALTY SHARES INC
|
N-CEN
|
|
|
LUNDGREN TERRY J
|
4
|
|
|
JIMENEZ JOSEPH
|
4
|
|
|
RCP BENJAMIN CO-INVEST, L.P.
|
D
|
|
|
Masterworks Vault 3, LLC
|
1-U
|
|
|
Fund I, a series of Inuka Capital, LP
|
D/A
|
|
|
Kempczinski Christopher J
|
4
|
|
|
CALM WATERS PARTNERSHIP
|
SCHEDULE 13G
|
|
|
CPI AEROSTRUCTURES INC
|
SCHEDULE 13G
|
|
|
Matterport, Inc./DE
|
4
|
|
|
Zinn Matthew
|
4
|
|
|
ZNest Seniors Inc
|
C
|
|
|
FORUM FUNDS
|
NPORT-P
|
|
|
MINIM, INC.
|
425
|
|
|
HIPPEAU ERIC
|
144
|
|
|
MARRIOTT INTERNATIONAL INC /MD/
|
144
|
Financial Statements
|
|
FT 11410
|
S-6
|
|
|
Braly Angela F
|
4
|
|
|
NORTHSTAR ASSET MANAGEMENT INC
|
PX14A6G
|
|
|
SMITH A O CORP
|
PX14A6G
|
Financial Statements
|
|
MILAS ROBERT
|
4
|
|
|
NETWORK-1 TECHNOLOGIES, INC.
|
8-K
|
Financial Statements
|
|
LIBERTY ALL STAR EQUITY FUND
|
4
|
|
|
Davidovs Venture Capital, LP - C2
|
D/A
|
|
|
Davidovs Venture Capital, LP - C2 QP
|
D/A
|
|
|
Evans Jason Eric
|
144
|
|
|
Surgery Partners, Inc.
|
144
|
Financial Statements
|
|
Biggs M. Brett
|
4
|
|
|
LOCORR INVESTMENT TRUST
|
24F-2NT
|
|
|
Magic AI, Inc.
|
D
|
|
|
Spring Cypress Flex Investors LP
|
D
|
|
|
Allen Bertrand Marc
|
4
|
|
|
LIBERTY ALL STAR GROWTH FUND INC.
|
4
|
|
|
ICL Group Ltd.
|
6-K
|
Financial Statements
|
|
BURRELL JONATHAN
|
4
|
|
|
GARMIN LTD
|
4
|
Financial Statements
|
|
Kimmeridge Energy Management Company, LLC
|
SC 13D/A
|
|
|
SILVERBOW RESOURCES, INC.
|
SC 13D/A
|
Financial Statements
|
|
RENASANT CORP
|
ARS
|
Financial Statements
|
|
Accumulator Holding LLC
|
D
|
|
|
NFiniTi inc.
|
10-Q
|
|
|
LONGBOAT BUTTONWOOD DRIVE LLC
|
D
|
|
|
RENASANT CORP
|
DEFA14A
|
Financial Statements
|
|
PENNS WOODS BANCORP INC
|
10-K
|
Financial Statements
|
|
Rockrose Capital, L.P.
|
D/A
|
|
|
AEP Transmission Company, LLC
|
8-K
|
|
|
MVP LS FUND CDXXXVI LLC
|
D/A
|
|
|
Kimmeridge Energy Management Company, LLC
|
DFAN14A
|
|
|
SILVERBOW RESOURCES, INC.
|
DFAN14A
|
Financial Statements
|
|
ALPS Variable Investment Trust
|
N-CEN
|
|
|
Albert P. Lee Fund X-III, LLC
|
D
|
|
|
Blue Bird Corp
|
8-K
|
Financial Statements
|
|
FIDELITY SUMMER STREET TRUST
|
497K
|
|
|
Bruno Barry A.
|
144
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
144
|
Financial Statements
|
|
RENASANT CORP
|
DEF 14A
|
Financial Statements
|
|
GS Mortgage Securities Trust 2015-GC28
|
10-K
|
|
|
FIDELITY SUMMER STREET TRUST
|
497
|
|
|
Balaji Rolling Fund, LP - B1
|
D/A
|
|
|
Balaji Rolling Fund QP, LP - B1
|
D/A
|
|
|
Ares Real Estate Income Trust Inc.
|
10-K
|
|
|
WALTERS KIRK W
|
144
|
|
|
M&T BANK CORP
|
144
|
Financial Statements
|
|
GPS Funds II
|
N-CEN/A
|
|
|
GPS Funds I
|
N-CEN/A
|
|
|
SPDR S&P MIDCAP 400 ETF TRUST
|
N-CEN
|
|
|
PRINCIPAL FUNDS, INC.
|
DEF 14C
|
|
|
Ayr Wellness Inc.
|
6-K
|
|
|
Eckelman Brendan P.
|
144
|
|
|
Inhibrx, Inc.
|
144
|
Financial Statements
|
|
SANCHEZ ANTONIO R JR
|
4
|
|
|
INTERNATIONAL BANCSHARES CORP
|
4
|
Financial Statements
|
|
GENMAB A/S
|
6-K
|
Financial Statements
|
|
Che Austin
|
144/A
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144/A
|
|
|
EUROPEAN EQUITY FUND, INC / MD
|
N-CEN
|
|
|
SPEEDTRADER, INC
|
X-17A-5
|
|
|
NEW GERMANY FUND INC
|
N-CEN
|
|
|
Equitable America Variable Account L of Equitable Financial Life Insurance Co of America
|
24F-2NT
|
|
|
BCE INC
|
6-K
|
Financial Statements
|
|
Man Numeric International Small Cap
|
D/A
|
|
|
Chikara India Equity Ltd
|
D
|
|
|
Danial Ethan
|
4
|
|
|
RAD Investments LLC
|
4
|
|
|
Tax Free Target Maturity Fund for Puerto Rico Residents, Inc.
|
4
|
|
|
Sylvamo Corp
|
4
|
|
|
Ribieras JeanMichel
|
4
|
|
|
Maes Peggy
|
4
|
|
|
Riley Bobby
|
144
|
|
|
Riley Exploration Permian, Inc.
|
144
|
Financial Statements
|
|
CHILLURA JOSEPH
|
4
|
|
|
VALLEY NATIONAL BANCORP
|
4
|
Financial Statements
|
|
Robinson David C
|
144
|
|
|
Equitable America Variable Account A of Equitable Financial Life Insurance Co of America
|
24F-2NT
|
|
|
AMERICAN BEACON SELECT FUNDS
|
N-CEN
|
|
|
A&Q Alternative Yield Fund Ltd
|
D/A
|
|
|
FORUM FUNDS
|
N-CEN
|
|
|
Niagara Income Opportunities Fund
|
424B3
|
|
|
AMERICAN BEACON FUNDS
|
N-CEN
|
|
|
Hand Joseph Thomas
|
4
|
|
|
YORK WATER CO
|
4
|
Financial Statements
|
|
UPRIGHT INVESTMENTS TRUST
|
N-CSR
|
|
|
Limbik Inc
|
D
|
|
|
Sinclair, Inc.
|
4
|
|
|
BOCHENEK DAVID R
|
4
|
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
Accumulator Seed I LLC
|
D
|
|
|
CCOF III Nexus Co-invest Aggregator, L.P.
|
D
|
|
|
Bagley Gary W
|
4
|
|
|
H&E Equipment Services, Inc.
|
4
|
Financial Statements
|
|
MARR JOHN S JR
|
144
|
|
|
TYLER TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Devish Fund
|
D/A
|
|
|
HENDRICKSON CAREY P
|
144
|
|
|
TORONTO DOMINION BANK
|
424B3
|
Financial Statements
|
|
Honor Bancorp, Inc.
|
D/A
|
|
|
DPRR Fund I LP
|
D
|
|
|
Nocion Therapeutics, Inc.
|
D
|
|
|
Full Glass Wine Co., LLC
|
D
|
|
|
Fidelity Business Services India Private Ltd
|
TA-2
|
|
|
Bayshore Chips, LP
|
D
|
|
|
Johnson larsh
|
144
|
|
|
STEM, INC.
|
144
|
|
|
Meyer Thomas
|
SC 13D/A
|
|
|
Altamira Therapeutics Ltd.
|
SC 13D/A
|
|
|
TADROS RAMY
|
144
|
|
|
METLIFE INC
|
144
|
Financial Statements
|
|
Safety Shot, Inc.
|
8-K
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
Voya Global Advantage & Premium Opportunity Fund
|
SC 13D/A
|
|
|
Natural Resource Holdings, Inc.
|
10-Q
|
|
|
PUTNAM MASTER INTERMEDIATE INCOME TRUST
|
SC 13D/A
|
|
|
SIT INVESTMENT ASSOCIATES INC
|
SC 13D/A
|
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
SC 13D/A
|
|
|
McMillen Charles Thomas
|
144
|
|
|
NEXSTAR MEDIA GROUP, INC.
|
144
|
Financial Statements
|
|
VAS Portal, LLC
|
CFPORTAL/A
|
|
|
S2 Real Estate Fund II
|
D/A
|
|
|
S2 Real Estate Fund II, LP
|
D/A
|
|
|
Zabel Steven Andrew
|
144
|
|
|
Unum Group
|
144
|
Financial Statements
|
|
Briggs Vikki G
|
4
|
|
|
CSB Bancorp, Inc.
|
4
|
|