SEC Filings


2433
  
Company Name Form Type SEC Filings
AMERICAN FUNDS TAX EXEMPT SERIES II / CA 40-17G
AMERICAN FUNDS INCOME SERIES 40-17G
AMERICAN FUNDS INSURANCE SERIES 40-17G
NEW ECONOMY FUND 40-17G
EUROPACIFIC GROWTH FUND 40-17G
WASHINGTON MUTUAL INVESTORS FUND 40-17G
NEW PERSPECTIVE FUND 40-17G
INVESTMENT CO OF AMERICA 40-17G
TAX EXEMPT BOND FUND OF AMERICA 40-17G
INCOME FUND OF AMERICA 40-17G
GROWTH FUND OF AMERICA 40-17G
AMERICAN FUNDS FUNDAMENTAL INVESTORS 40-17G
BOND FUND OF AMERICA 40-17G
AMERICAN MUTUAL FUND 40-17G
AMERICAN BALANCED FUND 40-17G
AMCAP FUND 40-17G
Carlyle Tactical Private Credit Fund N-CEN
Eli CoInvest LLC D
Zephyr AI, Inc. D
GS Mortgage Securities Trust 2014-GC22 10-K
HIP-NECO Holdings LP D
Typewriter Topco LP D
Lloyds Banking Group plc 6-K Financial Statements
Swiftmerge Acquisition Corp. 8-K
KKR Credit Opportunities Portfolio N-23C3A
BANK OF NOVA SCOTIA 424B2 Financial Statements
LANDY EUGENE W 4
UMH PROPERTIES, INC. 4 Financial Statements
CITIGROUP INC 424B2 Financial Statements
Citigroup Global Markets Holdings Inc. 424B2
John Deere Owner Trust 2024 8-K
John Deere Receivables LLC 8-K
Target Hospitality Corp. 10-K
FIRST TRUST EXCHANGE-TRADED FUND VIII 485BXT
TIFIN AG Inc. D
John Deere Owner Trust 2024 424B5
John Deere Receivables LLC 424B5
ECW Flex Fund LLC D
Manna Michael Edward 4
ULTRALIFE CORP 4 Financial Statements
MAINSTAY FUNDS TRUST 485APOS
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO LLC TA-2
HSBC HOLDINGS PLC 6-K Financial Statements
John Deere Owner Trust 2024 FWP
Highest Performances Holdings Inc. 6-K
Investment Managers Series Trust III N-CEN
SC-1002 Fund I, a series of Roll Up Vehicles, LP D
Perpetual US Services, LLC APP WDG
ASSET MANAGEMENT FUND PRE 14A
VALIC Co I 497K
Law Melissa 4
Cactus, Inc. 4 Financial Statements
MCGOVERN MICHAEL Y 4
MARSH WILLIAM D 4
Stolzer Daniel R 4
CODORUS VALLEY BANCORP INC 4 Financial Statements
Anderson Donna L 4
Rothstein Bruce M 4
Bender Joel 4
Tadlock Stephen 4
Rosenthal Gary L 4
Semple Alan 4
LINDE PLC 4 Financial Statements
WOOD ROBERT L 4
Tombar Tymothi O. 4
BBCMS Mortgage Trust 2021-C12 10-K
Bender Scott 4
Equitybee 22-82702, a Series of Equitybee cFund Master LLC D/A
Bender Steven 4
Vellucci Vincent 144
BEL FUSE INC /NJ 144 Financial Statements
Bridgford Richard Eugene 4
BRIDGFORD FOODS CORP 4 Financial Statements
ODONNELL JOHN A 4
Binns Justin T 144
SHERWIN WILLIAMS CO 144 Financial Statements
ASA Gold & Precious Metals Ltd DEFA14A Financial Statements
VALIC Co I 497
WEISSER ALBERTO 4
Exchange Listed Funds Trust 497J
Spann Rick 4
CHURCH & DWIGHT CO INC /DE/ 4 Financial Statements
Zero Labs Automotive, Inc. C/A
SetaTech USA, Inc. D
ING GROEP NV 424B5 Financial Statements
RICHENHAGEN MARTIN 4
RL Investment Group LLC D
Pickett Larry D 4
LEBOVITZ STEPHEN D 4
CBL & ASSOCIATES PROPERTIES INC 4 Financial Statements
SYNTAX ETF TRUST N-CEN
Hudson Scott R 144
Arthur J. Gallagher & Co. 144 Financial Statements
Ossadnik Victoria 4
Equitybee 22-15061, a Series of Equitybee cFund Master LLC D/A
AMERICAN ELECTRIC POWER CO INC DEFA14A Financial Statements
Madison Covered Call & Equity Strategy Fund N-CEN
ULTRA SERIES FUND N-CEN
Butcher Pamela R 4
ARCH RESOURCES, INC. 4 Financial Statements
BANK 2020-BNK28 10-K
Ocean Freight Trident Fund LP D
Becker James Frank 4
ASTROTECH Corp 4 Financial Statements
LiveKit Inc D
Ocean Freight Trident Offshore Fund Ltd D
Galaxy Plus Fund - Welton GDP Master Fund D
SAG Holdings Ltd F-1/A
Skyview At Fort Worth Fund, LLC D
SEPARATE ACCOUNT A OF VENERABLE INSURANCE & ANNUITY Co N-CEN
Developer Capital Inc. D
Advisors Preferred Trust 40-17G
NATIONAL FINANCIAL SERVICES LLC /TA TA-2
Hamilton Beach Brands Holding Co SC 13D/A Financial Statements
RANKIN ALFRED M ET AL SC 13D/A
CSAIL 2019-C17 Commercial Mortgage Trust 10-K
Hamilton Beach Brands Holding Co SC 13D Financial Statements
RANKIN ALFRED M ET AL SC 13D
Tarlowe Rochelle M. 144
OMNICOM GROUP INC. 144 Financial Statements
Kaeser Josef 4
MCDONALDS CORP 8-K Financial Statements
GRANT HUGH 4
RISKOWITZ VALUE FUND LP D
TEMPLETON GLOBAL INCOME FUND SC 13D/A
FRANKLIN RESOURCES INC SC 13D/A Financial Statements
BERTOLET CAPITAL TRUST N-CEN
C3 Rules Inc. D
Enders Thomas 4
Achleitner Ann-Kristin 4
Future Cardia, Inc. C/A
Fidelity Stock Transfer Solutions LLC TA-2
Tesh Thomas D 4
ROLLINS INC 4 Financial Statements
VANGUARD VARIABLE INSURANCE FUNDS N-CEN
VANGUARD BOND INDEX FUNDS N-CEN
VANGUARD INDEX FUNDS N-CEN
VANGUARD TAX-MANAGED FUNDS N-CEN
VANGUARD INSTITUTIONAL INDEX FUNDS N-CEN
Vanguard Montgomery Funds N-CEN
VANGUARD VALLEY FORGE FUNDS N-CEN
NatWest Group plc 6-K Financial Statements
CB Financial Services, Inc. 10-K Financial Statements
Unpopular Ventures Preferred, LP - D1 D/A
Unpopular Ventures Preferred QP, LP - D1 D/A
New Found Gold Corp. 6-K
MONETTA TRUST N-CEN
RM LSC Aspire, LLC D
Aquipor Technologies, Inc. C-AR
WPP plc 6-K Financial Statements
Preston-Werner Ventures Rolling Fund, LP - B1 D/A
BALLSCHMIEDE RONALD A 144
STERLING INFRASTRUCTURE, INC. 144 Financial Statements
FIDELITY INVESTMENT TRUST 497K
Aquipor Technologies, Inc. C/A
Money James E. II 4
OPENLANE, Inc. 4 Financial Statements
UBS AG 424B2
Northern Lights Fund Trust IV 8-A12B
Fundrise Real Estate Interval Fund, LLC 497AD
EGCP INVESTMENTS V C, L.P. D
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC NPORT-P
Equitybee 22-65120, a Series of Equitybee cFund Master LLC D
Network Ventures Rolling Fund, LP - C2 D/A
JLL Income Property Trust, Inc. 8-K
KAUFFMAN CRAIG L 4
Dvorak Kelly M 3
Bank First Corp 3 Financial Statements
McNab Paul 4
VIAVI SOLUTIONS INC. 4 Financial Statements
Rippey Michael G 4
SunCoke Energy, Inc. 4 Financial Statements
SZE VICTOR S 4
OSI SYSTEMS INC 4 Financial Statements
BlueOne Card, Inc. 8-K
360 Sierra, Inc. D
AETOS LONG/SHORT STRATEGIES FUND LLC NPORT-P
SNOW CAPITAL INVESTMENT PARTNERS LP D
McCarthy Michelle M 144
MERCURY SYSTEMS INC 144 Financial Statements
HIG Holdings, LLC D
Aquila Chesney Holdings, LLC D
ONE EQUITY PARTNERS IX-B, SCSP D
FIRSTHAND FUNDS N-CEN
Bantec, Inc. 10-Q
GARDENIA RELATIVE VALUE FUND LLC D/A
World Funds Trust N-CEN
NORTHERN LIGHTS FUND TRUST III 497
AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC NPORT-P
SILVERBACK OPPORTUNISTIC CREDIT FUND LLC D/A
Bowyer Research, Inc. PX14A6G
STARBUCKS CORP PX14A6G Financial Statements
GABELLI DIVIDEND GROWTH FUND 24F-2NT
EV Dot Energy Ltd D
SMITH & NEPHEW PLC 6-K Financial Statements
IIOT-OXYS, Inc. 8-K
GINDER E DENNIS 4
SEPARATE ACCOUNT EQ OF VENERABLE INSURANCE & ANNUITY Co N-CEN
Gabelli Gold Fund, Inc. 24F-2NT
Global Crossing Airlines Group Inc. 8-K/A
EATON VANCE MUTUAL FUNDS TRUST 497
GABELLI INTERNATIONAL GROWTH FUND, INC 24F-2NT
BARCLAYS BANK PLC FWP
Homology Medicines, Inc. POS EX Financial Statements
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 8-A12B Financial Statements
FIDELITY INVESTMENTS VARIABLE LIFE ACCOUNT I N-CEN
M&H Select Service Hotel Fund LLC D
TCW ETF Trust 497
Wells Fargo Commercial Mortgage Trust 2020-C56 8-K
Texas Pacific Land Corp 4
STAHL MURRAY 4
HORIZON KINETICS ASSET MANAGEMENT LLC 4
MPC FED CI ENERGY FUND V, LLC D
SEB SECURITIES, INC. X-17A-5
Investment Managers Series Trust N-CEN
Sanders Keith 4
FIRST UNITED CORP/MD/ 4 Financial Statements
PodDApp, Inc. C/A
Stone Robert Gregg III 144
CAMBRIDGE BANCORP 144 Financial Statements
CENTRAL PUERTO S.A. 6-K Financial Statements
DOLL AMY 4
AG Select Credit Alpha Fund I, L.P. D/A
Silverback Opportunistic Credit Fund Ltd. D/A
RENN Fund, Inc. 4
HAM NANCY 144
U S PHYSICAL THERAPY INC /NV 144 Financial Statements
Benchmark 2020-IG1 Mortgage Trust 8-K
Fisher Robert L. II 4
GABELLI VALUE 25 FUND INC 24F-2NT
ICD STRATEGIC METALS FUND, L.P. D/A
International Power Group, Ltd. / DE D/A
Empire Fidelity Investments Variable Life Account A N-CEN
Homology Medicines, Inc. 424B3 Financial Statements
THOMPSON DANIEL 4
Cardiff Lexington Corp 4
RA-1130 Fund I, a series of Roll Up Vehicles, LP D
Herbert Family Foundation 144
Inspire Medical Systems, Inc. 144 Financial Statements
ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIO D/A
GABELLI INVESTOR FUNDS INC 24F-2NT
GS Mortgage Securities Trust 2020-GC45 8-K
Pando Root, LLC D
Sturm Tonya K. 4
Evoke Pharma Inc SC 13G Financial Statements
LYTTON LAURENCE W SC 13G
FISHER MICHAEL R 144
HARTFORD FINANCIAL SERVICES GROUP, INC. 144 Financial Statements
GABELLI ASSET FUND 24F-2NT
CLEMENS MATTHEW A 4
Wordell Angela F 144
GRACO INC 144 Financial Statements
GLOBAL ATLANTIC DISTRIBUTORS, LLC X-17A-5
Rodeheaver Carissa Lynn 4
INDIVIOR PLC 6-K/A
PROFESSIONALLY MANAGED PORTFOLIOS 24F-2NT
FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I N-CEN
Columbia ETF Trust I 24F-2NT
Terhorst Stephani 4
Ivanhoe Electric Inc. 4 Financial Statements
Magic Potion Games Inc. D
Beekeeper's Naturals Inc. D
CLABAUGH CHAD M 4
ZALICO VARIABLE SEPARATE ACCOUNT - 2 N-CEN
ZALICO VARIABLE SEPARATE ACCOUNT N-CEN
ZALICO VARIABLE ANNUITY SEPARATE ACCOUNT N-CEN
ZALICO VARIABLE ANNUITY ACCOUNT C N-CEN
Copenhagen Infrastructure V USD Feeder K/S D
Gold Flora Corp. 4
Rush Jason Barry 4
Nural Capital First Light D/A
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC DEF 14A
CAMPAGNA SCOTT R 4
Vertical Malt, LLC D/A
Shinn John 4
RAMBUS INC 4 Financial Statements
X-Square Balanced Fund, LLC N-CEN
GSK plc 6-K Financial Statements
AIM GROWTH SERIES N-CEN
Rickard David A 144
US Foods Holding Corp. 144 Financial Statements
LB M3 Partners LP D/A
BAKER DIANE E 4
Seraphin Luc 4
EMPIRE FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT A N-CEN
FT 11378 497J
BBCMS Mortgage Trust 2020-C7 8-K
AFL CIO HOUSING INVESTMENT TRUST N-CEN
FT 11377 497J
Nural Capital First Light D/A
FT 11316 497J
Galaxy Plus Fund LLC - Welton GDP Feeder Fund D
Citigroup Global Markets Holdings Inc. FWP
BBCMS Mortgage Trust 2020-C6 8-K
F.Inc Capital, LP - B1 D/A
CITIGROUP INC FWP Financial Statements
AMERICAN ELECTRIC POWER CO INC DEF 14A Financial Statements
WATERWAY CAPITAL LLC X-17A-5
Cerepak Brad M 144
DOVER Corp 144 Financial Statements