| Company Name |
Form Type |
SEC Filings |
|
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
497
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM INCOME FUND
|
497
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM MONEY MARKET FUND
|
497
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497
|
|
|
Jayud Global Logistics Ltd
|
RW
|
|
|
LILLY ENDOWMENT INC
|
4
|
|
|
ELI LILLY & Co
|
4
|
Financial Statements
|
|
Hewes L. Becker
|
4
|
|
|
Blueprint Medicines Corp
|
4
|
Financial Statements
|
|
GOLISANO B THOMAS
|
4
|
|
|
PAYCHEX INC
|
4
|
Financial Statements
|
|
Rankin Aaron Edward Frederick
|
144
|
|
|
Sprout Social, Inc.
|
144
|
Financial Statements
|
|
NERGES JOSEPH R
|
4
|
|
|
CSP INC /MA/
|
4
|
Financial Statements
|
|
Peterman Carla J
|
4
|
|
|
PG&E Corp
|
4
|
Financial Statements
|
|
Dempsey B. Todd
|
144
|
|
|
FVCBankcorp, Inc.
|
144
|
Financial Statements
|
|
RICHMOND BRENT E
|
4
|
|
|
GOLINVAUX THERESA D
|
4
|
|
|
Del Preto Joseph
|
144
|
|
|
Fundomo Fund I, LP
|
D
|
|
|
Cannabix Technologies Inc.
|
D
|
|
|
FLYWHEEL ADVANCED TECHNOLOGY, INC.
|
8-K
|
|
|
BALTIMORE GAS & ELECTRIC CO
|
424B5
|
|
|
DEUTSCHE DWS INCOME TRUST
|
N-CSRS
|
|
|
Allakos Inc.
|
144
|
Financial Statements
|
|
Radford Harlan Baird
|
144
|
|
|
Mutryn David
|
4
|
|
|
CUTLER ERIN
|
4
|
|
|
MINERALS TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Master Trust
|
POS AMI
|
|
|
Montoya Lillian J
|
3
|
|
|
Daniel K Weiss
|
4
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
N-CSRS
|
|
|
UBS Series Funds
|
497
|
|
|
Paul Taylor M.
|
4
|
|
|
Ares Real Estate Income Trust Inc.
|
4
|
|
|
ALFORD ANDREW
|
144
|
|
|
WB&T BANKSHARES INC
|
D
|
|
|
Hoefelmann Dirk Ole
|
144
|
|
|
Nikola Corp
|
144
|
Financial Statements
|
|
Baylinson Ilene R.
|
4
|
|
|
Brown Advisory Investors 2024 - SDCF I, LLLP
|
D
|
|
|
VVP All Cap Fund, LLC
|
D/A
|
|
|
Perkins Michael L
|
4
|
|
|
AFFERENCE INC.
|
D
|
|
|
Sustainable Capital Advisors, LLC
|
MA-I
|
|
|
MANHATTAN BRIDGE CAPITAL, INC
|
EFFECT
|
Financial Statements
|
|
Brookfield Capital Finance LLC
|
EFFECT
|
|
|
Brookfield Finance I
|
EFFECT
|
|
|
Brookfield Finance
|
EFFECT
|
|
|
Brookfield Finance II LLC
|
EFFECT
|
|
|
Brookfield Finance II Inc.
|
EFFECT
|
|
|
Brookfield Finance Inc.
|
EFFECT
|
|
|
BROOKFIELD Corp /ON/
|
EFFECT
|
|
|
EQT Corp
|
EFFECT
|
Financial Statements
|
|
SHORE BANCSHARES INC
|
EFFECT
|
Financial Statements
|
|
Cullinan Therapeutics, Inc.
|
EFFECT
|
Financial Statements
|
|
BIODESIX INC
|
EFFECT
|
Financial Statements
|
|
ENDRA Life Sciences Inc.
|
EFFECT
|
Financial Statements
|
|
Purple Innovation, Inc.
|
EFFECT
|
Financial Statements
|
|
MICROVISION, INC.
|
EFFECT
|
Financial Statements
|
|
SmartTrust 659
|
EFFECT
|
|
|
Masterworks Vault 4, LLC
|
QUALIF
|
|
|
KOPIN CORP
|
EFFECT
|
Financial Statements
|
|
Capital Group New Geography Equity ETF
|
EFFECT
|
|
|
Aeterna Zentaris Inc.
|
EFFECT
|
Financial Statements
|
|
Masterworks Vault 3, LLC
|
QUALIF
|
|
|
KAZIA THERAPEUTICS LTD
|
EFFECT
|
Financial Statements
|
|
Capital Group International Core Equity ETF
|
EFFECT
|
|
|
T2 Biosystems, Inc.
|
EFFECT
|
Financial Statements
|
|
Cyclo Therapeutics, Inc.
|
EFFECT
|
|
|
Capital Group Conservative Equity ETF
|
EFFECT
|
|
|
Capital Group Global Equity ETF
|
EFFECT
|
|
|
DELHI BANK CORP
|
QUALIF
|
|
|
JOHNSTON PAUL R
|
4
|
|
|
EXPONENT INC
|
4
|
Financial Statements
|
|
Brill Steven D.
|
4
|
|
|
Global Water Resources, Inc.
|
4
|
Financial Statements
|
|
Waterfield John Randall
|
4
|
|
|
GEE Group Inc.
|
4
|
Financial Statements
|
|
Yang William Wang
|
4
|
|
|
Hu Fred
|
4
|
|
|
HODGE MICHAEL B
|
4
|
|
|
FORWARD AIR CORP
|
4
|
Financial Statements
|
|
KEMPER J MARINER
|
4
|
|
|
UMB FINANCIAL CORP
|
4
|
Financial Statements
|
|
Liquidia Corp
|
4
|
Financial Statements
|
|
Kaseta Michael
|
4
|
|
|
Adair Jason
|
4
|
|
|
Schundler Russell
|
4
|
|
|
Moomaw Scott
|
4
|
|
|
Viant Technology Inc.
|
4
|
Financial Statements
|
|
Williams Elizabeth Goodman
|
4
|
|
|
Yang Vivian
|
4
|
|
|
VALDES MAX O
|
4
|
|
|
Lande Jerome J.
|
4
|
|
|
CONMED Corp
|
4
|
Financial Statements
|
|
Krauss Peter
|
4
|
|
|
Terran Orbital Corp
|
4
|
|
|
Madryn Asset Management, LP
|
SC 13D/A
|
|
|
Greenbrook TMS Inc.
|
SC 13D/A
|
|
|
Workman John L
|
4
|
|
|
BRONSON DAVID M
|
4
|
|
|
Farkas Charles
|
4
|
|
|
Aronson Martha Goldberg
|
4
|
|
|
Council LaVerne H
|
4
|
|
|
Schwarzentraub Barbara J
|
4
|
|
|
Sherer Joseph
|
4
|
|
|
Nijhawan Pardeep
|
4
|
|
|
Edesa Biotech, Inc.
|
4
|
|
|
Tomita Kazumasa
|
4
|
|
|
ZUU Funders Co. Ltd.
|
4
|
|
|
ZUU Co. Ltd.
|
4
|
|
|
ZUU Target Fund for SBC Medical Group HD Investment Partnership
|
4
|
|
|
Pono Capital Two, Inc.
|
4
|
|
|
Harmon Cyrus
|
4
|
|
|
Olema Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Krauss Peter
|
3
|
|
|
Terran Orbital Corp
|
3
|
|
|
Ou Zhou
|
3
|
|
|
Fly-E Group, Inc.
|
3
|
|
|
Guo Ruifeng
|
3
|
|
|
FutureFuel Corp.
|
4
|
Financial Statements
|
|
EGGER TERRANCE C Z
|
4
|
|
|
Feng Rui Ricky
|
3
|
|
|
Feng Lun
|
3
|
|
|
McDermott Edward Aloysious III
|
4
|
|
|
Verano Holdings Corp.
|
4
|
|
|
Miles Aaron Nathaniel
|
4
|
|
|
Spreckman David
|
4
|
|
|
Nunez Cristina Maria
|
4
|
|
|
Weiss Darren Henry
|
4
|
|
|
Hirsh Lawrence Randall
|
4
|
|
|
Archos George Peter
|
4
|
|
|
Zhang Ke
|
3
|
|
|
WANG BIN
|
3
|
|
|
Lindeman Bruce John
|
4
|
|
|
CALAVO GROWERS INC
|
4
|
Financial Statements
|
|
Jacobs Alan L.
|
3
|
|
|
Lindeman Bruce John
|
3
|
|
|
CALAVO GROWERS INC
|
3
|
Financial Statements
|
|
C3.ai, Inc.
|
4
|
Financial Statements
|
|
SIEBEL THOMAS M
|
4
|
|
|
FIGS, Inc.
|
144
|
Financial Statements
|
|
Hasson Heather L.
|
144
|
|
|
Wilson Heather A
|
3
|
|
|
LOCKHEED MARTIN CORP
|
3
|
Financial Statements
|
|
Trent Kara
|
4
|
|
|
Under Armour, Inc.
|
4
|
Financial Statements
|
|
Shadman Mehri
|
4
|
|
|
Litchman Manuel MD
|
4
|
|
|
MUSTANG BIO, INC.
|
4
|
Financial Statements
|
|
Saidi Yassine
|
4
|
|
|
Dausch James A
|
4
|
|
|
Curran Shawn
|
4
|
|
|
Bergman David
|
4
|
|
|
Greenhaven Road Investment Management, L.P.
|
SC 13D/A
|
|
|
Barnes & Noble Education, Inc.
|
SC 13D/A
|
Financial Statements
|
|
PAPADOPOULOS STELIOS
|
4
|
|
|
EXELIXIS, INC.
|
4
|
Financial Statements
|
|
POSTE GEORGE
|
4
|
|
|
Freire Maria C
|
4
|
|
|
Heyman Tomas J.
|
4
|
|
|
Oliver Bob
|
4
|
|
|
WYSZOMIERSKI JACK L
|
4
|
|
|
Eckhardt Sue Gail
|
4
|
|
|
DraftKings Inc.
|
4
|
|
|
Robins Jason
|
4
|
|
|
Beckerle Mary C
|
4
|
|
|
Smith Julie
|
4
|
|
|
Marpai, Inc.
|
4
|
Financial Statements
|
|
EITAN YARON
|
4
|
|
|
Liberman Paul
|
4
|
|
|
Whalen Jennifer Dawn
|
4
|
|
|
Bristow Group Inc.
|
4
|
|
|
Kalish Matthew
|
4
|
|
|
Dodge R Stanton
|
4
|
|
|
Ellingson Alan Wayne
|
4
|
|
|
Diamond Susan M
|
4
|
|
|
PEPSICO INC
|
4
|
Financial Statements
|
|
Stepanek David F.
|
4
|
|
|
OOMA INC
|
4
|
Financial Statements
|
|
STANG ERIC B
|
4
|
|
|
PELOTON INTERACTIVE, INC.
|
4
|
Financial Statements
|
|
Bruzzo Chris
|
4
|
|
|
Boone Karen
|
4
|
|
|
Gustke James A.
|
4
|
|
|
CPI Card Group Inc.
|
4
|
Financial Statements
|
|
Furey Thomas M
|
4
|
|
|
Temsamani Karim Saad
|
4
|
|
|
Cardlytics, Inc.
|
4
|
Financial Statements
|
|
Oleson Lisa
|
4
|
|
|
Yeh Jenny C
|
4
|
|
|
Soranno Keating Valerie
|
4
|
|
|
Nguyen Xuong
|
4
|
|
|
Rubicon Technologies, Inc.
|
4
|
|
|
Palantir Technologies Inc.
|
4
|
Financial Statements
|
|
Hamamatsu Shigeyuki
|
4
|
|
|
Williams Sarah Elizabeth
|
4
|
|
|
Stavley Stuart
|
4
|
|
|
Rubicon Technologies, Inc.
|
3
|
|
|
Palantir Technologies Inc.
|
3
|
Financial Statements
|
|
Mallela Ravi
|
4
|
|
|
Sabharwal Namrata
|
4
|
|
|
Olinger Haydee
|
4
|
|
|
ONE Group Hospitality, Inc.
|
4
|
Financial Statements
|
|
VERRA MOBILITY Corp
|
4
|
Financial Statements
|
|
REXFORD JOHN H
|
4
|
|
|
Gerchow Jennifer
|
4
|
|
|
ANSYS INC
|
4
|
Financial Statements
|
|
Hearn Walter
|
4
|
|
|
CORBETT ALAN
|
4
|
|
|
Acushnet Holdings Corp.
|
4
|
Financial Statements
|
|
Sullivan Sean S
|
4
|
|
|
LEE JANET
|
4
|
|
|
Gopal Ajei
|
4
|
|
|
HUERTA MICHAEL P
|
4
|
|
|
Emswiler Shane
|
4
|
|
|
Vollmer Sonya
|
4
|
|
|
O'Leary Margaret Elizabeth
|
4
|
|
|
Invesco Advantage Municipal Income Trust II
|
SC 13D/A
|
|
|
BANK OF AMERICA CORP /DE/
|
SC 13D/A
|
Financial Statements
|
|
Flanagan Cary M
|
4
|
|
|
Hochstadt Jeffrey A.
|
4
|
|
|
Bradshaw Christopher Scott
|
4
|
|
|
Carmignani Donna Abbey
|
4
|
|
|
Lowe John Daniel
|
4
|
|
|
SHEINBAUM MARC
|
4
|
|
|
Peters Nicholas A
|
4
|
|
|
Gupta Shanti B.
|
4
|
|
|
AST SpaceMobile, Inc.
|
4
|
|
|
Arenivas Jesse
|
4
|
|
|
EnLink Midstream, LLC
|
4
|
Financial Statements
|
|
Riley H Sanford
|
4
|
|
|
Lee Phil Geon
|
3
|
|
|
Bellevue Life Sciences Acquisition Corp.
|
3
|
|
|
Williams Sarah Elizabeth
|
4/A
|
|
|
CPI Card Group Inc.
|
4/A
|
Financial Statements
|
|
Hagopian Andrew
|
4
|
|
|
Xponential Fitness, Inc.
|
4
|
Financial Statements
|
|
Lowe John Daniel
|
4/A
|
|
|
O'Leary Margaret Elizabeth
|
4/A
|
|
|
Soranno Keating Valerie
|
4/A
|
|
|
Luna Sarah
|
4
|
|
|
Fugate William Craig
|
4
|
|
|
Genasys Inc.
|
4
|
|
|
Banc of America Preferred Funding Corp
|
4
|
|
|
Invesco California Value Municipal Income Trust
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
4
|
Financial Statements
|
|
D-Wave Quantum Inc.
|
4
|
|
|
Michael Emil
|
4
|
|
|
Peters Nicholas A
|
4/A
|
|
|
Bottarini Joan
|
4
|
|
|
Hyatt Hotels Corp
|
4
|
Financial Statements
|
|
Invesco Advantage Municipal Income Trust II
|
4
|
|
|
SHEINBAUM MARC
|
4/A
|
|
|
Meloun John P
|
4
|
|
|
Payoneer Global Inc.
|
4
|
|
|
Galit Scott H.
|
4
|
|
|
Vollmer Sonya
|
4/A
|
|
|
NOVICH NEIL S
|
4
|
|
|
W.W. GRAINGER, INC.
|
4
|
Financial Statements
|
|
Carmignani Donna Abbey
|
4/A
|
|
|
LEVENICK STUART L
|
4
|
|
|
Resnik Josh
|
4
|
|
|
FiscalNote Holdings, Inc.
|
4
|
|
|
SANTI ERNEST SCOTT
|
4
|
|
|
BEYOND MEAT, INC.
|
4
|
Financial Statements
|
|
WITTEMAN TERI L
|
4
|
|
|
Miller Cindy J
|
4
|
|
|
Nelson Jonathan P
|
4
|
|
|
Nguyen Diane
|
4
|
|
|
Ajami Dariush
|
4
|
|
|
KUTUA LUBI
|
4
|
|
|
Brown Ethan
|
4
|
|
|
KLEIN CHRISTOPHER J
|
4
|
|
|
Williams Susan Slavik
|
4
|
|
|
Watson Lucas E
|
4
|
|
|
Adkins Rodney C
|
4
|
|
|
Davis George S
|
4
|
|
|
Invesco California Value Municipal Income Trust
|
SC 13D/A
|
|
|
White Steven Andrew
|
4
|
|
|
Perez Beatriz R
|
4
|
|
|
Bpifrance Participations SA
|
144
|
|
|
CONSTELLIUM SE
|
144
|
Financial Statements
|
|
Jaspon Katherine D.
|
4
|
|
|
Dodd William H
|
4
|
|
|
Shireman John
|
3
|
|
|
FIRST CAPITAL INC
|
3
|
Financial Statements
|
|
Kalesnik Laura Marie
|
4
|
|
|
Meller Mark
|
4
|
|
|
SilverSun Technologies, Inc.
|
4
|
Financial Statements
|
|
Mitchell Ann
|
4
|
|
|
Allbirds, Inc.
|
4
|
Financial Statements
|
