| Company Name |
Form Type |
SEC Filings |
|
|
|
|
RiverNorth Funds
|
40-17G
|
|
|
Maya Coffee Co LLC
|
C/A
|
|
|
Centurion Acquisition Corp.
|
S-1/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND V
|
497
|
|
|
MAYER MARISSA A
|
4
|
|
|
FOXO TECHNOLOGIES INC.
|
10-Q/A
|
|
|
Tidal Trust II
|
497
|
|
|
Madsen Jan
|
4
|
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
424B5
|
|
|
Haris Clinton M.
|
4
|
|
|
ENTEGRIS INC
|
4
|
Financial Statements
|
|
Tan Kwang Hooi
|
144
|
|
|
YOUNG STEPHEN D
|
4
|
|
|
FRANKLIN COVEY CO
|
4
|
Financial Statements
|
|
O'Neill James Anthony
|
4
|
|
|
Jenkins James M.
|
4
|
|
|
LAKELAND INDUSTRIES INC
|
4
|
Financial Statements
|
|
LUCZO STEPHEN J
|
4
|
|
|
FOXO TECHNOLOGIES INC.
|
8-K
|
|
|
Harris John A
|
144
|
|
|
Integer Holdings Corp
|
144
|
Financial Statements
|
|
Equitybee 22-55533, a Series of Equitybee cFund Master LLC
|
D
|
|
|
SADOVE STEPHEN I
|
144
|
|
|
COLGATE PALMOLIVE CO
|
144
|
Financial Statements
|
|
John Hancock Multi Asset Credit Fund
|
424B3
|
|
|
Villavarayan Chris
|
4
|
|
|
FRANKLIN ELECTRIC CO INC
|
4
|
Financial Statements
|
|
Apollo Debt Solutions IDF Series Feeder, LP - Series II
|
D
|
|
|
Kennard William E
|
4
|
|
|
Apollo Credit Strategies IDF Co-Investors
|
D
|
|
|
Angel Oak Funds Trust
|
497J
|
|
|
EA Series Trust
|
N-CSR
|
|
|
Warren Michael J.
|
4
|
|
|
Lundstrom Paul
|
144
|
|
|
Ruzynski Joseph A.
|
144
|
|
|
nVent Electric plc
|
144
|
Financial Statements
|
|
WENDLER DANIEL
|
144
|
|
|
Russell Blake
|
144
|
|
|
AirFidelity Inc.
|
D
|
|
|
Vicarious Surgical Inc.
|
4
|
|
|
Mazzola John
|
4
|
|
|
Khalifa Sammy
|
4
|
|
|
HUTCHINS GLENN H
|
4
|
|
|
KKR Enhanced US Direct Lending Fund-L Inc.
|
10-12G/A
|
|
|
Tara Health Foundation
|
PX14A6G
|
|
|
TARGET CORP
|
PX14A6G
|
Financial Statements
|
|
Kelly William John
|
4
|
|
|
Sachs Adam David
|
4
|
|
|
HALEY JOHN J
|
4
|
|
|
Hensley William L. Iggiagruk
|
4
|
|
|
Trilogy Metals Inc.
|
4
|
Financial Statements
|
|
Gil Alexis II
|
144
|
|
|
INTEGRAL AD SCIENCE HOLDING CORP.
|
144
|
Financial Statements
|
|
CANARY SPEECH INC.
|
D
|
|
|
BLACKROCK FUNDS
|
497
|
|
|
FORD SCOTT T
|
4
|
|
|
Zatta Jayson M
|
4
|
|
|
C21 Investments Inc.
|
6-K
|
|
|
BLEY DANIEL
|
144
|
|
|
WEBSTER FINANCIAL CORP
|
144
|
Financial Statements
|
|
MATA NATHAN L.
|
144
|
|
|
BELITE BIO, INC
|
144
|
Financial Statements
|
|
MultiSensor AI Holdings, Inc.
|
SC 13G
|
|
|
SANDERS MORRIS HARRIS LLC
|
SC 13G
|
|
|
WEITMAN GARY
|
144
|
|
|
COMMUNICATIONS SYSTEMS INTERNATIONAL INC
|
15-12G
|
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
MERRIMAN DWIGHT A
|
144
|
|
|
Sidelinger Rebecca
|
144
|
|
|
Fundrise East Coast Opportunistic REIT, LLC
|
1-U
|
|
|
LEUTHOLD FUNDS INC
|
N-CSRS
|
|
|
Lime Rock New Energy II, L.P.
|
D
|
|
|
RUDDY RAYMOND B
|
4
|
|
|
Apricity Robotics Inc.
|
D
|
|
|
Gemxx Corp.
|
1-A-W
|
|
|
MGF Partners II, L.P. - Bain Capital Crypto Fund II Series
|
D
|
|
|
IPERIONX Ltd
|
6-K
|
|
|
Harmon Cyrus
|
144
|
|
|
Olema Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Givler Sean Michael
|
4
|
|
|
CINCINNATI FINANCIAL CORP
|
4
|
Financial Statements
|
|
BMW Vehicle Owner Trust 2024-A
|
FWP
|
|
|
BMW FS SECURITIES LLC
|
FWP
|
|
|
Altman Anne K.
|
4
|
|
|
Clossin Todd
|
4
|
|
|
Axos Financial, Inc.
|
8-K
|
Financial Statements
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
8-K
|
Financial Statements
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Sabrina Sanders S
|
4
|
|
|
Masterworks Vault 2, LLC
|
1-U
|
|
|
MILLARD WENDA HARRIS
|
4
|
|
|
CALERES INC
|
4
|
Financial Statements
|
|
Dimension Credit Fund II LP
|
D
|
|
|
Manderly Group II LLC, 5428 Campbell Series
|
D
|
|
|
McElfresh Jeffery S.
|
4
|
|
|
UBS AG
|
424B2
|
|
|
RUSSO PATRICIA F
|
4
|
|
|
Merck & Co., Inc.
|
4
|
Financial Statements
|
|
My Virtual Physician, Inc.
|
C
|
|
|
Stultz Reed
|
4/A
|
|
|
Knight-Swift Transportation Holdings Inc.
|
4/A
|
Financial Statements
|
|
Mork Capital Management, LLC
|
SC 13D/A
|
|
|
HOLDING FRANK B JR
|
4
|
|
|
FIRST CITIZENS BANCSHARES INC /DE/
|
4
|
Financial Statements
|
|
Seidman Christine E
|
4
|
|
|
Dreyfus Institutional Reserves Funds
|
N-CEN
|
|
|
Buffamante Thomas E
|
4
|
|
|
ARTS WAY MANUFACTURING CO INC
|
4
|
Financial Statements
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
497J
|
|
|
Warden Kathy J
|
4
|
|
|
Lee Lori M
|
4
|
|
|
Asean Nation LLC
|
C
|
|
|
Underdog Series B SPV a Series of Slipstream SPVs LLC
|
D
|
|
|
RAJAN GAYATHRI
|
4
|
|
|
Investment Managers Series Trust II
|
DEFA14A
|
|
|
FUCHS ANNE SUTHERLAND
|
144
|
|
|
GARTNER INC
|
144
|
Financial Statements
|
|
Invesco Trust for Investment Grade Municipals
|
SC 13G/A
|
|
|
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
|
SC 13G/A
|
|
|
XLII FINANCIAL SERVICES LLC
|
X-17A-5
|
|
|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
|
6-K
|
Financial Statements
|
|
Rothman Paul
|
4
|
|
|
Li3 Group, Inc.
|
C/A
|
|
|
Private Investor Club Feeder Fund 2022-G LLC
|
D/A
|
|
|
Novelis Inc.
|
CERT
|
|
|
BNY MELLON SHORT TERM MUNICIPAL BOND FUND
|
N-CEN
|
|
|
Desroches Pascal
|
4
|
|
|
Stem.ai May 2024 a Series of CGF2021 LLC
|
D
|
|
|
Pinehurst Property Partners, LLC
|
D
|
|
|
WARPSPEED TAXI INC.
|
10-Q
|
|
|
Addonizio Samantha
|
3
|
|
|
First Trust Intermediate Duration Preferred & Income Fund
|
3
|
|
|
Outdoor Adventure Retreats LLC
|
D
|
|
|
Invesco Municipal Opportunity Trust
|
SC 13G/A
|
|
|
Invesco Value Municipal Income Trust
|
SC 13G/A
|
|
|
BlackRock ETF Trust
|
CERT
|
|
|
Triplett Dennis L
|
4
|
|
|
Paysign, Inc.
|
4
|
|
|
Yost Ryan D
|
4
|
|
|
Avery Dennison Corp
|
4
|
Financial Statements
|
|
NEWMAN JEFFREY B
|
4
|
|
|
Muschong Lisa A.
|
4
|
|
|
Direxion Shares ETF Trust
|
CERT
|
|
|
DTE ENERGY CO
|
4
|
Financial Statements
|
|
NIBLOCK ROBERT A
|
4
|
|
|
CONOCOPHILLIPS
|
4
|
Financial Statements
|
|
Drummond Stuart
|
4
|
|
|
CUTERA INC
|
4
|
Financial Statements
|
|
Digital Brands Group, Inc.
|
S-3
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
Mina Bruce A
|
4
|
|
|
Karavitis Michael
|
4
|
|
|
MFS MUNICIPAL SERIES TRUST
|
24F-2NT
|
|
|
Cornell Brian C
|
144
|
|
|
TARGET CORP
|
144
|
Financial Statements
|
|
HENRY DANIEL R
|
4
|
|
|
CASSARINI JOHN
|
4
|
|
|
NovAccess Global Inc.
|
4
|
|
|
Pani Corp.
|
SC 13D/A
|
|
|
TORO CORP.
|
SC 13D/A
|
|
|
Mullins Eric D.
|
4
|
|
|
Invesco Quality Municipal Income Trust
|
4
|
|
|
JPMorgan Chase Bank, N.A.
|
4
|
|
|
THULIN INGE G
|
4
|
|
|
BAKER DOUGLAS M JR
|
4
|
|
|
Arroyo F. Thaddeus
|
4
|
|
|
NovAccess Global Inc.
|
8-K
|
|
|
Invesco Value Municipal Income Trust
|
4
|
|
|
Coe Mary Ellen
|
4
|
|
|
UNIVERSAL ELECTRONICS INC
|
DEFA14A
|
Financial Statements
|
|
Novelis Inc.
|
8-A12B
|
|
|
Invesco Municipal Opportunity Trust
|
4
|
|
|
Invesco Trust for Investment Grade Municipals
|
4
|
|
|
Private Investor Club Feeder Fund 2022-E LLC
|
D/A
|
|
|
Sow Good Investments, LLC
|
1-A/A
|
|
|
1606 CORP.
|
144
|
|
|
Lambrecht Greg Paul
|
144
|
|
|
Craig Pamela J.
|
4
|
|
|
CITIZENSSELECT FUNDS
|
N-CEN
|
|
|
SOUTHWESTERN PUBLIC SERVICE CO
|
424B2
|
|
|
FibroBiologics, Inc.
|
S-1/A
|
|
|
GLOCER THOMAS H
|
4
|
|
|
GRAVES GREGORY B
|
4
|
|
|
JANEL CORP
|
4
|
|
|
CRAWFORD MATTHEW V
|
4
|
|
|
PARK OHIO HOLDINGS CORP
|
4
|
Financial Statements
|
|
NewtekOne, Inc.
|
8-K
|
Financial Statements
|
|
Schlesinger Allyson Katz
|
4
|
|
|
Columbia Financial, Inc.
|
4
|
Financial Statements
|
|
Torres Daria Stacy-Walls
|
4
|
|
|
Walden Jenifer White
|
4
|
|
|
Holland Noel R.
|
4
|
|
|
Mayo Stephen
|
4
|
|
|
Kemly Thomas J.
|
4
|
|
|
Reserved.ai Inc.
|
D
|
|
|
Klimowich John
|
4
|
|
|
Randall Elizabeth E.
|
4
|
|
|
Lewis Oliver Edward Jr
|
4
|
|
|
LeddarTech Holdings Inc.
|
424B3
|
|
|
KeyStar Corp.
|
8-K
|
|
|
Korenko Michael K
|
4
|
|
|
VIVOS INC
|
4
|
|
|
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
|
N-CEN
|
|
|
DAVIS JENNIFER JOY
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
BENVENUTI RAYNARD D.
|
144
|
|
|
SUPERIOR INDUSTRIES INTERNATIONAL INC
|
144
|
Financial Statements
|
|
UNIVERSAL ELECTRONICS INC
|
8-K
|
Financial Statements
|
|
Council of Europe Development Bank
|
FWP
|
|
|
BespokeLabs.AI, Inc.
|
D
|
|
|
EA Series Trust
|
N-CEN
|
|
|
GAINGELS VALERA HEALTH LLC
|
D/A
|
|
|
Passaic Global Risk Premium Equity LP
|
D/A
|
|
|
Bastian Jeffery S.
|
4
|
|
|
LSI INDUSTRIES INC
|
4
|
Financial Statements
|
|
Federal Home Loan Bank of Atlanta
|
8-K
|
|
|
TCW Direct Lending VII LLC
|
DEF 14A
|
|
|
Pantoya Christine
|
4
|
|
|
Ryman Hospitality Properties, Inc.
|
4
|
Financial Statements
|
|
Thermon Group Holdings, Inc.
|
4
|
Financial Statements
|
|
MCGINTY KEVIN J
|
4
|
|
|
Thames Bruce
|
4
|
|
|
LAVIZZO-MOUREY RISA J
|
4
|
|
|
Ryan Tarkington
|
4
|
|
|
Roberts Mark John
|
4
|
|
|
Lucas Thomas Gregory
|
4
|
|
|
Roberto Kuahara
|
4
|
|
|
TR Commercial Properties, LLC
|
D
|
|
|
Harris-Peterson Candace
|
4
|
|
|
Cerovski Thomas N
|
4
|
|
|
Buntin David
|
4
|
|
|
Nordicus Partners Corp
|
8-K
|
|
|
Seelaus Credit Opportunities Fund LP
|
D/A
|
|
|
UPRIGHT INVESTMENTS TRUST
|
N-CSRS
|
|
|
Lekanides Phillip
|
3
|
|
|
Rhinebeck Bancorp, Inc.
|
3
|
|
|
Welgus Howard G.
|
144
|
|
|
Arcutis Biotherapeutics, Inc.
|
144
|
Financial Statements
|
|
STARRETT L S CO
|
15-12G
|
Financial Statements
|
|
Lowe Rebekah M.
|
4
|
|
|
HomeTrust Bancshares, Inc.
|
4
|
Financial Statements
|
|
MUSE JOHN R
|
144
|
|
|
Chambers Christine
|
4
|
|
|
PETMED EXPRESS INC
|
4
|
Financial Statements
|
|
Techpoint, Inc.
|
8-K
|
|
|
Koontz Craig C.
|
4
|
|
|
Howard Hinds
|
5
|
|
|
MainStay CBRE Global Infrastructure Megatrends Term Fund
|
5
|
|
|
Quadrant Private Capital Solutions Platform, LP
|
D
|
|
|
JAMES ROBERT E.
|
4
|
|
|
Airbnb, Inc.
|
144/A
|
Financial Statements
|
|
Bernstein David C
|
144/A
|
|
|
SOLANA SPECIAL 2024 SPV A SERIES OF SSD SPV I LLC
|
D
|
|
|
KENDALL LAURA C
|
4
|
|
|
McIntyre Dee Ann
|
144
|
|
|
UNITED FIRE GROUP INC
|
144
|
Financial Statements
|
|
SARGENT RONALD
|
4
|
|
|
KROGER CO
|
4
|
Financial Statements
|
|
Strawberry Creek Ventures Fund 8, LLC
|
D
|
|
|
V360 Holdings LLC Series IUL-Butlr2
|
D
|
|
|
Sutton Mark S
|
4
|
|
|
SAN FAUSTIN S.A.
|
SC 13D/A
|
|
|
TENARIS SA
|
SC 13D/A
|
Financial Statements
|
|
CC Flats LP Holding LLC
|
D
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
BALOGH ARISTOTLE N
|
144
|
|
|
McIntyre Foundation
|
144
|
|
|
Switzer John
|
4
|
|
|
Parrot AI, Inc.
|
D
|
|
|
Gates Anne
|
4
|
|
|
Drahozal Christopher R
|
144
|
|
|
Williams Richard Tyrone
|
4
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
UBS AG
|
424B8
|
|
|
HANCOCK BONNIE V
|
4
|
|
|
TIE ANGELS REVIVBIO INVESTMENT 2024 A SERIES OF SSD SPV I LLC
|
D
|
|
|
Chao Elaine L.
|
4
|
|
|
Mora Elizabeth
|
4
|
|
|
MKS INSTRUMENTS INC
|
4
|
Financial Statements
|
|
Neelagaru Narasimhulu
|
4
|
|
|
Strickler Jesse
|
SC 13G/A
|
|
|
Grown Rogue International Inc.
|
SC 13G/A
|
|
|
Jacobs Dwight L.
|
4
|
|
|
BASSETT FURNITURE INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
Cureton Jesse
|
4
|
|
|
Aufreiter Nora A
|
4
|
|
|
CLOUDGAIA HOLDINGS LTD
|
D
|
|
|
Cottonwood Communities, Inc.
|
8-K
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Narayanan Rajkumar
|
144
|
|
|
ALCON INC
|
144
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
McNulty Matthew C.
|
4
|
|
|
FRP HOLDINGS, INC.
|
4
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
GPI Capital Equity Opportunities Fund II LP
|
D/A
|
|