| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CAGNONI PABLO J
|
4
|
|
|
Nakache Patricia
|
4
|
|
|
ThredUp Inc.
|
4
|
Financial Statements
|
|
Higgins John Gerard
|
4
|
|
|
MIDLAND NATIONAL LIFE SEPARATE ACCOUNT C
|
497VPU
|
|
|
Cage-Safe LLC
|
D
|
|
|
2032 Highland LLC
|
D
|
|
|
Lee Philina
|
4
|
|
|
MARTIN JEFFREY MICHAEL
|
4
|
|
|
TWILIO INC
|
DEFA14A
|
Financial Statements
|
|
Safian Craig
|
4
|
|
|
INCYTE CORP
|
SC TO-I/A
|
Financial Statements
|
|
PENNANTPARK INVESTMENT CORP
|
8-K
|
Financial Statements
|
|
DIORIO CHRIS PH.D.
|
4
|
|
|
IMPINJ INC
|
4
|
Financial Statements
|
|
Akgonul Rifat Kerim
|
4
|
|
|
Waheed Nadia
|
4
|
|
|
OCULAR THERAPEUTIX, INC
|
4
|
Financial Statements
|
|
FUCHS ANNE SUTHERLAND
|
4
|
|
|
Rawat Mohit
|
4
|
|
|
Phunware, Inc.
|
8-K
|
|
|
Smith Rhonda Scott
|
4
|
|
|
Kayne Anderson BDC, Inc.
|
4
|
|
|
RAMOS ANTHONY KENNETH
|
4
|
|
|
BROWN WILLIAM E
|
4
|
|
|
CENTRAL GARDEN & PET CO
|
4
|
Financial Statements
|
|
Notman Tali
|
4
|
|
|
JFrog Ltd
|
4
|
|
|
Inhibrx Biosciences, Inc.
|
4
|
|
|
Kayyem Jon Faiz
|
4
|
|
|
BECTON DICKINSON & CO
|
FWP
|
Financial Statements
|
|
Mock James M
|
4
|
|
|
Moderna, Inc.
|
4
|
Financial Statements
|
|
Inspirato Inc
|
4
|
|
|
Institutional Venture Partners XIII, L.P.
|
4
|
|
|
Institutional Venture Management XIII, LLC
|
4
|
|
|
Miller J Sanford
|
4
|
|
|
Chaffee Todd C
|
4
|
|
|
Harrick Stephen J
|
4
|
|
|
Phelps Dennis B
|
4
|
|
|
FOGELSONG NORMAN A
|
4
|
|
|
Guthrie Michael
|
144
|
|
|
Roblox Corp
|
144
|
Financial Statements
|
|
MIDLAND NATIONAL LIFE SEPARATE ACCOUNT C
|
497VPI
|
|
|
Addonizio Samantha
|
3/A
|
|
|
First Trust Intermediate Duration Preferred & Income Fund
|
3/A
|
|
|
Rubicon Technologies, Inc.
|
SC 13G/A
|
|
|
Fluent, Inc.
|
DEF 14A
|
Financial Statements
|
|
Palantir Technologies Inc.
|
SC 13G/A
|
Financial Statements
|
|
Shlomi Ben Haim
|
4
|
|
|
PIMCO ETF Trust
|
N-14
|
|
|
Crowley John J
|
4
|
|
|
HOOKER FURNISHINGS Corp
|
8-K
|
Financial Statements
|
|
LAUHON BLAINE
|
4
|
|
|
GOLDEN HEAVEN GROUP HOLDINGS LTD.
|
F-3
|
|
|
Waheed Nadia
|
3
|
|
|
OCULAR THERAPEUTIX, INC
|
3
|
Financial Statements
|
|
McDonald: Dynamic Equity LLC
|
D/A
|
|
|
Elme Communities
|
8-K
|
|
|
Shepherd James
|
4
|
|
|
Grabscheid Eduard
|
4
|
|
|
Meek David D.
|
4
|
|
|
Exela Technologies, Inc.
|
DEFA14A
|
Financial Statements
|
|
Main Street Capital CORP
|
8-K
|
Financial Statements
|
|
Lanuza Cesar
|
4
|
|
|
Distribution Solutions Group, Inc.
|
4
|
|
|
HYCROFT MINING HOLDING CORP
|
4
|
|
|
PENNANTPARK INVESTMENT CORP
|
424B2
|
Financial Statements
|
|
Brown Priscilla
|
4
|
|
|
Amalgamated Financial Corp.
|
4
|
Financial Statements
|
|
1st stREIT Office Inc.
|
253G2
|
|
|
Filippin William F
|
4
|
|
|
SPRIESER JUDITH A
|
4
|
|
|
Trefler Leon
|
4
|
|
|
SELECT LIFE VARIABLE ACCOUNT
|
497J
|
|
|
Calidi Biotherapeutics, Inc.
|
424B3
|
|
|
IconOVir Bio, Inc.
|
D/A
|
|
|
Silvaco Group, Inc.
|
8-K
|
|
|
RIDEOUT STANTON K
|
4
|
|
|
Dean Shannon C
|
4
|
|
|
Bobilev Dmitri
|
4
|
|
|
Bender Jeremy
|
4
|
|
|
GRAY TELEVISION INC
|
8-K
|
Financial Statements
|
|
FORWARD AIR CORP
|
8-K
|
Financial Statements
|
|
Stronks Timothy Joseph
|
4
|
|
|
Fund 1 Investments, LLC
|
4
|
|
|
Pleasant Lake Partners LLC
|
4
|
|
|
Pleasant Lake Onshore Feeder Fund LP
|
4
|
|
|
SODERBERY ROBERT
|
144
|
|
|
WESTERN DIGITAL CORP
|
144
|
Financial Statements
|
|
Sribar Valentin
|
4
|
|
|
SMITH HENRY B
|
4
|
|
|
AXIS CAPITAL HOLDINGS LTD
|
4
|
Financial Statements
|
|
AST SpaceMobile, Inc.
|
8-K
|
|
|
Cascade Funding Mortgage Depositor HB, LLC
|
ABS-15G
|
|
|
SHAP 2018-1, LLC
|
ABS-15G
|
|
|
Duncan Barbara Gayle
|
4
|
|
|
Chimienti Mayra Idali
|
4
|
|
|
Mister Car Wash, Inc.
|
4
|
Financial Statements
|
|
CIVITAS RESOURCES, INC.
|
8-K
|
Financial Statements
|
|
Annexon, Inc.
|
424B5
|
Financial Statements
|
|
Sherrill Gregg M
|
4
|
|
|
Samaha Eli
|
4
|
|
|
SYNOVUS FINANCIAL CORP
|
4
|
Financial Statements
|
|
Burak Eric
|
4
|
|
|
Heller Caroline
|
4
|
|
|
BlackRock Inc.
|
4
|
Financial Statements
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
|
Leamon Christopher P
|
4
|
|
|
CALAVO GROWERS INC
|
8-K
|
Financial Statements
|
|
Flavin Stuart V
|
4
|
|
|
MultiSensor AI Holdings, Inc.
|
4
|
|
|
Hoge Stephen
|
4
|
|
|
Nikola Corp
|
DEFA14A
|
Financial Statements
|
|
MIDLAND NATIONAL LIFE SEPARATE ACCOUNT C
|
497
|
|
|
BANK OF CHILE
|
6-K
|
Financial Statements
|
|
Kim James J
|
4
|
|
|
VivoPower International PLC
|
6-K
|
Financial Statements
|
|
Pravati Investment Fund VI LP
|
D/A
|
|
|
2851 ELIOT CIRCLE LLC
|
D
|
|
|
Starry Meadow I, LLC
|
D
|
|
|
FAIRFAX FINANCIAL HOLDINGS LTD/ CAN
|
6-K
|
|
|
Tizzio Vincent C
|
4
|
|
|
Porter Mary Lyn
|
4
|
|
|
SinglePoint Inc.
|
8-K
|
|
|
Fahmy Sameh
|
4
|
|
|
NORFOLK SOUTHERN CORP
|
4
|
Financial Statements
|
|
Baird Melissa
|
144
|
|
|
Dudum Andrew
|
144
|
|
|
Hims & Hers Health, Inc.
|
144
|
|
|
Klarich Lee
|
144
|
|
|
Mueller Patricia H
|
4
|
|
|
Shake Shack Inc.
|
144
|
Financial Statements
|
|
Flug Jeffrey
|
144
|
|
|
Palo Alto Networks Inc
|
144
|
Financial Statements
|
|
ROSS STORES, INC.
|
4
|
Financial Statements
|
|
DYKSTRA KAREN E
|
4
|
|
|
1st stREIT Office Inc.
|
1-U
|
|
|
METHANEX CORP
|
6-K
|
Financial Statements
|
|
BRAZILIAN ELECTRIC POWER CO
|
6-K
|
Financial Statements
|
|
DUET Acquisition Corp.
|
10-Q/A
|
|
|
Gophr App., Inc.
|
C-AR
|
|
|
VARIABLE ANNUITY ACCOUNT B OF VOYA RETIREMENT INSURANCE & ANNUITY Co
|
497J
|
|
|
Arhaus, Inc.
|
SC 13G/A
|
Financial Statements
|
|
RECHAN LESLIE J
|
4
|
|
|
MICROSTRATEGY Inc
|
4
|
Financial Statements
|
|
SKINVISIBLE, INC.
|
8-K
|
|
|
KITSOS PETROS
|
4
|
|
|
MCCARTNEY WILLIAM
|
4
|
|
|
PIMCO Flexible Real Estate Income Fund
|
424B3
|
|
|
Mehta Siddharth N
|
4
|
|
|
HashiCorp, Inc.
|
144
|
Financial Statements
|
|
REDPOINT OMEGA III, L.P.
|
144
|
|
|
BROWN & BROWN, INC.
|
FWP
|
Financial Statements
|
|
Bergstrom Donald A
|
4
|
|
|
Hartmann Markus
|
4
|
|
|
Clary Rebecca
|
4
|
|
|
Globalstar, Inc.
|
4
|
Financial Statements
|
|
ETFS Capital Limited.
|
DFAN14A
|
|
|
WisdomTree, Inc.
|
DFAN14A
|
Financial Statements
|
|
KBS Growth & Income REIT, Inc.
|
8-K
|
|
|
GUTIERREZ JOSE M
|
4
|
|
|
Peak XV Partners Principals Growth Fund IV Ltd.
|
D/A
|
|
|
Cornell Alison A
|
4
|
|
|
Zivo Bioscience, Inc.
|
4
|
|
|
REDPOINT OMEGA ASSOCIATES III, LLC
|
144
|
|
|
NEW YORK COMMUNITY BANCORP, INC.
|
8-K
|
Financial Statements
|
|
Lake Robert Alexander
|
4
|
|
|
ROYAL CARIBBEAN CRUISES LTD
|
4
|
Financial Statements
|
|
Jushi Holdings Inc.
|
8-K
|
|
|
PLUS THERAPEUTICS, INC.
|
8-K
|
|
|
Weinswig Deborah
|
4
|
|
|
GUESS INC
|
4
|
Financial Statements
|
|
Fox-Martin Adaire
|
4
|
|
|
EQUINIX INC
|
4
|
Financial Statements
|
|
MERRILL LYNCH INTERNATIONAL
|
SBSE-A/A
|
|
|
HILLTOP SECURITIES INC.
|
MA-I
|
|
|
PMA Securities, LLC
|
MA-I/A
|
|
|
HILLTOP SECURITIES INC.
|
MA-I/A
|
|
|
BAKER TILLY MUNICIPAL ADVISORS, LLC
|
MA-I
|
|
|
BAKER TILLY MUNICIPAL ADVISORS, LLC
|
MA-I/A
|
|
|
Ares Dynamic Credit Allocation Fund, Inc.
|
N-2
|
|
|
SG AMERICAS SECURITIES, LLC
|
MA/A
|
|
|
UNIFIED SERIES TRUST
|
8-A12B
|
|
|
HARTFORD FUNDS DISTRIBUTORS, LLC
|
X-17A-5
|
|
|
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
|
X-17A-5
|
|
|
G.W. SHERWOLD ASSOCIATES, INC
|
X-17A-5
|
|
|
D.M. KELLY & COMPANY
|
X-17A-5
|
|
|
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
|
X-17A-5
|
|
|
PMA SECURITIES, LLC
|
X-17A-5
|
|
|
GORDON, HASKETT CAPITAL CORPORATION
|
X-17A-5
|
|
|
AMERITAS INVESTMENT COMPANY, LLC
|
X-17A-5
|
|
|
AON SECURITIES LLC
|
X-17A-5
|
|
|
INTERCAM SECURITIES, INC.
|
X-17A-5
|
|
|
MODERN CAPITAL SECURITIES INC.
|
X-17A-5
|
|
|
VCS VENTURE SECURITIES
|
X-17A-5
|
|
|
LETSGOTRADE, INC.
|
X-17A-5
|
|
|
SIGMA AMERICAS SECURITIES LLC
|
X-17A-5
|
|
|
HAMILTON LANE SECURITIES LLC
|
X-17A-5
|
|
|
KOREFUSION CAPITAL LLC
|
X-17A-5
|
|
|
MERAKI GLOBAL ADVISORS LLC
|
X-17A-5
|
|
|
MMX GLOBAL PARTNERS, LLC
|
X-17A-5
|
|
|
OLDFIELD CAPITAL GROUP LIMITED LIABILITY COMPANY
|
X-17A-5
|
|
|
Cboe EDGX Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGA Exchange, Inc.
|
19B-4E
|
|
|
Cboe BZX Exchange, Inc.
|
19B-4E
|
|
|
Cboe BYX Exchange, Inc.
|
19B-4E
|
|
|
NEW HARBOR VENTURE PARTNERS LLC
|
FOCUSN
|
|
|
Frontier One LLC
|
MA-I
|
|
