SEC Filings


2020
  
Company Name Form Type SEC Filings
Knightscope, Inc. S-8
KOSECOFF JACQUELINE B 4
GOREVIC JASON N 144
Velocity Financial Group, LLC 3
KIORA PHARMACEUTICALS INC 424B1
ELLSWORTH GROWTH & INCOME FUND LTD N-CSRS
SOLENO THERAPEUTICS INC 424B5 Financial Statements
Power Sean A 144
TG THERAPEUTICS, INC. 144 Financial Statements
Nassy Michael G. 4
FVCBankcorp, Inc. 4 Financial Statements
Perducat Cyril 4
Yuann Kevin 144
NERDWALLET, INC. 144 Financial Statements
Golub Sapphire Fund, L.P. D
Fortrea Holdings Inc. 10-12B/A
SULLIVAN FRANK C 4
RPM INTERNATIONAL INC/DE/ 4 Financial Statements
BANCROFT FUND LTD N-CSRS
JOHNSON DAVID EDWARD 4
Caligan Partners LP 4
EXELIXIS, INC. 4 Financial Statements
Kirkland Derek G 4
Jackson Financial Inc. 4
WILSON TROY EDWARD 4
Kura Oncology, Inc. 4 Financial Statements
Fortune Rise Acquisition Corp 8-K
Gabelli Innovations Trust N-CSRS
HYCROFT MINING HOLDING CORP 8-K
Shetty Reshma P. 4
Ginkgo Bioworks Holdings, Inc. 4
JOHNSON DAVID EDWARD 3
Caligan Partners LP 3
EXELIXIS, INC. 3 Financial Statements
Acocella Kerry 144
Moomaw Scott 4
Liquidia Corp 4 Financial Statements
Golub Emerald Fund, L.P. D
Infinera Corp 8-K Financial Statements
Lavoro Ltd 424B3
HOULIHAN LOKEY, INC. 144 Financial Statements
GOLD IRWIN 144
Caligan Partners LP SC 13D/A
EXELIXIS, INC. SC 13D/A Financial Statements
TRIAN FUND MANAGEMENT, L.P. SC 13D/A
Wendy's Co SC 13D/A Financial Statements
Causeway Multi-Fund LLC - Global Sustainable Leaders Series A D/A
Kelly Jason R 4
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC N-CSRS
Natali Chris 4
Athena Technology Acquisition Corp. II DEFA14A
Alteryx, Inc. 4 Financial Statements
Schundler Russell 4
Khosla Ventures Acquisition Co. DEFA14A Financial Statements
HELIOS TECHNOLOGIES, INC. 8-K
Lal Christopher M 4
Kress Colette 144
NVIDIA CORP 144 Financial Statements
Hansen Paula 4
Hims & Hers Health, Inc. 4
WELLS DAVID B 4
Sound Point Acquisition Corp I, Ltd 8-K
Canton Barry 4
RUBIN KEVIN 4
Jasper Therapeutics, Inc. 8-K
Athena Technology Acquisition Corp. II 8-K
Lippe Robert A 4
Vittal Suresh 4
Penumbra Inc 8-K Financial Statements
Terns Pharmaceuticals, Inc. 4 Financial Statements
Vignola Mark J. 4
Murthy Mala 144
Yoon Seokho Bryan 4
International Seaways, Inc. 4 Financial Statements
Pribor Jeffrey 4
Presight Co-Invest Management, L.L.C. 4
Angermayer Christian 4
Apeiron Investment Group Ltd. 4
Sensei Biotherapeutics, Inc. 4 Financial Statements
Presight Sensei Co-Invest Fund, L.P. 4
Bard Alex 4
LogicMark, Inc. 8-K12G3 Financial Statements
Sundaram Senthil Vel 4
Pace Stephen J. 4
Dynatrace, Inc. 4 Financial Statements
Gabelli SRI Fund, Inc. N-CSR
Lin Jonathan 144
Hopewell Therapeutics, Inc. D
EQUINIX INC 144 Financial Statements
Szela Mary T 4
Merrell Terry 4
ALON ZVI SC 13D
374Water Inc. 4
Kaseta Michael 4
Crane Co 4 Financial Statements
TULLIS JAMES L L 4
LOWELL WAYNE B 4
Jackson Sharon L. 4
STORE CAPITAL LLC 8-K Financial Statements
DOSSETT JEFFREY 4
IMPINJ INC 4 Financial Statements
Parker Ava L 4
Orchid Island Capital, Inc. 4 Financial Statements
CASELLA WASTE SYSTEMS INC S-8 Financial Statements
Rangan Yamini 4
HUBSPOT INC 4 Financial Statements
Moore Edward W. 4
YVER ANTOINE 4
Centessa Pharmaceuticals plc 4 Financial Statements
Beauty Health Co SC 13G
Senvest Management, LLC SC 13G
Tisch Benjamin J 4
LOEWS CORP 4 Financial Statements
Tracon Pharmaceuticals, Inc. 8-K Financial Statements
Biomea Fusion, Inc. 4 Financial Statements
Valle Franco 4
ALPINE SUMMIT ENERGY PARTNERS, INC. 8-K
Cundari Dominic R 4
ZK International Group Co., Ltd. RW Financial Statements
Acadia Healthcare Company, Inc. 8-K Financial Statements
Green William C 4
ARBOR REALTY TRUST INC 4
Peyovich Daniel S 4
DYCOM INDUSTRIES INC 4 Financial Statements
Biofrontera Inc. 8-K
Spurbeck Mark 4
PEABODY ENERGY CORP 4 Financial Statements
ARKO Corp. 8-K
ONCOSEC MEDICAL Inc 8-K Financial Statements
Fund 1 Investments, LLC 4
Pleasant Lake Partners LLC 4
Pleasant Lake Onshore Feeder Fund LP 4
TILLY'S, INC. 4 Financial Statements
A2A Pharmaceuticals, Inc. 4
Hollingsworth Jane H 4
Diffusion Pharmaceuticals Inc. 4 Financial Statements
Navios South American Logistics Inc. 6-K
BRESNER GREGG A. 4
CION Investment Corp 4
TH International Ltd F-4/A
Causeway Multi-Fund LLC - Global Sustainable Equity Series A D/A
Celularity Inc 424B3
Energy Growth Momentum GP II Ltd. SC 13D
Venus Concept Inc. 8-K Financial Statements
SCHAFER CAROL 4
Pickert Curtis 4
Pediatrix Medical Group, Inc. 4 Financial Statements
Wood Lee 4
BuzzFeed, Inc. 8-K
Clovis Oncology, Inc. 8-K Financial Statements
Apeiron Investment Group Ltd. SC 13D/A
Sensei Biotherapeutics, Inc. SC 13D/A Financial Statements
LAZAR MELVIN F 4
PARKER MARK S 4
Botteri Philippe 4
UiPath, Inc. 4 Financial Statements
HYDROFARM HOLDINGS GROUP, INC. 4 Financial Statements
Hearn Walter 4
ANSYS INC 4 Financial Statements
ZACHARY BENJAMIN I 4
PEOPLES BANCORP OF NORTH CAROLINA INC 4 Financial Statements
BlackRock Enhanced Equity Dividend Trust POS EX
Wong Rich 4
Farallon Capital Partners, L.P. SC 13D/A
DeLaet Rebecca K 4
HYCROFT MINING HOLDING CORP 424B5
Lundstrom Paul 144
Accel London Investors 2016 L.P. 4
Accel Growth Fund Investors 2016 L.L.C. 4
Accel London V Associates L.L.C. 4
Accel London V Associates L.P. 4
Accel London V Strategic Partners L.P. 4
Accel Growth Fund IV Strategic Partners L.P. 4
Accel London V L.P. 4
Accel Growth Fund IV Associates L.L.C. 4
Accel Growth Fund IV L.P. 4
Paysign, Inc. 4
HENRY DANIEL R 4
Ferrante Karen Jean 4
MACROGENICS INC 4 Financial Statements
SANGAMO THERAPEUTICS, INC 8-K Financial Statements
Tan Kwang Hooi 144
HARRIS WALTER L 4
Freitag Gregory Gene 144
Axogen, Inc. 144 Financial Statements
HURWITZ EDWARD 4
O'Keefe Lynne Chou 4
Kinser Timothy R. 4
Parks Diane L. 4
HURCO COMPANIES INC 10-Q Financial Statements
WillScot Mobile Mini Holdings Corp. 8-K Financial Statements
COSTAMARE SHIPPING Co S.A. 144
Costamare Inc. 144 Financial Statements
Klunzinger Jeffrey R. SC 13G
Monopar Therapeutics SC 13G Financial Statements
Jackson Scott Thomas 4
FRIBOURG PAUL J 4
Green Kristen 4
Lynx1 Capital Management LP SC 13G
Amplitude, Inc. 144 Financial Statements
Sequoia Grove UK, L.P. 144
TScan Therapeutics, Inc. SC 13G Financial Statements
Dempsey B. Todd 4
Purkayastha Subrata 3
IEH Corp 3
MAPTELLIGENT, INC. DEFA14A
Carroll Patrick Harrison 4
Warren Michael J. 4
MAXIMUS, INC. 4 Financial Statements
WEBSTER STEVEN A 4
Callon Petroleum Co 4 Financial Statements
Carroll Jill 4
Arrival 6-K
Liu Margaret 4
Gruis Kirsten L 4
Kastner Janeen B. 4
DIKER CHARLES M 4
Cosgrove Delos M. 4
SKECHERS USA INC 4 Financial Statements
SISKIND RICHARD 4
Palmer Thomas Ronald 4
NEWMONT Corp /DE/ 4 Financial Statements
RYDEX SERIES FUNDS N-CSR
STUMP DAVID C 4
KKR Group Co. Inc. 4
KKR Group Assets II GP LLC 4
KKR Group Assets Holdings II L.P. 4
Geshuri Arnnon 144
KKR Alternative Assets LLC 4
KKR Real Estate Select Trust Inc. 4
KKR Group Holdings Corp. 4
KKR Group Partnership L.P. 4
KKR Management LLP 4
KKR & Co. Inc. 4 Financial Statements
ROBERTS GEORGE R 4
KRAVIS HENRY R 4
Haas G Hunter IV 4
BIMINI CAPITAL MANAGEMENT, INC. 4
Schlonsky Michael Allen 4
BIG LOTS INC 4 Financial Statements
Shellabarger Catherine Anne 144
MASONITE INTERNATIONAL CORP 144 Financial Statements
Macias Yolanda 4
Vassily Kevin 4
iPower Inc. 4 Financial Statements
Ovelmen Karyn F. 3
NEWMONT Corp /DE/ 3 Financial Statements
Bianchi Stephen M 4
Citizens Community Bancorp Inc. 4 Financial Statements
ConvexityShares Trust 424B3
Garcia Zulema 4
Perez Garcia Andrea G 4
WALTON S ROBSON 4
Walmart Inc. 4 Financial Statements
Tritium DCFC Ltd 6-K/A
Atchison Rebecca Lynn 4
Q2 Holdings, Inc. 4 Financial Statements
Sundaram Mani 144
Alexander Robert 144
Allakos Inc. 144 Financial Statements
AKAMAI TECHNOLOGIES INC 144 Financial Statements
Malley Thomas 4
Erlich Morton D 4
NOCOPI TECHNOLOGIES INC/MD/ DEFA14A
GAN Ltd 424B3 Financial Statements
BOWER JOSEPH L 4
Sequoia Capital U.S. Growth Fund VIII, L.P. 144
Credo Technology Group Holding Ltd 144 Financial Statements
Celesta Capital II, L.P. 144
Gordon Russell L 4
SIEGEL JAY PHILIP 4
Grupo Supervielle S.A. 6-K Financial Statements
Durr Laura 4
NETGEAR, INC. 4 Financial Statements
Wilson Carly 3
BLACKROCK DEBT STRATEGIES FUND, INC. 3
Delbos David 3
BLACKROCK CORPORATE HIGH YIELD FUND, INC. 3
BASSWOOD FINANCIAL FUND, INC. 4
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. 4
Regional Management Corp. 4 Financial Statements
BASSWOOD PARTNERS, L.L.C. 4
BASSWOOD OPPORTUNITY FUND INC 4
BASSWOOD OPPORTUNITY PARTNERS, L.P. 4
BASSWOOD CAPITAL MANAGEMENT, L.L.C. 4
LINDENBAUM MATTHEW A 4
LINDENBAUM BENNETT D 4
Lashier Mark E 4
Phillips 66 4 Financial Statements
NOCOPI TECHNOLOGIES INC/MD/ DEF 14A
BLAIR KATHERINE J. 4
NEWMAN JEFFREY B 4
Harbison Richard G 4
Expedia Group, Inc. 4 Financial Statements
KHOSROWSHAHI DARA 4
Banerjee Madhumita Moina 4
Dubugras Henrique Vasoncelos 4
Wang Alexandr 4
ConvexityShares Trust 8-K
Whalen Julie 4