SEC Filings


2020
  
Company Name Form Type SEC Filings
Generation IM Climate Solutions GP, Ltd. 3
Generation IM Climate Solutions Fund, L.P. 3
GENERATION INVESTMENT MANAGEMENT LLP 3
Union Square Park Capital Management, LLC SC 13D/A
REED'S, INC. SC 13D/A Financial Statements
Menendez-Cambo Patricia 4
Von Furstenberg Alexander 4
Deacon Jennifer L 4
Jacobson Craig A 4
Radford Harlan Baird 144
Clinton Chelsea 4
Anderson Beverly J 4
Altman Samuel H. 4
Penner Gregory Boyd 4
Klinger Shannon Thyme 144
Lake Robert Alexander 4
ROYAL CARIBBEAN CRUISES LTD 4 Financial Statements
Chhabra Meenu 4
Howard Hughes Corp 4 Financial Statements
Pershing Square Capital Management, L.P. 4
PS Management GP, LLC 4
ACKMAN WILLIAM A 4
SCHERER BARBARA VAUGHN 4
Holtzman Marc 4
TTEC Holdings, Inc. 4 Financial Statements
Hasnain Faheem 4
Prickett Wilburn Douglas III 4
MAYER MARISSA A 4
Bhattacharyya Ambar 4
BlackRock Enhanced Equity Dividend Trust 424B2
Weipert Teresa 4
Garrett Motion Inc. 424B3 Financial Statements
Mina Bruce A 4
Haviland Timothy L. 4
Ares Private Markets Fund 4
BERMAN ANN E 4
QuantumScape Corp 144 Financial Statements
MCCARTHY MICHAEL O III 144
Triplett Dennis L 4
Design Therapeutics, Inc. 4 Financial Statements
George Simeon 4
Grant Grady III 4
Aptevo Therapeutics Inc. 4 Financial Statements
HORTON THOMAS W 4
GLOBALFOUNDRIES Inc. 144 Financial Statements
Caulfield Thomas 144
Nuveen Global Cities REIT, Inc. 424B3
PaySoko Systems, Inc. C
Celesta Capital III, L.P. 144
Etta Nchacha 4
OMNICELL, INC. 4 Financial Statements
RYDEX DYNAMIC FUNDS N-CSR
Garrett Motion Inc. 8-K Financial Statements
WAECHTER THOMAS H 4
Gupta Sagar 4
Legion Partners Special Opportunities, L.P. XVII 4
White Raymond T. 4
Legion Partners, LLC 4
Legion Partners Holdings, LLC 4
Legion Partners, L.P. II 4
Legion Partners, L.P. I 4
Legion Partners Asset Management, LLC 4
Kiper Christopher S 4
DeAngelo Scott Wayne 4
Allegiant Travel CO 4 Financial Statements
Wang Alexandr 3
Expedia Group, Inc. 3 Financial Statements
Apple Hospitality REIT, Inc. 4 Financial Statements
MCGARVIE BLYTHE J 4
Bunting Glenn W Jr 4
Harris Carla A 4
Kunz Barbara Lopez 4
Will Robert G 4
GRAN TIERRA ENERGY INC. 4 Financial Statements
Lincoln Park Capital Fund, LLC SC 13G
Tracon Pharmaceuticals, Inc. SC 13G Financial Statements
SR ONE CAPITAL MANAGEMENT, LLC SC 13D/A
Arcellx, Inc. SC 13D/A Financial Statements
Kellen Scott 4
Ares Acquisition Corp II 10-Q
Bancel Stephane 4
Friar Sarah 4
VIN-39 Cardiowise, LLC D
Fosheim Jon A 4
Manley Corey J 4
Hoag Jay C 4
Sequoia Grove II, LLC 144
GATHRIGHT KRISTIAN M 4
FiscalNote Holdings, Inc. 8-K
Maltz Jules A. 4
Extra Space Storage Inc. S-4/A Financial Statements
Critical Metals Corp. 425
Sizzle Acquisition Corp. 425
FAT PROJECTS ACQUISITION CORP 8-K
Noci Darlene 4
Nuvalent, Inc. 4 Financial Statements
Collins Helen Louise 4
FLYNN TIMOTHY PATRICK 4
LIPPS RANDALL A 4
Harrington Lauren A 4
Aramark 4 Financial Statements
Niederhuber John 4
RUDDY RAYMOND B 4
Troika Media Group, Inc. 8-K
KEVERIAN KENNETH M 4
Byers William G 4
Tidal ETF Trust 8-A12B
Carter Andrea M 3
GLOBAL PAYMENTS INC 3 Financial Statements
Into the Multiverse, Inc. C
ZILLMER JOHN J 4
Rau Diogo 4
ELI LILLY & Co 4 Financial Statements
Trimble Rodger Derrick 4
Conde Cesar 4
Bruno Marc A 4
Portillo's Inc. 4 Financial Statements
Osanloo Michael 4
Hugh Redd 4
Watson Mathew 4
BEST BUY CO INC 4 Financial Statements
Rhodes Famous P 4
LL Flooring Holdings, Inc. 4 Financial Statements
Harmon Damien 4
Scarlett Kathleen 4
Bonfig Jason J 4
DAVIS MARTIN BERNARD 4
SOUTHERN CO 4 Financial Statements
WINKLEBLACK ARTHUR B 4
Bilunas Matthew M 4
ALBANY INTERNATIONAL CORP /DE/ S-8 Financial Statements
RBC Capital Markets, LLC MA-I
PARTS iD, Inc. EFFECT
ProSomnus, Inc. EFFECT
Kodiak Sciences Inc. EFFECT Financial Statements
Gogoro Inc. EFFECT
Celularity Inc EFFECT
NUSCALE POWER Corp EFFECT
Addex Therapeutics Ltd. EFFECT
Innovative Eyewear Inc EFFECT
Vintage Wine Estates, Inc. EFFECT
Verde Clean Fuels, Inc. EFFECT
GAN Ltd EFFECT Financial Statements
Eledon Pharmaceuticals, Inc. EFFECT
GROUNDFLOOR FINANCE INC. QUALIF
NEUBERGER BERMAN MUNICIPAL FUND INC. EFFECT
Oliver Bob 4
Heyman Tomas J. 4
Heyman Tomas J. 3
Oliver Bob 3
EVgo Inc. 4 Financial Statements
KISH DENNIS G 4
LEWIS JIM 4
LANDMARK BANCORP INC 4 Financial Statements
Zoi Catherine 4
BALL RICHARD 4
Steklac Ivo 4
Shevorenkova Olga 4
CORRICK THOMAS KEVIN 4
Quinn Sean A. 144
CAMECO CORP 144 Financial Statements
CORRICK THOMAS KEVIN 3
MERCER INTERNATIONAL INC. 3 Financial Statements
Pulik Richard 4
Roivant Sciences Ltd. 4
Baker Bros. Advisors 4
667, L.P. 4
Baker Brothers Life Sciences LP 4
BAKER BROS. ADVISORS LP 4
BAKER FELIX 4
BAKER JULIAN 4
Star V Partners LLC 4
Maso Capital Investments Ltd 4
Khurana Sohit 4
Duddell Street Holdings Ltd 4
Jain Manoj 4
Maso Capital Partners Ltd 4
BLACKWELL PARTNERS LLC - SERIES A 4
Loeoef Torbjoern 4
Williams Sarah Elizabeth 4
CPI Card Group Inc. 4 Financial Statements
Riley H Sanford 4
Furey Thomas M 4
SHEINBAUM MARC 4
Lowe John Daniel 4
Vollmer Sonya 4
Peters Nicholas A 4
Dubin Lane 4
Seaman Bradley S 4
Kilgore Sarah 4
Soranno Keating Valerie 4
Scheirman Scott 4
O'Leary Margaret Elizabeth 4
Hochstadt Jeffrey A. 4
Abbey Donna Renee 4
Garber Alan M 4
Freire Maria C 4
Loeoef Torbjoern 3
POSTE GEORGE 4
Wright Jacqueline 4
WYSZOMIERSKI JACK L 4
MCCARTNEY WILLIAM 4
PAPADOPOULOS STELIOS 4
Smith Julie 4
Kulikoski Kathryn 4
PROGRESS SOFTWARE CORP /MA 4 Financial Statements
Laberge Alice 4
Castagna Michael 4
MANNKIND CORP 4 Financial Statements
Bir Dawn Carter 4
BANK OF AMERICA NA SBSE-A/A
Kosmont Transactions Services, Inc. MA-A
Municipal Advisors of Mississippi, Inc. MA-A
MACQUARIE BANK LTD SBSE-A/A
Youxin Technology Ltd DRS
DEUTSCHE DWS SECURITIES TRUST N-CSR/A
Squarespace, Inc. UPLOAD Financial Statements
Digital Media Solutions, Inc. CORRESP
Huaizhong Health Group, Inc. UPLOAD
Pheton Holdings Ltd DRS