SEC Filings


2020
  
Company Name Form Type SEC Filings
MCCOY DUSTAN E 4
Goldsmith Brian 4
Lewis Sara Grootwassink 4
Burwick David A 4
Walker Cynthia Lynn 4
Lance Ryan Michael 4
CAVALLA STANLEY J 4
Bouzarif Ali 4
Curtin Nancy Ann 4
Mears Robert J 4
Atomera Inc 4 Financial Statements
Ibrahim Maha Saleh 4
Singer Benjamin C 4
PROCORE TECHNOLOGIES, INC. 4 Financial Statements
Taylor Anne 4
Lewis Jeffrey A 4
KENNARD LYDIA H 4
Farkas Charles 4
Figuereo Juan R 4
GRANT HUGH 4
Laurencio Francis 4
Courtemanche Craig F. Jr. 4
Dudley Robert W. 4
KORUS PAUL 4
Figdor Drew 4
CHAN NELSON C 4
BIBAUD SCOTT A. 4
Donadio Marcela E 4
Atlas Lithium Corp DEF 14C
Maliagros Spiros 4
Holroyd Samantha 4
ABNEY DAVID P 4
Peace Adrian Ian 4
MODINE MANUFACTURING CO 4 Financial Statements
Lynx1 Capital Management LP 4
TScan Therapeutics, Inc. 4 Financial Statements
Nichols Weston 4
Luis Victor 4
CUNNINGHAM SUSAN M 4
Schilke Tobin 144
Revance Therapeutics, Inc. 144 Financial Statements
SZE VICTOR S 144
OSI SYSTEMS INC 144 Financial Statements
Moran Kevin P. 4
WHEAT DOUGLAS D 4
McGinnis Eric S 4
Brooks Douglas E 4
Regional Management Corp. 144 Financial Statements
Keaney Timothy F 4
BASSWOOD CAPITAL MANAGEMENT, L.L.C. 144
FLYWHEEL ADVANCED TECHNOLOGY, INC. 8-K/A
MEYERCORD EDWARD 144
EXTREME NETWORKS INC 144 Financial Statements
SILCOCK JULIE 4
Birrittella Laurie A. 4
Lynx1 Capital Management LP 3
TScan Therapeutics, Inc. 3 Financial Statements
Nichols Weston 3
Council LaVerne H 4
Crumly Richard K. 4
XPEL, Inc. 4
Puncochar Mary Joan 4
biote Corp. 4
REDDY J PATRICK 4
Ducey Gerald A JR 3
QUANTA SERVICES, INC. 3 Financial Statements
Davis Cindy L 4
Agarwal Amit 144
Smith Craig Lindsay 4
Tiedemann Michael 4
Trauttmansdorff Alison 4
DEVINE MICHAEL F III 4
MamaMancini's Holdings, Inc. S-3
Divisadero Street Capital Management, LP SC 13G
ZimVie Inc. SC 13G
Trajectory Alpha Acquisition Corp. 425
Puncochar Mary Joan 3
biote Corp. 3
Pigg Randy L. 144
Vulcan Materials CO 144 Financial Statements
UiPath, Inc. 10-Q Financial Statements
OKYO Pharma Ltd F-1/A Financial Statements
Trajectory Alpha Acquisition Corp. 8-K
Hydro One Ltd 6-K
Panbela Therapeutics, Inc. S-1/A
Xenon Pharmaceuticals Inc. 4 Financial Statements
AZAB MOHAMMAD 4
Lucareli Michael B 4
Caimi Lara 4
Samsara Inc. 4 Financial Statements
PureBase Corp 4
Guzy Jeffrey J 4
Throne Jason 4
IDEAYA Biosciences, Inc. 4 Financial Statements
PCA Opportunities Fund 2022, L.P. - Series V D/A
Lafair Michael 4
CS Disco, Inc. 4 Financial Statements
Causeway Multi-Fund LLC - China Equity Series A D/A
CONX Corp. 8-K
Murphy Emily Webster 4
PCA Opportunities Fund 2022, L.P. - Series G D/A
B. Riley Principal 250 Merger Corp. SC 13D/A
Brinker Neil David 4
B. Riley Financial, Inc. SC 13D/A Financial Statements
Phunware, Inc. 8-K
Bowman Gary 144
Bowman Consulting Group Ltd. 144 Financial Statements
Suzano S.A. 6-K Financial Statements
Andalusian Principal Partners, L.P. D/A
Kurtis Kimberly Erin 4
CONCANNON BRIAN 4
Agen Brian Jon 4
Caimi Lara 3
Samsara Inc. 3 Financial Statements
Laredo Oil, Inc. 8-K
Frommer Jeffrey SC 13D
MONEYLION INC. SC 13D
PATOU GARY 4
Eightco Holdings Inc. S-1
ROZANSKI HORACIO 144
Booz Allen Hamilton Holding Corp 144 Financial Statements
Kranich Robin B 4
GARTNER INC 4 Financial Statements
Maison Solutions Inc. S-1/A
Manuel Anja 4
BRONSON DAVID M 4
Porter Clifton J II 4
Sabra Health Care REIT, Inc. 4 Financial Statements
Blitzer Adam 144
Ursa Fund Partners LP D/A
Malehorn Jeffrey A. 4
Masterworks Vault 2, LLC 1-A
Kono Ann 4
Yu Star Select I, LP D
Clever Leaves Holdings Inc. 424B3
KATZMANN LYNNE S 4
HALL EUGENE A 4
GANNON STEVEN 4
SHOGHI ALEXANDER 4
iANTHUS CAPITAL HOLDINGS, INC. 4
Warsop Thomas W III 4
ACI WORLDWIDE, INC. 4 Financial Statements
FOSTER MICHAEL J 4
Cusack Catherine 4
Lucareli Michael B 144
MODINE MANUFACTURING CO 144 Financial Statements
Barbarosh Craig A. 4
Bell Rose Capital, Inc. 1-A
Causeway Multi-Fund LLC - International Value Institutional Series D/A
Nevo-Hacohen Talya 4
Aronson Martha Goldberg 4
Svoronos Dawn 4
Costa Michael Lourenco 4
Clever Leaves Holdings Inc. 8-K
Incubara Capital Corp. 1-A
MATROS RICHARD K 4
REPUBLIC FIRST BANCORP INC DEFA14A Financial Statements
Fishman Robert P 4
PENTAIR plc 4 Financial Statements
Dawkins Alwyn 4
Ra Medical Systems, Inc. 10-Q Financial Statements
Beam Global S-3
GAROFALO ELIZABETH A. 4
Jensen Claus Torp 144
Teladoc Health, Inc. 144 Financial Statements
Walters Sean Michael 144
GS Finance Corp. FWP
Verstraete Stephany 144
Dmytruk Mark E. 144
Smith Edgar R. III SC 13D/A
First Guaranty Bancshares, Inc. SC 13D/A Financial Statements
Lucid Group, Inc. 424B2 Financial Statements
PIMSTONE SIMON N. 4
FCM MM HOLDINGS, LLC DFAN14A
Mind Medicine DFAN14A
CAMBER ENERGY, INC. S-4/A Financial Statements
Safian Craig 4
GERON CORP 8-K Financial Statements
Machado Patrick 4
GOLDMAN SACHS GROUP INC FWP Financial Statements
Pantelick Steven 144
PubMatic, Inc. 144
FEMASYS INC 8-K Financial Statements
ADVENT TECHNOLOGIES HOLDINGS, INC. 8-K
Elliott Investment Management L.P. SC 13D/A
Causeway Multi-Fund LLC - International Value Institutional Series B D/A
Howmet Aerospace Inc. SC 13D/A
GlucoTrack, Inc. 8-K
LKCM Headwater Investments IV, L.P. 4
LKCM Headwater Investments III, L.P. 4
LKCM Headwater II Sidecar Partnership, L.P. 4
LKCM Headwater Investments II, L.P. 4
LKCM Micro-Cap Partnership, L.P. 4
LKCM Private Discipline Master Fund, SPC 4
LKCM Investment Partnership, L.P. 4
King John Bryan 4
King Luther Jr 4
Distribution Solutions Group, Inc. 4
KING LUTHER CAPITAL MANAGEMENT CORP 4
Ampio Pharmaceuticals, Inc. PRE 14A Financial Statements
Contrarian Alpha, LP SC 13G/A
ACHIEVE LIFE SCIENCES, INC. SC 13G/A Financial Statements
Vitro Biopharma, Inc. S-1/A
Vandervoort Adam C 144
ELLITHORPE G THOMPSON 4
Collaborative Investment Series Trust N-CSRS
AFA Multi-Manager Credit Fund DEF 14C
Sribar Valentin 4
Harper Robert G IV 4
Blackstone Real Estate Income Trust, Inc. 4
AMERICAN EXPRESS RECEIVABLES FINANCING CORP III LLC FWP
Shirk Brett 4
Fastly, Inc. 4 Financial Statements
Plank Kevin A SC 13D/A
Under Armour, Inc. SC 13D/A Financial Statements
WENDLER DANIEL 144
FLEX LTD. 144 Financial Statements
Guggenheim Energy & Income Fund SC TO-I
CUMBERLAND PHARMACEUTICALS INC 8-K Financial Statements
Trencher Daniel 144
AMERICAN EXPRESS CREDIT ACCOUNT MASTER TRUST FWP
Pomel Olivier 144
COLPITTS BERNARD RAYMOND JR 4
ON SEMICONDUCTOR CORP 4 Financial Statements
JANA PARTNERS LLC PREC14A
FG Financial Group, Inc. 8-K
Series Greenlight 2, a separate series of BlueIO Growth LLC 3
DiamondRock Hospitality Co 8-K Financial Statements
Sill Garrett S. 4/A
SECURITY NATIONAL FINANCIAL CORP 4/A Financial Statements
Sherer Joseph 4
JANEL CORP 8-K
Daves Julie VanOrsdel 4
DiaMedica Therapeutics Inc. 4 Financial Statements
IDR Core Property Index Fund Ltd PRE 14A
Causeway Multi-Fund LLC - International Value Institutional Series C D/A
RIEDEL GEORGE ANDREW 4
Infinera Corp 4 Financial Statements
Hoge Stephen 144
Turitz Andrew 144
Moderna, Inc. 144 Financial Statements
ROYAL BANK OF CANADA 424B2 Financial Statements
TETON WESTWOOD FUNDS N-CSRS
RVL Pharmaceuticals plc 8-K Financial Statements
Masterworks 254, LLC 1-A
PERMA FIX ENVIRONMENTAL SERVICES INC 8-K Financial Statements
Bucklin Christine 4
DDK Developments, L.L.C. 144
SkyWater Technology, Inc 144 Financial Statements
GABELLI EQUITY SERIES FUNDS INC N-CSRS
Kim Brian 4
Series Greenlight, a separate series of BlueIO Growth LLC 3
METROPOLITAN WEST FUNDS N-CEN
Edmonds Christopher Scott 144
Intercontinental Exchange, Inc. 144 Financial Statements
Cota Germaine 4
BILL Holdings, Inc. 4 Financial Statements
AMERICAN EXPRESS RECEIVABLES FINANCING CORP III LLC 424H
AMERICAN EXPRESS CREDIT ACCOUNT MASTER TRUST 424H
SYNOVUS FINANCIAL CORP 8-K Financial Statements
Fordenwalt Matthew W. 4
ROCKWELL AUTOMATION, INC 4 Financial Statements
KISLING RONALD W 4
SYNTAX ETF TRUST 485BPOS
Kronsberg Joseph Isaac 4
Kodiak Gas Services, Inc. S-1/A
TIGO ENERGY, INC. SC 13D
Clal Biotechnology Industries Ltd. SC 13D
IMAC Holdings, Inc. 8-K
OBSTLER DAVID M 144
GABELLI MONEY MARKET FUNDS N-CSRS
Ayers James W. 4
FB Financial Corp 4 Financial Statements
VOLITIONRX LTD 424B5 Financial Statements
Causeway Multi-Fund LLC - Emerging Markets Equity Series A D/A
Citibank,N.A./ADR F-6EF
Shin-Etsu Chemical Co., Ltd. F-6EF
TH International Ltd SC TO-I/A
Alpha Tau Medical Ltd. 144
Piedmont Lithium Inc. DEFA14A Financial Statements
Althera Medical Ltd. 144
Arcellx, Inc. 4 Financial Statements
Elghandour Rami 4
ADVENT TECHNOLOGIES HOLDINGS, INC. 424B5
American Realty Capital III, LLC 4
AR Global Investments, LLC 4
New York City Advisors, LLC 4
New York City Special Ltd. Partnership, LLC 4
Bellevue Capital Partners, LLC 4
American Strategic Investment Co. 4
SCHORSCH NICHOLAS S 4
LELAND INVESTORS PE LLC D
Monterey Innovation Acquisition Corp PRE 14A
Fordenwalt Matthew W. 3
ROCKWELL AUTOMATION, INC 3 Financial Statements
Sidelinger Rebecca 144
Fund 1 Investments, LLC SC 13D/A
TILLY'S, INC. SC 13D/A Financial Statements
PIMCO Access Income Fund N-2
Keeley Funds, Inc. N-CSRS