| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Wang Hua
|
3
|
|
|
Rubber Leaf Inc
|
3
|
|
|
HTC 232N a Series of HealthTrend Holdings LLC
|
D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
MEDICURE INC
|
6-K
|
|
|
SparkCharge, Inc.
|
D
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
MFS MUNICIPAL SERIES TRUST
|
24F-2NT
|
|
|
Dengfeng Group Ltd
|
10-K
|
|
|
BNY MELLON HIGH YIELD STRATEGIES FUND
|
N-CSR
|
|
|
Hera Biotech, Inc.
|
D
|
|
|
Larson Tina Marriott
|
144
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Arbe Robotics Ltd.
|
POS AM
|
|
|
ICG ALTERNATIVE CREDIT
|
D/A
|
|
|
SailPlan Pre-B 2023 a Series of Operate Ventures Master LLC
|
D
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
LIGGETT EMILY M
|
4
|
|
|
MATERION Corp
|
4
|
Financial Statements
|
|
Dengfeng Group Ltd
|
10-Q
|
|
|
PHILLIPPY ROBERT J
|
4
|
|
|
Prevost Patrick M.
|
4
|
|
|
Watton Corey Michael
|
4
|
|
|
ZEVRA THERAPEUTICS, INC.
|
4
|
Financial Statements
|
|
KHILNANI VINOD M
|
4
|
|
|
ICG ALTERNATIVE CREDIT
|
D/A
|
|
|
Solomon Darlene J. S.
|
4
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Unpopular Ventures Preferred QP, LP - C2
|
D/A
|
|
|
Unpopular Ventures Preferred, LP - C2
|
D/A
|
|
|
REDDY N MOHAN
|
4
|
|
|
Toth Robert B
|
4
|
|
|
SHULAR CRAIG S
|
4
|
|
|
Bankwell Financial Group, Inc.
|
8-K
|
Financial Statements
|
|
MICHEL JOHN
|
4
|
|
|
HomeStreet, Inc.
|
4
|
Financial Statements
|
|
Sauerland John P
|
144
|
|
|
PROGRESSIVE CORP/OH/
|
144
|
Financial Statements
|
|
Another Tomorrow
|
D
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Science Rolling Fund, LP - B3
|
D/A
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
ISRAEL, STATE OF
|
FWP
|
|
|
Strategic Trust
|
497
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
City National Rochdale Select Strategies Fund
|
486BPOS
|
|
|
Birdie Win Corp
|
10-Q
|
|
|
Kidwell Casey
|
4
|
|
|
AAON, INC.
|
4
|
Financial Statements
|
|
New Normal Fund, LP - C3
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2017-C7
|
10-D
|
|
|
west-bourne May 2023 a Series of CGF2021 LLC
|
D
|
|
|
UFP TECHNOLOGIES INC
|
SD
|
Financial Statements
|
|
AFB Investors I LLC
|
D
|
|
|
CIENA CORP
|
SD
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C7
|
ABS-EE
|
|
|
ICG Alternative Credit
|
D/A
|
|
|
DEERE & CO
|
8-K
|
Financial Statements
|
|
Rand Alison S.
|
144
|
|
|
Primerica, Inc.
|
144
|
Financial Statements
|
|
EZR Nov 2022 a Series of CGF2021 LLC
|
D
|
|
|
Blink Charging Co.
|
144
|
Financial Statements
|
|
FARKAS MICHAEL D
|
144
|
|
|
CBL & ASSOCIATES PROPERTIES INC
|
424B3
|
Financial Statements
|
|
FUNDRISE GROWTH EREIT VII, LLC
|
253G2
|
|
|
T. Rowe Price Multi-Strategy Total Return Fund, Inc.
|
497
|
|
|
T. Rowe Price Total Return Fund, Inc.
|
497
|
|
|
T. Rowe Price Intermediate Tax-Free High Yield Fund, Inc.
|
497
|
|
|
T. Rowe Price Credit Opportunities Fund, Inc.
|
497
|
|
|
T. Rowe Price Global Allocation Fund, Inc.
|
497
|
|
|
T. Rowe Price Multi-Sector Account Portfolios, Inc.
|
497
|
|
|
T. Rowe Price Floating Rate Fund, Inc.
|
497
|
|
|
T. Rowe Price Real Assets Fund, Inc.
|
497
|
|
|
T. Rowe Price U.S. Large-Cap Core Fund, Inc.
|
497
|
|
|
T. Rowe Price Global Multi-Sector Bond Fund, Inc.
|
497
|
|
|
T. Rowe Price Global Real Estate Fund, Inc.
|
497
|
|
|
T. Rowe Price Limited-Duration Inflation Focused Bond Fund, Inc.
|
497
|
|
|
T. Rowe Price Diversified Mid-Cap Growth Fund, Inc.
|
497
|
|
|
T. Rowe Price Inflation Protected Bond Fund, Inc.
|
497
|
|
|
T. Rowe Price Retirement Funds, Inc.
|
497
|
|
|
T. Rowe Price Institutional Income Funds, Inc.
|
497
|
|
|
T. Rowe Price International Index Fund, Inc.
|
497
|
|
|
T. Rowe Price QM U.S. Bond Index Fund, Inc.
|
497
|
|
|
T. Rowe Price Global Technology Fund, Inc.
|
497
|
|
|
T. Rowe Price Real Estate Fund, Inc.
|
497
|
|
|
T. Rowe Price Tax-Efficient Funds, Inc.
|
497
|
|
|
T. Rowe Price Integrated Equity Funds, Inc.
|
497
|
|
|
T. Rowe Price Financial Services Fund, Inc.
|
497
|
|
|
T. Rowe Price Equity Funds, Inc.
|
497
|
|
|
T. Rowe Price Mid-Cap Value Fund, Inc.
|
497
|
|
|
T. Rowe Price Health Sciences Fund, Inc.
|
497
|
|
|
T. Rowe Price Corporate Income Fund, Inc.
|
497
|
|
|
T. Rowe Price U.S. Equity Research Fund, Inc.
|
497
|
|
|
T. Rowe Price Value Fund, Inc.
|
497
|
|
|
T. Rowe Price Spectrum Funds II, Inc.
|
497
|
|
|
T. Rowe Price Summit Municipal Funds, Inc.
|
497
|
|
|
T. Rowe Price Summit Funds, Inc.
|
497
|
|
|
T. Rowe Price Communications & Technology Fund, Inc.
|
497
|
|
|
T. Rowe Price Blue Chip Growth Fund, Inc.
|
497
|
|
|
T. Rowe Price Dividend Growth Fund, Inc.
|
497
|
|
|
T. Rowe Price Mid-Cap Growth Fund, Inc.
|
497
|
|
|
T. Rowe Price Balanced Fund, Inc.
|
497
|
|
|
T. Rowe Price Index Trust, Inc.
|
497
|
|
|
T. Rowe Price U.S. Treasury Funds, Inc.
|
497
|
|
|
T. Rowe Price Global Funds, Inc.
|
497
|
|
|
T. Rowe Price Small-Cap Value Fund, Inc.
|
497
|
|
|
T. Rowe Price Science & Technology Fund, Inc.
|
497
|
|
|
T. Rowe Price Spectrum Fund, Inc.
|
497
|
|
|
T. Rowe Price State Tax-Free Funds, Inc.
|
497
|
|
|
T. Rowe Price Capital Appreciation Fund, Inc.
|
497
|
|
|
T. Rowe Price GNMA Fund, Inc.
|
497
|
|
|
T. Rowe Price Equity Income Fund, Inc.
|
497
|
|
|
T. Rowe Price All-Cap Opportunities Fund, Inc.
|
497
|
|
|
T. Rowe Price Tax-Free High Yield Fund, Inc.
|
497
|
|
|
T. Rowe Price High Yield Fund, Inc.
|
497
|
|
|
T. Rowe Price Short-Term Bond Fund, Inc.
|
497
|
|
|
T. Rowe Price Tax-Free Short-Intermediate Fund, Inc.
|
497
|
|
|
T. Rowe Price Government Money Fund, Inc.
|
497
|
|
|
T. Rowe Price Tax-Exempt Money Fund, Inc.
|
497
|
|
|
T. Rowe Price International Funds, Inc.
|
497
|
|
|
T. Rowe Price New Era Fund, Inc.
|
497
|
|
|
T. Rowe Price Tax-Free Income Fund, Inc.
|
497
|
|
|
T. Rowe Price Growth Stock Fund, Inc.
|
497
|
|
|
T. Rowe Price New Income Fund, Inc.
|
497
|
|
|
T. Rowe Price New Horizons Fund, Inc.
|
497
|
|
|
T. Rowe Price Small-Cap Stock Fund, Inc.
|
497
|
|
|
MICROPAC INDUSTRIES INC
|
SD
|
|
|
Chubby Snacks Mar 2023 a Series of CGF2021 LLC
|
D
|
|
|
JAFFE SETH
|
144
|
|
|
LEVI STRAUSS & CO
|
144
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
T. Rowe Price Equity Funds, Inc.
|
497J
|
|
|
PDT Blended ESC Fund, LLC
|
D/A
|
|
|
FUNDRISE GROWTH EREIT VII, LLC
|
1-U
|
|
|
Elevation Opportunities - RW a Series of CGF2021 LLC
|
D
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Fundrise Growth eREIT II, LLC
|
253G2
|
|
|
Kelly Jason R
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
CONX Corp.
|
DEFA14A
|
|
|
Fundrise Growth eREIT III, LLC
|
1-U
|
|
|
Robbins Kristina
|
4
|
|
|
FIRST INTERSTATE BANCSYSTEM INC
|
4
|
Financial Statements
|
|
PDT Element Fund, Ltd.
|
D/A
|
|
|
AMEREN CORP
|
8-K
|
Financial Statements
|
|
Ameren Illinois Co
|
8-K
|
|
|
i-5O 1 a Series of Automotive Ventures SPV Master LLC
|
D
|
|
|
Huerth James T
|
4
|
|
|
AMERISERV FINANCIAL INC /PA/
|
4
|
Financial Statements
|
|
THIES MARK T
|
144
|
|
|
AVISTA CORP
|
144
|
Financial Statements
|
|
CBL & ASSOCIATES PROPERTIES INC
|
8-K
|
Financial Statements
|
|
Rachel Zoe Ventures Access Fund, LP - B3
|
D
|
|
|
UBS Commercial Mortgage Trust 2017-C6
|
10-D
|
|
|
Fundrise Growth eREIT II, LLC
|
1-U
|
|
|
LABORATORY CORP OF AMERICA HOLDINGS
|
SD
|
Financial Statements
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Latham Group, Inc.
|
SD
|
Financial Statements
|
|
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS
|
497K
|
|
|
BBCMS Mortgage Trust 2021-C9
|
10-D
|
|
|
Shetty Reshma P.
|
144
|
|
|
UBS Commercial Mortgage Trust 2017-C6
|
ABS-EE
|
|
|
BURLINGTON NORTHERN SANTA FE, LLC
|
SD
|
|
|
Don Martin Apartments LLC
|
D
|
|
|
Calida Strategic Acquisition Fund LP
|
D/A
|
|
|
BBCMS Mortgage Trust 2021-C9
|
ABS-EE
|
|
|
Fundrise Development eREIT, LLC
|
253G2
|
|
|
DREYFUS TREASURY SECURITIES CASH MANAGEMENT
|
497K
|
|
|
GREIF, INC
|
SD
|
Financial Statements
|
|
Gates Tyler
|
4
|
|
|
Glimpse Group, Inc.
|
4
|
Financial Statements
|
|
Smith David John
|
4
|
|
|
Fundrise Development eREIT, LLC
|
1-U
|
|
|
Sandgren James A
|
4
|
|
|
OLD NATIONAL BANCORP /IN/
|
4
|
Financial Statements
|
|
Hewes Fund, LP
|
D/A
|
|
|
Stellar Bancorp, Inc.
|
CERT
|
Financial Statements
|
|
Dreyfus Treasury Obligations Cash Management
|
497K
|
|
|
JFG Fund LLC
|
D
|
|
|
Blink Charging Co.
|
4
|
Financial Statements
|
|
FARKAS MICHAEL D
|
4
|
|
|
NEWMARKET CORP
|
11-K
|
Financial Statements
|
|
General Motors Co
|
SD
|
Financial Statements
|
|
Fundrise Equity REIT, LLC
|
253G2
|
|
|
PDT Mosaic Offshore Holdings, LLC
|
D/A
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
485BXT
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
GS Finance Corp.
|
FWP
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
Fundrise Equity REIT, LLC
|
1-U
|
|
|
Nomad Venture Partners LP - C1
|
D
|
|
|
SUNCOR ENERGY INC
|
6-K
|
Financial Statements
|
|
PDT Mosaic Offshore Fund, Ltd
|
D/A
|
|
|
BBCMS Mortgage Trust 2019-C4
|
10-D
|
|
|
Kern Bren
|
4
|
|
|
EYENOVIA, INC.
|
4
|
Financial Statements
|
|
AFRICAN DEVELOPMENT BANK
|
QRTLYRPT
|
|
|
Fundrise East Coast Opportunistic REIT, LLC
|
253G2
|
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Puthenveetil Reji
|
144
|
|
|
BBCMS Mortgage Trust 2019-C4
|
ABS-EE
|
|
|
3D SYSTEMS CORP
|
144
|
Financial Statements
|
|
BBCMS Mortgage Trust 2020-C8
|
10-D
|
|
|
HALLIBURTON CO
|
SD
|
Financial Statements
|
|
831 Stories, Inc.
|
D/A
|
|
|
BBCMS Mortgage Trust 2020-C8
|
ABS-EE
|
|
|
Uribe Jorge A.
|
4
|
|
|
GENERAL MILLS INC
|
4
|
Financial Statements
|
|
Fundrise East Coast Opportunistic REIT, LLC
|
1-U
|
|
|
FT 10844
|
S-6
|
|
|
SPRUNK ERIC D
|
4
|
|
|
NORTH EUROPEAN OIL ROYALTY TRUST
|
10-Q
|
|
|
FT 10843
|
S-6
|
|
|
EUROPACIFIC GROWTH FUND
|
497K
|
|
|
FT 10841
|
S-6
|
|
|
FUNDRISE BALANCED EREIT II, LLC
|
1-U
|
|
|
Siyata Mobile Inc.
|
6-K
|
|
|
Tidal Trust II
|
485APOS
|
|
|
PDT Mosaic Fund, LLC
|
D/A
|
|
|
Rodgers Thomas L
|
144
|
|
|
MCKESSON CORP
|
144
|
Financial Statements
|
|
ODLAND STEPHEN A
|
4
|
|
|
DREYFUS TREASURY SECURITIES CASH MANAGEMENT
|
485BPOS
|
|
|
Sellaronda Onshore Fund LP
|
D
|
|
|
831 Stories, Inc.
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
485APOS
|
|
|
IN-0217 Fund I, a series of Lunch Pail Ventures, LP
|
D
|
|
|
HENRY MARIA
|
4
|
|
|
Rubenstein Gordon
|
144
|
|
|
Accel Entertainment, Inc.
|
144
|
|
|
BMO 2023-C4 Mortgage Trust
|
10-D
|
|
|
High Tide Inc.
|
6-K
|
|
|
EUROPACIFIC GROWTH FUND
|
485BPOS
|
|
|
Coincheck Group B.V.
|
425
|
|
|
Thunder Bridge Capital Partners IV, Inc.
|
425
|
|
|
BMO 2023-C4 Mortgage Trust
|
ABS-EE
|
|
|
Sellaronda Master Fund LP
|
D
|
|
|
Spirit AeroSystems Holdings, Inc.
|
SD
|
Financial Statements
|
|
PDT Partners Offshore Fund, Ltd.
|
D/A
|
|
|
Sellaronda Offshore Fund LP
|
D
|
|
|
GAUGLER DARYL
|
144
|
|
|
Pacira BioSciences, Inc.
|
144
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Schechter Lori A.
|
144
|
|
|
Niche Plus Onshore Fund LP
|
D
|
|
|
Cordani David
|
4
|
|
|
Niche Plus Offshore Fund Ltd
|
D
|
|
|
Eminence Alpha Extension, LP - 150 x 50 Portfolio
|
D
|
|
|
TATA MOTORS LTD/FI
|
6-K
|
|
|
TURKCELL ILETISIM HIZMETLERI A S
|
SD
|
Financial Statements
|
|
Fundrise Midland Opportunistic REIT, LLC
|
1-U
|
|
|
Eminence Alpha Extension SPC, Ltd. for & on behalf of the Segregated Portfolio - 150 x 50 Portfolio
|
D
|
|
|
VALUED ADVISERS TRUST
|
485BPOS
|
|
|
CANACCORD GENUITY LLC
|
X-17A-5
|
|
|
PDT Partners Fund, LLC
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
10-D
|
|
|
TOUCHSTONE FUNDS GROUP TRUST
|
N-CSRS
|
|
|
J.H. Lane Partners Offshore Fund, Ltd.
|
D/A
|
|
|
BMO 2022-C2 Mortgage Trust
|
10-D
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
OXFORD INDUSTRIES INC
|
SD
|
Financial Statements
|
|
J.H. Lane Partners Fund, LP
|
D/A
|
|
|
BMO 2022-C1 Mortgage Trust
|
10-D
|
|
|
MERCURY SYSTEMS INC
|
SD
|
Financial Statements
|
|
Stolar Capital Financing Fund II LP
|
D/A
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
ABS-EE
|
|
|
FL-0404 Fund I, a series of Ride Wave Ventures, LP
|
D
|
|
|
FL-0404 Fund I AL Vehicle, a series of Ride Wave Ventures, LP
|
D
|
|
|
Franklin Custodian Funds
|
N-CSRS
|
|
|
PMA Securities, LLC
|
MA-I/A
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
FEDERAL SIGNAL CORP /DE/
|
SD
|
Financial Statements
|
|
Fundrise West Coast Opportunistic REIT, LLC
|
1-U
|
|
|
BMO 2022-C2 Mortgage Trust
|
ABS-EE
|
|
|
AMERICAN GROWTH FUND INC
|
NPORT-P/A
|
|
|
BofA Finance LLC
|
FWP
|
|
|
BMO 2022-C1 Mortgage Trust
|
ABS-EE
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
EASTERN CO
|
SD
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Smith Joanne D
|
144
|
|
|
DELTA AIR LINES, INC.
|
144
|
Financial Statements
|
|
Moderna, Inc.
|
144
|
Financial Statements
|
|
Bancel Stephane
|
144
|
|
|
Vitalone Britt J.
|
144
|
|
|
TOUCHSTONE STRATEGIC TRUST
|
N-CSR
|
|
|
BROADWIND, INC.
|
SD
|
Financial Statements
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
485BPOS
|
|
