| Company Name |
Form Type |
SEC Filings |
|
|
|
|
GMO Alternative Allocation SPC Ltd.
|
D/A
|
|
|
Ward Chicares Elizabeth
|
4
|
|
|
BARINGS CORPORATE INVESTORS
|
4
|
Financial Statements
|
|
NOREEN CLIFFORD M
|
4
|
|
|
Merritt Sears
|
4
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
UBS AG
|
424B2
|
|
|
Healthy Green Group Holding Ltd
|
F-1/A
|
|
|
Cambria ETF Trust
|
485BXT
|
|
|
Manuel Wayne O
|
4
|
|
|
AVISTA CORP
|
4
|
Financial Statements
|
|
POLISSON JAMES
|
4
|
|
|
ALLSPRING UTILITIES & HIGH INCOME FUND
|
4
|
|
|
HELEN OF TROY LTD
|
8-K
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
ProFrac Holding Corp.
|
144
|
Financial Statements
|
|
Willette Robert J
|
144
|
|
|
Skyway Realty RM LLC
|
D/A
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
497
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
ALLSPRING MULTI-SECTOR INCOME FUND
|
4
|
|
|
Steele Creek Capital Corp
|
8-K
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Grant Troy J
|
3
|
|
|
Midwest Energy Emissions Corp.
|
3
|
|
|
Blackstone Floating Rate Enhanced Income Fund
|
IRANNOTICE
|
|
|
ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND
|
4
|
|
|
SmartStop Self Storage REIT, Inc.
|
8-K
|
|
|
Danzik Dennis M
|
4
|
|
|
flooidCX Corp.
|
4
|
|
|
Carroll Charles Benner Jr
|
4
|
|
|
FRANKLIN FINANCIAL SERVICES CORP /PA/
|
4
|
|
|
Pluton Biosciences, Inc.
|
D
|
|
|
Bauza Carmen
|
4
|
|
|
Zumiez Inc
|
4
|
Financial Statements
|
|
TurboPass Corp
|
C
|
|
|
Murphy James P.
|
4
|
|
|
Louden Steve
|
4
|
|
|
Continental Growth, LLC
|
D
|
|
|
Valletta Liliana Gil
|
4
|
|
|
Bailey Scott Andrew
|
4
|
|
|
Crona Corp.
|
10-Q
|
|
|
Smith Travis
|
4
|
|
|
ALLSPRING INCOME OPPORTUNITIES FUND
|
4
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Prism Care Inc.
|
D
|
|
|
WOODSIDE ENERGY GROUP LTD
|
6-K
|
|
|
Farb Daniel Stuart
|
SC 13D/A
|
|
|
LUMOS PHARMA, INC.
|
SC 13D/A
|
|
|
True Star Fund IV, LP
|
D
|
|
|
Antonello Katherine H.
|
4
|
|
|
Employers Holdings, Inc.
|
4
|
Financial Statements
|
|
Park Young K.
|
4
|
|
|
MetroCity Bankshares, Inc.
|
4
|
Financial Statements
|
|
TIFF Sustainable Equity Fund, L.P.
|
D/A
|
|
|
Patel Ajit A.
|
4
|
|
|
MFS VARIABLE INSURANCE TRUST II
|
NPORT-P/A
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND TRUST
|
N-CSRS
|
|
|
Aquipor Technologies, Inc.
|
C
|
|
|
Texas County & District Retirement System
|
3
|
|
|
Silver Point Specialty Lending Fund
|
3
|
|
|
BAKER JOHN D II
|
4
|
|
|
FRP HOLDINGS, INC.
|
4
|
Financial Statements
|
|
AIR T INC
|
8-K
|
Financial Statements
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Rhee Frank S.
|
4
|
|
|
James Hardie Industries plc
|
6-K
|
Financial Statements
|
|
Liu Fun-Kai
|
4
|
|
|
Techpoint, Inc.
|
4
|
|
|
Tsujihiro Noriko
|
4
|
|
|
COCHRAN ROBERT D
|
4
|
|
|
Aoshima Yaichi
|
4
|
|
|
BofA Finance LLC
|
FWP
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
Burns Thomas William
|
144
|
|
|
GLAUKOS Corp
|
144
|
Financial Statements
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Lepercq Multi-Asset Fund
|
D/A
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
bowmo, Inc.
|
10-Q
|
|
|
O'Brien Tara
|
3
|
|
|
EATON VANCE LTD DURATION INCOME FUND
|
3
|
|
|
TIFF Sustainability Fund, L.P.
|
D/A
|
|
|
MORGAN STANLEY U.S. GOVERNMENT MONEY MARKET TRUST
|
497J
|
|
|
Wickens Bradley James
|
4
|
|
|
Interactive Strength, Inc.
|
4
|
|
|
Sanofi
|
6-K
|
Financial Statements
|
|
Speaking Roses Global, Inc.
|
C
|
|
|
Shim Sam Sang-Koo
|
4
|
|
|
VK Private Investors Offshore, Ltd.
|
D
|
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
DoubleLine Yield Opportunities Fund
|
N-CSRS
|
|
|
HARMONY GOLD MINING CO LTD
|
6-K
|
Financial Statements
|
|
Klein Heather N
|
144
|
|
|
UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGMENT CO
|
3
|
|
|
DoubleLine Funds Trust
|
N-CSR
|
|
|
ORANGE
|
6-K
|
Financial Statements
|
|
Ebsworth William R.
|
4
|
|
|
Invesco Unit Trusts Series 2294
|
487
|
|
|
Hilco Redevelopment PHL F&F, LLC
|
D
|
|
|
Stewart Lucas
|
4
|
|
|
Brookfield Renewable Corp
|
6-K
|
|
|
Brookfield Renewable Partners L.P.
|
6-K
|
Financial Statements
|
|
Mackenzie Emerging Markets Small Cap Fund
|
D/A
|
|
|
EATON VANCE MUTUAL FUNDS TRUST
|
497J
|
|
|
FOSTER RONALD C
|
4
|
|
|
ADVANCED ENERGY INDUSTRIES INC
|
4
|
Financial Statements
|
|
ABB LTD
|
6-K
|
Financial Statements
|
|
BLACKROCK FUNDS
|
497
|
|
|
DoubleLine Income Solutions Fund
|
N-CSRS
|
|
|
Tan Farid
|
4
|
|
|
STURM RUGER & CO INC
|
8-K
|
Financial Statements
|
|
Higley Lisa
|
4
|
|
|
CLEARONE INC
|
4
|
Financial Statements
|
|
WB Burgers Asia, Inc.
|
10-K
|
|
|
Marvell Technology, Inc.
|
4
|
Financial Statements
|
|
Tamer Ford
|
4
|
|
|
Grover Vikram P
|
4
|
|
|
FOMO WORLDWIDE, INC.
|
4
|
|
|
BELLICUM PHARMACEUTICALS, INC
|
8-K
|
Financial Statements
|
|
SURGE Therapeutics, Inc.
|
D
|
|
|
DoubleLine Opportunistic Credit Fund
|
N-CSRS
|
|
|
Blackstone Floating Rate Enhanced Income Fund
|
N-CSRS
|
|
|
Datum One Series Trust
|
24F-2NT
|
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
497J
|
|
|
Virani Shafique
|
144
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Advisors' Inner Circle Fund III
|
485BXT
|
|
|
Wiseman Global Ltd
|
10-Q
|
|
|
AMG Funds I
|
N-CSRS
|
|
|
iCapital KKR Private Markets Fund
|
SC TO-I/A
|
|
|
HURCO COMPANIES INC
|
8-K
|
Financial Statements
|
|
COASTAL GROWTH FUND I, LLC
|
D/A
|
|
|
Ubinas Luis A
|
4
|
|
|
AT&T INC.
|
4
|
Financial Statements
|
|
SPIEGELMAN DANIEL K
|
144
|
|
|
MYRIAD GENETICS INC
|
144
|
Financial Statements
|
|
Strategy Capital Investors, L.P.
|
D/A
|
|
|
TAYLOR CINDY B
|
4
|
|
|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
|
6-K
|
Financial Statements
|
|
STRATEGY CAPITAL INSTITUTIONAL INVESTORS LP
|
D/A
|
|
|
ROSE MATTHEW K
|
4
|
|
|
MACKAY MARTIN
|
4
|
|
|
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
|
4
|
Financial Statements
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
HENRY CHRISTIAN O
|
144
|
|
|
Fourier Fund LP
|
D/A
|
|
|
VK Private Investors, LLC
|
D
|
|
|
MOONEY BETH E
|
4
|
|
|
KELSO TECHNOLOGIES INC
|
6-K
|
Financial Statements
|
|
ServiceNow, Inc.
|
144
|
Financial Statements
|
|
LUDDY FREDERIC B
|
144
|
|
|
Mackenzie Emerging Markets All Cap Master Fund
|
D/A
|
|
|
Afterparty Development Inc
|
C-U
|
|
|
Kasypa Inc.
|
D
|
|
|
MCCALLISTER MICHAEL B
|
4
|
|
|
Alternative Capital Investments Opportunity Fund LP
|
D/A
|
|
|
Briggs Teresa
|
144
|
|
|
FT 10747
|
497J
|
|
|
FT 10741
|
497J
|
|
|
TIG ARBITRAGE ENHANCED, LTD.
|
D/A
|
|
|
LUCZO STEPHEN J
|
4
|
|
|
FT 10740
|
497J
|
|
|
LOREWORX, INC.
|
D
|
|
|
FT 10739
|
497J
|
|
|
MARLIN SAMS FUND, L.P.
|
D/A
|
|
|
Bowlero Corp.
|
4
|
|
|
Young John Alan
|
4
|
|
|
Ciaffoni Joseph
|
144
|
|
|
COLLEGIUM PHARMACEUTICAL, INC
|
144
|
Financial Statements
|
|
YCQH Agricultural Technology Co. Ltd
|
10-K/A
|
|
|
TIG ARBITRAGE ENHANCED, L.P.
|
D/A
|
|
|
Wu Eric Chung-Wei
|
144
|
|
|
Opendoor Technologies Inc.
|
144
|
|
|
Ascent Mountain Partners - Phase 1, a series of Ascent Realty Partners I, LLC
|
D
|
|
|
Kennard William E
|
4
|
|
|
SpringBig Holdings, Inc.
|
424B3
|
|
|
Measure 8 Full Spectrum Fund, LP
|
D/A
|
|
|
Infectious Disease Connect, Inc.
|
D
|
|
|
CION Investment Corp
|
DEF 14A
|
|
|
HUTCHINS GLENN H
|
4
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
BioPharma Credit Investments V
|
D/A
|
|
|
FORD SCOTT T
|
4
|
|
|
Northern Lights Fund Trust IV
|
485BXT
|
|
|
Axonic Credit Opportunities Overseas Fund, Ltd.
|
D/A
|
|
|
BioPharma Credit Investments V LP
|
D/A
|
|
|
OWS Credit Opportunity Offshore Fund, Ltd.
|
D/A
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
KLEIN JOEL
|
4
|
|
|
BOSTON PROPERTIES INC
|
4
|
Financial Statements
|
|
DUNCAN BRUCE W
|
4
|
|
|
BOSTON PROPERTIES LTD PARTNERSHIP
|
4
|
|
|
KIPP MARY E
|
4
|
|
|
BioPharma Credit Investments V
|
D/A
|
|
|
WALTON WILLIAM H III
|
4
|
|
|
Ayotte Kelly
|
4
|
|
|
ERB VALUE PARTNERS LP
|
D/A
|
|
|
LUSTIG MATTHEW J
|
4
|
|
|
Ault Disruptive Technologies Corp
|
8-K
|
|
|
Einiger Carol B.
|
4
|
|
|
Hoskins Diane J
|
4
|
|
|
West Tony
|
4
|
|
|
Mackenzie Emerging Markets Long/Short Opportunities Fund
|
D/A
|
|
|
Datum One Series Trust
|
N-CEN
|
|
|
Sauerland John P
|
4
|
|
|
PROGRESSIVE CORP/OH/
|
4
|
Financial Statements
|
|
PIC CAR WASH 5, LLC
|
D/A
|
|
|
Global X Funds
|
485BXT
|
|
|
Mackenzie Emerging Markets Small Cap Master Fund
|
D/A
|
|
|
Fourier Fund Ltd
|
D/A
|
|
|
AYM AGGRESSIVE VALUE FUND L P
|
D/A
|
|
|
Cook & Bynum Funds Trust
|
40-17G
|
|
|
American Lithium Corp.
|
6-K
|
|
|
CleanFiber Buffalo, LLC
|
D
|
|
|
USGBF Alpha Feeder, LP
|
D/A
|
|
|
Qiviut Capital Funds LP
|
D/A
|
|
|
PCIH Series 10 a series of Piedmont Capital Investment Holdings, LLC
|
D
|
|
|
Managed Portfolio Series
|
497J
|
|
|
Alatus Inflection Long Only Fund Ltd
|
D/A
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Mackenzie Emerging Markets Long/Short Opportunities Master Fund
|
D/A
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
NOMURA HOLDINGS INC
|
6-K
|
Financial Statements
|
|
ONYX CATASTROPHE FUND LTD
|
D/A
|
|
|
Measure 8 Ventures, LP
|
D/A
|
|
|
CASELLA WASTE SYSTEMS INC
|
8-K
|
Financial Statements
|
|
CHEMUNG FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
TEMPLETON GLOBAL INCOME FUND
|
DEF 14A
|
|
|
Arqit Quantum Inc.
|
6-K
|
|
|
Zumiez Inc
|
8-K
|
Financial Statements
|
|
Pulmatrix, Inc.
|
ARS
|
Financial Statements
|
|
EATON VANCE MUNICIPALS TRUST II
|
497
|
|
|
WILLIAMSBURG INVESTMENT TRUST
|
N-CSR
|
|
|
OXCCU TECH LTD.
|
D
|
|
|
Mackenzie International Quantitative Large Cap Master Fund
|
D/A
|
|
|
EATON VANCE MUNICIPALS TRUST II
|
497J
|
|
|
Pulmatrix, Inc.
|
DEF 14A
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Yarbenet William M.
|
144
|
|
|
UNITED SECURITY BANCSHARES
|
144
|
Financial Statements
|
|
Xanth Catastrophe Fund Ltd
|
D/A
|
|
|
M3-Brigade Acquisition III Corp.
|
10-Q
|
|
|
CSI Compressco LP
|
8-K
|
Financial Statements
|
|
Integrated Wellness Acquisition Corp
|
8-K
|
|
|
CARVANA CO.
|
8-K
|
Financial Statements
|
|
Sell Bryan L.
|
4
|
|
|
AMERICAN SOFTWARE INC
|
4
|
Financial Statements
|
|
Clover Leaf Capital Corp.
|
425
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
Mackenzie Emerging Markets All Cap Fund
|
D/A
|
|
|
Nuveen CLO Issuance Fund II, LP
|
D
|
|
|
Shang Paul
|
3
|
|
|
Nufire Timothy M
|
144
|
|
|
Backblaze, Inc.
|
144
|
Financial Statements
|
|
MULE EDWARD A
|
3
|
|
|
Clover Leaf Capital Corp.
|
8-K
|
|
|
Mackenzie International Quantitative Small Cap Master Fund
|
D/A
|
|
|
Kasmarcik James S.
|
3
|
|
|
DIGITAL ALLY, INC.
|
425
|
Financial Statements
|
|
Dorigo Jesse
|
3
|
|
|
DiNello Anthony Joseph
|
3
|
|
|
DIGITAL ALLY, INC.
|
8-K
|
Financial Statements
|
|
Clark Kristen
|
3
|
|
|
Brown Steven Edward
|
3
|
|
|
SciSparc Ltd.
|
6-K
|
|
|
Austin Laurence
|
3
|
|
|
Merritt Sears
|
4/A
|
|
|
BARINGS CORPORATE INVESTORS
|
4/A
|
Financial Statements
|
|
MASIMO CORP
|
DEFA14A
|
Financial Statements
|
|
Molekule Group, Inc.
|
DEF 14C
|
|
|
U.S. Lighting Group, Inc.
|
8-K
|
|
|
Lifeway Foods, Inc.
|
DEFA14A
|
Financial Statements
|
|
Budman Gleb
|
144
|
|
|
Bellerophon Therapeutics, Inc.
|
S-3
|
Financial Statements
|
|
Tyche Catastrophe Fund Ltd.
|
D/A
|
|
|
Datum One Series Trust
|
N-CSR
|
|
|
DONEGAL MUTUAL INSURANCE CO
|
4
|
|
|
DONEGAL GROUP INC
|
4
|
Financial Statements
|
|
Wallbox N.V.
|
6-K
|
|
|
MAGNA INTERNATIONAL INC
|
SD
|
Financial Statements
|
|
WAJSGRAS DAVID C
|
4
|
|
|
MARTIN MARIETTA MATERIALS INC
|
4
|
Financial Statements
|
|
Quillen Michael J
|
4
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
BioNTech SE
|
6-K
|
Financial Statements
|
|
Colestro James M
|
4
|
|
