SEC Filings


2111
  
Company Name Form Type SEC Filings
Anderson Gary Daniel 4
MARKETWISE, INC. 4
NextGen Statt LLC D/A
Muhleisen Dan D 4
MUHLEISEN ANGIE 4
NELNET INC 4 Financial Statements
Greene Jason K. 144
BERRY GLOBAL GROUP, INC. 144 Financial Statements
ARCH VENTURE FUND VI LP SC 13D/A
VBI VACCINES INC. SC 13D/A
Cherry Cynthia Suzanne 4
Almacenes Exito S.A. CERT
Benchmark Financial Wealth Advisors, LLC 13F-HR
Ratajczak Matthew T 4
Galsim Marco 4
GARRISON POINT ADVISORS, LLC 13F-HR
ARES CAPITAL CORP 424B3 Financial Statements
COMERICA INC /NEW/ 8-K Financial Statements
EUROSEAS LTD. 6-K Financial Statements
Moore Edward W. 4
GRAHAM CORP 8-K Financial Statements
SHIFT TECHNOLOGIES, INC. 8-K
Torley Helen 144
HALOZYME THERAPEUTICS, INC. 144 Financial Statements
Guggenheim Active Allocation Fund 40-17G
Guggenheim Energy & Income Fund 40-17G
Guggenheim Strategy Funds Trust 40-17G
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust 40-17G
Transparent Value Trust 40-17G
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND 40-17G
RYDEX DYNAMIC FUNDS 40-17G
RYDEX VARIABLE TRUST 40-17G
RYDEX SERIES FUNDS 40-17G
Guggenheim Variable Funds Trust 40-17G
GUGGENHEIM FUNDS TRUST 40-17G
Citigroup Global Markets Holdings Inc. FWP
StepStone Group Inc. ARS
Live Oak Bancshares, Inc. 8-K Financial Statements
COWA, LLC 13F-HR
SANDSTORM GOLD LTD 6-K
NextGen Geosite LLC D/A
Datadog, Inc. 144 Financial Statements
OBSTLER DAVID M 144
CITIGROUP INC FWP Financial Statements
ETF Series Solutions 24F-2NT
WESBANCO INC 8-K Financial Statements
Progressive Investment Management Corp 13F-HR
MERIT MEDICAL SYSTEMS INC 8-K Financial Statements
StepStone Group Inc. DEFA14A
Barai Gautam 144
WNS 144 Financial Statements
AB GLOBAL RISK ALLOCATION FUND, INC. NPORT-P
AB MUNICIPAL INCOME FUND, INC. NPORT-P
AB MUNICIPAL INCOME FUND II NPORT-P
AB Active ETFs, Inc. NPORT-P
SOUTH PLAINS FINANCIAL, INC. 8-K Financial Statements
AB CORE OPPORTUNITIES FUND, INC. NPORT-P
AB PORTFOLIOS NPORT-P
ChampionX Corp IRANNOTICE
AB CAP FUND, INC. NPORT-P
AB TRUST NPORT-P
AB EQUITY INCOME FUND INC NPORT-P
Extra Space Storage Inc. 8-K Financial Statements
Village Bank & Trust Financial Corp. 8-K
ONE LIBERTY PROPERTIES INC 4 Financial Statements
Burkly Linda 4
Editas Medicine, Inc. 4 Financial Statements
Moringa Acquisition Corp PRER14A
WELLS FARGO & COMPANY/MN 8-K Financial Statements
StepStone Group Inc. DEF 14A
Kinser Timothy R. 4
Mullin Philip Blair 4
Cryomass Technologies, Inc. 4
UNIVERSAL HEALTH REALTY INCOME TRUST 8-K
DAVITA INC. 8-K Financial Statements
SPLINTER MICHAEL R 144/A
NASDAQ, INC. 144/A Financial Statements
KAISER ALUMINUM CORP 8-K Financial Statements
RTX Corp S-8
Plum Acquisition Corp. I 8-K
Kastner Janeen B. 4
EQUIFAX INC S-8 Financial Statements
Ziegler Capital Management, LLC 13F-HR
TRUSTMARK CORP 8-K Financial Statements
A&E REAL ESTATE FINANCE, LP D/A
GE HealthCare Technologies Inc. POS AM
Vifor SC 13G/A
C4 Therapeutics, Inc. SC 13G Financial Statements
Cara Therapeutics, Inc. SC 13G/A Financial Statements
MILLENNIUM MANAGEMENT LLC SC 13G
BV Financial, Inc. 8-K
SWISS HELVETIA FUND, INC. DEF 14A
MIDDLESEX WATER CO 424B5 Financial Statements
SHORE BANCSHARES INC 8-K Financial Statements
Gordon Russell L 4
NEUBERGER BERMAN EQUITY FUNDS NPORT-P
Farmers & Merchants Trust Co of Long Beach 13F-HR
Neuberger Berman ETF Trust NPORT-P
STAPP WEALTH MANAGEMENT, PLLC 13F-HR
Flynn John Joseph 4
Open Lending Corp 4
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ FWP Financial Statements
DallasNews Corp 8-K
MSC INDUSTRIAL DIRECT CO INC S-4 Financial Statements
Horst & Graben Wealth Management LLC 13F-HR
NORTHERN TRUST CORP 10-Q
Arconic Corp 8-K Financial Statements
Anderson Sterling 4
ALL PRO MESA RIDGE COTTAGES LLLP D
Boushka Julie H. 4
Targa Resources Corp. 4 Financial Statements
BCB BANCORP INC S-8 Financial Statements
Industrial Logistics Properties Trust 10-Q
Albertsons Companies, Inc. 10-Q Financial Statements
LEO BROKERAGE, LLC 13F-HR
Israel Discount Bank of New York 13F-HR
ALTA EQUIPMENT GROUP INC. 8-K
ChampionX Corp 10-Q
RENASANT CORP 8-K Financial Statements
Smith Barbara 144
COMMERCIAL METALS Co 144 Financial Statements
DRW SECURITIES, L.L.C. X-17A-5
Doheny Mark A. 4
TRANSCAT INC 4 Financial Statements
Benioff Marc 4
SC US SC 13D/A
Freshworks Inc. SC 13D/A Financial Statements
PREDEX 24F-2NT
BCB BANCORP INC S-3 Financial Statements
HomeTrust Bancshares, Inc. 8-K Financial Statements
UMB FINANCIAL CORP 8-K Financial Statements
DEVERELL SCOTT 4
Evergy, Inc. 8-K/A Financial Statements
Pandey Amit 4
MedMen Enterprises, Inc. 4
SMITH WILLIAM W JR 4
SMITH MICRO SOFTWARE, INC. 4 Financial Statements
Weatherford International plc 8-K
CONTRAFECT Corp 8-K Financial Statements
Fasolo Peter 144
JOHNSON & JOHNSON 144 Financial Statements
Jenkins James M. 4
Llorca Jesus 4
SEACOR Marine Holdings Inc. 4 Financial Statements
United Asset Strategies, Inc. 13F-HR
CFSB Bancorp, Inc. /MA/ 8-K
LUXFER HOLDINGS PLC 10-Q Financial Statements
Encompass Health Corp 8-K Financial Statements
GREENE MICHAEL ROBERT 4
AE INDUSTRIAL PARTNERS FUND II GP, LP 4
AE RED HOLDINGS, LLC 4
AEROEQUITY GP, LLC 4
ROWE DAVID H. 4
AE INDUSTRIAL PARTNERS, LP 4
Redwire Corp 4
AE INDUSTRIAL PARTNERS FUND II-B, LP 4
AE INDUSTRIAL PARTNERS FUND II-A, LP 4
AE INDUSTRIAL PARTNERS FUND II, LP 4
Rudow Lee D. 4
Eddleman Julie 144
Cox Jeremy 4
Hewlett Packard Enterprise Co 4 Financial Statements
Zingly Inc. D
LUXFER HOLDINGS PLC 8-K Financial Statements
Pandey Amit 3
MedMen Enterprises, Inc. 3
Acumen Pharmaceuticals, Inc. SC 13D/A Financial Statements
RA CAPITAL MANAGEMENT, L.P. SC 13D/A
Flora Growth Corp. 8-K Financial Statements
EPLUS INC DEFA14A Financial Statements
TIAN RUIXIANG HOLDINGS LTD S-8 Financial Statements
AfterNext HealthTech Acquisition Corp. 10-Q
Bath & Body Works, Inc. 8-K Financial Statements
Western New England Bancorp, Inc. 8-K Financial Statements
Industrial Logistics Properties Trust 8-K
Broad Street Realty, Inc. 8-K
UMB FINANCIAL CORP 8-K/A Financial Statements
RA Capital Nexus Fund II, L.P. 4
Shah Rajeev M. 4
Acumen Pharmaceuticals, Inc. 4 Financial Statements
Kolchinsky Peter 4
RA CAPITAL MANAGEMENT, L.P. 4
RA Capital Healthcare Fund LP 4
Bjorkquist Jeanette M 4
ASSEMBLY BIOSCIENCES, INC. 4 Financial Statements
PHIBRO ANIMAL HEALTH CORP 8-K Financial Statements
Inuvo, Inc. 8-K Financial Statements
EQT Corp 8-K Financial Statements
Carnie Andrew 4
Soho House & Co Inc. 4 Financial Statements
INFINITY PHARMACEUTICALS, INC. 8-K Financial Statements
Sullivan William M 4
Privia Health Group, Inc. 4 Financial Statements
Genesis Growth Tech Acquisition Corp. 8-K
Golden Sun Education Group Ltd 6-K Financial Statements
Amalgamated Financial Corp. 8-K Financial Statements
Sorg Elaine K. 144
AbbVie Inc. 144 Financial Statements
EPLUS INC ARS Financial Statements
Retail Opportunity Investments Partnership, LP 8-K/A
RETAIL OPPORTUNITY INVESTMENTS CORP 8-K/A Financial Statements
Burkly Linda 3
Editas Medicine, Inc. 3 Financial Statements
SOUNDHOUND AI, INC. SC 13D/A
Global Catalyst Partners III L P SC 13D/A
Farquhar Scott 4
Atlassian Corp 4 Financial Statements
BP Commercial Funding Trust, Series SPL-IX D/A
Kiromic Biopharma, Inc. 8-K Financial Statements
FVCBankcorp, Inc. 8-K Financial Statements
Energy Transfer LP 8-K Financial Statements
PREMIER FINANCIAL CORP 8-K
Davidoff Michael J. 4
Phreesia, Inc. 4 Financial Statements
EPLUS INC DEF 14A Financial Statements
KKR Group Co. Inc. 4
KKR Phorm Investors GP LLC 4
KKR Phorm Investors L.P. 4
KKR Group Holdings Corp. 4
KKR Group Partnership L.P. 4
KKR Management LLP 4
KKR & Co. Inc. 4 Financial Statements
ROBERTS GEORGE R 4
KRAVIS HENRY R 4
General Motors Financial Company, Inc. 10-Q
Eaton Vance Floating-Rate Income Trust N-CSR
FAIRBANK RICHARD D 144
CAPITAL ONE FINANCIAL CORP 144 Financial Statements
Zaramella Luca 4
CONSTELLATION BRANDS, INC. 4 Financial Statements
OAK HILL WEALTH ADVISORS, LLC 13F-HR
SCHMELING JUDY 4
AGSF LP D/A
SANDS ROBERT 4
Deep Green Waste & Recycling, Inc. 144
Spencer Lloyd 144
Scienjoy Holding Corp 20-F/A
ChampionX Corp 144
Somasundaram Sivasankaran 144
SANDS RICHARD 4
Argentic Real Estate Investment 2 LLC ABS-15G
AMERICAN NATIONAL BANKSHARES INC. 425 Financial Statements
SEMrush Holdings, Inc. 144 Financial Statements
Vranesh Mark 144
Janus International Group, Inc. 144
Cook Brian Scott 144
MCCARTHY DANIEL J 4
Hayes Christopher G. 4
Verrica Pharmaceuticals Inc. 4 Financial Statements
Madero Garza Jose Manuel 4
Vintage IX Secondaries Access D/A
MAINSTAY CAPITAL MANAGEMENT LLC /ADV 13F-HR
Johnson Susan S 4
Retail Opportunity Investments Partnership, LP 8-K
RETAIL OPPORTUNITY INVESTMENTS CORP 8-K Financial Statements
MARTIN RUBEN S 4
MARTIN MIDSTREAM PARTNERS L.P. 4 Financial Statements
Richmond Mutual Bancorporation, Inc. 8-K
WealthPlan Investment Management, LLC 13F-HR
Hernandez Ernesto M 4
Venker Eric 144
Roivant Sciences Ltd. 144
TAUSCHER RANDALL 4
GILES WILLIAM T 4
Goldenberg Gary 4
NAVIENT CORP 144 Financial Statements
REMONDI JOHN F 144
GeneDx Holdings Corp. 4
RUCH JOSHUA 4
Borgmann Kevin S. 144
Morgan Adam 4
HERON THERAPEUTICS, INC. /DE/ 4 Financial Statements
Pachapa Eric 144
AAR CORP 144 Financial Statements
MIMEDX GROUP, INC. S-8
Borgeson Blake 144
Dynagas LNG Partners LP 6-K Financial Statements
Nutanix, Inc. 4 Financial Statements
TEMPLETON MARK B 4
EASTGROUP PROPERTIES INC 8-K Financial Statements
Fink Nicholas I. 4
View, Inc. 8-K
Bonaccorso Joe 4
Cristiano Christina 4
Crane NXT, Co. 4
CANADIAN NATIONAL RAILWAY CO 6-K Financial Statements
MASS MEGAWATTS WIND POWER INC 10-K
Daniels Jennifer 4
PROS Holdings, Inc. 10-Q Financial Statements
INTERPUBLIC GROUP OF COMPANIES, INC. 8-K Financial Statements
Clark Christy 4
Belsky Scott 144
PFENNIGER RICHARD C JR 4
ADOBE INC. 144 Financial Statements
Cannon-Brookes Michael 4
TRUST FOR PROFESSIONAL MANAGERS 497
BIOGEN INC. 10-Q Financial Statements
Zaramella Luca 3
CONSTELLATION BRANDS, INC. 3 Financial Statements
CVRx, Inc. 8-K Financial Statements