| Company Name |
Form Type |
SEC Filings |
|
|
|
|
GameSquare Esports Inc
|
6-K/A
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
NPORT-P
|
|
|
NUVEEN MULTISTATE TRUST I
|
NPORT-P
|
|
|
Independent Family Office, LLC
|
13F-HR
|
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
NPORT-P
|
|
|
NEWHOUSE FAMILY HOLDINGS, L.P.
|
4
|
|
|
ADVANCE LONG-TERM MANAGEMENT TRUST
|
4
|
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
NPORT-P
|
Financial Statements
|
|
ADVANCE/NEWHOUSE PARTNERSHIP
|
4
|
|
|
CHARTER COMMUNICATIONS, INC. /MO/
|
4
|
Financial Statements
|
|
ADVANCE PUBLICATIONS, INC
|
4
|
|
|
NEWHOUSE BROADCASTING CORP
|
4
|
|
|
BNY Mellon Sustainable U.S. Equity Fund, Inc.
|
N-CSR
|
|
|
PC TEL INC
|
8-K
|
Financial Statements
|
|
Carmona Richard H
|
4
|
|
|
MCKESSON CORP
|
4
|
Financial Statements
|
|
NUVEEN MULTISTATE TRUST II /MA/
|
NPORT-P
|
|
|
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO
|
NPORT-P
|
Financial Statements
|
|
Dunbar Webster Roy
|
4
|
|
|
NUVEEN MULTISTATE TRUST IV
|
NPORT-P
|
|
|
BLACKROCK LARGE CAP SERIES FUNDS, INC.
|
NPORT-P
|
|
|
Lynstone Capital Opportunities Fund
|
D
|
|
|
Wilson-Thompson Kathleen
|
4
|
|
|
Hinton James H.
|
4
|
|
|
Nuveen Intermediate Duration Quality Municipal Term Fund
|
NPORT-P
|
|
|
SALKA SUSAN R
|
4
|
|
|
1health.io Inc..
|
D
|
|
|
Mantia Linda Provie
|
4
|
|
|
Arnold Wendy S
|
144
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
4
|
|
|
Martinez Maria
|
4
|
|
|
UNIONVIEW, LLC
|
13F-HR
|
|
|
Richard W. Paul & Associates, LLC
|
13F-HR
|
|
|
Lerman Bradley E
|
4
|
|
|
CUBAN MARK
|
4
|
|
|
READING INTERNATIONAL INC
|
4
|
Financial Statements
|
|
Lucchino David L.
|
144
|
|
|
Mitrano Richard J.
|
144
|
|
|
Newhouse Michael A
|
4
|
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
4
|
|
|
PIRET MARGUERITE A
|
4
|
|
|
NEW AMERICA HIGH INCOME FUND INC
|
4
|
|
|
Ford Credit Auto Receivables Six LLC
|
ABS-15G
|
|
|
SEQUOIA FUND INC
|
40-17G
|
|
|
Caruso Dominic J
|
4
|
|
|
Reed Cory J
|
144
|
|
|
KNAUSS DONALD R
|
4
|
|
|
DEERE & CO
|
144
|
Financial Statements
|
|
Vacation Inc.
|
D
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
4
|
|
|
BLACKROCK FUNDS
|
NPORT-P
|
|
|
BlackRock Funds II
|
NPORT-P
|
|
|
BLACKROCK SUSTAINABLE BALANCED FUND, INC.
|
NPORT-P
|
|
|
BLACKROCK SERIES, INC.
|
NPORT-P
|
|
|
BLACKROCK LARGE CAP FOCUS GROWTH FUND, INC.
|
NPORT-P
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
FT 10834
|
497
|
|
|
Else Nutrition Holdings Inc.
|
D/A
|
|
|
GPWM LLC
|
13F-HR
|
|
|
Central Plains Bancshares, Inc.
|
S-1/A
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
4
|
|
|
Concorde Asset Management, LLC
|
13F-HR
|
|
|
MFS HIGH YIELD MUNICIPAL TRUST
|
4
|
|
|
NexPoint Capital, Inc.
|
8-K
|
|
|
CITY HOLDING CO
|
8-K
|
Financial Statements
|
|
CAM Investment 478 LLC
|
D
|
|
|
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND
|
4
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
PIONEER SHORT TERM INCOME FUND
|
NPORT-P
|
|
|
PIONEER CORE TRUST I
|
NPORT-P
|
|
|
PIONEER SERIES TRUST X
|
NPORT-P
|
|
|
BNY Mellon ETF Trust
|
NPORT-P
|
|
|
Pioneer Series Trust V
|
NPORT-P
|
|
|
Pioneer Series Trust III
|
NPORT-P
|
|
|
PIONEER SERIES TRUST XII
|
NPORT-P
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
4
|
|
|
Federal Home Loan Bank of Atlanta
|
8-K
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT 11
|
497
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
POWELL CATHERINE C
|
144
|
|
|
Hopkins PA Campground LLC
|
D/A
|
|
|
1707 Capital Fund III, LP
|
D
|
|
|
Range Technology Ventures Fund II, L.P.
|
D
|
|
|
Range Technology Ventures Friends Fund II, L.P.
|
D
|
|
|
QS Urgentmed Holdco, LLC
|
D
|
|
|
Sentovich Kimberly C.
|
144
|
|
|
WRAP TECHNOLOGIES, INC.
|
144
|
|
|
Hopkins Weaver Springs, LLC
|
D/A
|
|
|
Urgentmed Holdings, LLC
|
D
|
|
|
SILVERLAKE WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
Greencape Capital Pty Ltd
|
13F-HR
|
|
|
P/E Global LLC
|
13F-HR
|
|
|
Gemenon Mineral Fund II, LLC
|
D
|
|
|
Fidante Partners Ltd
|
13F-NT
|
|
|
GODSEY & GIBB, INC
|
13F-HR
|
|
|
GenCap Middleton Industrial MM, LLC
|
D
|
|
|
Alphinity Investment Management Pty Ltd
|
13F-HR
|
|
|
Raymond James Financial Services Advisors, Inc.
|
13F-HR
|
|
|
Atento S.A.
|
POS AM
|
Financial Statements
|
|
Cercano Big Hat Private Credit LP
|
D
|
|
|
FUNDRISE BALANCED EREIT II, LLC
|
1-U
|
|
|
ROGERS WILLIAM H JR
|
4
|
|
|
TRUIST FINANCIAL CORP
|
4
|
Financial Statements
|
|
UTAH MEDICAL PRODUCTS INC
|
8-K
|
Financial Statements
|
|
Federated Hermes Investment Series Funds, Inc.
|
N-CSRS
|
|
|
Hopkins 168 Sub, LLC
|
D/A
|
|
|
Abri SPAC I, Inc.
|
S-4/A
|
|
|
wilson brandt
|
SC 13G
|
|
|
Arch Therapeutics, Inc.
|
SC 13G
|
|
|
COMM 2012-LC4 Mortgage Trust
|
10-D
|
|
|
Hickton David J.
|
3
|
|
|
AMERISERV FINANCIAL INC /PA/
|
3
|
Financial Statements
|
|
BlackRock Capital Appreciation Fund, Inc.
|
NPORT-P
|
|
|
COMM 2012-CCRE3 Mortgage Trust
|
10-D
|
|
|
Financial & Tax Architects, LLC
|
13F-HR
|
|
|
SB FINANCIAL GROUP, INC.
|
8-K
|
Financial Statements
|
|
RAYMOND JAMES & ASSOCIATES
|
13F-HR
|
|
|
Lynstone Capital Opportunities Fund
|
D
|
|
|
BADGER METER INC
|
10-Q
|
Financial Statements
|
|
Bloomingdale Richard W.
|
3
|
|
|
SUMAS WILLIAM
|
144
|
|
|
VILLAGE SUPER MARKET INC
|
144
|
Financial Statements
|
|
PYX HEALTH HOLDINGS, LLC
|
D
|
|
|
Lexaria Bioscience Corp.
|
4
|
|
|
Baxter Nicholas W
|
4
|
|
|
TOKEN COMMUNITIES LTD.
|
8-K
|
|
|
Hayden Data Corp
|
D
|
|
|
RENN Fund, Inc.
|
DEF 14A
|
|
|
NORTHWESTERN MUTUAL SERIES FUND INC
|
497K
|
|
|
Hyundai Auto Receivables Trust 2023-A
|
ABS-EE
|
|
|
HYUNDAI ABS FUNDING LLC
|
ABS-EE
|
|
|
RBB FUND, INC.
|
NPORT-P
|
|
|
NORTHWESTERN MUTUAL SERIES FUND INC
|
497
|
|
|
ALLSPRING FUNDS TRUST
|
497K
|
|
|
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
NUVAMA FINANCIAL SERVICES INC.
|
X-17A-5
|
|
|
Hyundai Auto Receivables Trust 2022-C
|
ABS-EE
|
|
|
Tema ETF Trust
|
NPORT-P
|
|
|
AMERICAN BATTERY MATERIALS, INC.
|
425
|
|
|
Hopkins Eagle 660 LLC
|
D/A
|
|
|
Rimini Street, Inc.
|
8-K
|
Financial Statements
|
|
THOMPSON IM FUNDS INC
|
NPORT-P
|
|
|
AMERICAN BATTERY MATERIALS, INC.
|
8-K
|
|
|
Cohart, Inc.
|
D/A
|
|
|
Hyundai Auto Receivables Trust 2022-B
|
ABS-EE
|
|
|
Forza Wealth Management, LLC
|
13F-HR
|
|
|
Larson Capital Rochester, LLC
|
D
|
|
|
Larson Capital Rochester Blocker, LLC
|
D
|
|
|
Takumi Capital Small Cap Fund, LP
|
D/A
|
|
|
United Asset Strategies, Inc.
|
13F-HR/A
|
|
|
Hyundai Auto Receivables Trust 2022-A
|
ABS-EE
|
|
|
Alta Advisers Ltd
|
13F-HR
|
|
|
WPS IV, LLC
|
ABS-15G
|
|
|
Southern States Bancshares, Inc.
|
8-K
|
Financial Statements
|
|
Infosys Ltd
|
6-K
|
Financial Statements
|
|
Lamb Weston Holdings, Inc.
|
10-K
|
Financial Statements
|
|
Westlake Funding IV, LLC
|
ABS-15G
|
|
|
Hyundai Auto Receivables Trust 2021-C
|
ABS-EE
|
|
|
AiXin Life International, Inc.
|
S-1/A
|
|
|
TAKUMI CAPITAL MANAGEMENT, LP
|
D/A
|
|
|
McKechnie William Edward
|
4
|
|
|
SSGA FUNDS
|
NPORT-P
|
|
|
Benitec Biopharma Inc.
|
8-K
|
Financial Statements
|
|
AltEnergy Acquisition Corp
|
10-K/A
|
|
|
3M CO
|
10-Q
|
Financial Statements
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
Trustfeed Corp.
|
10-12G/A
|
|
|
Hyundai Auto Receivables Trust 2021-B
|
ABS-EE
|
|
|
King River Investments Fund 3-A, L.P.
|
D
|
|
|
SAYLOR HOWARD CLIFTON
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
Fruth Investment Management
|
13F-HR
|
|
|
DUPREE MUTUAL FUNDS
|
NPORT-P
|
|
|
EA Series Trust
|
497K
|
|
|
PENNS WOODS BANCORP INC
|
8-K
|
Financial Statements
|
|
Presbyterian Church
|
PX14A6G
|
|
|
MICROCHIP TECHNOLOGY INC
|
PX14A6G
|
Financial Statements
|
|
SURF AIR MOBILITY INC.
|
8-A12B
|
|
|
Lynstone Capital Opportunities Fund
|
D
|
|
|
A1C Drink, Inc.
|
D
|
|
|
Pacific Wealth Strategies Group, Inc.
|
13F-HR
|
|
|
VEON Ltd.
|
IRANNOTICE
|
Financial Statements
|
|
Gori Co
|
D
|
|
|
Earlyworks Co., Ltd.
|
424B4
|
|
|
Hyundai Auto Receivables Trust 2021-A
|
ABS-EE
|
|
|
REESE ALBERT L JR
|
4
|
|
|
Holcomb James Michael
|
144
|
|
|
PATTERSON UTI ENERGY INC
|
144
|
Financial Statements
|
|
Schlosser John W
|
144
|
|
|
KINDER MORGAN, INC.
|
144
|
Financial Statements
|
|
OPSEU Pension Plan Trust Fund
|
13F-HR
|
|
|
Federated Hermes Total Return Series, Inc.
|
N-CSRS
|
|
|
Hyundai Auto Receivables Trust 2020-C
|
ABS-EE
|
|
|
MEXICAN PETROLEUM
|
6-K
|
|
|
CRE Capital P003, LLC
|
D
|
|
|
EquityZen Growth Technology Fund LLC - Series 1767
|
D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
MAINSTAY FUNDS TRUST
|
497J
|
|
|
Nissan Auto Receivables 2022-B Owner Trust
|
10-D
|
|
|
Nissan Auto Receivables 2023-A Owner Trust
|
10-D
|
|
|
Hyundai Auto Receivables Trust 2020-B
|
ABS-EE
|
|
|
Sequoia Capital US/E Seed V Principals Fund, L.P.
|
D
|
|
|
Abacus Life, Inc.
|
S-1
|
|
|
AQUA POWER SYSTEMS INC.
|
RW WD
|
|
|
AGF Investments Trust
|
N-PX
|
|
|
Hyundai Auto Receivables Trust 2020-A
|
ABS-EE
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
BNY Mellon Investment Funds VI
|
N-CSRS
|
|
|
TURKEL CATHERINE C.
|
4
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I/A
|
|
|
Hutchinson Russell E.
|
4
|
|
|
Ally Financial Inc.
|
4
|
Financial Statements
|
|
Hyundai Auto Receivables Trust 2019-B
|
ABS-EE
|
|
|
Nissan Auto Receivables 2022-A Owner Trust
|
10-D
|
|
|
Tidal Trust II
|
497K
|
|
|
Piedmont Office Realty Trust, Inc.
|
8-K
|
|
|
Gaingels Forta 2023 LLC
|
D
|
|
|
Glass Jacobson Investment Advisors llc
|
13F-HR
|
|
|
Skizim Nicholas John
|
4
|
|
|
GreenLight Biosciences Holdings, PBC
|
4
|
|
|
Nissan Auto Receivables 2021-A Owner Trust
|
10-D
|
|
|
LCH Blocker, LLC
|
D
|
|
|
Larson Capital Huntersville, LLC
|
D
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
Two Hands Ventures LLC
|
D
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Hotel Investor Apps, Inc.
|
D
|
|
|
Nissan Auto Receivables 2020-B Owner Trust
|
10-D
|
|
|
AssayQuant Technologies, Inc.
|
D/A
|
|
|
Focused Investors LLC
|
13F-HR
|
|
|
RedHill Biopharma Ltd.
|
424B3
|
Financial Statements
|
|
Nissan Auto Receivables 2019-C Owner Trust
|
10-D
|
|
|
MARYLAND CAPITAL ADVISORS INC.
|
13F-HR
|
|
|
Eastover Investment Advisors LLC
|
13F-HR
|
|
|
FT 10947
|
S-6
|
|
|
FundVantage Trust
|
497K
|
|
|
Nissan Auto Receivables 2020-A Owner Trust
|
10-D
|
|
|
FT 10946
|
S-6
|
|
|
T. Rowe Price Reserve Investment Funds, Inc.
|
N-CSR
|
|
|
Spurinna Capital Fund, LP
|
D
|
|
|
FT 10945
|
S-6
|
|
|
FT 10944
|
S-6
|
|
|
Federated Hermes Income Securities Trust
|
N-CSRS
|
|
|
Streeterville Capital LLC
|
SC 13G
|
|
|
INPIXON
|
SC 13G
|
Financial Statements
|
|
Federated Hermes Equity Funds
|
N-CSRS
|
|
|
Nissan Auto Receivables 2019-B Owner Trust
|
10-D
|
|
|
Gaingels Blackshark AI LLC
|
D
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
NPORT-P
|
|
|
Johnson David` T.
|
4
|
|
|
AMERICAN VANGUARD CORP
|
4
|
Financial Statements
|
|
Socoservin Overseas SPF Sarl
|
SC 13G
|
|
|
GeoPark Ltd
|
SC 13G
|
Financial Statements
|
|
Raynor Brett
|
4
|
|
|
BLUE RIDGE BANKSHARES, INC.
|
4
|
|
|
Plum Brian K.
|
4
|
|
|
Seadrill Ltd
|
6-K
|
|
|
Nissan Auto Lease Trust 2023-B
|
10-D
|
|
|
BNY Mellon Strategic Funds, Inc.
|
N-CSRS
|
|
|
RIVERBRIDGE PARTNERS LLC
|
13F-HR
|
|
|
Gavant Judy Carol
|
4
|
|
|
Zerify, Inc.
|
S-1/A
|
|
|
Tidal Trust II
|
8-A12B
|
|
|
BEALE G WILLIAM
|
4
|
|
|
ALBERT D MASON INC
|
13F-HR
|
|
|
DeLoach LaNell
|
4
|
|
|
RBB Fund Trust
|
NPORT-P
|
|
|
Collins John Matthew
|
144
|
|
|
CALIX, INC
|
144
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
485BXT
|
|
|
ENERGY CO OF PARANA
|
6-K
|
Financial Statements
|
|
Warburg Pincus Prosvasi 2023, L.P.
|
D
|
|
|
Nissan Auto Lease Trust 2023-A
|
10-D
|
|
|
Nissan Auto Lease Trust 2022-A
|
10-D
|
|
|
FT 10834
|
487
|
|
|
Northern Lights Fund Trust
|
497J
|
|
|
Passaic Partners LLC
|
13F-HR
|
|
|
FT 10874
|
487
|
|
|
Maureen Sullivan
|
4
|
|
|
CHOICE HOTELS INTERNATIONAL INC /DE
|
4
|
Financial Statements
|
|
FT 10875
|
487
|
|
|
FENIMORE ASSET MANAGEMENT INC
|
13F-HR
|
|
|
FT 10873
|
487
|
|
|
Nissan Auto Lease Trust 2021-A
|
10-D
|
|
|
Smith Gordon
|
4
|
|
|
MSCI Inc.
|
10-Q
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
All Season Financial Advisors, Inc.
|
13F-HR
|
|
|
Landsman Liza
|
4
|
|
|
Momentus Inc.
|
8-K
|
|
|
Koch Monte JM
|
4
|
|
|
Prime Number Holding Ltd
|
424B3
|
|
|
RareCyte, Inc.
|
D
|
|
|
Engage Mobility, Inc.
|
SEC STAFF ACTION
|
|
|
AMERICAN CENTURY MUNICIPAL TRUST
|
24F-2NT
|
|
|
ALBION FINANCIAL GROUP /UT
|
13F-HR
|
|
|
Braun-Bostich & Associates Inc.
|
13F-HR
|
|
