| Company Name |
Form Type |
SEC Filings |
|
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Coutts & Co
|
13F-NT
|
|
|
NORTHWESTERN CORP
|
8-K
|
Financial Statements
|
|
Managed Portfolio Series
|
24F-2NT
|
|
|
Mercedes-Benz Auto Lease Trust 2021-A
|
15-15D
|
|
|
ETF Opportunities Trust
|
NPORT-P
|
|
|
Cavanal Hill Funds
|
NPORT-P
|
|
|
NatWest Group plc
|
13F-HR
|
Financial Statements
|
|
ALLSPRING FUNDS TRUST
|
485BPOS
|
|
|
LOGITECH INTERNATIONAL S.A.
|
DEFA14A
|
Financial Statements
|
|
Meditor Group Ltd
|
13F-HR
|
|
|
CHARTWELL INVESTMENT PARTNERS, LLC
|
13F-HR
|
|
|
LOGITECH INTERNATIONAL S.A.
|
DEF 14A
|
Financial Statements
|
|
Raleigh Capital Management Inc.
|
13F-HR
|
|
|
Van Berkel Monica
|
4
|
|
|
CalAmp Corp.
|
4
|
Financial Statements
|
|
Hendrix Scott
|
4
|
|
|
White River Energy Corp.
|
S-1/A
|
|
|
CAP Growth II Co-Investment, L.P.
|
D/A
|
|
|
Porpiglia Peter
|
4
|
|
|
T. Rowe Price Retirement Funds, Inc.
|
N-CSR
|
|
|
FundVantage Trust
|
497J
|
|
|
Yeung Danny Sheng Wu
|
SC 13D/A
|
|
|
Prenetics Global Ltd
|
SC 13D/A
|
|
|
Total Fund Solution
|
485BXT
|
|
|
Levisetti Matteo
|
4
|
|
|
Cue Biopharma, Inc.
|
4
|
Financial Statements
|
|
REFRAME HEALTH, INC.
|
D/A
|
|
|
Millar Kerri-Ann
|
4
|
|
|
MFS SERIES TRUST XIII
|
NPORT-P
|
|
|
MFS SERIES TRUST X
|
NPORT-P
|
|
|
MASSACHUSETTS INVESTORS GROWTH STOCK FUND
|
NPORT-P
|
|
|
MFS SERIES TRUST IV
|
NPORT-P
|
|
|
MFS SERIES TRUST II
|
NPORT-P
|
|
|
Ranganath Suneet
|
4
|
|
|
Tandem RE SPV I
|
D
|
|
|
GM Financial Automobile Leasing Trust 2023-2
|
ABS-EE
|
|
|
New Pence Globe Investors, LLC
|
D
|
|
|
JOHN HANCOCK CURRENT INTEREST
|
485BPOS
|
|
|
Wetherall Shayne M
|
4
|
|
|
2023 ETF Series Trust
|
8-A12B
|
|
|
PASSERI DANIEL R
|
4
|
|
|
Turnbough Anne
|
4
|
|
|
John Hancock Funds III
|
485BPOS
|
|
|
JOHN HANCOCK INVESTMENT TRUST
|
485BPOS
|
|
|
Sandercock Colin
|
4
|
|
|
HENNESSY FUNDS TRUST
|
497
|
|
|
Suri Anish
|
4
|
|
|
First Fright, LLC
|
C-AR
|
|
|
RANGE RESOURCES CORP
|
8-K
|
Financial Statements
|
|
BlueRiver Acquisition Corp.
|
425
|
|
|
QUATTRO FINANCIAL ADVISORS LLC
|
13F-HR
|
|
|
DONNELLY TIMOTHY
|
4
|
|
|
ORG Partners LLC
|
13F-HR
|
|
|
Legg Mason ETF Investment Trust II
|
485BPOS
|
|
|
Trogele Ulrich
|
4
|
|
|
Clear Impact, Inc.
|
D
|
|
|
RiverPark Ventures Petal Invest LLC
|
D
|
|
|
Legg Mason ETF Investment Trust
|
485BPOS
|
|
|
Hanover Co-Invest B S.C.A. SICAV-RAIF Sub-Fund 1
|
D
|
|
|
Eagle Capital Management, LLC
|
13F-HR
|
|
|
TTP Investments, Inc.
|
13F-HR
|
|
|
JMC Cellars, LLC
|
D
|
|
|
Pacer Funds Trust
|
DEFA14A
|
|
|
Violich Capital Management, Inc.
|
13F-HR
|
|
|
Upper Left Wealth Management, LLC
|
13F-HR
|
|
|
BMO 2023-5C1 Mortgage Trust
|
FWP
|
|
|
BMO Commercial Mortgage Securities LLC
|
FWP
|
|
|
MMTM SIX LLC
|
D
|
|
|
Institute for Wealth Management, LLC.
|
13F-HR
|
|
|
Galaxy Plus Fides AM Commodity Fund, LLC
|
D
|
|
|
Apollomics Inc.
|
424B3
|
|
|
CuriosityStream Inc.
|
4
|
|
|
HENDRICKS JOHN S
|
4
|
|
|
Straight Path Wealth Management
|
13F-HR
|
|
|
JMG Financial Group, Ltd.
|
13F-HR
|
|
|
RedHill Biopharma Ltd.
|
6-K
|
Financial Statements
|
|
Stone Point Wealth LLC
|
13F-HR
|
|
|
ViewRay, Inc.
|
144
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
144
|
|
|
RIA Advisory Group LLC
|
13F-HR
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
N-CSRS
|
|
|
Resonant Capital Advisors, LLC
|
13F-HR
|
|
|
Atlanta Braves Holdings, Inc.
|
SC 13D
|
|
|
GAMCO INVESTORS, INC. ET AL
|
SC 13D
|
|
|
Mhatre Nitin J.
|
4
|
|
|
BERKSHIRE HILLS BANCORP INC
|
4
|
Financial Statements
|
|
Family First, Inc.
|
D
|
|
|
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
Olistico Wealth, LLC
|
13F-HR
|
|
|
CuriosityStream Inc.
|
144
|
|
|
HENDRICKS JOHN S
|
144
|
|
|
McGlone Suttner Wealth Management, Inc.
|
13F-HR
|
|
|
JB Capital LLC
|
13F-HR
|
|
|
SCHWAB CAPITAL TRUST
|
40-17F2
|
|
|
Hicks Bradley W.
|
144
|
|
|
HUNT J B TRANSPORT SERVICES INC
|
144
|
Financial Statements
|
|
Fort Henry Capital, LLC
|
13F-HR
|
|
|
FORTUNA SILVER MINES INC
|
6-K
|
Financial Statements
|
|
CUTLER INVESTMENT COUNSEL LLC
|
13F-HR
|
|
|
BARNETT & PARTNERS ADVISORS, LLC
|
X-17A-5
|
|
|
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/
|
ABS-15G
|
Financial Statements
|
|
SCHWAB ANNUITY PORTFOLIOS
|
40-17F2
|
|
|
Crown Wealth Group, LLC
|
13F-HR
|
|
|
Connecticut Wealth Management, LLC
|
13F-HR
|
|
|
BlueRiver Acquisition Corp.
|
8-K
|
|
|
GM Financial Automobile Leasing Trust 2023-1
|
ABS-EE
|
|
|
CAMBRIDGE TRUST CO
|
13F-HR
|
|
|
Longley Partners Ventures II, L.P.
|
D/A
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
GM Financial Automobile Leasing Trust 2022-3
|
ABS-EE
|
|
|
Hobbs Nicholas
|
144
|
|
|
TCW FUNDS INC
|
40-17G
|
|
|
Mraz, Amerine & Associates, Inc.
|
13F-HR
|
|
|
GAI C - AV Master LLC
|
D/A
|
|
|
GM Financial Automobile Leasing Trust 2022-2
|
ABS-EE
|
|
|
GM Financial Automobile Leasing Trust 2022-1
|
ABS-EE
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
485BPOS
|
|
|
Bullseye Investment Management, LLC
|
13F-HR
|
|
|
GM Financial Automobile Leasing Trust 2021-3
|
ABS-EE
|
|
|
GM Financial Automobile Leasing Trust 2021-2
|
ABS-EE
|
|
|
Bigelow Investment Advisors, LLC
|
13F-HR
|
|
|
GM Financial Automobile Leasing Trust 2021-1
|
ABS-EE
|
|
|
Varagon Capital Corp
|
PRE 14A
|
|
|
Jensen Quality Growth Fund Inc
|
NPORT-P
|
|
|
TCW STRATEGIC INCOME FUND INC
|
40-17G
|
|
|
Fisher Carl M.
|
3
|
|
|
NUSCALE POWER Corp
|
3
|
|
|
BNY Mellon Sustainable U.S. Equity Fund, Inc.
|
24F-2NT
|
|
|
Touch Capital, LP
|
D/A
|
|
|
EA Series Trust
|
497J
|
|
|
Johnson & White Wealth Management, LLC
|
13F-HR
|
|
|
SOUTHEAST AIRPORT GROUP
|
6-K
|
Financial Statements
|
|
MakeMyTrip Ltd
|
20-F
|
Financial Statements
|
|
Hassell Wealth Management, LLC
|
13F-HR
|
|
|
NORTHWESTERN UNIVERSITY
|
13F-HR
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2331
|
497J
|
|
|
Mendota Financial Group, LLC
|
13F-HR
|
|
|
MVP LS FUND CCCLV LLC
|
D/A
|
|
|
MSS Series Trust
|
NPORT-P
|
|
|
VICTORY PORTFOLIOS III
|
NPORT-P
|
|
|
Largo Inc.
|
6-K
|
|
|
Silicon Vistas 113 LLC
|
D
|
|
|
Sky Investment Group LLC
|
13F-HR
|
|
|
Liberty Capital Management, Inc.
|
13F-HR
|
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
EA Series Trust
|
8-A12B
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
FIDELITY SALEM STREET TRUST
|
24F-2NT
|
|
|
Canal Insurance CO
|
13F-HR
|
|
|
FIDELITY HEREFORD STREET TRUST
|
24F-2NT/A
|
|
|
HARVEY INVESTMENT CO LLC
|
13F-HR
|
|
|
BofA Finance LLC
|
FWP
|
|
|
FIDELITY SUMMER STREET TRUST
|
24F-2NT
|
|
|
Peters Joshua J
|
144
|
|
|
EDUCATIONAL DEVELOPMENT CORP
|
144
|
Financial Statements
|
|
DOCK STREET ASSET MANAGEMENT INC
|
13F-HR
|
|
|
Big Rock Investment Fund, LLC
|
D
|
|
|
FIDELITY HEREFORD STREET TRUST
|
24F-2NT
|
|
|
Passage Health Inc.
|
D
|
|
|
FIDELITY CONCORD STREET TRUST
|
24F-2NT
|
|
|
T. Rowe Price U.S. Treasury Funds, Inc.
|
N-CSR
|
|
|
KRC Co-Invest LLC Series CYB a Series of KRC Co-Invest LLC
|
D
|
|
|
Northern Lights Fund Trust
|
24F-2NT
|
|
|
DEUTSCHE DWS INVESTMENTS VIT FUNDS
|
497
|
|
|
DEUTSCHE DWS ASSET ALLOCATION TRUST
|
497
|
|
|
DEUTSCHE DWS INSTITUTIONAL FUNDS
|
497
|
|
|
DEUTSCHE DWS VARIABLE SERIES II
|
497
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497
|
|
|
DEUTSCHE DWS VARIABLE SERIES I
|
497
|
|
|
DEUTSCHE DWS INCOME TRUST
|
497
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
497
|
|
|
DEUTSCHE DWS TAX FREE TRUST
|
497
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
497
|
|
|
DEUTSCHE DWS MARKET TRUST
|
497
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
497
|
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
497
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
497
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
497
|
|
|
VOYA CREDIT INCOME FUND
|
NPORT-P
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
EMERALD ADVISERS, LLC
|
13F-HR
|
|
|
T. Rowe Price Total Return Fund, Inc.
|
N-CSR
|
|
|
Advanced Voice Recognition Systems, Inc
|
DEFR14C
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
T. Rowe Price Spectrum Funds II, Inc.
|
N-CSR
|
|
|
Esquire Financial Holdings, Inc.
|
8-K
|
Financial Statements
|
|
MVP LS FUND CCCIII LLC
|
D/A
|
|
|
Federated Hermes Adviser Series
|
N-CSRS
|
|
|
LexAurum Advisors, LLC
|
13F-HR
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Haymaker Acquisition Corp. 4
|
CERT
|
|
|
Advisory Alpha, LLC
|
13F-HR
|
|
|
T. Rowe Price Short-Term Bond Fund, Inc.
|
N-CSR
|
|
|
DECKERS OUTDOOR CORP
|
ARS
|
Financial Statements
|
|
COLUMBIA FUNDS SERIES TRUST I
|
NPORT-P
|
|
|
Columbia Funds Series Trust II
|
NPORT-P
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
NPORT-P
|
|
|
Federated Hermes Adviser Series
|
497K
|
|
|
FIDELITY SUMMER STREET TRUST
|
485BPOS
|
|
|
Plymouth Rock Technologies Inc.
|
6-K
|
|
|
HOMESTEAD ADVISERS CORP
|
13F-HR
|
|
|
Chevy Chase Trust Holdings, LLC
|
13F-HR
|
|
|
UBS AG
|
424B3
|
|
|
SMK Alternative Income Fund III LLC
|
D
|
|
|
FIDELITY SECURITIES FUND
|
485BXT
|
|
|
Haymaker Acquisition Corp. 4
|
8-A12B
|
|
|
ROMAN BUTLER FULLERTON & CO
|
13F-HR
|
|
|
Morton Brown Family Wealth, LLC
|
13F-HR
|
|
|
Ecolution Power Co
|
C
|
|
|
Kelly Jonathan Lee
|
4
|
|
|
CULP INC
|
4
|
Financial Statements
|
|
Strategic Radiology LLC
|
D/A
|
|
|
A.K.A. BRANDS HOLDING CORP.
|
4
|
Financial Statements
|
|
Thompson Kelly Ann
|
4
|
|
|
MCCORMICK MYLES B
|
4
|
|
|
Eskenazi Ilene
|
4
|
|
|
Earlyworks Co., Ltd.
|
6-K
|
|
|
R.M.SINCERBEAUX CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
Oak Imaging, LLC
|
D
|
|
|
Invesco Unit Trusts Series 2303
|
487
|
|
|
Sandgren James A
|
4
|
|
|
OLD NATIONAL BANCORP /IN/
|
4
|
Financial Statements
|
|
ANTIPODES PARTNERS Ltd
|
13F-HR
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
JUS Fund One, LLC
|
D
|
|
|
NextGen Clear Street LLC
|
D/A
|
|
|
O'ROURKE & COMPANY, Inc
|
13F-HR
|
|
|
ClearBridge MLP & Midstream Fund Inc.
|
SC 13D
|
|
|
BARINGS LLC
|
SC 13D
|
|
|
Tidal ETF Trust
|
24F-2NT
|
|
|
AIR Finance Solutions Fund, LP
|
D
|
|
|
T. Rowe Price Institutional Income Funds, Inc.
|
N-CSR
|
|
|
Masterworks Vault 2, LLC
|
1-U
|
|
|
Graphene Investments SAS
|
13F-HR
|
|
|
DBK Financial Counsel, LLC
|
13F-HR
|
|
|
Masterworks Vault 1, LLC
|
1-U
|
|
|
Adaptive Fund, LP
|
D/A
|
|
|
DekaBank Deutsche Girozentrale
|
13F-HR
|
|
|
Abacus Wealth Partners, LLC
|
13F-HR
|
|
|
Tidal Trust II
|
485BPOS
|
|
|
Archer-Daniels-Midland Co
|
8-K
|
Financial Statements
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
IQ EQ FUND MANAGEMENT
|
13F-HR
|
|
|
T. Rowe Price Index Trust, Inc.
|
N-CSR
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
PGIM ETF TRUST
|
CERT
|
|
|
T. Rowe Price High Yield Fund, Inc.
|
N-CSR
|
|
|
Auster Martin
|
144
|
|
|
Ventyx Biosciences, Inc.
|
144
|
Financial Statements
|
|
Creative Capital Management Investments LLC
|
13F-HR
|
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
T. Rowe Price New Income Fund, Inc.
|
N-CSR
|
|
|
Federated Hermes Global Allocation Fund
|
N-CSRS
|
|
|
PIMCO Capital Solutions US Feeder LP
|
D/A
|
|
|
T. Rowe Price Limited-Duration Inflation Focused Bond Fund, Inc.
|
N-CSR
|
|
|
Sanctuary Wealth Management, L.L.C.
|
13F-HR
|
|
|
Dreyfus Institutional Liquidity Funds
|
N-CSRS
|
|
|
North 31st Street, LLC
|
D
|
|
|
BT Brands, Inc.
|
DFAN14A
|
|
|
NOBLE ROMANS INC
|
DFAN14A
|
|
|
Morningstar Funds Trust
|
24F-2NT
|
|
|
T. Rowe Price Inflation Protected Bond Fund, Inc.
|
N-CSR
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
QV Investors Inc.
|
13F-HR
|
|
|
Fundrise Growth Tech Fund, LLC
|
497AD
|
|
|
Federated Hermes Managed Pool Series
|
N-CSRS
|
|
|
Silvant Capital Management LLC
|
13F-HR
|
|
|
T. Rowe Price Government Money Fund, Inc.
|
N-CSR
|
|
|
Ferguson Shapiro LLC
|
13F-HR
|
|
|
Keen Vision Acquisition Corp.
|
424B4
|
|
|
FIRST FINANCIAL CORP /IN/
|
8-K
|
Financial Statements
|
|
UMB Bank, n.a.
|
13F-HR
|
|
|
T. Rowe Price GNMA Fund, Inc.
|
N-CSR
|
|
|
Equitybee 22-49064, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Ultimus Managers Trust
|
NPORT-P
|
|
|
Waycross Independent Trust
|
NPORT-P
|
|
|
F/M Funds Trust
|
NPORT-P
|
|
|
Papp Investment Trust
|
NPORT-P
|
|
|
AlphaMark Investment Trust
|
NPORT-P
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
NPORT-P
|
|
|
RM Opportunity Trust
|
NPORT-P
|
|
|
Prosperity Consulting Group, LLC
|
13F-HR
|
|
|
Scott Stuart Lockard
|
4
|
|
|
HUNT J B TRANSPORT SERVICES INC
|
4
|
Financial Statements
|
|
T. Rowe Price Exchange-Traded Funds, Inc.
|
N-CSR
|
|
|
ViewRay, Inc.
|
SC 13D/A
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
SC 13D/A
|
|
|
PRINCIPAL FUNDS, INC.
|
NPORT-P
|
|
|
T. Rowe Price Global Multi-Sector Bond Fund, Inc.
|
N-CSR
|
|
|
Federated Hermes International Series, Inc.
|
N-CSRS
|
|
|
RESOURCES CONNECTION, INC.
|
10-K
|
|
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Ceredex Value Advisors LLC
|
13F-HR
|
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Eagle Bancorp Montana, Inc.
|
8-K
|
Financial Statements
|
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Wealth Advisors of Iowa, LLC
|
13F-HR
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