SEC Filings


2111
  
Company Name Form Type SEC Filings
HSBC HOLDINGS PLC 6-K Financial Statements
Coutts & Co 13F-NT
NORTHWESTERN CORP 8-K Financial Statements
Managed Portfolio Series 24F-2NT
Mercedes-Benz Auto Lease Trust 2021-A 15-15D
ETF Opportunities Trust NPORT-P
Cavanal Hill Funds NPORT-P
NatWest Group plc 13F-HR Financial Statements
ALLSPRING FUNDS TRUST 485BPOS
LOGITECH INTERNATIONAL S.A. DEFA14A Financial Statements
Meditor Group Ltd 13F-HR
CHARTWELL INVESTMENT PARTNERS, LLC 13F-HR
LOGITECH INTERNATIONAL S.A. DEF 14A Financial Statements
Raleigh Capital Management Inc. 13F-HR
Van Berkel Monica 4
CalAmp Corp. 4 Financial Statements
Hendrix Scott 4
White River Energy Corp. S-1/A
CAP Growth II Co-Investment, L.P. D/A
Porpiglia Peter 4
T. Rowe Price Retirement Funds, Inc. N-CSR
FundVantage Trust 497J
Yeung Danny Sheng Wu SC 13D/A
Prenetics Global Ltd SC 13D/A
Total Fund Solution 485BXT
Levisetti Matteo 4
Cue Biopharma, Inc. 4 Financial Statements
REFRAME HEALTH, INC. D/A
Millar Kerri-Ann 4
MFS SERIES TRUST XIII NPORT-P
MFS SERIES TRUST X NPORT-P
MASSACHUSETTS INVESTORS GROWTH STOCK FUND NPORT-P
MFS SERIES TRUST IV NPORT-P
MFS SERIES TRUST II NPORT-P
Ranganath Suneet 4
Tandem RE SPV I D
GM Financial Automobile Leasing Trust 2023-2 ABS-EE
New Pence Globe Investors, LLC D
JOHN HANCOCK CURRENT INTEREST 485BPOS
Wetherall Shayne M 4
2023 ETF Series Trust 8-A12B
PASSERI DANIEL R 4
Turnbough Anne 4
John Hancock Funds III 485BPOS
JOHN HANCOCK INVESTMENT TRUST 485BPOS
Sandercock Colin 4
HENNESSY FUNDS TRUST 497
Suri Anish 4
First Fright, LLC C-AR
RANGE RESOURCES CORP 8-K Financial Statements
BlueRiver Acquisition Corp. 425
QUATTRO FINANCIAL ADVISORS LLC 13F-HR
DONNELLY TIMOTHY 4
ORG Partners LLC 13F-HR
Legg Mason ETF Investment Trust II 485BPOS
Trogele Ulrich 4
Clear Impact, Inc. D
RiverPark Ventures Petal Invest LLC D
Legg Mason ETF Investment Trust 485BPOS
Hanover Co-Invest B S.C.A. SICAV-RAIF Sub-Fund 1 D
Eagle Capital Management, LLC 13F-HR
TTP Investments, Inc. 13F-HR
JMC Cellars, LLC D
Pacer Funds Trust DEFA14A
Violich Capital Management, Inc. 13F-HR
Upper Left Wealth Management, LLC 13F-HR
BMO 2023-5C1 Mortgage Trust FWP
BMO Commercial Mortgage Securities LLC FWP
MMTM SIX LLC D
Institute for Wealth Management, LLC. 13F-HR
Galaxy Plus Fides AM Commodity Fund, LLC D
Apollomics Inc. 424B3
CuriosityStream Inc. 4
HENDRICKS JOHN S 4
Straight Path Wealth Management 13F-HR
JMG Financial Group, Ltd. 13F-HR
RedHill Biopharma Ltd. 6-K Financial Statements
Stone Point Wealth LLC 13F-HR
ViewRay, Inc. 144 Financial Statements
EBRAHIMI FARHAD FRED 144
RIA Advisory Group LLC 13F-HR
LEGG MASON PARTNERS INCOME TRUST N-CSRS
Resonant Capital Advisors, LLC 13F-HR
Atlanta Braves Holdings, Inc. SC 13D
GAMCO INVESTORS, INC. ET AL SC 13D
Mhatre Nitin J. 4
BERKSHIRE HILLS BANCORP INC 4 Financial Statements
Family First, Inc. D
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 13F-HR
Olistico Wealth, LLC 13F-HR
CuriosityStream Inc. 144
HENDRICKS JOHN S 144
McGlone Suttner Wealth Management, Inc. 13F-HR
JB Capital LLC 13F-HR
SCHWAB CAPITAL TRUST 40-17F2
Hicks Bradley W. 144
HUNT J B TRANSPORT SERVICES INC 144 Financial Statements
Fort Henry Capital, LLC 13F-HR
FORTUNA SILVER MINES INC 6-K Financial Statements
CUTLER INVESTMENT COUNSEL LLC 13F-HR
BARNETT & PARTNERS ADVISORS, LLC X-17A-5
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ ABS-15G Financial Statements
SCHWAB ANNUITY PORTFOLIOS 40-17F2
Crown Wealth Group, LLC 13F-HR
Connecticut Wealth Management, LLC 13F-HR
BlueRiver Acquisition Corp. 8-K
GM Financial Automobile Leasing Trust 2023-1 ABS-EE
CAMBRIDGE TRUST CO 13F-HR
Longley Partners Ventures II, L.P. D/A
Federal Home Loan Bank of New York 8-K
GM Financial Automobile Leasing Trust 2022-3 ABS-EE
Hobbs Nicholas 144
TCW FUNDS INC 40-17G
Mraz, Amerine & Associates, Inc. 13F-HR
GAI C - AV Master LLC D/A
GM Financial Automobile Leasing Trust 2022-2 ABS-EE
GM Financial Automobile Leasing Trust 2022-1 ABS-EE
NORTHERN LIGHTS FUND TRUST III 485BPOS
Bullseye Investment Management, LLC 13F-HR
GM Financial Automobile Leasing Trust 2021-3 ABS-EE
GM Financial Automobile Leasing Trust 2021-2 ABS-EE
Bigelow Investment Advisors, LLC 13F-HR
GM Financial Automobile Leasing Trust 2021-1 ABS-EE
Varagon Capital Corp PRE 14A
Jensen Quality Growth Fund Inc NPORT-P
TCW STRATEGIC INCOME FUND INC 40-17G
Fisher Carl M. 3
NUSCALE POWER Corp 3
BNY Mellon Sustainable U.S. Equity Fund, Inc. 24F-2NT
Touch Capital, LP D/A
EA Series Trust 497J
Johnson & White Wealth Management, LLC 13F-HR
SOUTHEAST AIRPORT GROUP 6-K Financial Statements
MakeMyTrip Ltd 20-F Financial Statements
Hassell Wealth Management, LLC 13F-HR
NORTHWESTERN UNIVERSITY 13F-HR
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2331 497J
Mendota Financial Group, LLC 13F-HR
MVP LS FUND CCCLV LLC D/A
MSS Series Trust NPORT-P
VICTORY PORTFOLIOS III NPORT-P
Largo Inc. 6-K
Silicon Vistas 113 LLC D
Sky Investment Group LLC 13F-HR
Liberty Capital Management, Inc. 13F-HR
Federal Home Loan Bank of Cincinnati 8-K
EA Series Trust 8-A12B
BANK OF AMERICA CORP /DE/ FWP Financial Statements
FIDELITY SALEM STREET TRUST 24F-2NT
Canal Insurance CO 13F-HR
FIDELITY HEREFORD STREET TRUST 24F-2NT/A
HARVEY INVESTMENT CO LLC 13F-HR
BofA Finance LLC FWP
FIDELITY SUMMER STREET TRUST 24F-2NT
Peters Joshua J 144
EDUCATIONAL DEVELOPMENT CORP 144 Financial Statements
DOCK STREET ASSET MANAGEMENT INC 13F-HR
Big Rock Investment Fund, LLC D
FIDELITY HEREFORD STREET TRUST 24F-2NT
Passage Health Inc. D
FIDELITY CONCORD STREET TRUST 24F-2NT
T. Rowe Price U.S. Treasury Funds, Inc. N-CSR
KRC Co-Invest LLC Series CYB a Series of KRC Co-Invest LLC D
Northern Lights Fund Trust 24F-2NT
DEUTSCHE DWS INVESTMENTS VIT FUNDS 497
DEUTSCHE DWS ASSET ALLOCATION TRUST 497
DEUTSCHE DWS INSTITUTIONAL FUNDS 497
DEUTSCHE DWS VARIABLE SERIES II 497
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC. 497
DEUTSCHE DWS VARIABLE SERIES I 497
DEUTSCHE DWS INCOME TRUST 497
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES 497
DEUTSCHE DWS TAX FREE TRUST 497
DEUTSCHE DWS MUNICIPAL TRUST 497
DEUTSCHE DWS MARKET TRUST 497
DEUTSCHE DWS INVESTMENT TRUST 497
DEUTSCHE DWS PORTFOLIO TRUST 497
DEUTSCHE DWS INTERNATIONAL FUND, INC. 497
DEUTSCHE DWS SECURITIES TRUST 497
VOYA CREDIT INCOME FUND NPORT-P
BANK OF MONTREAL /CAN/ 424B2 Financial Statements
Texas Pacific Land Corp 4
STAHL MURRAY 4
HORIZON KINETICS ASSET MANAGEMENT LLC 4
EMERALD ADVISERS, LLC 13F-HR
T. Rowe Price Total Return Fund, Inc. N-CSR
Advanced Voice Recognition Systems, Inc DEFR14C
Federal Home Loan Bank of Chicago 8-K
T. Rowe Price Spectrum Funds II, Inc. N-CSR
Esquire Financial Holdings, Inc. 8-K Financial Statements
MVP LS FUND CCCIII LLC D/A
Federated Hermes Adviser Series N-CSRS
LexAurum Advisors, LLC 13F-HR
RENN Fund, Inc. 4
Haymaker Acquisition Corp. 4 CERT
Advisory Alpha, LLC 13F-HR
T. Rowe Price Short-Term Bond Fund, Inc. N-CSR
DECKERS OUTDOOR CORP ARS Financial Statements
COLUMBIA FUNDS SERIES TRUST I NPORT-P
Columbia Funds Series Trust II NPORT-P
COLUMBIA FUNDS SERIES TRUST NPORT-P
Federated Hermes Adviser Series 497K
FIDELITY SUMMER STREET TRUST 485BPOS
Plymouth Rock Technologies Inc. 6-K
HOMESTEAD ADVISERS CORP 13F-HR
Chevy Chase Trust Holdings, LLC 13F-HR
UBS AG 424B3
SMK Alternative Income Fund III LLC D
FIDELITY SECURITIES FUND 485BXT
Haymaker Acquisition Corp. 4 8-A12B
ROMAN BUTLER FULLERTON & CO 13F-HR
Morton Brown Family Wealth, LLC 13F-HR
Ecolution Power Co C
Kelly Jonathan Lee 4
CULP INC 4 Financial Statements
Strategic Radiology LLC D/A
A.K.A. BRANDS HOLDING CORP. 4 Financial Statements
Thompson Kelly Ann 4
MCCORMICK MYLES B 4
Eskenazi Ilene 4
Earlyworks Co., Ltd. 6-K
R.M.SINCERBEAUX CAPITAL MANAGEMENT LLC 13F-HR
Oak Imaging, LLC D
Invesco Unit Trusts Series 2303 487
Sandgren James A 4
OLD NATIONAL BANCORP /IN/ 4 Financial Statements
ANTIPODES PARTNERS Ltd 13F-HR
HSBC BANK PLC 424B2
JUS Fund One, LLC D
NextGen Clear Street LLC D/A
O'ROURKE & COMPANY, Inc 13F-HR
ClearBridge MLP & Midstream Fund Inc. SC 13D
BARINGS LLC SC 13D
Tidal ETF Trust 24F-2NT
AIR Finance Solutions Fund, LP D
T. Rowe Price Institutional Income Funds, Inc. N-CSR
Masterworks Vault 2, LLC 1-U
Graphene Investments SAS 13F-HR
DBK Financial Counsel, LLC 13F-HR
Masterworks Vault 1, LLC 1-U
Adaptive Fund, LP D/A
DekaBank Deutsche Girozentrale 13F-HR
Abacus Wealth Partners, LLC 13F-HR
Tidal Trust II 485BPOS
Archer-Daniels-Midland Co 8-K Financial Statements
Federal Home Loan Bank of Topeka 8-K
IQ EQ FUND MANAGEMENT 13F-HR
T. Rowe Price Index Trust, Inc. N-CSR
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/ 424B3
PGIM ETF TRUST CERT
T. Rowe Price High Yield Fund, Inc. N-CSR
Auster Martin 144
Ventyx Biosciences, Inc. 144 Financial Statements
Creative Capital Management Investments LLC 13F-HR
Federal Home Loan Bank of Pittsburgh 8-K
BANK OF MONTREAL /CAN/ FWP Financial Statements
T. Rowe Price New Income Fund, Inc. N-CSR
Federated Hermes Global Allocation Fund N-CSRS
PIMCO Capital Solutions US Feeder LP D/A
T. Rowe Price Limited-Duration Inflation Focused Bond Fund, Inc. N-CSR
Sanctuary Wealth Management, L.L.C. 13F-HR
Dreyfus Institutional Liquidity Funds N-CSRS
North 31st Street, LLC D
BT Brands, Inc. DFAN14A
NOBLE ROMANS INC DFAN14A
Morningstar Funds Trust 24F-2NT
T. Rowe Price Inflation Protected Bond Fund, Inc. N-CSR
Che Austin 144
Ginkgo Bioworks Holdings, Inc. 144
QV Investors Inc. 13F-HR
Fundrise Growth Tech Fund, LLC 497AD
Federated Hermes Managed Pool Series N-CSRS
Silvant Capital Management LLC 13F-HR
T. Rowe Price Government Money Fund, Inc. N-CSR
Ferguson Shapiro LLC 13F-HR
Keen Vision Acquisition Corp. 424B4
FIRST FINANCIAL CORP /IN/ 8-K Financial Statements
UMB Bank, n.a. 13F-HR
T. Rowe Price GNMA Fund, Inc. N-CSR
Equitybee 22-49064, a Series of Equitybee cFund Master LLC D/A
Ultimus Managers Trust NPORT-P
Waycross Independent Trust NPORT-P
F/M Funds Trust NPORT-P
Papp Investment Trust NPORT-P
AlphaMark Investment Trust NPORT-P
NORTHERN LIGHTS FUND TRUST II NPORT-P
RM Opportunity Trust NPORT-P
Prosperity Consulting Group, LLC 13F-HR
Scott Stuart Lockard 4
HUNT J B TRANSPORT SERVICES INC 4 Financial Statements
T. Rowe Price Exchange-Traded Funds, Inc. N-CSR
ViewRay, Inc. SC 13D/A Financial Statements
EBRAHIMI FARHAD FRED SC 13D/A
PRINCIPAL FUNDS, INC. NPORT-P
T. Rowe Price Global Multi-Sector Bond Fund, Inc. N-CSR
Federated Hermes International Series, Inc. N-CSRS
RESOURCES CONNECTION, INC. 10-K
Ceredex Value Advisors LLC 13F-HR
Eagle Bancorp Montana, Inc. 8-K Financial Statements
Wealth Advisors of Iowa, LLC 13F-HR