| Company Name |
Form Type |
SEC Filings |
|
|
|
|
MFS SERIES TRUST IX
|
24F-2NT
|
|
|
Chi-Rho Multi-Strategy Fund, Ltd.
|
D/A
|
|
|
Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc.
|
DEFR14A
|
|
|
MFS SERIES TRUST VIII
|
24F-2NT
|
|
|
MFS SERIES TRUST VI
|
24F-2NT
|
|
|
BION ENVIRONMENTAL TECHNOLOGIES INC
|
8-K
|
|
|
MFS SERIES TRUST X
|
24F-2NT
|
|
|
FT 11294
|
S-6
|
|
|
Bluegreen Vacations Holding Corp
|
S-8 POS
|
|
|
Crown Nine Jewelry Inc
|
C
|
|
|
FT 11291
|
S-6
|
|
|
Primavera Credit Opportunities I L.P.
|
D
|
|
|
FT 11290
|
S-6
|
|
|
Bluegreen Vacations Holding Corp
|
8-K
|
|
|
Cambridge Franchise Holdings, LLC
|
4
|
|
|
Sloane Alexander R
|
4
|
|
|
Perelman Matthew Terker
|
4
|
|
|
CAMBRIDGE FRANCHISE PARTNERS, LLC
|
4
|
|
|
CARROLS RESTAURANT GROUP, INC.
|
4
|
Financial Statements
|
|
TE Connectivity Ltd.
|
DEFA14A
|
Financial Statements
|
|
Hancock Charles Wayne II
|
5
|
|
|
American Property Acquisitions I, LLC
|
T-3/A
|
|
|
Core Scientific Specialty Mining
|
T-3/A
|
|
|
American Property Acquisitions VII, LLC
|
T-3/A
|
|
|
American Property Acquisition, LLC
|
T-3/A
|
|
|
Core Scientific, Inc./tx
|
T-3/A
|
|
|
Bluegreen Vacations Holding Corp
|
25-NSE
|
|
|
Golden Matrix Group, Inc.
|
8-K
|
|
|
TE Connectivity Ltd.
|
DEF 14A
|
Financial Statements
|
|
Cordatus Wealth Management LLC
|
13F-HR
|
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
Legg Mason Global Asset Management Trust
|
497K
|
|
|
REDWOOD TRUST INC
|
424B5
|
|
|
Legg Mason Global Asset Management Trust
|
497
|
|
|
REDWOOD TRUST INC
|
8-K
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
Nukkleus Inc.
|
8-K
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G/A
|
|
|
Invesco Bond Fund
|
SC 13G/A
|
|
|
Cigna Group
|
8-K
|
Financial Statements
|
|
EATON VANCE SENIOR FLOATING RATE TRUST
|
424B3
|
|
|
Hydr8 Us LLC
|
C/A
|
|
|
TEMPLETON EMERGING MARKETS INCOME FUND
|
SC 13G/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
SC 13G
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G
|
|
|
MASONITE INTERNATIONAL CORP
|
8-K
|
Financial Statements
|
|
NEUBERGER BERMAN MUNICIPAL FUND INC.
|
SC 13G/A
|
|
|
Zalatoris Acquisition Corp.
|
425
|
|
|
CARROLS RESTAURANT GROUP, INC.
|
DEFA14A
|
Financial Statements
|
|
DWS STRATEGIC MUNICIPAL INCOME TRUST
|
SC 13G/A
|
|
|
Zalatoris Acquisition Corp.
|
8-K
|
|
|
WESTERN ASSET HIGH INCOME FUND II INC.
|
SC 13G/A
|
|
|
FEDERAL HOME LOAN MORTGAGE CORP
|
8-K
|
|
|
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
|
SC 13G/A
|
|
|
COMPUTER PROGRAMS & SYSTEMS INC
|
8-K
|
Financial Statements
|
|
FRANKLIN LTD DURATION INCOME TRUST
|
SC 13G/A
|
|
|
Abundance Wealth Counselors
|
13F-HR
|
|
|
WindSail Climate Capital Fund II, L.P.
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
SC 13G/A
|
|
|
ABRDN ASIA-PACIFIC INCOME FUND, INC.
|
SC 13G/A
|
|
|
ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND
|
SC 13G/A
|
|
|
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
|
SC 13G/A
|
|
|
GARTNER JAMES J
|
5
|
|
|
Virtus Stone Harbor Emerging Markets Income Fund
|
SC 13G/A
|
|
|
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
|
424B3
|
|
|
TIGO ENERGY, INC.
|
8-K
|
|
|
ALLSPRING INCOME OPPORTUNITIES FUND
|
SC 13G/A
|
|
|
Keystone Wealth Services, LLC
|
13F-HR
|
|
|
BNY MELLON HIGH YIELD STRATEGIES FUND
|
SC 13G/A
|
|
|
BullFrog AI Holdings, Inc.
|
8-K
|
|
|
BrandywineGLOBAL-Global Income Opportunities Fund Inc
|
SC 13G/A
|
|
|
Ocean Power Technologies, Inc.
|
DEFA14A
|
Financial Statements
|
|
LIBERTY ALL STAR GROWTH FUND INC.
|
SC 13G/A
|
|
|
SMARTSHEET INC
|
8-K
|
Financial Statements
|
|
abrdn Global Dynamic Dividend Fund
|
SC 13G/A
|
|
|
STERLING INVESTMENT ADVISORS LLC /ADV
|
13F-HR
|
|
|
TRxADE HEALTH, INC
|
8-K
|
|
|
abrdn Income Credit Strategies Fund
|
SC 13G/A
|
|
|
GCM Grosvenor Special Opportunities Fund, Ltd.
|
D/A
|
|
|
DigitalOcean Holdings, Inc.
|
8-K
|
Financial Statements
|
|
CureVac N.V.
|
6-K
|
Financial Statements
|
|
Exeter Automobile Receivables Trust 2024-1
|
ABS-EE
|
|
|
EFCAR, LLC
|
ABS-EE
|
|
|
GROSVENOR MULTI STRATEGY FUND L P
|
D/A
|
|
|
Gies Jeremy
|
3
|
|
|
SurgePays, Inc.
|
3
|
|
|
China Liberal Education Holdings Ltd
|
6-K
|
Financial Statements
|
|
PLUMAS BANCORP
|
8-K
|
Financial Statements
|
|
Turbo Energy, S.A.
|
6-K
|
|
|
Ocean Power Technologies, Inc.
|
8-K
|
Financial Statements
|
|
Grosvenor Multi-Strategy Leveraged Feeder Fund I, L.P.
|
D/A
|
|
|
Blue Owl Capital Corp
|
497AD
|
Financial Statements
|
|
Grosvenor Institutional Partners
|
D/A
|
|
|
Palmer Square Capital BDC Inc.
|
CERT
|
|
|
B & T Capital Management DBA Alpha Capital Management
|
13F-HR
|
|
|
Core Scientific, Inc./tx
|
8-K
|
|
|
Harris Clarence
|
3
|
|
|
1895 Bancorp of Wisconsin, Inc. /MD/
|
3
|
|
|
Main Street Capital CORP
|
8-K
|
Financial Statements
|
|
BP PLC
|
6-K
|
Financial Statements
|
|
Golub Capital BDC 3, Inc.
|
425
|
|
|
Golub Capital BDC 3, Inc.
|
8-K
|
|
|
GOLUB CAPITAL BDC, Inc.
|
425
|
Financial Statements
|
|
VivoPower International PLC
|
6-K
|
Financial Statements
|
|
GOLUB CAPITAL BDC, Inc.
|
8-K
|
Financial Statements
|
|
KULR Technology Group, Inc.
|
8-K
|
|
|
PEARSON PLC
|
6-K
|
Financial Statements
|
|
Sendero Wealth Management, LLC
|
13F-HR
|
|
|
Blue Owl Capital Corp
|
424B2
|
Financial Statements
|
|
INDIVIOR PLC
|
6-K
|
|
|
MakeMyTrip Ltd
|
SC TO-I
|
Financial Statements
|
|
Fresh Tracks Therapeutics, Inc.
|
DEF 14A
|
|
|
EQT Corp
|
8-K
|
Financial Statements
|
|
Blue Owl Capital Corp
|
305B2
|
Financial Statements
|
|
Elicio Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
EQT Corp
|
424B5
|
Financial Statements
|
|
Andretti Acquisition Corp.
|
425
|
|
|
Connective Portfolio Management, LLC
|
13F-HR
|
|
|
electroCore, Inc.
|
4
|
Financial Statements
|
|
POSNER BRIAN M
|
4
|
|
|
180 Life Sciences Corp.
|
8-K
|
|
|
Proterra Inc
|
8-K
|
|
|
KINETA, INC./DE
|
8-K
|
|
|
Nexxen International Ltd.
|
6-K
|
Financial Statements
|
|
Day One Biopharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Compass Diversified Holdings
|
8-K
|
Financial Statements
|
|
Compass Group Diversified Holdings LLC
|
8-K
|
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
8-K
|
|
|
ARMSTRONG ADVISORY GROUP, INC
|
13F-HR
|
|
|
BrightSpring Health Services, Inc.
|
S-1/A
|
|
|
MULLEN AUTOMOTIVE INC.
|
S-8
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
424B5
|
Financial Statements
|
|
Infosys Ltd
|
6-K
|
Financial Statements
|
|
HALOZYME THERAPEUTICS, INC.
|
8-K
|
Financial Statements
|
|
REPUBLIC OF CHILE
|
424B3
|
|
|
Prologis, L.P.
|
8-K
|
|
|
Prologis, Inc.
|
8-K
|
Financial Statements
|
|
Hyzon Motors Inc.
|
8-K
|
|
|
BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
|
SC TO-I
|
|
|
Enlivex Therapeutics Ltd.
|
6-K
|
|
|
REPUBLIC OF CHILE
|
18-K/A
|
|
|
Broad Capital Acquisition Corp
|
4
|
Financial Statements
|
|
Yakira Capital Management, Inc.
|
4
|
|
|
Broad Capital Acquisition Corp
|
3
|
Financial Statements
|
|
Yakira Capital Management, Inc.
|
3
|
|
|
VERIZON COMMUNICATIONS INC
|
8-K
|
Financial Statements
|
|
Safety Shot, Inc.
|
8-K
|
|
|
CN ENERGY GROUP. INC.
|
6-K
|
Financial Statements
|
|
Broad Capital Acquisition Corp
|
SC 13G/A
|
Financial Statements
|
|
PepGen Inc.
|
8-K
|
|
|
Yakira Capital Management, Inc.
|
SC 13G/A
|
|
|
CERAGON NETWORKS LTD
|
6-K
|
Financial Statements
|
|
Echo Wealth Management, LLC
|
13F-HR
|
|
|
WINDTREE THERAPEUTICS INC /DE/
|
8-K
|
|
|
Macquarie Green Energy Transition Solutions
|
D/A
|
|
|
ADVISORS' INNER CIRCLE FUND
|
NT N-CEN
|
|
|
TIDAL PETROLEUM INC
|
D
|
|
|
Macquarie Green Energy Transition Solutions
|
D/A
|
|
|
Zomedica Corp.
|
DEF 14A
|
Financial Statements
|
|
Esjay LLC
|
SC 13D/A
|
|
|
ANI PHARMACEUTICALS INC
|
SC 13D/A
|
Financial Statements
|
|
Macquarie Green Energy Transition Solutions SCSp
|
D/A
|
|
|
Alecta Tjanstepension Omsesidigt
|
13F-HR
|
|
|
Alecta Tjanstepension Omsesidigt
|
SC 13G/A
|
|
|
AUTOLIV INC
|
SC 13G/A
|
Financial Statements
|
|
Gol Intelligent Airlines Inc.
|
6-K/A
|
Financial Statements
|
|
VanEck ETF Trust
|
497K
|
|
|
ICICI BANK LTD
|
6-K
|
Financial Statements
|
|
VanEck ETF Trust
|
497
|
|
|
Stronghold Digital Mining, Inc.
|
4
|
Financial Statements
|
|
Agarwal Indira
|
4
|
|
|
D-Wave Quantum Inc.
|
424B3
|
|
|
Manchester United plc
|
SC 14D9
|
Financial Statements
|
|
Chen Mo
|
SC 13D/A
|
|
|
TuSimple Holdings Inc.
|
SC 13D/A
|
Financial Statements
|
|
James Sarah
|
4
|
|
|
Pacchia Thomas
|
4
|
|
|
enCore Energy Corp.
|
6-K
|
|
|
Australian Oilseeds Holdings Ltd
|
F-4/A
|
|
|
DOHERTY THOMAS B
|
4
|
|
|
Trowbridge Thomas R. IV
|
4
|
|
|
NEW THINKING
|
13F-HR
|
|
|
BRASKEM SA
|
6-K
|
Financial Statements
|
|
OurCrowd
|
D
|
|
|
D-Wave Quantum Inc.
|
8-K
|
|
|
Roth CH Acquisition V Co.
|
425
|
|
|
Roth CH Acquisition V Co.
|
8-K
|
|
|
Renalytix plc
|
8-K
|
|
|
ZM USA 1, a Series of Vauban Platform LP
|
D
|
|
|
OurCrowd
|
D
|
|
|
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/
|
13F-HR
|
|
|
Transcode Therapeutics, Inc.
|
S-1/A
|
Financial Statements
|
|
EVgo Inc.
|
8-K
|
Financial Statements
|
|
Perion Network Ltd.
|
6-K
|
Financial Statements
|
|
QUHUO Ltd
|
6-K
|
Financial Statements
|
|
ENTEGRIS INC
|
8-K
|
Financial Statements
|
|
FURY GOLD MINES LTD
|
6-K
|
|
|
TuSimple Holdings Inc.
|
8-K
|
Financial Statements
|
|
Joint Stock Co Kaspi.kz
|
8-A12B
|
|
|
DZS INC.
|
8-K
|
Financial Statements
|
|
GWG Holdings, Inc.
|
EFFECT
|
|
|
GWG LIFE, LLC
|
EFFECT
|
|
|
First Wave BioPharma, Inc.
|
EFFECT
|
|
|
PRECIGEN, INC.
|
EFFECT
|
Financial Statements
|
|
GLADSTONE CAPITAL CORP
|
EFFECT
|
Financial Statements
|
|
Masterworks Vault 4, LLC
|
QUALIF
|
|
|
Palmer Square Capital BDC Inc.
|
EFFECT
|
|
|
Power & Digital Infrastructure Acquisition II Corp.
|
EFFECT
|
|
|
Gulbranson Christine
|
3
|
|
|
Correlate Energy Corp.
|
3
|
|
|
Ver Loren Van Themaat Johan
|
3
|
|
|
Baroldi Joseph
|
144
|
|
|
IONIS PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
Mehra Raj
|
4
|
|
|
SEELOS THERAPEUTICS, INC.
|
4
|
|
|
Golembiewski Michael Joseph
|
4
|
|
|
Apollo Management Holdings, L.P.
|
4
|
|
|
Apollo Management Holdings GP, LLC
|
4
|
|
|
TD SYNNEX CORP
|
4
|
Financial Statements
|
|
O'NEIL PATRICK R.
|
144
|
|
|
AP IX Tiger Co-Invest
|
4
|
|
|
AP IX Tiger Holdings GP, LLC
|
4
|
|
|
AP IX Tiger Co-Invest
|
4
|
|
|
AP IX Tiger Holdings, L.P.
|
4
|
|
|
AP IX Tiger Co-Invest II, L.P.
|
4
|
|
|
AIF IX MANAGEMENT, LLC
|
4
|
|
|
Apollo Management IX, L.P.
|
4
|
|
|
Apollo Management GP, LLC
|
4
|
|
|
Apollo Management, L.P.
|
4
|
|
|
Dixon Panteha
|
4
|
|
|
Marvell Technology, Inc.
|
4
|
Financial Statements
|
|
Monia Brett P
|
144
|
|
|
Schneider Eugene
|
144
|
|
|
Liberty Media Corp
|
4
|
Financial Statements
|
|
BERKSHIRE HATHAWAY INC
|
4
|
Financial Statements
|
|
BUFFETT WARREN E
|
4
|
|
|
Yorktown X Associates LLC
|
4
|
|
|
Yorktown Energy Partners X, L.P.
|
4
|
|
|
Riley Exploration Group, LLC
|
4
|
|
|
Yorktown IX Associates LLC
|
4
|
|
|
Yorktown Energy Partners IX, L.P.
|
4
|
|
|
Riley Exploration Permian, Inc.
|
4
|
Financial Statements
|
|
Cadoret-Manier Onaiza
|
144
|
|
|
BENNETT C FRANK
|
144
|
|
|
HOUGEN ELIZABETH L
|
144
|
|
|
Geary Richard S
|
144
|
|
|
LAWRENCE BRYAN H
|
4
|
|
|
Swayze Eric
|
144
|
|
|
Zuckerberg Mark
|
4
|
|
|
Meta Platforms, Inc.
|
4
|
Financial Statements
|
|
Birchler Brian
|
144
|
|
|
Koopmans Chris
|
4
|
|
|
POLK DENNIS
|
4
|
|
|
WALL PETER R
|
4
|
|
|
SEMPRA
|
4
|
Financial Statements
|
|
Sedgwick Karen L
|
4
|
|
|
DAY DIANA L
|
4
|
|
|
BIRD JUSTIN CHRISTOPHER
|
4
|
|
|
Hymas Pte. Ltd.
|
144
|
|
|
Hyzon Motors Inc.
|
144
|
|
|
MURPHY MATTHEW J
|
4
|
|
|
Yozamp John Henry
|
4
|
|
|
Expion360 Inc.
|
4
|
Financial Statements
|
|
Shoun Paul Thomas
|
4
|
|
|
Schaffner Brian Paul
|
4
|
|
|
Aydelott Gregory Scott
|
4
|
|
|
Virsik Peter
|
4
|
|
|
ESSA Pharma Inc.
|
4
|
Financial Statements
|
|
McWilliams Greg
|
4
|
|
|
Five Point Holdings, LLC
|
4
|
Financial Statements
|
|
Schneider Eugene
|
4
|
|
|
IONIS PHARMACEUTICALS INC
|
4
|
Financial Statements
|
|
Swayze Eric
|
4
|
|
|
YANG MICHAEL J.
|
4
|
|
|
O'NEIL PATRICK R.
|
4
|
|
|
Monia Brett P
|
4
|
|
|
HOUGEN ELIZABETH L
|
4
|
|
|
Haddad Emile
|
4
|
|
|
Geary Richard S
|
4
|
|
|
Cadoret-Manier Onaiza
|
4
|
|
|
Birchler Brian
|
4
|
|
|
BENNETT C FRANK
|
4
|
|
|
Baroldi Joseph
|
4
|
|
|
Alvarado Michael
|
4
|
|
|
Mehana Capital LLC
|
4
|
|
|
New Horizon Aircraft Ltd.
|
4
|
|
|
Tam Fiona
|
4
|
|
|
Velocity Financial, Inc.
|
4
|
Financial Statements
|
|
Szczepaniak Mark R
|
4
|
|
|
Taylor Jeffrey T.
|
4
|
|
|
Kelly Roland Thomas
|
4
|
|
|
Yang Mandy
|
4
|
|
|
Enphase Energy, Inc.
|
4
|
Financial Statements
|
|
Motz Catherine J.
|
4
|
|
|
TERAWULF INC.
|
4
|
|
|
Prager Lisa A.
|
4
|
|
|
Jafari Amir
|
4
|
|
|
Blend Labs, Inc.
|
4
|
Financial Statements
|
|
Bucella Michael C.
|
4
|
|
|
Carter Walter E.
|
4
|
|
