| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Loop Industries, Inc.
|
8-K
|
Financial Statements
|
|
Aveanna Healthcare Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Evogene Ltd.
|
6-K
|
Financial Statements
|
|
Prenetics Global Ltd
|
F-3
|
|
|
OurCrowd
|
D
|
|
|
Project Monitor RUV3, a Series of Vauban Platform LP
|
D
|
|
|
QuantaSing Group Ltd
|
SC 13G
|
|
|
KPartners Ltd
|
SC 13G
|
|
|
US BANCORP \DE\
|
8-K
|
Financial Statements
|
|
ElroyAir FGA SPV3, a Series of Vauban Platform LP
|
D
|
|
|
Artemis Investment Management LLP
|
13F-HR
|
|
|
GRAVES JEFFREY A
|
4
|
|
|
3D SYSTEMS CORP
|
4
|
Financial Statements
|
|
Trawlers Ltd
|
SC TO-T
|
|
|
Manchester United plc
|
SC TO-T
|
Financial Statements
|
|
HULL CHARLES W
|
4
|
|
|
Johnson Andrew Martin
|
4
|
|
|
Celyad Oncology SA
|
6-K
|
Financial Statements
|
|
Ellis Menno
|
4
|
|
|
Puthenveetil Reji
|
4
|
|
|
CITIZENS FINANCIAL GROUP INC/RI
|
8-K
|
Financial Statements
|
|
Leonis Capital Fund II, LP
|
D
|
|
|
TuanChe Ltd
|
SC 13G/A
|
Financial Statements
|
|
KPartners Ltd
|
SC 13G/A
|
|
|
NeuBase Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
The9 LTD
|
6-K
|
Financial Statements
|
|
Manchester United plc
|
6-K
|
Financial Statements
|
|
EUDA Health Holdings Ltd
|
6-K
|
|
|
Genetron Holdings Ltd
|
SC 13E3/A
|
Financial Statements
|
|
INTERNET SCIENCES INC.
|
8-K
|
|
|
ASPEN INSURANCE HOLDINGS LTD
|
6-K
|
|
|
ECOPETROL S.A.
|
6-K
|
Financial Statements
|
|
Golden Matrix Group, Inc.
|
10-K
|
|
|
Genetron Holdings Ltd
|
6-K
|
Financial Statements
|
|
Incannex Healthcare Inc.
|
8-K
|
|
|
Staffing 360 Solutions, Inc.
|
8-K
|
Financial Statements
|
|
HDFC BANK LTD
|
6-K
|
Financial Statements
|
|
Veritone, Inc.
|
424B7
|
Financial Statements
|
|
Artificial Intelligence Technology Solutions Inc.
|
8-K
|
|
|
MINISO Group Holding Ltd
|
6-K
|
Financial Statements
|
|
Digital World Acquisition Corp.
|
8-K
|
|
|
BIONOMICS LIMITED/FI
|
20-F/A
|
Financial Statements
|
|
Candelo Capital Offshore Fund Ltd
|
D/A
|
|
|
Palmer Square Capital BDC Inc.
|
8-A12B
|
|
|
Candelo Capital Domestic Fund LP
|
D/A
|
|
|
Karbon-X Corp.
|
NT 10-Q
|
|
|
PSYENCE BIOMEDICAL LTD.
|
425
|
|
|
Newcourt Acquisition Corp
|
425
|
|
|
Mason Capital Fund Trust
|
497
|
|
|
Genfit S.A.
|
6-K
|
|
|
Aeries Technology, Inc.
|
S-1/A
|
|
|
SeqLL, Inc.
|
S-1/A
|
|
|
Ensysce Biosciences, Inc.
|
S-1
|
|
|
Taiyo Greater India Employees, L.P.
|
D/A
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
DAILY JOURNAL CORP
|
13F-HR
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
ANSYS INC
|
425
|
Financial Statements
|
|
TAIYO GREATER INDIA FUND LTD
|
D/A
|
|
|
Arrived Debt Fund, LLC
|
1-A
|
|
|
Shearwater Capital LLC
|
13F-HR
|
|
|
SYNOPSYS INC
|
425
|
Financial Statements
|
|
MidCap Financial Investment Corp
|
N-14 8C/A
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
DALRADA FINANCIAL CORP
|
8-K
|
|
|
GigCapital5, Inc.
|
S-4/A
|
|
|
SC Private Growth Fund II, LP
|
D
|
|
|
Sealed Inc.
|
D
|
|
|
MULLEN AUTOMOTIVE INC.
|
10-K
|
|
|
Innovation1 Biotech Inc.
|
10-K
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Brookfield Reinsurance Ltd.
|
F-N
|
|
|
GameSquare Holdings, Inc.
|
F-4/A
|
|
|
MELI Kaszek Pioneer Corp
|
SC 13G/A
|
|
|
GIC Private Ltd
|
SC 13G/A
|
|
|
CAMBRIDGE BANCORP
|
425
|
Financial Statements
|
|
Skeleton Crew Labs Holdings
|
D/A
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
R3 Capital Funding LLC
|
D
|
|
|
VentureSouth Angel Fund VI LP
|
D
|
|
|
Zigg Capital I, L.P.
|
D/A
|
|
|
Electriq Power Holdings, Inc.
|
8-K
|
|
|
ADOBE INC.
|
10-K
|
Financial Statements
|
|
Franklin Templeton Digital Holdings Trust
|
FWP
|
|
|
AS YOU SOW
|
PX14A6G
|
|
|
TYSON FOODS, INC.
|
PX14A6G
|
Financial Statements
|
|
NATE'S FOOD CO.
|
10-Q
|
|
|
Verte Opportunity Fund
|
D/A
|
|
|
Reliance Global Group, Inc.
|
S-1
|
|
|
AMERICAN HONDA FINANCE CORP
|
424B2
|
|
|
XGS Energy, Inc.
|
D
|
|
|
FONDA TECHNOLOGIES, INC.
|
D
|
|
|
Carmell Corp
|
8-K
|
|
|
Biofrontera Inc.
|
S-1
|
|
|
CaliberCos Inc.
|
8-K
|
|
|
Mason & Associates Inc
|
13F-HR
|
|
|
Backcast Credit Opportunities Fund II, L.P.
|
D/A
|
|
|
BROOKFIELD Corp /ON/
|
F-3
|
|
|
Turner Ridge Partners LP
|
D
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
Rapalogix Health, Inc.
|
D
|
|
|
ExchangeRight Net-Leased Portfolio 66 DST
|
D
|
|
|
NATE'S FOOD CO.
|
NT 10-Q
|
|
|
Brookfield Reinsurance Ltd.
|
F-3
|
|
|
Carmell Corp
|
8-K/A
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
Horsetrough Hollow Prospect Partners
|
D/A
|
|
|
Invera Wealth Advisors, LLC
|
13F-HR
|
|
|
Burford Capital Ltd
|
6-K
|
|
|
GPODS, INC.
|
10-Q
|
|
|
BondBloxx ETF Trust
|
485BPOS
|
|
|
PHOENIX BIOTECH ACQUISITION CORP.
|
S-4/A
|
|
|
FIVE STAR BANCORP
|
8-K
|
Financial Statements
|
|
Lenora Capital MultiStrategy Fund I LLC
|
D
|
|
|
Greenbacker Renewable Energy Co LLC
|
S-3D
|
|
|
CDB Holdings, Inc.
|
D
|
|
|
CCSC Technology International Holdings Ltd
|
8-A12B
|
|
|
Lenora Capital MultiStrategy Fund I
|
D
|
|
|
INK & PAINT LLC
|
D
|
|
|
GraniteShares Platinum Trust
|
S-1
|
|
|
Linqto Liquidshares LLC
|
D/A
|
|
|
Jiuzi Holdings, Inc.
|
6-K
|
|
|
Brookfield Reinsurance Ltd.
|
6-K
|
|
|
Better For You Wellness, Inc.
|
NT 10-Q
|
|
|
Galiano Gold Inc.
|
6-K
|
|
|
AOF Senior Secured Liquid Credit Fund LP
|
D/A
|
|
|
Allakos Inc.
|
8-K
|
Financial Statements
|
|
Gol Intelligent Airlines Inc.
|
6-K
|
Financial Statements
|
|
Intuitive Machines, Inc.
|
424B3
|
|
|
pValue Inc.
|
D
|
|
|
Schneid Yair
|
SC 13G
|
|
|
Galera Therapeutics, Inc.
|
SC 13G
|
Financial Statements
|
|
ReShape Lifesciences Inc.
|
SC 13G
|
Financial Statements
|
|
BCGConvexGravitics1, LLC
|
D/A
|
|
|
Bill Few Associates, Inc.
|
13F-HR
|
|
|
Cambridge Advisors Inc.
|
13F-HR
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Endexx Corp
|
10-K
|
|
|
ZRC WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
Reneo Pharmaceuticals, Inc.
|
SC 13G
|
Financial Statements
|
|
BML Investment Partners, L.P.
|
SC 13G
|
|
|
Fresh Tracks Therapeutics, Inc.
|
DEFA14A
|
|
|
Draganfly Inc.
|
6-K
|
|
|
Axxes Private Markets Fund
|
N-2/A
|
|
|
ALIGN TECHNOLOGY INC
|
8-K
|
Financial Statements
|
|
Lai Soo Kow
|
SC 13D
|
|
|
BioNexus Gene Lab Corp
|
SC 13D
|
|
|
Gaia Ventures I, LP
|
D
|
|
|
Nexalin Technology, Inc.
|
DEF 14A
|
|
|
Integra Resources Corp.
|
F-X
|
|
|
206 Coal LLC
|
D
|
|
|
WINMARK CORP
|
8-K
|
Financial Statements
|
|
Integra Resources Corp.
|
F-10
|
|
|
Foremost Lithium Resource & Technology Ltd.
|
6-K
|
|
|
ALPINE 4 HOLDINGS, INC.
|
8-K
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
HUNT J B TRANSPORT SERVICES INC
|
8-K
|
Financial Statements
|
|
Inter & Co, Inc.
|
424B2
|
|
|
Alternus Clean Energy, Inc.
|
8-K
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
Hein Park Capital Management LP
|
SC 13D
|
|
|
Mallinckrodt plc
|
SC 13D
|
|
|
JPMorgan Institutional Trust
|
40-17F2
|
|
|
McLaughlin Colleen Patrice
|
3
|
|
|
PIMCO MUNICIPAL INCOME FUND II
|
3
|
|
|
Vachon Nicolas
|
4
|
|
|
Gatos Silver, Inc.
|
4
|
Financial Statements
|
|
Solomon Hess Opportunity Fund II LLC
|
D/A
|
|
|
PIMCO MUNICIPAL INCOME FUND
|
3
|
|
|
Mercury Financial Transferor LLC
|
ABS-15G
|
|
|
PIMCO HIGH INCOME FUND
|
3
|
|
|
Woeller James
|
4
|
|
|
PIMCO Global StocksPLUS & Income Fund
|
3
|
|
|
CommonWealth Holdings, LLC
|
D/A
|
|
|
Exchange Listed Funds Trust
|
497
|
|
|
Cortina Ignacio A
|
4
|
|
|
ALLIANT ENERGY CORP
|
4
|
Financial Statements
|
|
PIMCO Income Strategy Fund II
|
3
|
|
|
PIMCO INCOME STRATEGY FUND
|
3
|
|
|
Murti Arjun N
|
4
|
|
|
CONOCOPHILLIPS
|
4
|
Financial Statements
|
|
MVP LS FUND CDLXII LLC
|
D
|
|
|
van Niekerk Pieter A.
|
4
|
|
|
Cox Stephanie
|
4
|
|
|
PIMCO Dynamic Income Fund
|
3
|
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
3
|
|
|
Falotico Nancy Joy
|
4
|
|
|
GLC Holdings, LLC/TN
|
D/A
|
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
3
|
|
|
Marish 3D, LLC
|
D
|
|
|
IFG Advisory, LLC
|
13F-HR
|
|
|
Garcia Michael Dennis
|
4
|
|
|
Mullins Eric D.
|
4
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
|
3
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
|
3
|
|
|
Frank Carolyn Ann
|
4
|
|
|
UNIVERSAL TECHNICAL INSTITUTE INC
|
4
|
Financial Statements
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
|
3
|
|
|
Cook George Richard III
|
144
|
|
|
Portillo's Inc.
|
144
|
Financial Statements
|
|
Newport Roger K
|
4
|
|
|
RRECM CRE Depositor, LLC
|
ABS-15G
|
|
|
PCM FUND, INC.
|
3
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
497
|
|
|
Swartz Robin
|
144
|
|
|
Voyager Therapeutics, Inc.
|
144
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
Mulligan Sharmila
|
4
|
|
|
PROVINCE OF ALBERTA
|
FWP
|
|
|
Rothenstein David M
|
4
|
|
|
CIENA CORP
|
4
|
Financial Statements
|
|
Solomon Hess Opportunity Fund LLC
|
D/A
|
|
|
O'Connor Kevin J.
|
4
|
|
|
Encompass Health Corp
|
4
|
Financial Statements
|
|
RRECM Capital II, LLC
|
ABS-15G
|
|
|
HomeStreet, Inc.
|
425
|
Financial Statements
|
|
Goodman Matthew Louis
|
3
|
|
|
PIMCO Flexible Real Estate Income Fund
|
3
|
|
|
GM Financial Consumer Automobile Receivables Trust 2024-1
|
8-K
|
|
|
AFS SENSUB CORP.
|
8-K
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
PIMCO California Flexible Municipal Income Fund
|
3
|
|
|
McRaven William H.
|
4
|
|
|
Union Re Holdings, LLC
|
D/A
|
|
|
CITIGROUP INC
|
424B3
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B3
|
|
|
PIMCO Access Income Fund
|
3
|
|
|
Driehaus Life Sciences Fund, Ltd.
|
D/A
|
|
|
SCHLICHTING NANCY M
|
4
|
|
|
PIMCO Flexible Emerging Markets Income Fund
|
3
|
|
|
ZA-1006 Fund II, a series of JMWTX Investments, LP
|
D
|
|
|
PIMCO Dynamic Income Opportunities Fund
|
3
|
|
|
Commerce Street Private Credit Fund I, L.P.
|
D
|
|
|
PIMCO Dynamic Income Strategy Fund
|
3
|
|
|
Cadenza Ventures Fund II, LP
|
D
|
|
|
Williams Terrance
|
4
|
|
|
PIMCO Flexible Municipal Income Fund
|
3
|
|
|
Dixon Mitchell Investment Counsel Inc.
|
13F-HR
|
|
|
MVP LS FUND CDXXXVI LLC
|
D/A
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
PIMCO Flexible Credit Income Fund
|
3
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
PIMCO STRATEGIC INCOME FUND, INC
|
3
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
RST Re Holdings LLC
|
D/A
|
|
|
Ares Climate Infrastructure Partners II-B, L.P.
|
D/A
|
|
|
Ares Climate Infrastructure Partners II, L.P.
|
D/A
|
|
|
Ares Climate Infrastructure Partners II-A, L.P.
|
D/A
|
|
|
JOERRES JEFFREY A
|
4
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND III
|
3
|
|
|
Kentucky First Federal Bancorp
|
8-K
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND II
|
3
|
|
|
IVY FUNDS
|
497
|
|
|
Ivy Variable Insurance Portfolios
|
497
|
|
|
DELAWARE GROUP EQUITY FUNDS IV
|
497
|
|
|
Endeavor Industrial Equity Fund I, L.P.
|
D
|
|
|
Carter Todd Alfred
|
144
|
|
|
Alpha Partners Technology Merger Corp.
|
3
|
|
|
BLACK ALAN J
|
3
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
MES Employee Holdings, LLC
|
D
|
|
|
Dover mortgage Capital Corp
|
ABS-15G
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND
|
3
|
|
|
Plum Acquisition Corp. I
|
3
|
|
|
PIMCO MUNICIPAL INCOME FUND III
|
3
|
|
|
Barnes Stephen H.
|
144
|
|
|
Accolade, Inc.
|
144
|
Financial Statements
|
|
Ivy Variable Insurance Portfolios
|
497K
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
8-K
|
|
|
Catalyst Strategic Income Opportunities Fund
|
N-2
|
|
|
Sterling Financial Group, Inc.
|
13F-HR
|
|
|
Evans Gay Huey
|
4
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
POS EX
|
|
|
Pinnacle Wealth Management Group, Inc.
|
13F-HR
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
424B3
|
|
|
VICTORY PORTFOLIOS
|
497
|
|
|
SINGH RAJEEV
|
144
|
|
|
ARRIOLA DENNIS V
|
4
|
|
|
HUHUTECH International Group Inc.
|
F-1/A
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
IVY FUNDS
|
497K
|
|
|
Invesco Real Estate Income Trust Inc.
|
424B3
|
|
|
Borninkhof K. Michelle
|
144
|
|
|
AUTOZONE INC
|
144
|
Financial Statements
|
|
Cavanaugh Robert N
|
144
|
|
|
BEL FUSE INC /NJ
|
8-K
|
Financial Statements
|
|
Mega Matrix Corp.
|
D
|
|
|
Roc360 Real Estate Income Trust, Inc.
|
D
|
|
|
XD Fund Trust
|
N-1A/A
|
|
|
Mags Ammo & Co
|
C
|
|
|
Dover Mortgage Capital 2005-A Corp
|
ABS-15G
|
|
|
Edge Private Income Opportunities Fund LP
|
D
|
|
|
New Millennium Group LLC
|
13F-HR
|
|
|
KS-1222 Fund I, a series of Boost VC SPV, LP
|
D
|
|
|
CCSC Technology International Holdings Ltd
|
F-1MEF
|
|