| Company Name |
Form Type |
SEC Filings |
|
|
|
|
FT 11181
|
497J
|
|
|
FRANKLIN TAX FREE TRUST
|
NPORT-P
|
|
|
Bridge Advisory, LLC
|
13F-HR
|
|
|
Laredo Oil, Inc.
|
NT 10-Q
|
|
|
Timberline Resources Corp
|
10-K/A
|
|
|
Tandem Wealth Advisors LLC
|
13F-HR
|
|
|
PAN AMERICAN SILVER CORP
|
6-K
|
Financial Statements
|
|
Veridian Credit Union
|
ABS-15G
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Crescent Moon Fund, LP
|
D/A
|
|
|
Artisan Sustainable Emerging Markets Fund LP
|
D/A
|
|
|
FRANKLIN UNIVERSAL TRUST
|
NPORT-P
|
|
|
NATIONWIDE VARIABLE INSURANCE TRUST
|
497K
|
|
|
Franklin California Tax Free Income Fund
|
NPORT-P
|
|
|
TEMPLETON FUNDS
|
NPORT-P
|
|
|
FRANKLIN MUNICIPAL SECURITIES TRUST
|
NPORT-P
|
|
|
FRANKLIN STRATEGIC SERIES
|
NPORT-P
|
|
|
TEMPLETON GLOBAL SMALLER COMPANIES FUND
|
NPORT-P
|
|
|
TEMPLETON GROWTH FUND INC
|
NPORT-P
|
|
|
TEMPLETON GLOBAL INVESTMENT TRUST
|
NPORT-P
|
|
|
TEMPLETON CHINA WORLD FUND
|
NPORT-P
|
|
|
FRANKLIN NEW YORK TAX FREE INCOME FUND
|
NPORT-P
|
|
|
UBS AG
|
424B3
|
|
|
TEMPLETON EMERGING MARKETS FUND
|
NPORT-P
|
|
|
Floqsta, Inc.
|
C
|
|
|
ICG Access Fund, LLC
|
D
|
|
|
NATIONWIDE VARIABLE INSURANCE TRUST
|
497
|
|
|
Eaton Vance Tax-Managed Diversified Equity Income Fund
|
424B3
|
|
|
Eisele Jeffrey
|
4
|
|
|
Apellis Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
FT 11252
|
487
|
|
|
FT 11196
|
487
|
|
|
FT 11197
|
487
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
OCO Opportunities Offshore Fund, Ltd.
|
D/A
|
|
|
FT 11190
|
487
|
|
|
FT 11189
|
487
|
|
|
FT 11207
|
487
|
|
|
FT 11193
|
487
|
|
|
FT 11277
|
487
|
|
|
Talcott Administration Services Company, LLC
|
ABS-15G
|
|
|
OCO Opportunities Onshore Fund, L.P.
|
D/A
|
|
|
Nigel Stansfield
|
4
|
|
|
INTERFACE INC
|
4
|
Financial Statements
|
|
Duke Street Bio Ltd
|
D
|
|
|
Liberty Hotel Fund I, LLLP
|
D
|
|
|
Sano Chemicals Inc
|
D
|
|
|
Basira US Fund, LP
|
D/A
|
|
|
Pridgen Robert
|
4
|
|
|
Kidcaboo Holdings, Inc.
|
C/A
|
|
|
Stockbridge Value Fund V Holdings, LLC
|
D
|
|
|
4RC Ventures II LP
|
D
|
|
|
Preacher's Wife Development Ltd Liability Co
|
D
|
|
|
Cardinal Point Offshore Fund I Ltd
|
D/A
|
|
|
Reiner Andres
|
4
|
|
|
PROS Holdings, Inc.
|
4
|
Financial Statements
|
|
Poppens James
|
4
|
|
|
CMC Financial Group
|
13F-HR
|
|
|
Schulz Stefan B
|
4
|
|
|
A11 USD Co-Invest Feeder 2 L.P.
|
D/A
|
|
|
VP Operating Inc
|
D
|
|
|
Gumbs Keir D
|
3
|
|
|
JONES FINANCIAL COMPANIES LLLP
|
3
|
|
|
Cook Scott William
|
4
|
|
|
Life Opportunity Fund I, LP
|
D/A
|
|
|
MONARCH CAPITAL MANAGEMENT INC/
|
13F-HR
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
8-K/A
|
|
|
FountainVest China Capital Partners GP3 Ltd.
|
13F-HR
|
|
|
Matterport, Inc./DE
|
4
|
|
|
PITTMAN RAYMOND J
|
4
|
|
|
H.I.G. REALTY CREDIT REIT, LLC
|
D
|
|
|
Hausmann Bruce Andrew
|
4
|
|
|
Hou Montaque
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Attiq Martin
|
4
|
|
|
Astra Space, Inc.
|
4
|
|
|
Fay James Daniel
|
4
|
|
|
MetaCato, Inc
|
D
|
|
|
Remley Jay
|
4
|
|
|
FreightCar America, Inc.
|
8-K
|
Financial Statements
|
|
Tulsi Japjit
|
4
|
|
|
Hurd Laurel
|
4
|
|
|
SPARK CHANGE SECURITIES LLC
|
X-17A-5
|
|
|
Cohen & Steers MLP & Energy Opportunity Fund, Inc.
|
485BXT
|
|
|
444 15th Holding LLC
|
D
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
Cove Net Lease Distribution 55 DST
|
D/A
|
|
|
Deep Sea Logistics, Inc.
|
D
|
|
|
Foshee David B
|
4
|
|
|
Brown Advisory Investors 2023 - Pendulum Opportunities II
|
D
|
|
|
Grayscale Bitcoin Trust
|
FWP
|
|
|
MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
WealthBridge Investment Counsel Inc.
|
13F-HR
|
|
|
AT-1128 Fund III, a series of Team Ignite Ventures, LP
|
D
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
WILSON BANK HOLDING CO
|
8-K
|
|
|
SMITH & NEPHEW PLC
|
6-K
|
Financial Statements
|
|
Coulton Creek Capital LLC
|
D
|
|
|
Dempsey Hill Asia Fund
|
D/A
|
|
|
Advisors Disciplined Trust 2205
|
487
|
|
|
HIGHLAND OPPORTUNITIES & INCOME FUND
|
40-17G
|
|
|
NEXPOINT REAL ESTATE STRATEGIES FUND
|
40-17G
|
|
|
HIGHLAND GLOBAL ALLOCATION FUND
|
40-17G
|
|
|
NexPoint Capital, Inc.
|
40-17G
|
|
|
NEXPOINT FUNDS I
|
40-17G
|
|
|
NEXPOINT FUNDS II
|
40-17G
|
|
|
Brown Advisory Investors 2023 - Pendulum Opportunities II, LLLP
|
D
|
|
|
Rogue One Investments LP
|
D/A
|
|
|
Douglas Lane & Associates, LLC
|
13F-HR
|
|
|
CNL Healthcare Properties, Inc.
|
8-K
|
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
Calamos ETF Trust
|
497J
|
|
|
Baltimore Ryan
|
144
|
|
|
BRT Apartments Corp.
|
144
|
Financial Statements
|
|
Reitz Capital Advisors LLC
|
13F-HR
|
|
|
BRINTONS CO-INVESTMENT HOLDINGS LP
|
D
|
|
|
Cano Health, Inc.
|
144
|
|
|
ITC Rumba, LLC
|
144
|
|
|
WATTS J C JR
|
144
|
|
|
DILLARD'S, INC.
|
144
|
Financial Statements
|
|
GERSHWIND ERIK
|
4
|
|
|
MSC INDUSTRIAL DIRECT CO INC
|
4
|
Financial Statements
|
|
PROPST BEVERLY L
|
4
|
|
|
GRAYBAR ELECTRIC CO INC
|
4
|
|
|
F&V Capital Management, LLC
|
13F-HR
|
|
|
Momentus Inc.
|
424B5
|
|
|
Pelham Capital Ltd.
|
13F-HR
|
|
|
Greenleaf Investment Partners L116, LLC
|
D
|
|
|
Two Roads Shared Trust
|
N-PX/A
|
|
|
Palette SPV Proper Good a Series of CGF2021 LLC
|
D
|
|
|
Towneley Capital Management, Inc / DE
|
13F-HR
|
|
|
Brown Advisory Investors 2023 - CRC SoCo Co-Invest, LLLP
|
D
|
|
|
Vizsla Silver Corp.
|
6-K
|
|
|
NexPoint Semiconductor Manufacturing DST
|
D/A
|
|
|
JAMISON PRIVATE WEALTH MANAGEMENT, INC.
|
13F-HR
|
|
|
Vert Asset Management LLC
|
13F-HR
|
|
|
Eden Tech Feb 2023 a Series of CGF2021 LLC
|
D
|
|
|
Applied Digital Corp.
|
8-K
|
Financial Statements
|
|
PROVINCE OF ALBERTA
|
424B2
|
|
|
Assenagon Asset Management S.A.
|
13F-HR
|
|
|
Hera by Play Money1 a Series of Clutch Capital LLC
|
D
|
|
|
LPC REIT 206 Fontana North, LP
|
D
|
|
|
Sciens Water Treatment Partners LP
|
D
|
|
|
Cudahy Theresa Ellen
|
4
|
|
|
CuriosityStream Inc.
|
4
|
|
|
IA MarginEdge LLC
|
D
|
|
|
Kaufman, Hall & Associates, LLC
|
MA-I/A
|
|
|
Halevi-Davidov Naama
|
4
|
|
|
KALTURA INC
|
4
|
Financial Statements
|
|
StatusPro a Series of CGF2021 LLC
|
D
|
|
|
FWCG Opportunity Fund, LP
|
D/A
|
|
|
KHP Fund VI, L.P.
|
D/A
|
|
|
Anthropic May 2023 a Series of Stonks SPVs LLC
|
D
|
|
|
NOKIA CORP
|
6-K
|
Financial Statements
|
|
ALAMOS GOLD INC
|
6-K
|
Financial Statements
|
|
Recurrent 1 a Series of Automotive Ventures SPV Master LLC
|
D
|
|
|
Collective Audience, Inc.
|
4
|
|
|
BORDES PETER A JR
|
4
|
|
|
MPC SC 2024 LIHTC ICF, LLC
|
D
|
|
|
SixFive Growth Partners LLC
|
D
|
|
|
MEYER HANDELMAN CO
|
13F-HR
|
|
|
Tundra Angels Pilot Project a Series of CGF2021 LLC
|
D
|
|
|
Brown Advisory Investors 2023 - Sabal SDOF III, LLLP
|
D
|
|
|
LPC REIT 200-A Olive, LP
|
D
|
|
|
Red Door Wealth Management, LLC
|
13F-HR
|
|
|
Omni Ventures Fund I a Series of Omni Ventures Master LLC
|
D
|
|
|
AI AGENT, LP
|
D
|
|
|
Manticore Fund
|
D/A
|
|
|
PIP US Special LP Vehicle, LP
|
D/A
|
|
|
Strategic Opportunities Fund I GmbH & Co. KG
|
D
|
|
|
Aprio Wealth Management, LLC
|
13F-HR
|
|
|
SPARKMAN RICKY D
|
5
|
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
5
|
|
|
Griffith Susan Patricia
|
144
|
|
|
PROGRESSIVE CORP/OH/
|
144
|
Financial Statements
|
|
NATIONAL GRID PLC
|
CERT
|
Financial Statements
|
|
Array Labs Leonis a Series of CGF2021 LLC
|
D
|
|
|
Dash Acquisitions Inc.
|
13F-HR
|
|
|
Eisele Jeffrey
|
144
|
|
|
Apellis Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Albizia ASEAN Opportunities Fund
|
D/A
|
|
|
TRAN CAPITAL MANAGEMENT, L.P.
|
13F-HR
|
|
|
Silvercrest International Small Cap Value LP
|
D
|
|
|
MPC GA 2024 AHI ICF 1, LLC
|
D
|
|
|
Its Electric Inc. Dec 2023 a Series of CGF2021 LLC
|
D
|
|
|
Brown Advisory Investors 2023 - Sabal SSO II, LLLP
|
D
|
|
|
Meyer David Michael
|
4
|
|
|
SEABRIDGE GOLD INC
|
6-K
|
Financial Statements
|
|
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc.
|
DEFR14A
|
|
|
Maniyar Eagle Fund Ltd
|
D/A
|
|
|
NITCHES INC
|
NT 10-Q
|
|
|
Emerging Markets Consulting LLC
|
SC 13G
|
|
|
UPAY
|
SC 13G
|
|
|
ALLENDER PATRICK W
|
4
|
|
|
BRADY CORP
|
4
|
Financial Statements
|
|
Trencher Daniel
|
144
|
|
|
Teladoc Health, Inc.
|
144
|
Financial Statements
|
|
Brewster Financial Planning LLC
|
13F-HR
|
|
|
Taylor Morgan Global Appreciation Fund, LP
|
D/A
|
|
|
Madison Argent Investors, LLC
|
D
|
|
|
Manticore Fund L.P.
|
D/A
|
|
|
Puerto Rico Residents Tax-Free Fund IV, Inc.
|
DEFR14A
|
|
|
NEOS ETF Trust
|
SC 13G
|
|
|
ATTICUS WEALTH MANAGEMENT, LLC
|
SC 13G
|
|
|
Sound Stewardship, LLC
|
13F-HR
|
|
|
Sage Financial Management Group, Inc.
|
13F-HR
|
|
|
DAM
|
D
|
|
|
Forza Innovations Inc
|
10-K
|
|
|
First PREMIER Bank
|
13F-HR
|
|
|
RTD Financial Advisors, Inc.
|
13F-HR
|
|
|
Tax-Free Fixed Income Fund V for Puerto Rico Residents, Inc.
|
DEFR14A
|
|
|
Rockwood Wealth Management, LLC
|
13F-HR
|
|
|
Lingfeng Annex Fund, LP
|
D/A
|
|
|
Retreat Hotel Fund I LLC
|
D
|
|
|
RIVERSEDGE ADVISORS, LLC
|
13F-HR
|
|
|
JPAS - Semi Liquid Assets LLC - Emerging Markets Series
|
D/A
|
|
|
Fiduciary Alliance LLC
|
13F-HR
|
|
|
Rede Wealth, LLC
|
13F-HR
|
|
|
Woodford Horizontal Project 70 LLC
|
D
|
|
|
Brown Advisory Investors 2023 - Sabal SDOF III
|
D
|
|
|
Cadent Capital Advisors, LLC
|
13F-HR
|
|
|
NATIONAL GRID PLC
|
8-A12B
|
Financial Statements
|
|
Powers Advisory Group, LLC
|
13F-HR
|
|
|
Precise Bio, Inc.
|
D
|
|
|
PGIM Energy Partners Management Fund II, L.P.
|
D
|
|
|
HMS Capital Management, LLC
|
13F-HR
|
|
|
Brito Jacqueline T.
|
4
|
|
|
BEL FUSE INC /NJ
|
4
|
Financial Statements
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
SKYWAY CO-INVEST REIT, LLC
|
D
|
|
|
Lewis Karen
|
144
|
|
|
DOOLEY THOMAS E
|
4
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2372
|
497J
|
|
|
GILBERT PETER E
|
4
|
|
|
Flagship Private Wealth, LLC
|
13F-HR
|
|
|
Blackston Financial Advisory Group, LLC
|
13F-HR
|
|
|
David Shay
|
4
|
|
|
NOWLING ERIC M
|
4
|
|
|
ATTICUS WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
SEGALL MARK B
|
4
|
|
|
Smith Rita V
|
4
|
|
|
Family Investment Center, Inc.
|
13F-HR
|
|
|
NEWSOM RICHARD W
|
5
|
|
|
Davern Capital Partners Onshore Fund, LP
|
D/A
|
|
|
LEVAN ALAN B
|
4
|
|
|
Bluegreen Vacations Holding Corp
|
4
|
|
|
Allmand James R III
|
4
|
|
|
NERENHAUSEN MARK
|
4
|
|
|
Sharpe Orlando
|
4
|
|
|
TWEEDY JOHN F
|
4
|
|
|
Legacy Bridge, LLC
|
13F-HR
|
|
|
BECKER NORMAN H
|
4
|
|
|
Niederst Lori A
|
144
|
|
|
ANDERSON HOAGLAND & CO
|
13F-HR
|
|
|
Vellucci Vincent
|
4
|
|
|
LEVAN JARETT
|
4
|
|
|
Tonkin Dusty
|
4
|
|
|
LEVY JOEL
|
4
|
|
|
Cypress Point Wealth Management, LLC
|
13F-HR
|
|
|
Quigg Andrew J
|
144
|
|
|
Sandglass Select Offshore Feeder Fund II, L.P.
|
D
|
|
|
Kingdom Financial Group LLC.
|
13F-HR
|
|
|
SAKAL PRIVATE SERIES FUND SERIES 1, LLC
|
D/A
|
|
|
Rivera Chanse W
|
4
|
|
|
SEVELL ARNOLD
|
4
|
|
|
Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc.
|
DEFR14A
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
AMERICAN HONDA FINANCE CORP
|
25-NSE
|
|
|
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO-SABESP
|
6-K
|
|
|
WISE SETH M
|
4
|
|
|
ABDO JOHN E
|
4
|
|
|
SATURDAY SUSAN
|
4
|
|
|
Centennial Wealth Advisory LLC
|
13F-HR
|
|
|
ELLINGTON MANAGEMENT GROUP LLC
|
SC 13G/A
|
|
|
SVB FINANCIAL GROUP
|
SC 13G/A
|
Financial Statements
|
|
Great Ajax Corp.
|
SC 13G/A
|
Financial Statements
|
|
Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc.
|
DEFR14A
|
|
|
CRESUD INC
|
6-K
|
Financial Statements
|
|
de la Osa Jorge
|
4
|
|
|
VANDERBILT PARTNERS LLC
|
D/A
|
|
|
TE Connectivity Ltd.
|
ARS
|
Financial Statements
|
|
TWEEDY BROWNE INTERNATIONAL PARTNERS LLC
|
D/A
|
|
|
Oportun Financial Corp
|
SC 13G/A
|
Financial Statements
|
|
TWEEDY BROWNE GLOBAL HIGH DIVIDEND PARTNERS LLC
|
D/A
|
|
|
Lopez Raymond Scott
|
4
|
|
|
CAMBRIDGE FRANCHISE PARTNERS, LLC
|
SC 13D/A
|
|
|
CARROLS RESTAURANT GROUP, INC.
|
SC 13D/A
|
Financial Statements
|
|
Oxus Acquisition Corp.
|
425
|
|
|
TBK PARTNERS LLC
|
D/A
|
|
|
ACORN FINANCIAL ADVISORY SERVICES INC /ADV
|
13F-HR
|
|
|
Chi-Rho Multi-Strategy Fund, LP
|
D/A
|
|
|
Johnson & White Wealth Management, LLC
|
13F-HR
|
|
|
i-80 Gold Corp.
|
6-K
|
|
|
Soleil at Bowie LLC
|
C-W
|
|
|
MFS SERIES TRUST XV
|
24F-2NT
|
|
|
Leon Jonathan A
|
144
|
|
|
OWENS & MINOR INC/VA/
|
144
|
Financial Statements
|
