| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Sharps Technology Inc.
|
8-K
|
|
|
ShiftPixy, Inc.
|
4
|
Financial Statements
|
|
ShiftPixy, Inc.
|
8-K
|
Financial Statements
|
|
Shropshire Kenneth
|
4
|
|
|
Sibanye Stillwater Ltd
|
6-K
|
|
|
Siddiqui Fahim
|
4
|
|
|
Sill Recap a Series of HAWKE VENTURES - MASTER SERIES LLC
|
D
|
|
|
Silver Point Specialty Lending Fund
|
40-17G
|
|
|
Sitio Royalties Corp.
|
8-K
|
|
|
Sixth Borough Capital Fund LP
|
SC 13G/A
|
|
|
SkyWater Technology, Inc
|
10-K/A
|
Financial Statements
|
|
SkyWater Technology, Inc
|
10-Q/A
|
Financial Statements
|
|
Sloss Dakin
|
4
|
|
|
SmartMetric, Inc.
|
PRE 14C
|
|
|
SmartRent, Inc.
|
4
|
Financial Statements
|
|
Smith Gerald F JR
|
4
|
|
|
Smith Michael John
|
4
|
|
|
Smydo Rachel Lynn
|
4
|
|
|
Snowflake Inc.
|
3/A
|
Financial Statements
|
|
Sol-Gel Technologies Ltd.
|
144
|
Financial Statements
|
|
Somasundaram Sivasankaran
|
4
|
|
|
Sonendo, Inc.
|
4
|
Financial Statements
|
|
Soni Manmeet Singh
|
4
|
|
|
Sorrento Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Sorrento Therapeutics, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Sound Capital High-Yield Growth Fund, LLC
|
D/A
|
|
|
Spectral AI, Inc.
|
3
|
|
|
Spinnaker ETF Series
|
24F-2NT
|
|
|
Sprinklr, Inc.
|
144
|
Financial Statements
|
|
Staffing 360 Solutions, Inc.
|
DEF 14A
|
Financial Statements
|
|
Starpax Biopharma Inc.
|
1-SA
|
|
|
Stash Ryan
|
4
|
|
|
Steadfast Property Development Fund, LLC
|
D
|
|
|
StepStone VC Secondaries Fund VI
|
D
|
|
|
StepStone VC Secondaries Fund VI
|
D
|
|
|
Sterling Check Corp.
|
4
|
Financial Statements
|
|
Stone Point Credit Corp
|
8-K
|
|
|
Stone Ridge Trust VIII
|
24F-2NT
|
|
|
Strategy Shares
|
NPORT-P
|
|
|
Strong Theresa
|
4
|
|
|
Sullivan Gregory Jon
|
4
|
|
|
Summus Holdings LLC
|
SC 13D
|
|
|
Sun Country Airlines Holdings, Inc.
|
144
|
Financial Statements
|
|
Sunnova Energy International Inc.
|
8-K
|
Financial Statements
|
|
Sunworks, Inc.
|
8-K
|
Financial Statements
|
|
Super League Enterprise, Inc.
|
4
|
Financial Statements
|
|
Superchefs Kitchen Investment Fund LLC
|
C/A
|
|
|
Suzano S.A.
|
6-K/A
|
Financial Statements
|
|
Swahn Christian
|
4
|
|
|
Swanson Brian D
|
4
|
|
|
Sweitzer David P
|
4
|
|
|
T2 Biosystems, Inc.
|
4
|
Financial Statements
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT 11
|
497
|
|
|
TANG CAPITAL PARTNERS LP
|
SC 13G
|
|
|
TANJI KENNETH
|
3
|
|
|
TARGET PORTFOLIO TRUST
|
NPORT-P
|
|
|
TCN-ATX CORP.
|
D
|
|
|
TD SYNNEX CORP
|
8-K
|
Financial Statements
|
|
TDH Holdings, Inc.
|
6-K
|
Financial Statements
|
|
TECHNICAL COMMUNICATIONS CORP
|
8-K
|
Financial Statements
|
|
TECOGEN INC.
|
8-K
|
Financial Statements
|
|
TEMPLETON GLOBAL INCOME FUND
|
DEF 14A
|
|
|
THIRD AVENUE TRUST
|
NPORT-P
|
|
|
THVC
|
D
|
|
|
THVC
|
D
|
|
|
TILLY'S, INC.
|
4
|
Financial Statements
|
|
TINTER ARNOLD
|
4
|
|
|
TKN Holdings Inc.
|
D/A
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
TPG Asia Equity VIII, L.P.
|
D
|
|
|
TPG Asia VIII
|
D
|
|
|
TRABER PETER G
|
4
|
|
|
TRANSAMERICA FUNDS
|
485BXT
|
|
|
TRANSAMERICA VARIABLE FUNDS
|
485BPOS
|
|
|
TRASK MARGARET J
|
4
|
|
|
TRINET GROUP, INC.
|
144
|
Financial Statements
|
|
TRINET GROUP, INC.
|
4
|
Financial Statements
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
40-17G
|
|
|
TS Baxter Springs, LLC
|
D
|
|
|
TUSCAN GARDENS SENIOR LIVING COMMUNITIES, INC.
|
1-SA
|
|
|
Talaris Therapeutics, Inc.
|
425
|
Financial Statements
|
|
Talaris Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Tallapragada Srinivas
|
4
|
|
|
Taoping Inc.
|
424B3
|
Financial Statements
|
|
Tapolczay David
|
3
|
|
|
Taurus Mining Finance Fund AIV L.P.
|
D
|
|
|
Taysha Gene Therapies, Inc.
|
8-K
|
Financial Statements
|
|
Teladoc Health, Inc.
|
4
|
Financial Statements
|
|
TerrAscend Corp.
|
4
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
The9 Limited/ADR
|
424B3
|
|
|
Theratechnologies Inc.
|
6-K
|
|
|
Ticona Fortron Inc.
|
25-NSE
|
|
|
Ticona LLC
|
25-NSE
|
|
|
Ticona Polymers, Inc.
|
25-NSE
|
|
|
Tingo Group, Inc.
|
8-K
|
Financial Statements
|
|
Tingo Group, Inc.
|
DEFA14A
|
Financial Statements
|
|
Tivic Health Systems, Inc.
|
8-K
|
Financial Statements
|
|
Tiziana Life Sciences Ltd
|
6-K
|
Financial Statements
|
|
Tolla John Charles
|
4
|
|
|
Trace Femcare, Inc.
|
D
|
|
|
Transcode Therapeutics, Inc.
|
SC 13G
|
Financial Statements
|
|
Transparent Value Trust
|
497
|
|
|
Tremor International Ltd.
|
6-K
|
Financial Statements
|
|
Trinseo PLC
|
3
|
Financial Statements
|
|
Trinseo PLC
|
4
|
Financial Statements
|
|
Trousdale William
|
144
|
|
|
TrueCar, Inc.
|
8-K
|
Financial Statements
|
|
Turbo Energy, S.A.
|
6-K
|
|
|
Twin Ridge Capital Acquisition Corp.
|
425
|
|
|
Twin Ridge Capital Acquisition Corp.
|
8-K
|
|
|
Two Roads Shared Trust
|
NPORT-P
|
|
|
UBS AG
|
424B2
|
|
|
UBS AG
|
424B3
|
|
|
UBS AG
|
FWP
|
|
|
UGI CORP /PA/
|
3
|
Financial Statements
|
|
ULTRA SERIES FUND
|
DEF 14A
|
|
|
UNION ELECTRIC CO
|
8-K
|
|
|
UNITED NATURAL FOODS INC
|
10-K
|
Financial Statements
|
|
UNITED NATURAL FOODS INC
|
8-K
|
Financial Statements
|
|
UNITED NATURAL FOODS INC
|
DEFA14A
|
Financial Statements
|
|
USCF ETF Trust
|
485APOS
|
|
|
USQ Core Real Estate Fund
|
40-17G
|
|
|
UTA Acquisition Corp
|
15-12G
|
|
|
UiPath, Inc.
|
4
|
Financial Statements
|
|
Unicoin Inc.
|
8-K
|
|
|
Unrivaled Brands, Inc.
|
8-K
|
|
|
UpHealth, Inc.
|
SC 13D
|
|
|
VA-0816 Fund I, a series of Contrary Capital AL, LP
|
D
|
|
|
VACCINEX, INC.
|
8-K
|
Financial Statements
|
|
VACCINEX, INC.
|
S-1/A
|
Financial Statements
|
|
VACCINEX, INC.
|
SC 13D/A
|
Financial Statements
|
|
VAIL RESORTS INC
|
4
|
Financial Statements
|
|
VAN KAMPEN UNIT TRUSTS TAXABLE INCOME SERIES 134
|
485BPOS
|
|
|
VICTORY PORTFOLIOS
|
24F-2NT
|
|
|
VICTORY PORTFOLIOS III
|
NPORT-P
|
|
|
VIP V A S.C.Sp.
|
D
|
|
|
VIRCO MFG CORPORATION
|
4
|
Financial Statements
|
|
VIRTUS OPPORTUNITIES TRUST
|
485BPOS
|
|
|
VV Markets LLC
|
1-SA
|
|
|
Vale S.A.
|
6-K
|
Financial Statements
|
|
Valkyrie ETF Trust II
|
PRE 14A
|
|
|
Valneva SE
|
6-K
|
Financial Statements
|
|
Van Brauman Martin
|
4
|
|
|
Van Kampen Unit Trusts Taxable Income Series 256
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 321
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 328
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 329
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 330
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 391
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 395
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 399
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 401
|
485BPOS
|
|
|
Van Kampen Unit Trusts Taxable Income Series 402
|
485BPOS
|
|
|
VanEck Merk Gold Trust
|
DEL AM
|
|
|
Vaxcyte, Inc.
|
4
|
|
|
Vehrs Thomas I.
|
4
|
|
|
Velo3D, Inc.
|
8-K
|
|
|
Venker Eric
|
4
|
|
|
VerifyMe, Inc.
|
4
|
|
|
Versi Group LLC
|
SC 13D/A
|
|
|
Vestis Corp
|
3
|
|
|
Vestis Corp
|
8-K
|
|
|
Victory Portfolios II
|
24F-2NT
|
|
|
VirTra, Inc
|
8-K
|
Financial Statements
|
|
Virtus Artificial Intelligence & Technology Opportunities Fu
|
NPORT-P
|
|
|
Virtus Convertible & Income 2024 Target Term Fund
|
NPORT-P
|
|
|
Virtus Convertible & Income Fund
|
NPORT-P
|
|
|
Virtus Convertible & Income Fund II
|
NPORT-P
|
|
|
Virtus Diversified Income & Convertible Fund
|
NPORT-P
|
|
|
Virtus Dividend, Interest & Premium Strategy Fund
|
NPORT-P
|
|
|
Virtus ETF Trust II
|
NPORT-P
|
|
|
Virtus Equity & Convertible Income Fund
|
NPORT-P
|
|
|
Vista Energy, S.A.B. de C.V.
|
6-K
|
Financial Statements
|
|
Vista Willis I-45, Ltd.
|
D
|
|
|
Vitru Ltd
|
424B3
|
Financial Statements
|
|
Vivakor, Inc.
|
DEF 14A
|
Financial Statements
|
|
VivoPower International PLC
|
6-K
|
Financial Statements
|
|
Voskuil Steven E
|
4
|
|
|
WASHINGTON FEDERAL INC
|
8-K
|
Financial Statements
|
|
WATANABE OSAMU R.
|
4
|
|
|
WIENER ANDREW
|
4
|
|
|
WILMINGTON FUNDS
|
NPORT-P
|
|
|
WINDTREE THERAPEUTICS INC /DE/
|
8-K
|
|
|
WOM-0630 Gaingels Fund II AL Vehicle, a series of AngelList-
|
D
|
|
|
WOM-0630 Gaingels Fund II, a series of AngelList-GP-Funds-I,
|
D
|
|
|
WOOD ROGER
|
4
|
|
|
WORTHINGTON INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
WORTLEY MICHAEL D
|
4
|
|
|
WTE Fund I LLC
|
D/A
|
|
|
WYNNEFIELD PARTNERS SMALL CAP VALUE LP
|
D/A
|
|
|
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I
|
D/A
|
|
|
Walden Jenifer White
|
4
|
|
|
Walker Paul S
|
4
|
|
|
Walker Peter
|
4
|
|
|
Walsh Derrick
|
4
|
|
|
Walthausen Funds
|
N-8F
|
|
|
Warke Richard W
|
4
|
|
|
Wassil Jim
|
4
|
|
|
Waterstone Financial, Inc.
|
8-K
|
Financial Statements
|
|
Watts Michael Patrick
|
4
|
|
|
Weerasinghe Rohan
|
4
|
|
|
Wehmann James M
|
4
|
|
|
Welch Jason N.
|
4
|
|
|
Wells Charles Roger IV
|
4/A
|
|
|
Welsbach Technology Metals Acquisition Corp.
|
8-K
|
|
|
Westin Fredrik
|
4
|
|
|
Wheels Up Experience Inc.
|
SC 13D
|
Financial Statements
|
|
Whippersnap, Inc.
|
D
|
|
|
Whittier SMID Cap Fund, LP
|
D/A
|
|
|
Wild Jason G.
|
4
|
|
|
Willow Tree Capital Offshore Fund, LLC
|
D
|
|
|
Wilmington Savings Fund Society, FSB
|
TA-2/A
|
|
|
Wireless electrical Grid LAN, WiGL, Inc.
|
1-SA
|
|
|
WisdomTree Digital Trust
|
24F-2NT
|
|
|
WisdomTree Trust
|
24F-2NT
|
|
|
WisdomTree Trust
|
485APOS
|
|
|
Wong Rich
|
4
|
|
|
Workhorse Group Inc.
|
8-K
|
Financial Statements
|
|
Worldwide Stages, Inc.
|
253G2
|
|
|
Worrell Laila
|
4
|
|
|
Xponential Fitness, Inc.
|
8-K
|
Financial Statements
|
|
YS Biopharma Co., Ltd.
|
424B3
|
|
|
YS Biopharma Co., Ltd.
|
6-K
|
|
|
Yih Sng
|
4
|
|
|
Yonah Second Avenue QOF Investors, LLC
|
D
|
|
|
Yu Yong
|
144
|
|
|
ZION OIL & GAS INC
|
4
|
|
|
Zage George Raymond III
|
SC 13D/A
|
|
|
Zauderer Maurice
|
SC 13D/A
|
|
|
Zedge, Inc.
|
8-K
|
Financial Statements
|
|
ZeroFox Holdings, Inc.
|
424B3
|
|
|
ZeroFox Holdings, Inc.
|
RW
|
|
|
Zhao Jiazhen
|
144
|
|
|
Zhihu Inc.
|
6-K
|
Financial Statements
|
|
Zimmer John P
|
4
|
|
|
Zimmer John Patrick
|
4/A
|
|
|
Zimmermann Martine
|
4
|
|
|
Zscaler, Inc.
|
4
|
Financial Statements
|
|
aTYR PHARMA INC
|
8-K
|
Financial Statements
|
|
abrdn Funds
|
NPORT-P
|
|
|
abrdn Global Dynamic Dividend Fund
|
NPORT-P
|
|
|
abrdn Global Premier Properties Fund
|
NPORT-P
|
|
|
abrdn Income Credit Strategies Fund
|
NPORT-P
|
|
|
abrdn Total Dynamic Dividend Fund
|
NPORT-P
|
|
|
abrdn U.S. Private Equity X
|
D
|
|
|
abrdn U.S. Private Equity X, L.P.
|
D
|
|
|
bioAffinity Technologies, Inc.
|
3
|
|
|
eHealth, Inc.
|
4
|
Financial Statements
|
|
ego death capital LP
|
D/A
|
|
|
enGene Holdings Inc.
|
S-4/A
|
|
|
iSHARES TRUST
|
NPORT-P
|
|
|
iShares U.S. ETF Trust
|
NPORT-P
|
|
|
iShares, Inc.
|
NPORT-P
|
|
|
mF International Ltd
|
F-1/A
|
|
|
seqWell Inc.
|
D
|
|
|
urban-gro, Inc.
|
8-K
|
Financial Statements
|
|
AEye, Inc.
|
EFFECT
|
|
|
Baosheng Media Group Holdings Ltd
|
EFFECT
|
Financial Statements
|
|
Canopy Growth Corp
|
EFFECT
|
Financial Statements
|
|
Emerging Fuels Technology, Inc.
|
QUALIF
|
|
|
KNOW LABS, INC.
|
EFFECT
|
Financial Statements
|
|
LEAD REAL ESTATE CO., LTD
|
EFFECT
|
|
|
Lead Real Estate Co., Ltd/ADR
|
EFFECT
|
|
|
Liminal BioSciences Inc.
|
EFFECT
|
|
|
Masterworks Vault 2, LLC
|
QUALIF
|
|
|
MoneyHero Ltd
|
EFFECT
|
|
|
SinglePoint Inc.
|
EFFECT
|
|
|
VS MEDIA Holdings Ltd
|
EFFECT
|
|
|
Worldwide Stages, Inc.
|
QUALIF
|
|
|
indie Semiconductor, Inc.
|
EFFECT
|
Financial Statements
|
|
Cboe BYX Exchange, Inc.
|
19B-4E
|
|
|
Cboe BZX Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGA Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGX Exchange, Inc.
|
19B-4E
|
|
|
BlockTrans Syndicate
|
TA-1/A
|
|
|
Agentis Capital Advisors Ltd.
|
MA-I
|
|
|
SAFE & GREEN HOLDINGS CORP.
|
UPLOAD
|
Financial Statements
|
|
MIAX Sapphire, LLC
|
1
|
|
|
PINEAPPLE EXPRESS CANNABIS Co
|
UPLOAD
|
|
|
Safe & Green Development Corp
|
DRS
|
|
|
UMB FUND SERVICES INC
|
TA-1/A
|
|
