| Company Name |
Form Type |
SEC Filings |
|
|
|
|
100 East HoldCo, LLC
|
D
|
|
|
10x Genomics, Inc.
|
4
|
Financial Statements
|
|
3M CO
|
8-K
|
Financial Statements
|
|
4D MONUMENT SPV A SERIES OF AM SPV FUND MANAGEMENT LLC
|
D
|
|
|
4D MONUMENT SPV A SERIES OF AM SPV FUND MANAGEMENT LLC
|
D/A
|
|
|
4PF Rural COZ Fund V, LLC
|
D/A
|
|
|
5E Advanced Materials, Inc.
|
4
|
|
|
60 DEGREES PHARMACEUTICALS, INC.
|
8-K
|
|
|
AB Active ETFs, Inc.
|
8-A12B
|
|
|
AB Active ETFs, Inc.
|
CERT
|
|
|
ACCEL X STRATEGIC PARTNERS LP
|
144
|
|
|
ADOBE INC.
|
144
|
Financial Statements
|
|
ADOBE INC.
|
4
|
Financial Statements
|
|
ADT Inc.
|
8-K
|
Financial Statements
|
|
ADVISORS SERIES TRUST
|
24F-2NT
|
|
|
AETHLON MEDICAL INC
|
8-K
|
Financial Statements
|
|
AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
|
NPORT-P
|
|
|
AETOS LONG/SHORT STRATEGIES FUND LLC
|
NPORT-P
|
|
|
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
|
NPORT-P
|
|
|
AG Asia COF A, L.P.
|
D/A
|
|
|
AGREE REALTY CORP
|
8-K
|
Financial Statements
|
|
AI Medica SPV, LLC
|
D
|
|
|
AIM ETF Products Trust
|
NPORT-P
|
|
|
AIR INDUSTRIES GROUP
|
8-K
|
Financial Statements
|
|
AKAMAI TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
ALKIRE JOSEPH A
|
4
|
|
|
ALLEGRO MICROSYSTEMS, INC.
|
4
|
Financial Statements
|
|
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
|
4
|
|
|
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
|
SC 13D/A
|
|
|
ALLURION TECHNOLOGIES, INC.
|
S-1
|
|
|
ALPHA & OMEGA SEMICONDUCTOR Ltd
|
4
|
Financial Statements
|
|
ALSTODT LANCE
|
4
|
|
|
ALTMAN JEFFREY A
|
4
|
|
|
AMANA MUTUAL FUNDS TRUST
|
N-CEN/A
|
|
|
AMAZON COM INC
|
4
|
Financial Statements
|
|
AMERICAN BATTERY MATERIALS, INC.
|
425
|
|
|
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
|
144
|
Financial Statements
|
|
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
|
4
|
Financial Statements
|
|
AMERICAN EXPRESS CREDIT ACCOUNT MASTER TRUST
|
8-K
|
|
|
AMERICAN EXPRESS RECEIVABLES FINANCING CORP III LLC
|
8-K
|
|
|
AMERICAN SECURITIES LLC
|
4
|
|
|
AMERISERV FINANCIAL INC /PA/
|
4
|
Financial Statements
|
|
AMICUS THERAPEUTICS, INC.
|
4
|
Financial Statements
|
|
AMKOR TECHNOLOGY, INC.
|
4
|
Financial Statements
|
|
AMN HEALTHCARE SERVICES INC
|
4
|
Financial Statements
|
|
ANAPTYSBIO, INC
|
144
|
Financial Statements
|
|
ANAPTYSBIO, INC
|
3
|
Financial Statements
|
|
ANAPTYSBIO, INC
|
4
|
Financial Statements
|
|
ANAPTYSBIO, INC
|
8-K
|
Financial Statements
|
|
ANDERSON DAVID J
|
4
|
|
|
ANGLOGOLD ASHANTI LTD
|
6-K
|
Financial Statements
|
|
ANI PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
AOG Institutional Diversified Tender Fund
|
RW
|
|
|
AQ Sage Parent, L.P.
|
D/A
|
|
|
ARC Medical Inc.
|
D
|
|
|
ARCH RESOURCES, INC.
|
4
|
Financial Statements
|
|
ARROWHEAD PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
ASP BB Holdings LLC
|
4
|
|
|
ASP BB Holdings LLC
|
SC 13D/A
|
|
|
ASP BB Investco LP
|
4
|
|
|
ASPIRIANT RISK-MANAGED CAPITAL APPRECIATION FUND
|
SC TO-I/A
|
|
|
ASPIRIANT RISK-MANAGED REAL ASSETS FUND
|
SC TO-I/A
|
|
|
ASSEMBLY BIOSCIENCES, INC.
|
3
|
Financial Statements
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
ATI Physical Therapy, Inc.
|
4
|
|
|
ATLAS VENTURE ASSOCIATES X, L.P.
|
4
|
|
|
AUDIOEYE INC
|
4
|
Financial Statements
|
|
AUGUSTA GOLD CORP.
|
SC 13D/A
|
|
|
AV-0516 Fund I, a series of West Lafayette Angels, LP
|
D
|
|
|
AVENUE THERAPEUTICS, INC.
|
S-1
|
Financial Statements
|
|
AVENUE THERAPEUTICS, INC.
|
SC 13D/A
|
Financial Statements
|
|
AVIAT NETWORKS, INC.
|
4
|
Financial Statements
|
|
AXCELIS TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
AZEK Co Inc.
|
3
|
Financial Statements
|
|
AZEK Co Inc.
|
4
|
Financial Statements
|
|
AZEK Co Inc.
|
8-K
|
Financial Statements
|
|
Abacus Life, Inc.
|
S-1
|
|
|
Abajian Danny
|
144
|
|
|
Abrahams Craig Justin
|
4
|
|
|
Academy Sports & Outdoors, Inc.
|
8-K
|
Financial Statements
|
|
Accel Entertainment, Inc.
|
4
|
|
|
Accel Investors 2008 L.L.C.
|
144
|
|
|
Accel X LP
|
144
|
|
|
Aclaris Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Adams Diane
|
144
|
|
|
Advanced Emissions Solutions, Inc.
|
8-K
|
Financial Statements
|
|
Adverum Biotechnologies, Inc.
|
4
|
Financial Statements
|
|
Advisors Disciplined Trust 2188
|
487
|
|
|
Advisors' Inner Circle Fund III
|
497
|
|
|
AerCap Aviation Solutions B.V.
|
424B3
|
|
|
AerCap Global Aviation Trust
|
424B3
|
|
|
AerCap Holdings N.V.
|
424B3
|
Financial Statements
|
|
AerCap Holdings N.V.
|
FWP
|
Financial Statements
|
|
AerCap Ireland Capital DAC
|
424B3
|
|
|
AerCap Ireland Ltd
|
424B3
|
|
|
AerCap U.S. Global Aviation LLC
|
424B3
|
|
|
AeroVironment Inc
|
8-K
|
Financial Statements
|
|
African Gold Acquisition Corp
|
15-12G
|
|
|
Aghdaei Amir
|
4
|
|
|
Aitken Stuart
|
4
|
|
|
Akero Therapeutics, Inc.
|
4
|
Financial Statements
|
|
AlTi Global, Inc.
|
424B3
|
|
|
AlTi Global, Inc.
|
8-K
|
|
|
Alexander Capital Ventures LLC
|
D
|
|
|
Alland Leila
|
4
|
|
|
Allison Eric
|
4
|
|
|
Allon Andrea R.
|
4
|
|
|
Ally Financial Inc.
|
424B2
|
Financial Statements
|
|
Alphatec Holdings, Inc.
|
144
|
Financial Statements
|
|
Alpine CA Investors II LP
|
D/A
|
|
|
Alpine CA Investors LP
|
D/A
|
|
|
Altrazeal Life Sciences Inc.
|
D
|
|
|
Amcor plc
|
4
|
|
|
American Country Network, LLC
|
D/A
|
|
|
American Securities Associates VII, LLC
|
4
|
|
|
American Securities Partners VII
|
4
|
|
|
American Securities Partners VII
|
4
|
|
|
American Securities Partners VII, L.P.
|
4
|
|
|
Ampio Pharmaceuticals, Inc.
|
S-3
|
Financial Statements
|
|
Amplify ETF Trust
|
485BPOS
|
|
|
Amplify ETF Trust
|
497K
|
|
|
Amprius Technologies, Inc.
|
4
|
|
|
Anand Satyajit
|
4
|
|
|
Anaqua Investments Group OCP Capote 2023 LLC
|
D
|
|
|
Andersen Derek
|
144
|
|
|
Anderson Sterling
|
144
|
|
|
Angi Inc.
|
8-K
|
Financial Statements
|
|
Anzalone Christopher Richard
|
144
|
|
|
Apartment Income REIT Corp.
|
8-K
|
|
|
Apartment Income REIT, L.P.
|
8-K
|
|
|
Apellis Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Apellis Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Apex Syndication I LLC
|
D
|
|
|
Apollo Global Management, Inc.
|
DEFA14A
|
Financial Statements
|
|
Aptose Biosciences Inc.
|
8-K
|
Financial Statements
|
|
Archos George Peter
|
3/A
|
|
|
Archos George Peter
|
SC 13D/A
|
|
|
Ares Management Corp
|
4
|
Financial Statements
|
|
Arista Networks, Inc.
|
4
|
Financial Statements
|
|
Armes Joseph B
|
4
|
|
|
Arnaboldi Nicole S
|
4
|
|
|
Artisan Made, LLC
|
D
|
|
|
Ascendis Pharma A/S
|
144
|
Financial Statements
|
|
Ascent Solar Technologies, Inc.
|
S-1/A
|
|
|
Asia Realty Holdings V
|
D/A
|
|
|
Aterian, Inc.
|
8-K
|
|
|
Atlas Venture Associates X, LLC
|
4
|
|
|
Atlas Venture Fund X, L.P.
|
4
|
|
|
Atlassian Corp
|
4
|
Financial Statements
|
|
Atomera Inc
|
4
|
Financial Statements
|
|
Atomic Labs Partners IV, L.P.
|
D
|
|
|
Augusta Investments Inc.
|
SC 13D/A
|
|
|
Aurora Innovation, Inc.
|
144
|
|
|
Austin Thomas A
|
4
|
|
|
Australian Oilseeds Holdings Ltd
|
F-4
|
|
|
AvePoint, Inc.
|
4
|
|
|
AvePoint, Inc.
|
SC 13D/A
|
|
|
Avinger Inc
|
424B5
|
Financial Statements
|
|
Avinger Inc
|
8-K
|
Financial Statements
|
|
Axcella Health Inc.
|
8-K
|
Financial Statements
|
|
Axel Robert
|
4
|
|
|
Axos Financial, Inc.
|
4
|
Financial Statements
|
|
B2GOLD CORP
|
6-K
|
Financial Statements
|
|
BAGLEY EDWARD D
|
4
|
|
|
BAILEY SALLIE B
|
4
|
|
|
BAKER CHARLES E
|
4
|
|
|
BALL Corp
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
4
|
Financial Statements
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
BANK OF AMERICA CORP /DE/
|
SC 13D/A
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6 POS
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
BANK OF SOUTH CAROLINA CORP
|
4
|
Financial Statements
|
|
BANNER CORP
|
8-K
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
BARRAT SHERRY S
|
4
|
|
|
BARRY THOMAS D
|
4
|
|
|
BARSHEFSKY CHARLENE
|
4
|
|
|
BBCMS Mortgage Trust 2020-C6
|
8-K
|
|
|
BBCMS Mortgage Trust 2020-C7
|
8-K
|
|
|
BENINTENDO FRANK
|
4
|
|
|
BHARADWAJ ANUTTHARA
|
4
|
|
|
BILBREY JOHN P
|
4
|
|
|
BIO KEY INTERNATIONAL INC
|
4
|
Financial Statements
|
|
BIOLASE, INC
|
8-K
|
Financial Statements
|
|
BIOTECHNOLOGY VALUE FUND L P
|
SC 13G
|
|
|
BJ's Wholesale Club Holdings, Inc.
|
4
|
Financial Statements
|
|
BLACKROCK ALLOCATION TARGET SHARES
|
DEF 14A
|
|
|
BLACKROCK BOND FUND, INC.
|
DEF 14A
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
4
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL SERIES TRUST
|
DEF 14A
|
|
|
BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST
|
DEF 14A
|
|
|
BLACKROCK MUNICIPAL BOND FUND, INC.
|
DEF 14A
|
|
|
BLACKROCK MUNICIPAL SERIES TRUST
|
DEF 14A
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
4
|
|
|
BLUE HERON SHORT-TERM INFRASTRUCTURE FUND
|
D
|
|
|
BLUE HERON SHORT-TERM INFRASTRUCTURE QP FUND
|
D
|
|
|
BNY MELLON CALIFORNIA AMT-FREE MUNICIPAL BOND FUND, INC.
|
497
|
|
|
BNY MELLON FUNDS TRUST
|
497
|
|
|
BNY MELLON MUNICIPAL FUNDS, INC.
|
497
|
|
|
BNY MELLON NEW JERSEY MUNICIPAL BOND FUND, INC.
|
497
|
|
|
BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND
|
497
|
|
|
BNY MELLON OPPORTUNITY FUNDS
|
497
|
|
|
BNY MELLON RESEARCH GROWTH FUND, INC.
|
497
|
|
|
BNY MELLON SHORT TERM MUNICIPAL BOND FUND
|
497
|
|
|
BNY MELLON STOCK FUNDS
|
497
|
|
|
BNY Mellon Absolute Insight Funds, Inc.
|
497
|
|
|
BNY Mellon Advantage Funds, Inc.
|
497
|
|
|
BNY Mellon Investment Funds I
|
497
|
|
|
BNY Mellon Investment Funds II, Inc.
|
497
|
|
|
BNY Mellon Investment Funds III
|
497
|
|
|
BNY Mellon Investment Funds IV, Inc.
|
497
|
|
|
BNY Mellon Investment Funds V, Inc.
|
497
|
|
|
BNY Mellon Investment Funds VI
|
497
|
|
|
BNY Mellon Investment Funds VII, Inc.
|
497
|
|
|
BNY Mellon Opportunistic Municipal Securities Fund
|
497
|
|
|
BNY Mellon Strategic Funds, Inc.
|
497
|
|
|
BNY Mellon Sustainable U.S. Equity Fund, Inc.
|
497
|
|
|
BNY Mellon U.S. Mortgage Fund, Inc.
|
497
|
|
|
BNY Mellon Worldwide Growth Fund, Inc.
|
497
|
|
|
BOTHA ROELOF
|
3
|
|
|
BOURLA ALBERT
|
4
|
|
|
BRADY CORP
|
4
|
Financial Statements
|
|
BRASKEM SA
|
6-K
|
Financial Statements
|
|
BRIDGFORD FOODS CORP
|
4
|
Financial Statements
|
|
BUFORD ROBERT J
|
4
|
|
|
BUZBY DAVID S
|
4
|
|
|
BV RN Continuation Fund, L.P.
|
D
|
|
|
Baggio Barbara
|
4
|
|
|
Baker Cary
|
144
|
|
|
Banc of America Preferred Funding Corp
|
4
|
|
|
Banco Santander, S.A.
|
6-K
|
Financial Statements
|
|
Bandera Partners LLC
|
4
|
|
|
Bank of Marin Bancorp
|
4
|
Financial Statements
|
|
Banks Bernard Bennett
|
4
|
|
|
Bankwell Financial Group, Inc.
|
4
|
Financial Statements
|
|
Bannix Acquisition Corp.
|
8-K
|
|
|
Bar-Adon Eshel
|
4
|
|
|
Barclays Bank Delaware
|
10-D
|
|
|
Barclays Dryrock Funding LLC
|
10-D
|
|
|
Barclays Dryrock Issuance Trust
|
10-D
|
|
|
Barsch Michael
|
3
|
|
|
Barsch Michael
|
4
|
|
|
Bausch Health Companies Inc.
|
8-K
|
Financial Statements
|
|
BayFirst Financial Corp.
|
4
|
|
|
Beachbody Company, Inc.
|
4
|
|
|
Beck Peter
|
SC 13D/A
|
|
|
Behbahani Ali
|
4
|
|
|
Bell Michael
|
4
|
|
|
Bell William Forrest
|
4
|
|
|
Benchmark 2020-B16 Mortgage Trust
|
8-K
|
|
|
Benchmark 2020-B17 Mortgage Trust
|
8-K
|
|
|
Benchmark 2020-IG1 Mortgage Trust
|
8-K
|
|
|
Beneficient
|
8-K
|
|
|
Benioff Marc
|
4
|
|
|
Benitec Biopharma Inc.
|
8-K
|
Financial Statements
|
|
Bergheim Bjarne
|
4
|
|
|
Berkenblit Anna
|
144
|
|
|
Berrey M Michelle
|
4
|
|
|
Berry Ryan
|
4
|
|
|
Berset Derek Steven
|
4
|
|
|
Berset Mark S
|
4
|
|
|
Beryl Capital Management LLC
|
SC 13G
|
|
|
Betjemann Jessica
|
4
|
|
|
Bevirt JoeBen
|
4
|
|
|
Bhalla Ajay
|
4
|
|
|
Bhalla Anant
|
144
|
|
|
Biebuyck Olivier
|
144
|
|
|
Biehl James
|
4
|
|
|
Billerbeck Darin G
|
144/A
|
|
|
BioRestorative Therapies, Inc.
|
4
|
|
|
BioXcel Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Bison World, Inc.
|
D
|
|
|
Bitdeer Technologies Group
|
F-1/A
|
|
|
Bitwise 10 Crypto Index Fund
|
10-K/A
|
|
|
Bitwise 10 Crypto Index Fund
|
10-Q/A
|
|
|
Bitwise Funds Trust
|
DEFA14A
|
|
|
Black Diamond Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Black Diamond Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
BlackRock ETF Trust II
|
DEF 14A
|
|
|
BlackRock Funds III
|
485BPOS
|
|
|
BlackRock Funds IV
|
DEF 14A
|
|
|
BlackRock Funds V
|
DEF 14A
|
|
|
BlackRock Funds VI
|
DEF 14A
|
|
|
BlackRock Hedge Fund Guided Portfolio Solution
|
DEF 14A
|
|
|
BlackRock Series Fund II, Inc.
|
DEF 14A
|
|
|
BlackRock Strategic Global Bond Fund, Inc.
|
DEF 14A
|
|
|
BlackRock Variable Series Funds II, Inc.
|
DEF 14A
|
|
|
Blackstone Inc.
|
4
|
Financial Statements
|
|
Blackstone Secured Lending Fund
|
8-K
|
|
|
Block, Inc.
|
8-K
|
Financial Statements
|
|
Bloom David A
|
4
|
|
|
Bloom HoldCo LLC
|
NT 10-Q
|
|
|
Blue Bird Corp
|
4
|
Financial Statements
|
|
Blue Bird Corp
|
SC 13D/A
|
Financial Statements
|
|
BlueBay Destra International Event-Driven Credit Fund
|
N-23C3A
|
|