| Company Name |
Form Type |
SEC Filings |
|
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
IC-0813 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
BIOCRYST PHARMACEUTICALS INC
|
8-K
|
Financial Statements
|
|
IM Cannabis Corp.
|
6-K
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Moderna, Inc.
|
8-K
|
Financial Statements
|
|
Elong Power Holding Ltd.
|
424B3
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
SM Energy Co
|
8-K
|
Financial Statements
|
|
Reliance Global Group, Inc.
|
PRE 14A
|
|
|
NEW JERSEY RESOURCES CORP
|
8-K
|
Financial Statements
|
|
RICHTECH ROBOTICS INC.
|
DEF 14C
|
|
|
Dedrick Tracey A
|
4
|
|
|
FIRST BANCORP /PR/
|
4
|
Financial Statements
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
ACOSTA REBOYRAS JUAN
|
4
|
|
|
Heffern John A.
|
4
|
|
|
LUZ CRESPO
|
4
|
|
|
Frye Daniel Edward
|
4
|
|
|
HERENCIA ROBERTO R
|
4
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
BANK OF MONTREAL /CAN/
|
424B3
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
RPM INTERNATIONAL INC/DE/
|
8-K
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
New Gold Inc. /FI
|
6-K
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Currenc Group Inc.
|
S-1/A
|
|
|
Comstock Inc.
|
8-K
|
Financial Statements
|
|
Nova Minerals Ltd
|
6-K
|
|
|
HUMANA INC
|
8-K
|
Financial Statements
|
|
CATERPILLAR FINANCIAL SERVICES CORP
|
424B3
|
|
|
Zhongchao Inc.
|
424B5
|
Financial Statements
|
|
DR REDDYS LABORATORIES LTD
|
6-K
|
Financial Statements
|
|
Alibaba Group Holding Ltd
|
6-K
|
Financial Statements
|
|
Steele Creek Capital Corp
|
SC TO-I/A
|
|
|
DeSisto Duane M
|
4
|
|
|
Modular Medical, Inc.
|
4
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Vos Ellen O'Connor
|
4
|
|
|
Cerberus Offshore Levered Loan Opportunities Fund V, Ltd.
|
D/A
|
|
|
Danae Group SAS
|
D
|
|
|
FrontView REIT, Inc.
|
CERT
|
|
|
Sheibley Philip Brent
|
4
|
|
|
CARDINAL HEALTH INC
|
DEFA14A
|
Financial Statements
|
|
Volkart Carmen B
|
4
|
|
|
AgEagle Aerial Systems Inc.
|
8-K
|
Financial Statements
|
|
Liquidia Corp
|
8-K
|
Financial Statements
|
|
FELSHER STEVEN G
|
4
|
|
|
Zhibao Technology Inc.
|
6-K
|
|
|
StandardAero, Inc.
|
CERT
|
|
|
Blue Owl Capital Corp
|
8-K
|
Financial Statements
|
|
HONDA MOTOR CO LTD
|
6-K
|
Financial Statements
|
|
Artificial Intelligence Technology Solutions Inc.
|
8-K
|
|
|
V F CORP
|
8-K
|
|
|
Kodiak Gas Services, Inc.
|
424B7
|
|
|
Blue Owl Capital Corp III
|
8-K
|
|
|
MultiMetaVerse Holdings Ltd
|
6-K
|
|
|
ORIX CORP
|
6-K
|
Financial Statements
|
|
Shipyard Capital Management LLC
|
SC 13D/A
|
|
|
Pacific Coast Oil Trust
|
SC 13D/A
|
|
|
ZTO Express
|
6-K
|
Financial Statements
|
|
SUPER HI INTERNATIONAL HOLDING LTD.
|
6-K
|
|
|
CACTI ASSET MANAGEMENT LLC
|
13F-HR
|
|
|
ZEEKR Intelligent Technology Holding Ltd
|
6-K
|
|
|
PROPERTYGURU GROUP LTD
|
6-K
|
|
|
RADWARE LTD
|
6-K
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
TMT Acquisition Corp.
|
DEFM14A
|
|
|
Armada Data Corp.
|
F-X
|
|
|
ECOPETROL S.A.
|
6-K
|
Financial Statements
|
|
Armada Data Corp.
|
CB
|
|
|
Sage Partners Alpha 1 L.P.
|
D/A
|
|
|
Maple-Brown Abbott Ltd
|
13F-HR
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Community West Bancshares
|
10-K/A
|
Financial Statements
|
|
Concreit Series LLC
|
1-SA
|
|
|
America Great Health
|
8-K
|
|
|
XAI Octagon Floating Rate & Alternative Income Trust
|
8-K
|
|
|
Ecofin Tax-Exempt Private Credit Fund, Inc.
|
DEFA14A
|
|
|
ROUBAIX FUND, L.P.
|
D/A
|
|
|
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO-SABESP
|
6-K
|
|
|
REIC Holdings, Inc.
|
D/A
|
|
|
Dashverse Corp.
|
D
|
|
|
Verses AI Inc.
|
RW
|
|
|
POET TECHNOLOGIES INC.
|
6-K
|
|
|
NEW PACIFIC METALS CORP
|
6-K
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Sonendo, Inc.
|
8-K
|
Financial Statements
|
|
Lion Capital Portfolio I, LLC
|
C/A
|
|
|
TORONTO DOMINION BANK
|
6-K
|
Financial Statements
|
|
Cable One, Inc.
|
10-Q/A
|
Financial Statements
|
|
REDWOOD GROVE CAPITAL FUND, LP
|
D/A
|
|
|
Cable One, Inc.
|
10-K/A
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
HALLMARK VENTURE GROUP, INC.
|
8-K
|
|
|
Powerfleet, Inc.
|
8-K
|
|
|
NAPC Defense, Inc.
|
10-Q/A
|
|
|
Somnee Fund I, A Series of Seaside Ventures, LP
|
D
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
ALASKA AIR GROUP, INC.
|
8-K
|
Financial Statements
|
|
CERO THERAPEUTICS HOLDINGS, INC.
|
8-K
|
|
|
Long View Equity Opportunity Fund, Ltd.
|
D
|
|
|
Silas Fund, Ltd.
|
D
|
|
|
Altitude Capital Holdings LLC
|
D/A
|
|
|
CATERPILLAR FINANCIAL SERVICES CORP
|
FWP
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
FIRST TRUST SERIES FUND
|
485BPOS
|
|
|
Lakeshore IRF Holdings, LLC
|
D/A
|
|
|
ADVENT TECHNOLOGIES HOLDINGS, INC.
|
8-K/A
|
|
|
Evening Fund II, a series of Evening Fund, LP
|
D/A
|
|
|
FrontView REIT, Inc.
|
8-A12B
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
485BPOS
|
|
|
LATAM AIRLINES GROUP S.A.
|
6-K
|
|
|
Assured Med Supply LLC
|
C/A
|
|
|
KINETIC GROUP INC.
|
8-K/A
|
|
|
BOC Ventures XV, LP
|
D
|
|
|
Bria I, a series of Bria Fund, LP
|
D/A
|
|
|
Fund Alpha, a series of Spice Capital, LP
|
D/A
|
|
|
OPACITY LABS, INC.
|
D
|
|
|
NATIONAL GRID PLC
|
6-K
|
Financial Statements
|
|
BLACKROCK FUNDS
|
497K
|
|
|
Wharton Business Group, LLC
|
N-PX
|
|
|
BOC Ventures XVII, LP
|
D
|
|
|
PROOF III HLI LLC
|
D
|
|
|
Trevian Wealth Management LLC
|
N-PX
|
|
|
BIONOMICS LIMITED/FI
|
8-K
|
Financial Statements
|
|
Banzai International, Inc.
|
D
|
|
|
Summit Wealth Group, LLC
|
N-PX
|
|
|
Single Point Partners, LLC
|
N-PX
|
|
|
TILDEN COCKTAILS, INC.
|
D/A
|
|
|
Johnson & White Wealth Management, LLC
|
N-PX
|
|
|
Frisch Financial Group, Inc.
|
N-PX
|
|
|
MITEK SYSTEMS INC
|
8-K
|
Financial Statements
|
|
ExcelFin Acquisition Corp.
|
25-NSE
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
Cordatus Wealth Management LLC
|
N-PX
|
|
|
RSE Collection, LLC
|
1-U
|
|
|
BlackRock Funds II
|
497K
|
|
|
Reef Pass Investors Parallel, LP
|
D
|
|
|
Reef Pass Investors, LP
|
D
|
|
|
Baird Medical Investment Holdings Ltd
|
6-K
|
|
|
Heroic Opportunity Fund SPV IV, LLC
|
D
|
|
|
Lamb Weston Holdings, Inc.
|
8-K
|
Financial Statements
|
|
BOC Ventures Fund II-B LP
|
D
|
|
|
1900 Asto CP Fund I 2024 Series
|
D
|
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
DEFA14A
|
|
|
EMC CORP
|
FWP
|
|
|
JPMORGAN TRUST II
|
DEFA14A
|
|
|
DELL INC
|
FWP
|
|
|
RIO TINTO LTD
|
6-K
|
|
|
RIO TINTO PLC
|
6-K
|
Financial Statements
|
|
Denali Intermediate Inc.
|
FWP
|
|
|
JPMorgan Trust I
|
DEFA14A
|
|
|
Transparent Value Trust
|
DEFA14A
|
|
|
Guggenheim Variable Funds Trust
|
DEFA14A
|
|
|
GUGGENHEIM FUNDS TRUST
|
DEFA14A
|
|
|
Dell Technologies Inc.
|
FWP
|
Financial Statements
|
|
Dell International L.L.C.
|
FWP
|
|
|
CONGRUENCE CAPITAL CORE FUND, L.P.
|
D/A
|
|
|
TL-0604 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
HA-0826 Fund III, a series of Roll Up Vehicles, LP
|
D
|
|
|
CY-0918 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Knightscope, Inc.
|
8-K
|
|
|
Heritage Assets SCSp.
|
SC 13D/A
|
|
|
Arqit Quantum Inc.
|
SC 13D/A
|
|
|
ZO-0814 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
RO-0429 Fund II, a series of Allied Venture Partners, LP
|
D
|
|
|
Haldeman Lucas Merwan
|
144
|
|
|
Eskew Richard
|
144
|
|
|
Accolade, Inc.
|
144
|
Financial Statements
|
|
SCP Focus Fund, LP
|
D/A
|
|
|
Bluerock High Income Institutional Credit Fund
|
4
|
|
|
Jafarnia Kamal
|
4
|
|
|
LITTLE RONALD
|
4
|
|
|
GOLD RESOURCE CORP
|
4
|
Financial Statements
|
|
Wendling Michelle M
|
4
|
|
|
CHOICEONE FINANCIAL SERVICES INC
|
4
|
|
|
BANK5 2024-5YR10
|
FWP
|
|
|
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC
|
FWP
|
|
|
Harbor ETF Trust
|
40-17G
|
|
|
Keffer David Christian
|
4
|
|
|
TREX CO INC
|
4
|
Financial Statements
|
|
Seabreeze Capital Partners Offshore Ltd
|
D/A
|
|
|
Majumder I. Bobby
|
4
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
24F-2NT
|
|
|
HARBOR FUNDS
|
40-17G
|
|
|
Nissan Auto Receivables 2020-A Owner Trust
|
15-15D
|
|
|
Shankman Michael Elliot
|
3
|
|
|
Lexaria Bioscience Corp.
|
3
|
|
|
Page Roxanne M
|
4
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2439
|
487
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
Cavanaugh Robert N
|
144
|
|
|
Taraporevala Cyrus
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
SMITH JAMES C
|
4
|
|
|
Quincey James
|
4
|
|
|
NARAYEN SHANTANU
|
4
|
|
|
Echevarria Joseph
|
4
|
|
|
McGinnis Bradley F.
|
4
|
|
|
New York Distilling Company, LLC
|
D
|
|
|
Buchan James
|
4
|
|
|
ALPHA PRO TECH LTD
|
4
|
Financial Statements
|
|
FS Credit Real Estate Income Trust, Inc.
|
10-K/A
|
|
|
Manager Directed Portfolios
|
497
|
|
|
McHugh Colin
|
144
|
|
|
McConnell Gregory A
|
4
|
|
|
McDuffie Melkeya
|
4
|
|
|
Hamilton Lane Private Infrastructure Fund
|
424B3
|
|
|
DONALDSON Co INC
|
DEFA14A
|
Financial Statements
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Seabreeze Capital Partners LP
|
D/A
|
|
|
DONALDSON Co INC
|
DEF 14A
|
Financial Statements
|
|
HENDON JACK
|
4
|
|
|
Aktis Oncology, Inc.
|
D
|
|
|
Direxion Shares ETF Trust
|
CERT
|
|
|
Essex Bruce John Jr
|
4
|
|
|
Legg Mason Global Asset Management Trust
|
24F-2NT
|
|
|
Coulter Curt E
|
4
|
|
|
Sylmar Studios, LLC
|
D
|
|
|
Nissan Auto Lease Trust 2022-A
|
15-15D
|
|
|
Burrough Eric E
|
4
|
|
|
Hung Thomas
|
3
|
|
|
FIRST HORIZON CORP
|
3
|
Financial Statements
|
|
Burns Harold J
|
4
|
|
|
Shumlin Peter E
|
4
|
|
|
SCOTTS MIRACLE-GRO CO
|
4
|
Financial Statements
|
|
Farsheed Sohaila Sori
|
4
|
|
|
Sandoval Brian E
|
4
|
|
|
Johnson Stephen L
|
4
|
|
|
Learn SPAC HoldCo, Inc.
|
8-A12B
|
|
|
Brophy Keith D.
|
4
|
|
|
Boulder Food Group III-QP, LP
|
D/A
|
|
|
Armock Greg L.
|
4
|
|
|
Kades & Cheifetz LLC
|
13F-HR
|
|
|
Nearpeer, Inc.
|
D
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Whitcomb & Hess, Inc.
|
13F-HR
|
|
|
Tio Romano
|
4
|
|
|
Bluerock Total Income
|
4
|
|
|
Pickle Robot Co
|
D/A
|
|
|
COMMERZBANK AKTIENGESELLSCHAFT /FI
|
13F-HR/A
|
|
|
Cottonwood Communities, Inc.
|
8-K
|
|
|
JLB & ASSOCIATES INC
|
13F-HR
|
|
|
Finn Leo Christian
|
4
|
|
|
FORRESTER RESEARCH, INC.
|
4
|
Financial Statements
|
|
Yoss Jennifer
|
4
|
|
|
CORVEL CORP
|
4
|
Financial Statements
|
|
DIXIE GROUP INC
|
8-K
|
Financial Statements
|
|
Nelson Kelly R
|
4
|
|
|
MVB FINANCIAL CORP
|
4
|
Financial Statements
|
|
Nanis Nikolaos P.
|
144
|
|
|
Teladoc Health, Inc.
|
144
|
Financial Statements
|
|
Northern Lights Fund Trust IV
|
497
|
|
|
PICHEL LOGAN
|
4
|
|
|
REPUBLIC BANCORP INC /KY/
|
4
|
Financial Statements
|
|
European Energy Metals Corp.
|
D/A
|
|
|
Bliss Kelly
|
144
|
|
|
EMGenisys, Inc.
|
D
|
|
|
RegenMed, Inc.
|
C/A
|
|
|
Ascension Alpha Fund, LLC
|
D/A
|
|
|
Hanson Amy
|
4
|
|
|
LSI INDUSTRIES INC
|
4
|
Financial Statements
|
|
Spielman Cheryl
|
4
|
|
|
INTERNET SCIENCES INC.
|
8-K
|
|
|
Owen Jan Lynn
|
4
|
|
|
Beech Robert P.
|
4
|
|
|
Adviser Managed Trust
|
N-CSR
|
|
|
Urban at the Heights LLC
|
D
|
|
|
GALAXY MEDIA PARTNERS LLC
|
D
|
|
|
Freeway Crossing SC Realty Fund LLC
|
D
|
|
|
AgEagle Aerial Systems Inc.
|
424B4
|
Financial Statements
|
|
Maginnis Gerald J.
|
4
|
|
|
COHEN & STEERS QUALITY INCOME REALTY FUND INC
|
4
|
|
|
LOTUS FUND LTD
|
D/A
|
|
|
MARSHALL ERNEST W JR
|
4
|
|
|
Cohen & Steers Closed-End Opportunity Fund, Inc.
|
4
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Ghelani Kekin
|
3
|
|
|
COMMERCIAL METALS Co
|
3
|
Financial Statements
|
|
OGARA WILFRED T
|
4
|
|
|
General Partner, Inc.
|
13F-HR
|
|
|
Quadrant Private Capital Solutions Platform, LP
|
D
|
|
|
Joule Ventures V-A, L.P.
|
D
|
|
|
Chen Yajing
|
144
|
|
|
Zai Lab Ltd
|
144
|
Financial Statements
|