| Company Name |
Form Type |
SEC Filings |
|
|
|
|
TALOS ENERGY INC.
|
CERT
|
Financial Statements
|
|
Value Partners Investments Inc.
|
N-PX/A
|
|
|
GO EK Ventures IV, LLC
|
4
|
|
|
GOLISANO B THOMAS
|
4
|
|
|
EASTMAN KODAK CO
|
4
|
Financial Statements
|
|
Thompson Marty
|
4
|
|
|
LAKE AREA CORN PROCESSORS LLC
|
4
|
|
|
HA International Equity CEF Fund
|
D/A
|
|
|
Zumwalt Debra
|
144
|
|
|
AIP Alternative Lending Fund A
|
SC TO-I/A
|
|
|
Suggs Sean M.
|
4
|
|
|
RENASANT CORP
|
4
|
Financial Statements
|
|
MCGRAW EDWARD ROBINSON
|
4
|
|
|
Montano Juan
|
4
|
|
|
UBS Commercial Mortgage Trust 2017-C5
|
10-D
|
|
|
Raman-Tangella Vidya
|
144
|
|
|
UBS Commercial Mortgage Trust 2018-C11
|
10-D
|
|
|
Ulrich Consultants & Investment Group, LLC
|
13F-NT
|
|
|
UBS Commercial Mortgage Trust 2017-C5
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2018-C11
|
ABS-EE
|
|
|
Hyalex Orthopaedics, Inc.
|
D
|
|
|
M&R CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Brevan Howard FG Macro Fund Ltd
|
D/A
|
|
|
DeWeese Steven E
|
4
|
|
|
Whitney Grant
|
144
|
|
|
Sun Country Airlines Holdings, Inc.
|
144
|
Financial Statements
|
|
Kelly Matthew
|
4
|
|
|
Swenson Nicholas John
|
4
|
|
|
CCUBS Commercial Mortgage Trust 2017-C1
|
10-D
|
|
|
CoastEdge Private Credit, LLC
|
D/A
|
|
|
BriaCell Therapeutics Corp.
|
424B5
|
Financial Statements
|
|
Horizon Real Estate Fund, LP
|
D
|
|
|
THB SMALLCAP FUND, LLC
|
D
|
|
|
CCUBS Commercial Mortgage Trust 2017-C1
|
ABS-EE
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Jundt Mark
|
4
|
|
|
Voya EQUITY TRUST
|
497J
|
|
|
T. Rowe Price High Yield Fund, Inc.
|
497
|
|
|
Johnson Chad Bruce
|
4
|
|
|
Herfurth Mary
|
4
|
|
|
UBS Commercial Mortgage Trust 2018-C10
|
10-D
|
|
|
Ames Christy
|
4
|
|
|
Burns Richard John
|
144
|
|
|
TERADYNE, INC
|
144
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C10
|
ABS-EE
|
|
|
Biller Jonathan
|
144
|
|
|
VERTEX PHARMACEUTICALS INC / MA
|
144
|
Financial Statements
|
|
Voya Separate Portfolios Trust
|
497J
|
|
|
Constitution Capital Access Fund, LLC
|
SC TO-I
|
|
|
BLACKROCK FUNDS
|
497J
|
|
|
Diomedea Investment Fund S.C.A., SICAV-RAIF
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2017-C4
|
10-D
|
|
|
Shell plc
|
6-K
|
|
|
UBS Commercial Mortgage Trust 2017-C4
|
ABS-EE
|
|
|
Brevan Howard FG Macro Fund, L.P.
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2017-C3
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2017-C3
|
ABS-EE
|
|
|
FOCUS UNIVERSAL INC.
|
PRE 14A
|
Financial Statements
|
|
Digital Health Navigation Solutions, Inc.
|
D
|
|
|
WILLIAMS CLARA R
|
4
|
|
|
UBS Commercial Mortgage Trust 2019-C18
|
10-D
|
|
|
de Sa Paul
|
4
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
4
|
Financial Statements
|
|
HYUNDAI ABS FUNDING LLC
|
305B2
|
|
|
Howell Deneen C
|
4
|
|
|
Montagner Marc
|
4
|
|
|
UBS Commercial Mortgage Trust 2019-C18
|
ABS-EE
|
|
|
SCHULTZ LEIGH ANN
|
4
|
|
|
SHENANDOAH TELECOMMUNICATIONS CO/VA/
|
4
|
Financial Statements
|
|
TAPLIN BRITTON T
|
4
|
|
|
UBS Commercial Mortgage Trust 2018-C9
|
10-D
|
|
|
Augmedix, Inc.
|
25-NSE
|
Financial Statements
|
|
River Partners JPE Opportunity, LLC
|
D
|
|
|
RANKIN CHLOE O
|
4
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2018-C8
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2018-C9
|
ABS-EE
|
|
|
RANKIN CLAIBORNE R
|
4
|
|
|
Poor Vincent
|
4
|
|
|
WFN CREDIT CO LLC
|
8-K
|
|
|
DILLARD'S, INC.
|
4
|
Financial Statements
|
|
PERIDOT COINVEST MANAGER LLC
|
4
|
|
|
Green VI Holdings, LLC
|
4
|
|
|
GEI Capital VI, LLC
|
4
|
|
|
LGP Associates VI-B LLC
|
4
|
|
|
LGP Associates VI-A LLC
|
4
|
|
|
Green Equity Investors Side VI, L.P.
|
4
|
|
|
Green Equity Investors VI, L.P.
|
4
|
|
|
LGP MANAGEMENT INC
|
4
|
|
|
Leonard Green & Partners, L.P.
|
4
|
|
|
SIGNET JEWELERS LTD
|
4
|
Financial Statements
|
|
Kenkare-Mitra Sara
|
4
|
|
|
Alector, Inc.
|
4
|
Financial Statements
|
|
Rosenthal Arnon
|
4
|
|
|
HARRIS CASSANDRA
|
4
|
|
|
MATHENY DRUE
|
4
|
|
|
GENESCO INC
|
4
|
Financial Statements
|
|
Romano Gary
|
4
|
|
|
O'BRIEN DEIRDRE
|
144
|
|
|
Apple Inc.
|
144
|
Financial Statements
|
|
Alexander Vicki
|
4
|
|
|
Third Coast Bancshares, Inc.
|
4
|
Financial Statements
|
|
Di Piazza Samuel A Jr.
|
4
|
|
|
Warner Bros. Discovery, Inc.
|
4
|
|
|
Invesco Unit Trusts Taxable Income Series 472
|
497J
|
|
|
Sanzio Anthony
|
4
|
|
|
CAMPBELL SOUP CO
|
4
|
Financial Statements
|
|
Invesco Unit Trusts Taxable Income Series 450
|
497J
|
|
|
Bray Jesse K
|
4
|
|
|
Mr. Cooper Group Inc.
|
4
|
Financial Statements
|
|
Park Michael
|
4
|
|
|
Digimarc CORP
|
4
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 402
|
497J
|
|
|
Harmony Biosciences Holdings, Inc.
|
4
|
Financial Statements
|
|
Kapadia Sandip
|
4
|
|
|
Johnson May Diane
|
4
|
|
|
JONES TIMOTHY PETER
|
3
|
|
|
Clear Channel Outdoor Holdings, Inc.
|
3
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 401
|
497J
|
|
|
Grayscale Zcash Trust
|
8-K
|
|
|
NCR Atleos Corp
|
4
|
|
|
Reece Joseph E
|
4
|
|
|
Van Kampen Unit Trusts Taxable Income Series 399
|
497J
|
|
|
Global Indemnity Group, LLC
|
4
|
Financial Statements
|
|
FOX SAUL A
|
4
|
|
|
CREDIT ACCEPTANCE CORP
|
8-K
|
Financial Statements
|
|
Shah Sangita
|
4
|
|
|
Forward Industries, Inc.
|
4
|
Financial Statements
|
|
Hrynkow Sharon Hemond
|
4
|
|
|
ROGERS ALEXANDER H
|
144
|
|
|
QUALCOMM INC/DE
|
144
|
Financial Statements
|
|
Arnaboldi Nicole S
|
4
|
|
|
Van Kampen Unit Trusts Taxable Income Series 395
|
497J
|
|
|
NEXTERA ENERGY INC
|
4
|
Financial Statements
|
|
Simo Fidji
|
4
|
|
|
Maplebear Inc.
|
4
|
|
|
Foley Christopher
|
4
|
|
|
Sezzle Inc.
|
8-K
|
|
|
Viper Energy, Inc.
|
8-K
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 391
|
497J
|
|
|
Polomski Stanley
|
4
|
|
|
LogicMark, Inc.
|
4
|
Financial Statements
|
|
Curtis Robert Arthur
|
4
|
|
|
GRISSOM DOUGLAS C
|
4
|
|
|
Churchill Downs Inc
|
4
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 330
|
497J
|
|
|
Clouse Mark A.
|
4
|
|
|
Bridgeman Ulysses L Jr
|
4
|
|
|
PETTITT JOHN P
|
4
|
|
|
Coll John
|
4
|
|
|
Allison Transmission Holdings Inc
|
4
|
Financial Statements
|
|
Hartje Karen
|
4
|
|
|
Sezzle Inc.
|
4
|
|
|
Van Kampen Unit Trusts Taxable Income Series 329
|
497J
|
|
|
Vos Mark
|
4
|
|
|
Lulu's Fashion Lounge Holdings, Inc.
|
4
|
Financial Statements
|
|
Sabzivand Amin
|
4
|
|
|
Strong Robert S.
|
4
|
|
|
SLM Corp
|
4
|
Financial Statements
|
|
Begor Mark W
|
4
|
|
|
Barretto Ryan Paul
|
4
|
|
|
Sprout Social, Inc.
|
4
|
Financial Statements
|
|
BEEKHUIZEN MICK J
|
4
|
|
|
Sanchez Daniel E.
|
3
|
|
|
Warner Bros. Discovery, Inc.
|
3
|
|
|
Portillo Jesus
|
4
|
|
|
Mondee Holdings, Inc.
|
4
|
|
|
Youakim Charles
|
4
|
|
|
Schneider Carine
|
4
|
|
|
Landsem Crystal
|
4
|
|
|
Paradis Paul
|
4
|
|
|
Van Kampen Unit Trusts Taxable Income Series 328
|
497J
|
|
|
PARKER MARK S
|
4
|
|
|
HYDROFARM HOLDINGS GROUP, INC.
|
4
|
Financial Statements
|
|
A2Z CUST2MATE SOLUTIONS CORP.
|
424B5
|
|
|
Rice Julie J.
|
4
|
|
|
WW INTERNATIONAL, INC.
|
4
|
|
|
WILLIAMS HARRIS N
|
4
|
|
|
Gogo Inc.
|
4
|
Financial Statements
|
|
GUTIERREZ BARBARA
|
4
|
|
|
ANDERSON MARK M.
|
4
|
|
|
JONES HUGH W
|
4
|
|
|
Deady Laura
|
4
|
|
|
KELLY DENIS F
|
4
|
|
|
Shrank William H
|
4
|
|
|
Ibotta, Inc.
|
4/A
|
|
|
D. E. SHAW & CO, L.L.C.
|
4/A
|
|
|
SHAW DAVID E
|
4/A
|
|
|
D. E. SHAW & CO, L.P.
|
4/A
|
|
|
DIAMOND HILL INVESTMENT GROUP INC
|
8-K
|
Financial Statements
|
|
Abad-Santos Michael
|
4
|
|
|
Altschuler Steven
|
4
|
|
|
DoubleVerify Holdings, Inc.
|
4
|
Financial Statements
|
|
Zagorski Mark
|
4
|
|
|
TOWNSEND CHARLES C
|
4
|
|
|
Payne Christopher D
|
4
|
|
|
Semmelbauer Thilo
|
4
|
|
|
Van Kampen Unit Trusts Taxable Income Series 321
|
497J
|
|
|
MAYES MICHELE COLEMAN
|
4
|
|
|
CRANDALL ROBERT L
|
4
|
|
|
Brown Tracey D
|
4
|
|
|
Koch Monte JM
|
4
|
|
|
S.H.N. Financial Investments Ltd.
|
SC 13G
|
|
|
Elevai Labs Inc.
|
SC 13G
|
|
|
Bornstein Julie
|
4
|
|
|
Van Kampen Unit Trusts Taxable Income Series 256
|
497J
|
|
|
PRECISION DRILLING Corp
|
6-K
|
Financial Statements
|
|
CORNER GROWTH ACQUISITION CORP. 2
|
8-K
|
|
|
Grewal Harpreet
|
144
|
|
|
Penumbra Inc
|
144
|
Financial Statements
|
|
RANGE IMPACT, INC.
|
8-K
|
|
|
Kazmi Syed Kausar
|
4
|
|
|
NETSOL TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Wampler Kira Scherer
|
4
|
|
|
Doximity, Inc.
|
4
|
Financial Statements
|
|
GHAURI NAJEEB
|
4
|
|
|
CATON MARK
|
4
|
|
|
Francis Michael Richard
|
4
|
|
|
ESGL Holdings Ltd
|
SC 13D/A
|
|
|
Quek Leng Chuang
|
SC 13D/A
|
|
|
SK Growth Opportunities Corp
|
8-K
|
|
|
VAN KAMPEN UNIT TRUSTS TAXABLE INCOME SERIES 134
|
497J
|
|
|
Corner Growth Acquisition Corp.
|
8-K
|
|
|
PURPLE BIOTECH LTD.
|
6-K
|
|
|
Lau Joan
|
4
|
|
|
UNIVERSAL DISPLAY CORP \PA\
|
4
|
Financial Statements
|
|
Joseph Celia M
|
4
|
|
|
Thomas J. Herzfeld Advisors, Inc.
|
SC 13G
|
|
|
HARTLEY C KEITH
|
4
|
|
|
HIGH INCOME SECURITIES FUND
|
SC 13G
|
|
|
LACERTE LAWRENCE
|
4
|
|
|
Asset Entities Inc.
|
8-K
|
Financial Statements
|
|
ROSENBLATT SIDNEY D
|
4
|
|
|
GEMMILL ELIZABETH H
|
4
|
|
|
ELIAS RICHARD C
|
4
|
|
|
Comparin Cynthia Jane
|
4
|
|
|
Brown Nigel
|
4
|
|
|
TORTOISE ENERGY INDEPENDENCE FUND, INC.
|
SC 13G/A
|
|
|
Thomas J. Herzfeld Advisors, Inc.
|
SC 13G/A
|
|
|
OFS Credit Company, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Destra Multi-Alternative Fund
|
SC 13G/A
|
|
|
Invesco Unit Trusts, Municipal Series 1355
|
497J
|
|
|
Invesco Unit Trusts, Municipal Series 1349
|
497J
|
|
|
Invesco Unit Trusts, Municipal Series 1315
|
497J
|
|
|
SINGH RAJEEV
|
144
|
|
|
BlackRock ETF Trust
|
485BXT
|
|
|
Ugwumba Chidozie
|
4
|
|
|
PGIM Private Real Estate Fund, Inc.
|
424B3
|
|
|
Ugwumba Chidozie
|
SC 13G/A
|
|
|
Clene Inc.
|
SC 13G/A
|
|
|
Lies Quinton S
|
4
|
|
|
Lies Quinton S
|
3/A
|
|
|
AMERICAN ELECTRIC POWER CO INC
|
3/A
|
Financial Statements
|
|
ARMSTRONG HENRY H ASSOCIATES INC
|
13F-HR
|
|
|
ALLOTT ANTHONY J
|
3
|
|
|
Garcia David R
|
4
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 5
|
497J
|
|
|
PGIM Rock ETF Trust
|
40-17G
|
|
|
PGIM Credit Income Fund
|
40-17G
|
|
|
PGIM Private Credit Fund
|
40-17G
|
|
|
PGIM Private Real Estate Fund, Inc.
|
40-17G
|
|
|
Blue Owl GP Stakes Access Fund VI, LP
|
D
|
|
|
PGIM Short Duration High Yield Opportunities Fund
|
40-17G
|
|
|
PGIM ETF TRUST
|
40-17G
|
|
|
PGIM Global High Yield Fund, Inc.
|
40-17G
|
|
|
PGIM High Yield Bond Fund, Inc.
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 3
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 5
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 9
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 16
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 18
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 12
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10
|
40-17G
|
|
|
PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17
|
40-17G
|
|
|
TARGET PORTFOLIO TRUST
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 8
|
40-17G
|
|
|
PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC.
|
40-17G
|
|
|
ADVANCED SERIES TRUST
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 4
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 7
|
40-17G
|
|
|
PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 6
|
40-17G
|
|
|
PRUDENTIAL WORLD FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14
|
40-17G
|
|
|
PRUDENTIAL SERIES FUND
|
40-17G
|
|
|
PRUDENTIAL JENNISON BLEND FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL SECTOR FUNDS, INC.
|
40-17G
|
|
|
PRUDENTIAL JENNISON SMALL CO FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL NATIONAL MUNI FUND, INC.
|
40-17G
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15
|
40-17G
|
|
|
PRUDENTIALS GIBRALTAR FUND
|
40-17G
|
|
|
Prudential Government Money Market Fund, Inc.
|
40-17G
|
|
|
Harbor Funds II
|
40-17G
|
|
|
MURPHY LILA A
|
4
|
|
|
SmartRent, Inc.
|
144
|
Financial Statements
|
