| Company Name |
Form Type |
SEC Filings |
|
|
|
|
GS Finance Corp.
|
FWP
|
|
|
SorbiForce, Inc.
|
C/A
|
|
|
PENN SERIES FUNDS INC
|
N-MFP3
|
|
|
MOWERY THEODORE W
|
4
|
|
|
MID PENN BANCORP INC
|
4
|
Financial Statements
|
|
TARGET PORTFOLIO TRUST
|
497J
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
497J
|
|
|
Prudential Government Money Market Fund, Inc.
|
497J
|
|
|
Deutsche Bank Trust Co Americas/ ADR Group
|
F-6 POS
|
|
|
SHIONOGI & CO LTD
|
F-6 POS
|
|
|
Japan Exchange Group, Inc./ADR
|
F-6 POS
|
|
|
Wendler Margaret S
|
4
|
|
|
Hudson Brian Arden Sr.
|
4
|
|
|
Sofinnova Synergy Master Fund, LP
|
D/A
|
|
|
HORIZON BANCORP INC /IN/
|
S-3/A
|
Financial Statements
|
|
Frank Joel L.
|
4
|
|
|
Wilson Terrance Lane
|
4
|
|
|
WILLIAMS COMPANIES, INC.
|
4
|
Financial Statements
|
|
Evans Albert J.
|
4
|
|
|
Roundhill ETF Trust
|
CERT
|
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
497K
|
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
MERRIMAN DWIGHT A
|
144
|
|
|
De Soto Matthew G
|
4
|
|
|
Lamb Weston Holdings, Inc.
|
10-Q
|
Financial Statements
|
|
Iron Horse Acquisitions Corp.
|
425
|
|
|
Fairway America, LLC
|
D/A
|
|
|
Iron Horse Acquisitions Corp.
|
8-K
|
|
|
Trager Kusman Andrew
|
4
|
|
|
Steele Creek Capital Corp
|
8-K
|
|
|
Bloodhound Tracking Device, Inc
|
D/A
|
|
|
JPMORGAN TRUST II
|
497K
|
|
|
HOWARD RICHARD PAGE
|
3
|
|
|
NORTH EUROPEAN OIL ROYALTY TRUST
|
3
|
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
497
|
|
|
J.P. Morgan Chase Commercial Mortgage Securities Trust 2014-C20
|
10-D/A
|
|
|
VALLEY VIEW TOWNHOMES LLC
|
D
|
|
|
AMERICAN NATIONAL BANK & TRUST
|
13F-HR
|
|
|
BSCP Institutional Fund II, LP
|
D
|
|
|
Joby Aviation, Inc.
|
SC 13D/A
|
Financial Statements
|
|
TOYOTA MOTOR CORP/
|
SC 13D/A
|
Financial Statements
|
|
JPMorgan Trust I
|
497K
|
|
|
Policinski Christopher J.
|
4
|
|
|
HORMEL FOODS CORP /DE/
|
4
|
Financial Statements
|
|
Bhojwani Gary C
|
4
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Brumbaugh Kimberly J
|
4
|
|
|
Newlands William A
|
4
|
|
|
White Steven Andrew
|
4
|
|
|
Klotho Neurosciences, Inc.
|
8-K
|
|
|
Color Star Technology Co., Ltd.
|
6-K
|
|
|
Abel Robert A
|
4
|
|
|
Creative Planning Employee Investment, LLC
|
D
|
|
|
Verdis Seed Venture Capital III, L.P.
|
D/A
|
|
|
Texas Strategic Growth Fund, L.P.
|
D/A
|
|
|
Starke Jeff
|
4
|
|
|
RC I, a series of Ravelin Capital, LP
|
D/A
|
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
497
|
|
|
MIMG CCXLI Oaks at Bentonshire, LLC
|
D
|
|
|
JPMORGAN TRUST II
|
497
|
|
|
Lexaria Bioscience Corp.
|
8-K
|
|
|
A-Mark Precious Metals, Inc.
|
8-K
|
Financial Statements
|
|
Borodach Andrew Seth
|
3
|
|
|
114 Parsley LLC
|
D
|
|
|
Harmony Square Apartments Investors LLC
|
D
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
497
|
|
|
JPMorgan Trust I
|
497
|
|
|
Velveteen Ventures Fund I, LP
|
D
|
|
|
Sharecare, Inc.
|
SC 13G
|
|
|
GLAZER CAPITAL, LLC
|
SC 13G
|
|
|
Brill Steven D.
|
4
|
|
|
Global Water Resources, Inc.
|
4
|
Financial Statements
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
Ellington Credit Co
|
DEFA14A
|
Financial Statements
|
|
Sabatini Brent
|
3
|
|
|
Vir Biotechnology, Inc.
|
3
|
Financial Statements
|
|
Puckett Jeffrey David
|
4
|
|
|
TYLER TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
de Verneuil Vanina
|
3
|
|
|
Abacus Planning Group, Inc.
|
13F-HR
|
|
|
RBC Bearings INC
|
8-K
|
Financial Statements
|
|
Vulcan Value Partners, LLC
|
SC 13G/A
|
|
|
FS Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
Ituran Location & Control Ltd.
|
SC 13G/A
|
Financial Statements
|
|
Essence VC II, LP - I
|
D/A
|
|
|
Correia Christina
|
4
|
|
|
LAM RESEARCH CORP
|
4
|
Financial Statements
|
|
CHAIN BRIDGE BANCORP INC
|
CERT
|
|
|
FIRST COMMUNITY TRUST NA
|
13F-HR
|
|
|
Technova Industries Inc.
|
D
|
|
|
Stonehearth Capital Management, LLC
|
13F-HR
|
|
|
Apollon Financial, LLC
|
N-PX
|
|
|
Rippy John T
|
4
|
|
|
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
|
4
|
|
|
BOWEN JAMES A
|
4
|
|
|
Invesco Real Estate Income Trust Inc.
|
4
|
|
|
Invesco Ltd.
|
4
|
Financial Statements
|
|
Invesco Advisers, Inc.
|
4
|
|
|
RREEF Property Trust, Inc.
|
424B3
|
|
|
Flannery Steven E.
|
4
|
|
|
SEALED AIR CORP/DE
|
4
|
Financial Statements
|
|
Killphonic Rights, Inc.
|
D
|
|
|
Knight Heather
|
4
|
|
|
WATERS CORP /DE/
|
4
|
Financial Statements
|
|
FT 11832
|
S-6
|
|
|
MILLER JAMES HARRY
|
4
|
|
|
MATRIX SERVICE CO
|
4
|
Financial Statements
|
|
Flannery Steven E.
|
3
|
|
|
SEALED AIR CORP/DE
|
3
|
Financial Statements
|
|
JLP Credit Opportunity Cayman Fund Ltd
|
D/A
|
|
|
Kiewiet Sean
|
4
|
|
|
Priority Technology Holdings, Inc.
|
4
|
Financial Statements
|
|
Sarnoff Dafna
|
144
|
|
|
CarGurus, Inc.
|
144
|
Financial Statements
|
|
Frozen Puck Labs Inc
|
C
|
|
|
Carrington Patricia
|
3
|
|
|
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
|
3
|
|
|
CULLEN FUNDS TRUST
|
497
|
|
|
Q Tower LLC
|
D
|
|
|
Mertens Steve
|
4
|
|
|
NEUROONE MEDICAL TECHNOLOGIES Corp
|
4
|
|
|
BOC Ventures XVIII, LP
|
D
|
|
|
Jiang Wei
|
4
|
|
|
JOHN HANCOCK PREMIUM DIVIDEND FUND
|
3
|
|
|
Rocky Mountains Group Ltd
|
S-1/A
|
|
|
PMIT Residential Funding XXVI LLC
|
ABS-15G
|
|
|
Arda Therapeutics, Inc.
|
D
|
|
|
Progressive Care Inc.
|
15-15D
|
|
|
Georgia Green Light Ltd Liability Co
|
D
|
|
|
BofA Finance LLC
|
FWP
|
|
|
JOHN HANCOCK PREFERRED INCOME FUND III
|
3
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B2
|
Financial Statements
|
|
BLACKBERRY Ltd
|
8-K
|
Financial Statements
|
|
Powell Anthony T
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Huang Pearl S
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Dragon Co-Investor Holdings II L.P.
|
D
|
|
|
Connors Nelda J
|
4
|
|
|
CONOCOPHILLIPS
|
4
|
Financial Statements
|
|
WILLIAMS DAVID B
|
4
|
|
|
HYSTER-YALE, INC.
|
4
|
Financial Statements
|
|
Bueker Kathryn
|
144
|
|
|
HUBSPOT INC
|
144
|
Financial Statements
|
|
JOHN HANCOCK PREFERRED INCOME FUND II
|
3
|
|
|
Mid-American Wealth Advisory Group, Inc.
|
13F-HR
|
|
|
Yang Yingmei
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Apollon Wealth Management, LLC
|
N-PX
|
|
|
Christianson Mark
|
4
|
|
|
BOC Ventures XIX, LP
|
D
|
|
|
Origin IncomePlus Operating Company, LLC
|
D
|
|
|
NIBLOCK ROBERT A
|
4
|
|
|
O'Conor Raymond F
|
4
|
|
|
ARROW FINANCIAL CORP
|
4
|
Financial Statements
|
|
Borr Drilling Ltd
|
6-K
|
Financial Statements
|
|
JOHN HANCOCK PREFERRED INCOME FUND
|
3
|
|
|
UBS Commercial Mortgage Trust 2019-C17
|
10-D
|
|
|
Jensen Quality Growth Fund Inc
|
497J
|
|
|
VANGUARD SPIRITS HOLDINGS LLC
|
D
|
|
|
JOHNSON RADY A
|
4
|
|
|
BOURLA ALBERT
|
4
|
|
|
Kelley Richard James
|
4
|
|
|
GEOSPACE TECHNOLOGIES CORP
|
4
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2019-C17
|
ABS-EE
|
|
|
Terra Capital Income Fund II, LLC
|
D
|
|
|
Efficient Frontier Advisors LLC
|
13F-HR
|
|
|
ALLIED ASSET ADVISORS FUNDS
|
497J
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Spectra Velocity Fund I, LP
|
D/A
|
|
|
TRUST CO OF TOLEDO NA /OH/
|
13F-HR
|
|
|
TRINITY BIOTECH PLC
|
6-K
|
Financial Statements
|
|
Rosa David A
|
4
|
|
|
BOC Ventures XX, LP
|
D
|
|
|
JOHN HANCOCK INVESTORS TRUST
|
3
|
|
|
Mach Innovation Fund, LP
|
D/A
|
|
|
Connelly Susan M.
|
4
|
|
|
DARDEN RESTAURANTS INC
|
4
|
Financial Statements
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
Efficient Frontier Advisors LLC
|
N-PX
|
|
|
Cannon Financial Strategists, Inc.
|
13F-HR
|
|
|
OFS Credit Company, Inc.
|
8-A12B
|
Financial Statements
|
|
ACURA PHARMACEUTICALS, INC
|
8-K
|
|
|
T Stamp Inc
|
8-K
|
|
|
JOHN HANCOCK INCOME SECURITIES TRUST
|
3
|
|
|
Singh-Bushell Ekta
|
144
|
|
|
Huron Consulting Group Inc.
|
144
|
Financial Statements
|
|
KWESST Micro Systems Inc.
|
6-K
|
|
|
UNIVERSAL HEALTH REALTY INCOME TRUST
|
8-K
|
|
|
FIM EM Frontier Fund Ltd
|
D/A
|
|
|
WEYBOSSET RESEARCH & MANAGEMENT LLC
|
13F-HR
|
|
|
Nebius Group N.V.
|
6-K
|
Financial Statements
|
|
BOC Ventures XXI, LP
|
D
|
|
|
O'Boyle Carolyn L.
|
4
|
|
|
BOSTON BEER CO INC
|
4
|
Financial Statements
|
|
John Hancock Hedged Equity & Income Fund
|
3
|
|
|
BLEGEN THEODORE
|
4
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
4
|
Financial Statements
|
|
Principal Life Insurance Co Separate Account B
|
497J
|
|
|
Brookstone Capital Management
|
SC 13G/A
|
|
|
Little Harbor Advisors, LLC
|
SC 13G/A
|
|
|
McCarthy Margaret M
|
4
|
|
|
AMERICAN ELECTRIC POWER CO INC
|
4
|
Financial Statements
|
|
CHAIN BRIDGE BANCORP INC
|
8-A12B
|
|
|
Linginfelter Henry P
|
4
|
|
|
OFS Credit Company, Inc.
|
POS EX
|
Financial Statements
|
|
Von Thaer Lewis
|
4
|
|
|
Roberts Daryl
|
4
|
|
|
JAMES DONNA
|
4
|
|
|
Stoddard Daniel G.
|
4
|
|
|
Sanofi
|
6-K
|
Financial Statements
|
|
GARCIA ART A
|
4
|
|
|
Howloo, Inc.
|
1-SA
|
|
|
LIN SANDRA BEACH
|
4
|
|
|
Tucker Sara Martinez
|
4
|
|
|
GARY HUNTER CLARK
|
4
|
|
|
UBS Commercial Mortgage Trust 2018-C15
|
10-D
|
|
|
Tribal Rides International Corp.
|
10-K
|
|
|
JLP Credit Opportunity Fund LP
|
D/A
|
|
|
Black Spade Acquisition II Co
|
8-K
|
|
|
Innovator ETFs Trust
|
SC 13G/A
|
|
|
UBS Commercial Mortgage Trust 2018-C15
|
ABS-EE
|
|
|
OMC Credit Fund LP
|
D
|
|
|
AIP Alternative Lending Fund P
|
SC TO-I
|
|
|
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
|
3
|
|
|
ROBOTTI ROBERT
|
4
|
|
|
TIDEWATER INC
|
4
|
Financial Statements
|
|
MWR TopCo, LLC
|
D
|
|
|
Dallas SH380 Investment LLC
|
D
|
|
|
Intersight, Inc.
|
D
|
|
|
ABI Holdings LLC
|
D
|
|
|
Brookstone Capital Management
|
SC 13G
|
|
|
Innovator ETFs Trust
|
SC 13G
|
|
|
60 DEGREES PHARMACEUTICALS, INC.
|
PRE 14A
|
|
|
FNB Financial Services, LP
|
424B2
|
|
|
FNB CORP/PA/
|
424B2
|
Financial Statements
|
|
BOC Ventures Fund II-B LP
|
D/A
|
|
|
CVI Investments, Inc.
|
SC 13G
|
|
|
Theriva Biologics, Inc.
|
SC 13G
|
Financial Statements
|
|
Tidal Trust II
|
485APOS
|
|
|
AIP Alternative Lending Fund A
|
SC TO-I
|
|
|
UBS Commercial Mortgage Trust 2018-C12
|
10-D
|
|
|
Terruzzin Marco
|
144
|
|
|
Energy Vault Holdings, Inc.
|
144
|
|
|
Quinn Matthew Todd
|
144
|
|
|
Great Elm Capital Corp.
|
APP ORDR
|
Financial Statements
|
|
Geshem Israel Fund LP
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2018-C12
|
ABS-EE
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Invesco Unit Trusts Series 2373
|
497
|
|
|
UBS Commercial Mortgage Trust 2018-C14
|
10-D
|
|
|
Union Regional Water, Recreational & Economic Development Authority LLC
|
D
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
497
|
|
|
BOC Ventures XVII, LP
|
D/A
|
|
|
Rangan Yamini
|
144
|
|
|
Falcon's Beyond Global, Inc.
|
8-K
|
|
|
UBS Commercial Mortgage Trust 2018-C14
|
ABS-EE
|
|
|
Loh Michael Anthony
|
4
|
|
|
BUTLER NATIONAL CORP
|
4
|
|
|
SEQUOIA RESIDENTIAL FUNDING INC
|
ABS-15G
|
|
|
UBS Commercial Mortgage Trust 2019-C16
|
10-D
|
|
|
Athlete Connect Sports, Inc.
|
D
|
|
|
Chandler Elizabeth B
|
4
|
|
|
ROLLINS INC
|
4
|
Financial Statements
|
|
Philp Daniel C.
|
4
|
|
|
LENDWAY, INC.
|
4
|
Financial Statements
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
497K
|
|
|
UBS Commercial Mortgage Trust 2019-C16
|
ABS-EE
|
|
|
Blue Opal Capital Fund
|
D/A
|
|
|
BlackRock Finance, Inc.
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
McAlister, Sweet & Associates, Inc.
|
13F-HR
|
|
|
PRINCIPAL LIFE INSURANCE CO
|
424B3
|
|
|
Marathon Goldrich Fund, L.P.
|
D/A
|
|
|
JLP Balanced Alpha Fund LP
|
D/A
|
|
|
Roth James H
|
144
|
|
|
DOLIVER ADVISORS, LP
|
13F-HR
|
|
|
Principal Life Insurance Co Separate Account B
|
497
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
8-A12B
|
|
|
Spirit AeroSystems Holdings, Inc.
|
425
|
Financial Statements
|
|
TFG Cochecho Residential Preferred, LLC
|
D
|
|
|
Nelson William R
|
4
|
|
|
Vive SP Evelyn Glenn, LLC
|
D
|
|
|
Coastal Bridge Advisors, LLC
|
N-PX
|
|
|
Glencore plc
|
4
|
|
|
Glencore AG
|
4
|
|
|
GLENCORE INTERNATIONAL AG
|
4
|
|
|
CENTURY ALUMINUM CO
|
4
|
Financial Statements
|
|
Invesco Unit Trusts Series 2384
|
487
|
|
|
Capital CS Group, LLC
|
N-PX
|
|
|
GLOBALFOUNDRIES Inc.
|
144
|
Financial Statements
|
|
EDELMAN MARTIN L
|
144
|
|
|
NOVO GUILLERMO
|
4
|
|
|
PPG INDUSTRIES INC
|
4
|
Financial Statements
|
|
AIP Alternative Lending Fund P
|
SC TO-I/A
|
|
|
Nally Michael
|
4
|
|
|
Fortmann Kathy Lynn
|
4
|
|
|
SMARTSHEET INC
|
144
|
Financial Statements
|
|
MADER MARK PATRICK
|
144
|
|
