| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Coric Vlad
|
4
|
|
|
First Foundation Inc.
|
8-K
|
Financial Statements
|
|
Guardion Health Sciences, Inc.
|
8-K
|
Financial Statements
|
|
CytoMed Therapeutics Ltd
|
6-K
|
|
|
Evaxion Biotech A/S
|
6-K
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
ALTA EQUIPMENT GROUP INC.
|
8-K
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
ASSET MANAGEMENT FUND
|
24F-2NT
|
|
|
Itau Unibanco Holding S.A.
|
6-K
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
GFL Environmental Inc.
|
6-K
|
Financial Statements
|
|
Wilson Adrian Stuart
|
144
|
|
|
NOVA LTD.
|
144
|
Financial Statements
|
|
BATTALION OIL CORP
|
SC 13E3/A
|
|
|
BRAZILIAN ELECTRIC POWER CO
|
6-K
|
Financial Statements
|
|
Ingevity Corp
|
8-K
|
Financial Statements
|
|
Plastec Technologies, Ltd.
|
6-K
|
|
|
BATTALION OIL CORP
|
PRER14A
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Valneva SE
|
6-K
|
Financial Statements
|
|
Prosper Funding LLC
|
424B3
|
|
|
PROSPER MARKETPLACE, INC
|
424B3
|
|
|
Eton Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
TORO CO
|
8-K
|
Financial Statements
|
|
Twin Vee PowerCats, Co.
|
S-4/A
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
JBS GLOBAL MEAT HOLDINGS PTY LTD
|
F-4/A
|
|
|
JBS USA FOOD Co
|
F-4/A
|
|
|
JBS LUXEMBOURG CO S.A R.L.
|
F-4/A
|
|
|
JBS GLOBAL LUXEMBOURG S.A R.L.
|
F-4/A
|
|
|
JBS USA HOLDING LUX S.A R.L.
|
F-4/A
|
|
|
JBS S.A.
|
F-4/A
|
|
|
BeLive Holdings
|
F-1/A
|
|
|
Baozun Inc.
|
6-K
|
Financial Statements
|
|
Advanced Health Intelligence Ltd
|
6-K
|
|
|
UBS AG
|
424B2
|
|
|
Jefferies Financial Group Inc.
|
424B5
|
Financial Statements
|
|
Banco Santander, S.A.
|
6-K
|
Financial Statements
|
|
Cingulate Inc.
|
S-1/A
|
|
|
GABELLI MONEY MARKET FUNDS
|
N-MFP3
|
|
|
KIDOZ INC.
|
6-K
|
|
|
IMMUTEP Ltd
|
6-K
|
Financial Statements
|
|
Digimarc CORP
|
8-K
|
Financial Statements
|
|
International Finance Corp
|
DSTRBRPT
|
|
|
Coincheck Group B.V.
|
425
|
|
|
Thunder Bridge Capital Partners IV, Inc.
|
425
|
|
|
Oncocyte Corp
|
8-K
|
Financial Statements
|
|
Abivax S.A.
|
6-K
|
|
|
Bilibili Inc.
|
S-8
|
Financial Statements
|
|
Integral Acquisition Corp 1
|
8-K
|
|
|
TOYOTA MOTOR CORP/
|
6-K
|
Financial Statements
|
|
Artificial Intelligence Technology Solutions Inc.
|
8-K
|
|
|
Bellevue Capital Partners, LLC
|
4
|
|
|
Global Net Lease, Inc.
|
4
|
Financial Statements
|
|
SCHORSCH NICHOLAS S
|
4
|
|
|
STAVRIDIS JAMES G.
|
4
|
|
|
Fortinet, Inc.
|
4
|
Financial Statements
|
|
ORIX CORP
|
6-K
|
Financial Statements
|
|
ALBANY INTERNATIONAL CORP /DE/
|
8-K
|
Financial Statements
|
|
Growth Stalk Holdings Corp
|
1-A-W/A
|
|
|
WESTPAC BANKING CORP
|
6-K
|
|
|
SmartTrust 676
|
S-6/A
|
|
|
Envoy Medical, Inc.
|
S-3
|
|
|
Ferguson UK Holdings Ltd
|
424B2
|
|
|
Ferguson Enterprises Inc. /DE/
|
424B2
|
|
|
Rise Gold Corp.
|
8-K
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
VERITY Wealth Advisors
|
13F-HR
|
|
|
Energous Corp
|
8-K
|
Financial Statements
|
|
Healthcare AI Acquisition Corp.
|
8-K
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
Insight Acquisition Corp. /DE
|
8-K
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
Cub Crafters, Inc.
|
1-SA/A
|
|
|
South LaSalle International Equities Trust
|
D/A
|
|
|
SELIGMAN TECH SPECTRUM OFFSHORE FUND
|
D/A
|
|
|
SELIGMAN TECH SPECTRUM FUND LLC
|
D/A
|
|
|
Multi-Manager Solutions U.S. Large Cap Private Fund, LLC
|
D/A
|
|
|
COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC
|
D/A
|
|
|
Columbia Institutional High Yield Fixed Income Private Fund
|
D/A
|
|
|
Columbia Solutions Catholic Values Intermediate Bond Private Fund, LLC
|
D/A
|
|
|
Columbia Pyrford International Stock Private Fund, LLC
|
D/A
|
|
|
Columbia Integrated Small & Mid Cap Private Fund, LLC
|
D/A
|
|
|
Columbia Integrated Micro Cap Core Private Fund, LLC
|
D/A
|
|
|
Columbia Integrated Large Cap Value Private Fund, LLC
|
D/A
|
|
|
Columbia Integrated Large Cap Core Private Fund, LLC
|
D/A
|
|
|
Columbia Institutional High Yield Fixed Income Private Fund, LLC
|
D/A
|
|
|
Columbia Emerging Markets Equity Private Fund, LLC
|
D/A
|
|
|
Mynaric AG
|
6-K
|
Financial Statements
|
|
Caliber Core Plus Growth & Income Fund REIT, LLC
|
D/A
|
|
|
Elevai Labs Inc.
|
8-K
|
|
|
Arc Endosurgery Inc.
|
D
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Trillion Energy International Inc.
|
6-K
|
|
|
JBS S.A.
|
20-F/A
|
|
|
Origin Endoscopy Inc.
|
D/A
|
|
|
TA Fintech Inc.
|
D/A
|
|
|
TI-0519 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
AST SpaceMobile, Inc.
|
8-K
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Greenfield FTC, Inc.
|
13F-HR
|
|
|
PEMBINA PIPELINE CORP
|
6-K
|
Financial Statements
|
|
SBA COMMUNICATIONS CORP
|
8-K
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
6-K
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
Brightwater Advisory LLC
|
13F-HR
|
|
|
Pacific Airport Group
|
6-K
|
Financial Statements
|
|
PFS FUNDS
|
N-CEN
|
|
|
ZE22 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Equinox Gold Corp.
|
F-X
|
|
|
TELEFONICA BRASIL S.A.
|
6-K
|
Financial Statements
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
RYSE Inc.
|
1-A POS
|
|
|
NOVONIX Ltd
|
6-K
|
|
|
SIFCO INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
NOVAVAX INC
|
8-K
|
Financial Statements
|
|
Typhos Structured Alpha LP
|
D/A
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
|
N-PX
|
|
|
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
HPA 2024 ES INVESTMENT, LLC
|
D
|
|
|
Workhorse Group Inc.
|
8-K
|
Financial Statements
|
|
Global Clean Energy Holdings, Inc.
|
DEF 14A
|
|
|
Advisors' Inner Circle Fund III
|
497
|
|
|
COMMERZBANK AKTIENGESELLSCHAFT /FI
|
13F-HR/A
|
|
|
PERMANENT PORTFOLIO FAMILY OF FUNDS
|
N-CSRS
|
|
|
Nuvve Holding Corp.
|
8-K
|
|
|
GS Finance Corp.
|
FWP
|
|
|
Elevation Bridge 3, LLC
|
D
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
ETF Opportunities Trust
|
485APOS
|
|
|
BLACKROCK MUNICIPAL SERIES TRUST
|
497K
|
|
|
CONCREIT FUND I LLC
|
253G2
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
497K
|
|
|
Health Advocates Network Holdings Corp.
|
D
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
497J
|
|
|
Xperi Inc.
|
8-K
|
Financial Statements
|
|
Elevation Bridge, LLC
|
D
|
|
|
BlackRock Capital Appreciation Fund, Inc.
|
497K
|
|
|
RF Acquisition Corp.
|
425
|
|
|
Cognitum Capital LLC
|
D
|
|
|
Direxion Shares ETF Trust
|
497K
|
|
|
RF Acquisition Corp.
|
8-K
|
|
|
BLACKROCK FUNDS
|
497K
|
|
|
Aerkomm Inc.
|
8-K
|
|
|
PISMO COAST VILLAGE INC
|
8-K
|
|
|
Learn CW Investment Corp
|
25-NSE
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
Thermon Group Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Biohaven Ltd.
|
4
|
Financial Statements
|
|
CHILDS JOHN W
|
4
|
|
|
USA Compression Partners, LP
|
8-K
|
Financial Statements
|
|
Aldeyra Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Senter Brooke L
|
4
|
|
|
UWHARRIE CAPITAL CORP
|
4
|
|
|
Franklin Global Trust
|
40-17F2
|
|
|
Southern Land Capital Fund, LLC
|
D/A
|
|
|
Holy Andrew D.
|
4
|
|
|
VWF Bancorp, Inc.
|
4
|
|
|
FRANKLIN FUND ALLOCATOR SERIES
|
40-17F2
|
|
|
AFRICAN INVESTMENT HOLDINGS
|
D
|
|
|
Brackin Richard Wayne
|
4
|
|
|
FOXBY CORP.
|
40-17G
|
|
|
SPROTT FUNDS TRUST
|
485BXT
|
|
|
Hababou Ahmed
|
3
|
|
|
Air Products & Chemicals, Inc.
|
3
|
Financial Statements
|
|
DAVIS MICHAEL A /
|
4
|
|
|
CYANOTECH CORP
|
4
|
Financial Statements
|
|
NEW AMERICA HIGH INCOME FUND INC
|
SC 13G
|
|
|
SIT INVESTMENT ASSOCIATES INC
|
SC 13G
|
|
|
Nfinite Nano I a Series of Republic Deal Room Master Fund LLC
|
D
|
|
|
Galovich Brian
|
3
|
|
|
Brifo Victoria
|
3
|
|
|
Brand Wolfgang
|
3
|
|
|
Venture Capital Portfolio 2025 LP
|
D
|
|
|
Bols Ivo
|
3
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Apollo Global Management, Inc.
|
FWP
|
Financial Statements
|
|
Johnson & White Wealth Management, LLC
|
13F-HR
|
|
|
BMO Family Office, LLC
|
13F-NT
|
|
|
BEXIL INVESTMENT TRUST
|
40-17G
|
|
|
AFRICAN INVESTMENT HOLDINGS
|
D
|
|
|
TORTOISE PIPELINE & ENERGY FUND, INC.
|
SC 13G
|
|
|
PARK AVENUE SECURITIES LLC
|
13F-HR
|
|
|
Sculptor Diversified Real Estate Income Trust, Inc.
|
8-K
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2435
|
487
|
|
|
Midas Series Trust
|
40-17G
|
|
|
Wisetack I a Series of Republic Deal Room Master Fund LLC
|
D
|
|
|
Calvert Responsible Index Series, Inc.
|
497K
|
|
|
Northern Lights Fund Trust IV
|
497K
|
|
|
CALVERT IMPACT FUND INC
|
497K
|
|
|
GABELLI MULTIMEDIA TRUST INC.
|
SC 13G
|
|
|
PRINCIPAL FUNDS, INC.
|
N-MFP3
|
|
|
Franklin Floating Rate Master Trust
|
40-17F2
|
|
|
ETF Opportunities Trust
|
485BXT
|
|
|
Calvert Responsible Index Series, Inc.
|
497
|
|
|
Wiser Wealth Management, Inc
|
13F-HR
|
|
|
MiniCircle I a Series of Republic Deal Room Master Fund LLC
|
D
|
|
|
RBC Indigo Asset Management Inc
|
13F-NT
|
|
|
John Hancock Asset Backed Securities Fund
|
N-8A
|
|
|
CALVERT IMPACT FUND INC
|
497
|
|
|
Somnio Financial Group, LLC
|
13F-HR
|
|
|
Wispr I a Series of Republic Deal Room Master Fund LLC
|
D
|
|
|
Co-Investment Portfolio TE 2025 LP
|
D
|
|
|
MORGAN STANLEY PATHWAY FUNDS
|
485BXT
|
|
|
Alternative Ballistics Corp
|
1-U
|
|
|
Alpha Omega Wealth Management LLC
|
13F-HR
|
|
|
Adviser Managed Trust
|
DEFA14A
|
|
|
Case Status, Inc.
|
D
|
|
|
WILLIAMS CHRISTOPHER J
|
4
|
|
|
UNION PACIFIC CORP
|
4
|
Financial Statements
|
|
WIEHOFF JOHN
|
4
|
|
|
Tien John K Jr
|
4
|
|
|
Simons Doyle
|
4
|
|
|
MCCARTHY MICHAEL R
|
4
|
|
|
Lute Jane H
|
4
|
|
|
HOPKINS DEBORAH C
|
4
|
|
|
Finley Teresa
|
4
|
|
|
Edison Sheri H.
|
4
|
|
|
DILLON DAVID B
|
4
|
|
|
WEMBA Snoots Fund I Jul 2024 a Series of CGF2021 LLC
|
D
|
|
|
DeLaney William J III
|
4
|
|
|
Job Leap, Inc.
|
D
|
|
|
Avenue Venture Opportunities Fund, L.P.
|
SC 13G
|
|
|
Beyond Air, Inc.
|
SC 13G
|
|
|
Co-Investment Portfolio GF 2025 LP
|
D
|
|
|
SX V a Series of Fourth Realm Investments LLC
|
D
|
|
|
Stellantis N.V.
|
6-K
|
|
|
Ming Shing Group Holdings Ltd
|
F-1/A
|
|
|
Quiet Golf Aug 2024 a Series of CGF2021 LLC
|
D
|
|
|
Brown David B
|
4
|
|
|
Perma-Pipe International Holdings, Inc.
|
4
|
Financial Statements
|
|
Linqto Liquidshares LLC
|
D/A
|
|
|
Trinity Financial Advisors LLC
|
13F-HR
|
|
|
Boiter Cynthia
|
4
|
|
|
Impact Banking Jul 2024 a Series of CGF2021 LLC
|
D
|
|
|
IdentifySensors Biologics Corp.
|
SEC STAFF ACTION
|
|
|
Trust Co
|
13F-HR
|
|
|
Double Standard a Series of CGF2021 LLC
|
D
|
|
|
Dominguez Wealth Management Solutions, Inc.
|
13F-HR
|
|
|
LILLY ENDOWMENT INC
|
13F-HR
|
|
|
Co-Investment Portfolio 2025 LP
|
D
|
|
|
Cook Robert S
|
4
|
|
|
FIRST MID BANCSHARES, INC.
|
4
|
Financial Statements
|
|
Listed Funds Trust
|
485APOS
|
|
|
Lee Angela B
|
4
|
|
|
TOMPKINS FINANCIAL CORP
|
4
|
Financial Statements
|
|
Marcus Gisele A
|
4
|
|
|
Hive TBC a Series of CGF2021 LLC
|
D
|
|
|
AUDENT GAM FUND II, L.P.
|
D/A
|
|
|
Tap Ins LLC
|
D
|
|
|
Williams Melvin D.
|
4
|
|
|
FIRSTENERGY CORP
|
4
|
Financial Statements
|
|
McCurry James Kyle
|
4
|
|
|
Apella Capital, LLC
|
13F-HR
|
|
|
Turner Leslie M
|
4
|
|
|
Westerhold Mary
|
4
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
485BXT
|
|
|
HydRx, Inc.
|
D/A
|
|
|
SOMERHALDER JOHN W II
|
4
|
|
|
Zimmer James Edwin
|
4
|
|
|
Delorier Rilla S
|
4
|
|
|
Atlantic Union Bankshares Corp
|
4
|
|
|
ONEIL JAMES F
|
4
|
|
|
triple0 Radar 2024 a Series of CGF2021 LLC
|
D
|
|
|
Engola Paul
|
4
|
|
|
O'Hara Michelle A.
|
4
|
|
|
WVP Emerging Manager Private Fund LLC - Lateral Series
|
D/A
|
|
|
KALETA PAUL J
|
4
|
|
|
ACP Ulysses Holdings, Inc.
|
D/A
|
|
|
Community Equity Fund XXIX Limited Partnership
|
D
|
|
|
KIMBLE DONALD R
|
4
|
|
|
Hicks Lisa Winston
|
4
|
|
|
McRae Eric S
|
4
|
|
|
SCHREINER LINDA V
|
4
|
|
|
SHEPHARD JOEL R
|
4
|
|
|
RBC Global Asset Management Inc.
|
13F-NT/A
|
|
|
DEMETRIOU STEVEN J.
|
4
|
|
|
WAMPLER KEITH L
|
4
|
|
|
TILLETT RONALD L
|
4
|
|
|
Hephae Energy Technology Corp
|
D
|
|
|
Wimbush Frederick Blair
|
4
|
|
|
Croom Jana T
|
4
|
|
|
OPX2024 OxiWear a Series of Opulentia Ventures LLC
|
D
|
|
|
Ellett Frank Russell
|
4
|
|
|
Vive SP Evelyn Glenn, LLC
|
D/A
|
|
|
Dreyfus Treasury Obligations Cash Management
|
N-MFP3
|
|
