| Company Name |
Form Type |
SEC Filings |
|
|
|
|
EMX Royalty Corp
|
6-K
|
Financial Statements
|
|
Allarity Therapeutics, Inc.
|
8-K
|
|
|
AMERICAN BATTERY TECHNOLOGY Co
|
DEF 14A
|
|
|
ONCOLYTICS BIOTECH INC
|
6-K
|
Financial Statements
|
|
Peraso Inc.
|
8-K
|
|
|
CCC Intelligent Solutions Holdings Inc.
|
8-K
|
|
|
Solus Long-Term Opportunities Evergreen Fund LP
|
D/A
|
|
|
Crescat Global Macro Fund LTD
|
D/A
|
|
|
TUPPERWARE BRANDS CORP
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
Solus Long-Term Opportunities Evergreen Fund Offshore LP
|
D/A
|
|
|
Aaron's Company, Inc.
|
25-NSE
|
Financial Statements
|
|
Alua Partners LP
|
D/A
|
|
|
Alua Offshore Fund Ltd.
|
D/A
|
|
|
Invesco Senior Loan Fund
|
N-23C3A
|
|
|
Franklin Alternative Strategies Funds
|
497J
|
|
|
Viking Long Fund III Ltd.
|
D/A
|
|
|
Winton Fund Ltd
|
D/A
|
|
|
Bioventus Inc.
|
8-K
|
Financial Statements
|
|
NCR Voyix Corp
|
8-K/A
|
Financial Statements
|
|
LIFECORE BIOMEDICAL, INC. \DE\
|
10-Q
|
Financial Statements
|
|
COHERENT CORP.
|
ARS
|
Financial Statements
|
|
Viking Partners Fund LP
|
D/A
|
|
|
CH-0423 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
EMIT IMAGING, INC.
|
D
|
|
|
Viking Global Opportunities III LP
|
D/A
|
|
|
COHERENT CORP.
|
DEFA14A
|
Financial Statements
|
|
LIFECORE BIOMEDICAL, INC. \DE\
|
8-K
|
Financial Statements
|
|
Viking Global Opportunities LP
|
D/A
|
|
|
Neuronetics, Inc.
|
DEFM14A
|
Financial Statements
|
|
Revance Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Viking Global Equities III Ltd.
|
D/A
|
|
|
COHERENT CORP.
|
DEF 14A
|
Financial Statements
|
|
Viking Global Equities LP
|
D/A
|
|
|
Emergent BioSolutions Inc.
|
8-K
|
Financial Statements
|
|
RO-0802 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
BingEx Ltd
|
424B4
|
|
|
UP-0725 Fund I, a series of Incisive Ventures, LP
|
D
|
|
|
Fund I, a series of Revenant Venture Fund, LP
|
D
|
|
|
HY-0401 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Maxeon Solar Technologies, Ltd.
|
6-K
|
Financial Statements
|
|
IM Cannabis Corp.
|
6-K
|
|
|
VA-0822 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
LE-0918 Fund III, a series of Trip Trip Medical, LP
|
D
|
|
|
EN-0903 Fund I, a series of TN Recall Ventures, LP
|
D
|
|
|
OD-0903 Fund I, a series of AX-RN-Funds, LP
|
D
|
|
|
Quanterix Corp
|
8-K/A
|
Financial Statements
|
|
Viking Long Fund LP
|
D/A
|
|
|
Ding Adrian
|
3
|
|
|
Yum China Holdings, Inc.
|
3
|
Financial Statements
|
|
Viking Partners Long Fund LP
|
D/A
|
|
|
Viking Global Equities II LP
|
D/A
|
|
|
FRANKLIN VENTURES INVESTMENTS, L.P.- OPPORTUNITIES FUND SERIES IV
|
D/A
|
|
|
Airspan Networks Holdings Inc.
|
10-K
|
|
|
Evaxion Biotech A/S
|
6-K
|
Financial Statements
|
|
Agrify Corp
|
8-K
|
Financial Statements
|
|
COOK VALUE PARTNERSHIP, L.P.
|
D/A
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
N-CEN
|
|
|
INTERCONTINENTAL HOTELS GROUP PLC /NEW/
|
6-K
|
Financial Statements
|
|
Legg Mason Global Asset Management Trust
|
N-CEN
|
|
|
Andurand Climate & Energy Transition Fund LP
|
D/A
|
|
|
Bybrook Salzburg Metric Fund LP
|
D/A
|
|
|
Argo Blockchain Plc
|
6-K
|
Financial Statements
|
|
Burdette George W. III
|
4
|
|
|
Verde Clean Fuels, Inc.
|
4
|
|
|
Burdette George W. III
|
3
|
|
|
Verde Clean Fuels, Inc.
|
3
|
|
|
MIZUHO FINANCIAL GROUP INC
|
F-N
|
Financial Statements
|
|
NexPoint Residential Trust, Inc.
|
8-K
|
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
SHOE CARNIVAL INC
|
8-K
|
Financial Statements
|
|
ALTERITY THERAPEUTICS LTD
|
6-K
|
Financial Statements
|
|
Polus Special Situations Fund
|
D/A
|
|
|
L&R ASIA CREDIT ALPHA FUND
|
D/A
|
|
|
Immuron Ltd
|
6-K
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Majestic Ideal Holdings Ltd
|
RW
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
BloomZ Inc.
|
6-K
|
|
|
PAYDEN & RYGEL INVESTMENT GROUP
|
N-MFP3
|
|
|
ORANGE
|
6-K
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
BLACKROCK SUSTAINABLE BALANCED FUND, INC.
|
497K
|
|
|
MIZUHO FINANCIAL GROUP INC
|
F-3ASR
|
Financial Statements
|
|
Baozun Inc.
|
6-K
|
Financial Statements
|
|
Everi Holdings Inc.
|
DEFM14A
|
Financial Statements
|
|
NKGen Biotech, Inc.
|
8-K
|
|
|
STATE OF QUEENSLAND AUSTRALIA
|
18-K/A
|
|
|
QUEENSLAND TREASURY CORP
|
18-K/A
|
|
|
Roth CH V Holdings, Inc.
|
S-4/A
|
|
|
BANK OF MONTREAL /CAN/
|
424B3
|
Financial Statements
|
|
Harraden Circle Investments, LLC
|
SC 13G
|
|
|
TMT Acquisition Corp.
|
SC 13G
|
|
|
FrontView REIT, Inc.
|
S-8
|
|
|
Zepp Health Corp
|
6-K
|
|
|
Rivian Automotive, Inc. / DE
|
8-K
|
Financial Statements
|
|
Oaktree Capital Holdings, LLC
|
SC 13D
|
|
|
INDIVIOR PLC
|
SC 13D
|
|
|
SolarBank Corp
|
6-K
|
|
|
Horowitz Marshall
|
3
|
|
|
TILT Holdings Inc.
|
3
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
GuoLine Advisory Pte Ltd
|
13F-HR
|
|
|
Ember SPV I Co-Invest, LP
|
D/A
|
|
|
Citcon Ltd
|
D
|
|
|
Ember Infrastructure Fund II-B, LP
|
D/A
|
|
|
Ember Infrastructure Fund II-A, LP
|
D/A
|
|
|
Ember Infrastructure Fund II, LP
|
D/A
|
|
|
Bridgepoint Direct Lending IV Levered Master USD A SCSp
|
D
|
|
|
Franchise Capital Ltd
|
13F-HR
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
BSV Fund XI LLC
|
D/A
|
|
|
GERDAU S.A.
|
6-K
|
Financial Statements
|
|
Bon Natural Life Ltd
|
6-K
|
Financial Statements
|
|
SolarBank Corp
|
SUPPL
|
|
|
RESOURCES CONNECTION, INC.
|
10-Q
|
|
|
TPG AG Asset Based Credit Evergreen Equity, L.P.
|
D
|
|
|
Ark7 Properties Advance LLC
|
1-SA
|
|
|
Vale S.A.
|
6-K
|
Financial Statements
|
|
Two Roads Shared Trust
|
N-CSR
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
APOGEE ENTERPRISES, INC.
|
8-K
|
Financial Statements
|
|
TPG Real Estate Credit Equity, L.P.
|
D
|
|
|
Re Member Fund A LP
|
D
|
|
|
Firestorm Labs, Inc.
|
D
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
FTAC Emerald Acquisition Corp.
|
425
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Team BP, LLC
|
D
|
|
|
HC Specialty Finance Opportunities Fund I LP
|
D
|
|
|
Vizsla Silver Corp.
|
6-K
|
|
|
SCHWAB STRATEGIC TRUST
|
497K
|
|
|
SCHWAB ANNUITY PORTFOLIOS
|
497K
|
|
|
SCHWAB CAPITAL TRUST
|
497K
|
|
|
SCHWAB INVESTMENTS
|
497K
|
|
|
CHARLES SCHWAB FAMILY OF FUNDS
|
497K
|
|
|
LAUDUS TRUST
|
497K
|
|
|
SCHWAB STRATEGIC TRUST
|
497
|
|
|
SCHWAB ANNUITY PORTFOLIOS
|
497
|
|
|
SCHWAB CAPITAL TRUST
|
497
|
|
|
SCHWAB INVESTMENTS
|
497
|
|
|
CHARLES SCHWAB FAMILY OF FUNDS
|
497
|
|
|
LAUDUS TRUST
|
497
|
|
|
Instrumental DC Holdings, LP
|
D
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Space Gravity, Inc.
|
C/A
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
LifePlan Financial, LLC
|
13F-HR
|
|
|
Silverstreak Multi-Strategy Fund VCC - AlgoSphere FX Fund
|
D
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
GP Brinson Investments LLC
|
13F-HR
|
|
|
GREEN CENTURY FUNDS
|
40-17G
|
|
|
Unbounded Capital SPV III, LLC
|
D
|
|
|
Editas Medicine, Inc.
|
8-K
|
Financial Statements
|
|
WEST FRASER TIMBER CO., LTD
|
6-K
|
|
|
DIMA TEF II Feeder LP
|
D
|
|
|
IWD Enterprises, LLC
|
D
|
|
|
Suzano S.A.
|
6-K
|
Financial Statements
|
|
DIMA Courtside Fund, LP
|
D
|
|
|
MRA Advisory Group
|
13F-HR
|
|
|
COMMVAULT SYSTEMS INC
|
8-K
|
Financial Statements
|
|
Tenon Medical, Inc.
|
8-K
|
Financial Statements
|
|
Infinity Premier Fund
|
D/A
|
|
|
Linqto Liquidshares LLC
|
D/A
|
|
|
OCEAN FUND LTD
|
D/A
|
|
|
Infinity Premier Fund LP
|
D/A
|
|
|
DE22 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
GO-0725 Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
Infinity Premier Fund
|
D/A
|
|
|
Radian Mortgage Securities LLC
|
ABS-15G
|
|
|
ReactWise Inc.
|
D
|
|
|
RESOURCES CONNECTION, INC.
|
NT 10-Q
|
|
|
BLACKROCK FUNDS
|
497K
|
|
|
BLACKROCK MULTI STATE MUNICIPAL SERIES TRUST
|
497K
|
|
|
BLACKROCK MUNICIPAL BOND FUND, INC.
|
497K
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL SERIES TRUST
|
497K
|
|
|
Controladora Vuela Compania de Aviacion, S.A.B. de C.V.
|
6-K
|
Financial Statements
|
|
Trevi Therapeutics, Inc.
|
8-K
|
|
|
Bayview Liquid Credit Strategies Domestic, L.P.
|
D/A
|
|
|
BURRELL JONATHAN
|
SC 13G/A
|
|
|
GARMIN LTD
|
SC 13G/A
|
Financial Statements
|
|
Birdie Win Corp
|
10-K
|
|
|
ADVANCE AUTO PARTS INC
|
8-K
|
Financial Statements
|
|
Bayview Liquid Credit Strategies Offshore, L.P.
|
D/A
|
|
|
TERAWULF INC.
|
8-K
|
|
|
Concentrix Corp
|
10-Q
|
|
|
Solus Opportunities Fund 2 LP
|
D/A
|
|
|
Recycline Inc
|
C-AR
|
|
|
PFS FUNDS
|
497
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
SC 13D/A
|
|
|
BROOKFIELD Corp /ON/
|
SC 13D/A
|
|
|
FG Merger II Corp.
|
S-1/A
|
|
|
Puerto Rico Residents Tax-Free Fund V, Inc.
|
N-CSRS
|
|
|
Flipur Property Partners LLC
|
C
|
|
|
TARGET PORTFOLIO TRUST
|
N-CSR
|
|
|
ITE Rail Fund L.P.
|
D/A
|
|
|
Martin Melvin John
|
144
|
|
|
DARDEN RESTAURANTS INC
|
144
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
485APOS
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
GS MORTGAGE SECURITIES CORP
|
ABS-15G
|
|
|
COMMERZBANK AKTIENGESELLSCHAFT /FI
|
13F-HR/A
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
SilverCrest Metals Inc.
|
6-K
|
Financial Statements
|
|
Mangrove III Investments S.a r.l.
|
SC 13G/A
|
|
|
WalkMe Ltd.
|
SC 13G/A
|
Financial Statements
|
|
COLLECTIVE FAMILY OFFICE LLC
|
13F-HR
|
|
|
TRANSAMERICA FUNDS
|
N-MFP3
|
|
|
TRANSAMERICA SERIES TRUST
|
N-MFP3
|
|
|
Listed Funds Trust
|
485APOS
|
|
|
First Trust Private Assets Fund
|
SC TO-I/A
|
|
|
Prospect Floating Rate & Alternative Income Fund, Inc.
|
8-K
|
|
|
Tennessee Valley Authority
|
8-K
|
|
|
BMW Vehicle Lease Trust 2024-1
|
10-D
|
|
|
BUTTERFLY PARTNERS C, L.P.
|
D
|
|
|
BMW Vehicle Lease Trust 2023-2
|
10-D
|
|
|
BMW Vehicle Lease Trust 2023-1
|
10-D
|
|
|
BUTTERFLY PARTNERS B, L.P.
|
D
|
|
|
BMW Vehicle Owner Trust 2024-A
|
10-D
|
|
|
JOHN HANCOCK STRATEGIC SERIES
|
497J
|
|
|
BMW Vehicle Owner Trust 2023-A
|
10-D
|
|
|
GENMAB A/S
|
6-K
|
Financial Statements
|
|
DR REDDYS LABORATORIES LTD
|
6-K
|
Financial Statements
|
|
1509 Robert Dr, LLC
|
C/A
|
|
|
BMW Vehicle Owner Trust 2022-A
|
10-D
|
|
|
BUTTERFLY PARTNERS A, L.P.
|
D
|
|
|
JOHN HANCOCK SOVEREIGN BOND FUND
|
497J
|
|
|
TRP WIZARD CO-INVEST, LP
|
D
|
|
|
JOHN HANCOCK MUNICIPAL SECURITIES TRUST
|
497J
|
|
|
JOHN HANCOCK CALIFORNIA TAX-FREE INCOME FUND
|
497J
|
|
|
SmartTrust 676
|
497J
|
|
|
JOHN HANCOCK BOND TRUST
|
497J
|
|
|
Front Street Capital Lenders II, LLC
|
D
|
|
|
BRIDGEWAY FUNDS INC
|
485BXT
|
|
|
JOHN HANCOCK MUNICIPAL SECURITIES TRUST
|
497K
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 5
|
N-CSR
|
|
|
JOHN HANCOCK CALIFORNIA TAX-FREE INCOME FUND
|
497K
|
|
|
TCW FUNDS INC
|
N-MFP3
|
|
|
ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001
|
144
|
|
|
Vertex, Inc.
|
144
|
Financial Statements
|
|
Invech Holdings, Inc.
|
S-1/A
|
|
|
EXCELSIOR INVESTMENT HIGH DELTA FUND L.P.
|
D/A
|
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
N-CSRS/A
|
|
|
JOHN HANCOCK MUNICIPAL SECURITIES TRUST
|
497
|
|
|
JOHN HANCOCK CALIFORNIA TAX-FREE INCOME FUND
|
497
|
|
|
SCHRIESHEIM ALAN
|
144
|
|
|
HEICO CORP
|
144
|
Financial Statements
|
|
John Hancock Exchange-Traded Fund Trust
|
497K
|
|
|
North Haven Ashbridge Co-Investment Opportunity B LP
|
D
|
|
|
John Hancock Exchange-Traded Fund Trust
|
497
|
|
|
MoA Funds Corp
|
N-MFP3
|
|
|
AMASS BRANDS
|
C
|
|
|
Quent Capital, LLC
|
13F-HR
|
|
|
JOHN HANCOCK PREFERRED INCOME FUND III
|
N-CSR
|
|
|
Trivant Custom Portfolio Group, LLC
|
13F-HR
|
|
|
McIsaac Martina
|
4
|
|
|
MSC INDUSTRIAL DIRECT CO INC
|
4
|
Financial Statements
|
|
Bizzarri Ugo
|
SCHEDULE 13G
|
|
|
SONIDA SENIOR LIVING, INC.
|
SCHEDULE 13G
|
|
|
Balance Ophthalmics, Inc.
|
D
|
|
|
GLENMEDE FUND INC
|
497K
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
ALGER INSTITUTIONAL FUNDS
|
N-CSR/A
|
|
|
JOHN HANCOCK PREFERRED INCOME FUND II
|
N-CSR
|
|
|
JOHN HANCOCK PREFERRED INCOME FUND
|
N-CSR
|
|
|
SKY Data PLL OU
|
SC 13D/A
|
|
|
SPECTRAL CAPITAL Corp
|
SC 13D/A
|
|
|
CINTAS CORP
|
10-Q
|
Financial Statements
|
|
ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001
|
144
|
|
|
Destra Investment Trust
|
N-14
|
|
|
Xtrades Inc.
|
C/A
|
|
|
ALGER FUNDS II
|
N-CSR/A
|
|
|
Canagold Resources Ltd.
|
6-K
|
|
|
Ridgedale Holdings Inc.
|
10-K
|
|
|
ALGER FUNDS
|
N-CSR/A
|
|
|
Apple iSports Group, Inc.
|
8-K
|
|
|
Cannell Venture Partners I LP
|
D/A
|
|
|
Western Pacific Wealth Management, LP
|
N-PX
|
|
|
ALGER GLOBAL EQUITY FUND
|
N-CSR/A
|
|
|
MACQUARIE GROUP LTD
|
SC 13G/A
|
|
|
H&E Equipment Services, Inc.
|
SC 13G/A
|
Financial Statements
|
|
TONGA PARTNERS L P
|
D/A
|
|
|
TRISTAN Partners L P
|
D/A
|
|
|
Oriental Moon Tree Ltd
|
144
|
|
|
Garden Stage Ltd
|
144
|
|
|
SELECT SECTOR SPDR TRUST
|
497
|
|
