SEC Filings


2104
  
Company Name Form Type SEC Filings
Wave Sync Corp. 8-K
Smith Brian J 4
MIIR AUDIO TECHNOLOGIES, INC. D
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN N-VP/A
Golub Capital Private Credit Fund APP WDG
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT TWO N-VP/A
MASSMUTUAL PREMIER FUNDS N-MFP2
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN N-VP/A
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT ONE N-VP/A
abrdn Funds N-CSRS
OUTSIDERS FUND II, LP D
Trinity Legacy Partners, LLC 13F-HR
MML Series Investment Fund II N-MFP2
BANK OF NOVA SCOTIA 424B3 Financial Statements
WELCH M SCOTT 4
Hainan Manaslu Acquisition Corp. 8-K
T. Rowe Price Investment Management, Inc. SC 13G
CAVA GROUP, INC. SC 13G
URANIUM ENERGY CORP SC 13G/A Financial Statements
FINANCIAL INVESTORS TRUST N-CSR
Price Analytics Hedge, L.P. D/A
ABRDN JAPAN EQUITY FUND, INC. N-CSRS
CONX Corp. SC 13G/A
Jericho Capital Asset Management L.P. SC 13G/A
AssayQuant Technologies, Inc. D
ABRDN AUSTRALIA EQUITY FUND, INC. N-CSRS
ABRDN GLOBAL INCOME FUND, INC. N-CSRS
ABRDN ASIA-PACIFIC INCOME FUND, INC. N-CSRS
Creatd, Inc. 8-K
DEUTSCHE BANK AKTIENGESELLSCHAFT 424B2 Financial Statements
Invesco Ltd. SC 13G/A Financial Statements
NEKTAR THERAPEUTICS SC 13G/A Financial Statements
KKR FS Income Trust SC 13G
Cliffwater Corporate Lending Fund SC 13G
Exchange Listed Funds Trust 24F-2NT
Thousand Several Tongues Ltd Liability Co D
abrdn Global Premier Properties Fund N-CSRS
Anderson Sterling 144
Aurora Innovation, Inc. 144
INOVIO PHARMACEUTICALS, INC. SC 13G/A Financial Statements
abrdn Total Dynamic Dividend Fund N-CSRS
New Mountain Guardian IV BDC, L.L.C. SC 13G/A
Cliffwater Corporate Lending Fund SC 13G/A
Devall Christopher Franklin 4
abrdn Global Dynamic Dividend Fund N-CSRS
Dominari Holdings Inc. 4 Financial Statements
MAPTELLIGENT, INC. 8-K
abrdn Income Credit Strategies Fund N-CSRS
Parkside Advisors LLC 13F-HR
KKR Asset-Based Income Fund D
WorldQuant Millennium WMQS GEAE Onshore Fund D/A
FINANCIAL INVESTORS TRUST N-CSRS
Pellegrino Frank G 4
CITIZENS & NORTHERN CORP 4 Financial Statements
GCM Grosvenor Inc. SC 13G/A
Kilmer Bobbi J 4
Priveterra Acquisition Corp. II DEFA14A
Priveterra Acquisition Corp. II 8-K
Loughery Robert G 4
CQM Fund V Holdings, LLC D
EACO CORP 10-Q
MA Visions Arcadia LLC D
Shattuck Katherine W 4
Fortune V Separate Account N-PX
Global X Funds 485BXT
WRAP TECHNOLOGIES, INC. 4
Cohen Scot 4
DAVIS COMMODITIES Ltd F-1/A
Sherman Kevin Charles 4
Bernstein Bruce 4
Savas Marc 4
Acretrader 228, LLC D
THAMAN MICHAEL H 4
SHERWIN WILLIAMS CO 4 Financial Statements
Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC D/A
INDUS REALTY TRUST, INC. 15-12G
POON CHRISTINE A 4
Parris Michael 4
ANDERSON KERRII B 4
EARNEST PARTNERS LLC SC 13G/A
FirstCash Holdings, Inc. SC 13G/A Financial Statements
Clean Cars Equity Fund II, LLC D
CASELLA WASTE SYSTEMS INC SC 13G/A Financial Statements
Safehaven Labs, Inc. C-U
Prudential Government Money Market Fund, Inc. N-MFP2
FIRST TRUST SERIES FUND N-CSRS
FIRST MERCHANTS CORP SC 13G/A Financial Statements
Principal Exchange-Traded Funds 497
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/ 424B3
WALKER WAYNE REMELL 4
PRUDENTIAL SERIES FUND N-MFP2
Principal Exchange-Traded Funds 497J
Smith Anglin Financial, LLC 13F-HR
METHODE ELECTRONICS INC SC 13G/A Financial Statements
Narrable Inc. D
ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC D/A
PRUDENTIAL INVESTMENT PORTFOLIOS 2 N-MFP2
Broom Ventures Fund II LP D
FIRST TRUST MORTGAGE INCOME FUND N-CSRS
HORACE MANN EDUCATORS CORP /DE/ SC 13G/A Financial Statements
Stairway Partners, LLC 13F-HR
Nuvei Corp SC 13G/A
Capital International Investors SC 13G/A
TELUS International SC 13G/A Financial Statements
Burlington Stores, Inc. SC 13G/A Financial Statements
Baggio Barbara 4
Voip-pal.com Inc 4
Pearl Holdings Acquisition Corp SC 13G
First Trust Capital Management L.P. SC 13G
TRUST CO OF TOLEDO NA /OH/ 13F-HR
ADVANCED SERIES TRUST N-MFP2
6 Restaurant Group LLC D
ETF Opportunities Trust AW
RCP Fund XVIII, LP D
WILMINGTON FUNDS 24F-2NT
Signature Wealth Management Group 13F-HR
Bjornholt James Eric 4/A
MICROCHIP TECHNOLOGY INC 4/A Financial Statements
Springwood Hospitality 13 LP D
Outlook Wealth Advisors, LLC 13F-HR
UTA Acquisition Corp SC 13G
Medtronic plc 144 Financial Statements
TEN HOEDT ROB 144
Drilling Tools International Corp SC 13G/A
Lighthouse Investment Partners, LLC SC 13G/A
Ault Disruptive Technologies Corp SC 13G/A
EMPOWER FUNDS, INC. N-MFP2
APPLETON PARTNERS INC/MA 13F-HR
VANGUARD VARIABLE INSURANCE FUNDS N-MFP2
SG Americas Securities, LLC 13F-HR
AMERICAN CENTURY MUNICIPAL TRUST N-MFP2
Ives Alison 4
PERRIGO Co plc 4 Financial Statements
HANSON KYLE 4
MCG Waterstar Investors Pref III, LLC D
AMERICAN CENTURY INVESTMENT TRUST N-MFP2
OneAscent Financial Services LLC 13F-HR
REAVES UTILITY INCOME FUND N-CSRS
VANGUARD NEW YORK TAX-FREE FUNDS N-MFP2
ALLSPRING FUNDS TRUST N-MFP2
AMERICAN CENTURY GOVERNMENT INCOME TRUST N-MFP2
VANGUARD MUNICIPAL BOND FUNDS N-MFP2
AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS N-MFP2
Winchester Acquisition Partners, LLC D
VANGUARD MONEY MARKET RESERVES N-MFP2
RepeatMD, Inc. D
VANGUARD CMT FUNDS N-MFP2
USCA ABSOLUTE RETURN STRATEGIES LP D/A
VANGUARD CALIFORNIA TAX-FREE FUNDS N-MFP2
Pro Land LLC D
C & F FINANCIAL CORP 8-K Financial Statements
Milliman Variable Insurance Trust N-MFP2
VANGUARD ADMIRAL FUNDS N-MFP2
Stolper Co 13F-HR
Keirn Cris 3
Turtle Beach Corp 3 Financial Statements
Black Spade Acquisition Co SC 13G
Advantage Woodside Fund LLC D
RELX PLC 6-K Financial Statements
Corbin Patrick E. 4
Atlantic Union Bankshares Corp 4
Hillside Succession Capital, LLC D
O'Hara Dev QOZF LLC C-TR
Strategic Risk, LLC. SC 13G/A
1847 Holdings LLC SC 13G/A Financial Statements
O'Hara Dev QOZF LLC C-AR
Stilwell Activist Investments, L.P. 4
Stilwell Activist Fund, L.P. 4
Stilwell Value Partners VII, L.P. 4
Sound Financial Bancorp, Inc. 4 Financial Statements
Stilwell Value LLC 4
STILWELL JOSEPH 4
STILWELL PARTNERS L P 4
PSC V D
ARIEL INVESTMENTS, LLC SC 13G/A
RAINBOLT DAVID E 4
BANCFIRST CORP /OK/ 4 Financial Statements
LANDROCK 1330 SOUTHERN CO-INVEST, L.P. D
Leitzell Jeffrey R. 4
EOG RESOURCES INC 4 Financial Statements
Council of Europe Development Bank 424B5
PSC V D
CVA Family Office, LLC 13F-HR
Origin Bancorp, Inc. 8-K Financial Statements
ARYA Sciences Acquisition Corp V SC 13G Financial Statements
Tremisse Alpha LP D/A
Capital World Investors SC 13G/A
LENNAR CORP /NEW/ SC 13G/A Financial Statements
Hopkins Hern 5 LLC D
FUTURE OF HOUSING FUND, INC. 1-A/A
Northern Lights Fund Trust 485BPOS
FT 10819 497J
Golub Capital Private Credit Fund 424B3
JANUS INVESTMENT FUND N-MFP2
G Squared Ascend II, Inc. SC 13G/A
First Trust Capital Management L.P. SC 13G/A
Euro Pacific Asset Management, LLC SC 13G
Metalla Royalty & Streaming Ltd. SC 13G
DAKTRONICS INC /SD/ 8-K Financial Statements
GARRISON TY L 144
COMMERCIAL METALS Co 144 Financial Statements
UBS Group AG SC 13G/A Financial Statements
abrdn Income Credit Strategies Fund SC 13G/A
Waterpoint Lane Sustainability Fund I, LP D
UBS AG 424B3
CrypCreate, LLC D
Thrymsa Capital Ltd D
Single Point Partners, LLC 13F-HR
BANK OF NOVA SCOTIA FWP Financial Statements
Gaingels Catch & Release LLC D
FIRST TRUST EXCHANGE-TRADED FUND III N-CSRS
FIDELITY VARIABLE ACCOUNT OF MONARCH LIFE INSURANCE CO N-VPFS/A
Bottleneck Credit Fund I, LP D
HSBC USA INC /MD/ FWP
Zavery Amit 4
BROADRIDGE FINANCIAL SOLUTIONS, INC. 4 Financial Statements
PERNA THOMAS J 4
Nazareth Annette L. 4
MURRAY EILEEN K 4
Markus Maura A. 4
KELLER BRETT 4
FLOWERS MELVIN L 4
Duelks Robert N 4
Carter Pamela L 4
BRUN LESLIE A 4
STEEL DYNAMICS INC 8-K Financial Statements
NOCERA, INC. SPDSCL
TECK RESOURCES LTD 6-K Financial Statements
Linqto Liquidshares LLC D
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/ 424B2 Financial Statements
Delta Financial Group, Inc. 13F-HR
Pinnacle Wealth Management Group, Inc. 13F-HR
CPG Focused Access Fund, LLC N-CEN
SYQUANT CAPITAL SAS 13F-HR
PETROBRAS - PETROLEO BRASILEIRO SA 6-K Financial Statements
NOCERA, INC. 10-K/A
Oaktree Diversified Income Fund Inc. N-23C3A
TSFG, LLC 13F-HR
Clark Mayree C 4
Ally Financial Inc. 4 Financial Statements
Asymmetria Investors III, LLC - Mercury Tech D
Foust Andrew 3
MCCORMICK & CO INC 3 Financial Statements
NORTHWESTERN MUTUAL SERIES FUND INC N-MFP2
Dageville Benoit 144
Snowflake Inc. 144 Financial Statements
OT Pharma Fund VIII, LLC D
VARIABLE LIFE ACCOUNT B OF MONARCH LIFE INSURANCE CO N-VPFS/A
Goldman Melissa 4
AE Wealth Management LLC 13F-HR
VARIABLE ACCOUNT A OF MONARCH LIFE INSURANCE CO N-VPFS/A
MONARCH LIFE INSURANCE COMPANY SEPARATE ACCOUNT VA N-VPFS/A
Managed Portfolio Series N-CEN
Harbour Capital Advisors, LLC 13F-HR
Fragasso Group Inc. 13F-HR
ROBIN-CAPLAN AMANDINE 3
Travel & Leisure Co. 3 Financial Statements
HESLOP JAMES R II 4/A
MIDDLEFIELD BANC CORP 4/A Financial Statements
Texas Pacific Land Corp 4
STAHL MURRAY 4
HORIZON KINETICS ASSET MANAGEMENT LLC 4
CAE INC SC 13G Financial Statements
MACKENZIE FINANCIAL CORP SC 13G
Federated Hermes Money Market Obligations Trust N-MFP2
Marathon Micro Fund, LP D/A
CHANG DENNIS 144
Voip-pal.com Inc 144
MASSMUTUAL SELECT FUNDS 497K
STIFEL, NICOLAUS & COMPANY, INCORPORATED MA-I/A
Hartford Funds Exchange-Traded Trust SC 13G/A
Bank of New York Mellon Corp SC 13G/A Financial Statements
ROCHE VINCENT 144
ANALOG DEVICES INC 144 Financial Statements
FEDERATED HERMES INSURANCE SERIES N-MFP2
Reilly David 4
TUCCI JOSEPH M 144
PAYCHEX INC 144 Financial Statements
Danzik Dennis M 4
flooidCX Corp. 4
FUNDVIEWS SERIES, LLC FVC PREFERRED I SERIES OF FUNDVIEWS SERIES LLC D
Dakota Community Bank & Trust NA 13F-HR
Palladin S II, LP D
RENN Fund, Inc. 4
Davis Elliot S 144
ATI INC 144 Financial Statements
Wicked Ventures Fund I, LP D
HARTZ GREGORY J 4
TOMPKINS FINANCIAL CORP 4 Financial Statements
Cambria ETF Trust N-CSR
Verity & Verity, LLC 13F-HR
Kuczynski Stephen E 144
SOUTHERN CO 144 Financial Statements
ProFunds N-MFP2
LILLY ENDOWMENT INC 13F-HR
Nano Dimension Ltd. SC TO-T/A Financial Statements
STRATASYS LTD. SC TO-T/A Financial Statements
MASSMUTUAL SELECT FUNDS 497
PIMCO Flexible Emerging Markets Income Fund N-23C3A
PIMCO Flexible Municipal Income Fund N-23C3A