SEC Filings


2104
  
Company Name Form Type SEC Filings
PIMCO Flexible Credit Income Fund N-23C3A
PIMCO California Flexible Municipal Income Fund N-23C3A
Enthusiast Gaming Holdings Inc. / Canada 6-K
PIMCO Flexible Real Estate Income Fund N-23C3A
HSBC USA INC /MD/ 424B2
Gottung Lizanne C 4
LOUISIANA-PACIFIC CORP 4 Financial Statements
Gladiator Top Golf Europe I, LLC D
ARK Investment Management LLC SC 13G/A
Vuzix Corp SC 13G/A Financial Statements
PGD ECO SOLUTIONS 1-A POS
BRUGGEMAN DOUGLAS 4
REX AMERICAN RESOURCES Corp 4 Financial Statements
Quantum-Si Inc SC 13G/A
Bee Cave Parkway Partners, LP D
HUGHES JAMES A 4
UNITY BANCORP INC /NJ/ 4 Financial Statements
FIDELITY COVINGTON TRUST SC 13G
FMR LLC SC 13G
MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV N-MFP2
RBC Capital Markets, LLC MA-I/A
ES Landscape LLC D
ELFUN GOVERNMENT MONEY MARKET FUND N-MFP2
ARK Investment Management LLC 13F-HR
Invesco Unit Trusts Series 2300 487
Sanchez Ana 3
Oncocyte Corp DEF 14A Financial Statements
Hallam Scott A. 4
WILLIAMS COMPANIES, INC. 4 Financial Statements
PAYDEN & RYGEL INVESTMENT GROUP N-MFP2
State Street Navigator Securities Lending Trust N-MFP2
Tidal ETF Trust 497K
Jenkins Katherine 3
DTF TAX-FREE INCOME 2028 TERM FUND INC SC 13G/A Financial Statements
JPMorgan Chase Bank, N.A. SC 13G/A
McLean Asset Management Corp 13F-HR
GuideStone Funds N-MFP2
SRC Concord Ridge CI, LLC D
STATE STREET INSTITUTIONAL INVESTMENT TRUST N-MFP2
MORGAN STANLEY U.S. GOVERNMENT MONEY MARKET TRUST N-MFP2
MORGAN STANLEY TAX FREE DAILY INCOME TRUST N-MFP2
Morgan Stanley California Tax-Free Daily Income Trust N-MFP2
STATE STREET MASTER FUNDS N-MFP2
Shipley Kenneth E 4
Legacy Housing Corp 4 Financial Statements
Tidal ETF Trust 497
MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS N-MFP2
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND N-CSRS
Comrit Investments 1, LP SC TO-T
CNL Healthcare Properties, Inc. SC TO-T
INDIVIOR PLC 6-K
4P2023, LLC D
Altera Defense Fund 2, LLC D
Gladiator Top Golf Vienna I, LLC D
PARKE BANCORP, INC. 11-K Financial Statements
Midwest Energy Emissions Corp. 8-K
Freier Jon 144
T-Mobile US, Inc. 144 Financial Statements
Junson Asset Management 13F-HR
BANK OF NOVA SCOTIA 424B2 Financial Statements
CALOZ PIERRE 144
uniQure N.V. 144 Financial Statements
VERMILION ENERGY INC. 6-K Financial Statements
Rogers-Windsor Ramona Lynn 4
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. 4
Ameliora Wealth Management Ltd. 13F-HR
GMB Culture Communication Co., Ltd. 144
Sunrise New Energy Co., Ltd. 144
COHEN & STEERS REIT & PREFERRED & INCOME FUND INC 4
Water Technologies International,Inc. 1-Z
Airbnb, Inc. 144 Financial Statements
BALOGH ARISTOTLE N 144
Chang Robert 144
Newegg Commerce, Inc. 144
HENNESSY FUNDS TRUST N-CSRS
TELEMUS CAPITAL, LLC 13F-HR
THOMPSON INVESTMENT MANAGEMENT, INC. 13F-HR
MFS SERIES TRUST I N-MFP2
Cohen & Steers Select Preferred & Income Fund, Inc. 4
Clarus Wealth Advisors 13F-HR
COHEN & STEERS TOTAL RETURN REALTY FUND INC 4
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund 4
RCP Multi-Strategy Cayman Feeder II, LP D/A
Water Technologies International,Inc. 1-A-W
Wheeler James G. Jr. 4
COMMUNITY BANCORP /VT 4
ZAS Ventures Fund I, LP D
MFS VARIABLE INSURANCE TRUST II N-MFP2
Deschatelets Pascal 144
Apellis Pharmaceuticals, Inc. 144 Financial Statements
MFS SERIES TRUST IV N-MFP2
CrowdStrike Holdings, Inc. 144 Financial Statements
AUSTIN ROXANNE S 144
Adage Capital Management, L.P. 3
Gross Phillip 3
Atchinson Robert 3
ADAGE CAPITAL PARTNERS GP, L.L.C. 3
Adage Capital Partners, L.P. 3
ABEONA THERAPEUTICS INC. 3 Financial Statements
Clearwater Analytics Holdings, Inc. SC 13G/A Financial Statements
Clear Secure, Inc. SC 13G/A Financial Statements
BLACKLINE, INC. SC 13G/A Financial Statements
UPWORK, INC SC 13G/A Financial Statements
PagerDuty, Inc. SC 13G/A Financial Statements
Dave & Buster's Entertainment, Inc. SC 13G/A Financial Statements
Artisan Partners Asset Management Inc. SC 13G/A Financial Statements
MARATHON DIGITAL HOLDINGS, INC. SC 13G/A Financial Statements
CarGurus, Inc. SC 13G/A Financial Statements
Schrodinger, Inc. SC 13G/A Financial Statements
Teladoc Health, Inc. SC 13G/A Financial Statements
Warner Bros. Discovery, Inc. SC 13G/A
ServisFirst Bancshares, Inc. SC 13G/A Financial Statements
PROS Holdings, Inc. SC 13G/A Financial Statements
VARONIS SYSTEMS INC SC 13G/A Financial Statements
Evercore Inc. SC 13G/A Financial Statements
Inogen Inc SC 13G/A Financial Statements
INTERCEPT PHARMACEUTICALS, INC. SC 13G/A Financial Statements
Riot Platforms, Inc. SC 13G/A Financial Statements
JETBLUE AIRWAYS CORP SC 13G/A Financial Statements
PRUDENTIAL FINANCIAL INC SC 13G/A Financial Statements
IMPINJ INC SC 13G/A Financial Statements
QUALYS, INC. SC 13G/A Financial Statements
Safehold Inc. SC 13G/A Financial Statements
Argo Group International Holdings, Ltd. SC 13G/A Financial Statements
AXON ENTERPRISE, INC. SC 13G/A
ALLSTATE CORP SC 13G/A Financial Statements
WisdomTree, Inc. SC 13G/A Financial Statements
E.W. SCRIPPS Co SC 13G/A Financial Statements
PAR PACIFIC HOLDINGS, INC. SC 13G/A Financial Statements
VAIL RESORTS INC SC 13G/A Financial Statements
PUBLIC SERVICE ENTERPRISE GROUP INC SC 13G/A Financial Statements
BIG LOTS INC SC 13G/A Financial Statements
VANGUARD GROUP INC SC 13G/A
HP INC SC 13G/A Financial Statements
DANA INC SC 13G/A Financial Statements
CUMMINS INC SC 13G/A Financial Statements
NHIT: Agency MBS Trust D/A
Thomasville National Bank 13F-HR
CAPITAL MANAGEMENT INVESTMENT TRUST NPORT-P
RCP Multi-Strategy Fund II, LP D/A
Mastantuono Gina 144
ServiceNow, Inc. 144 Financial Statements
NHIT: CLO Trust D/A
GMB Wisdom Sharing Platform Co., Ltd. 144
TIFF Centerstone Fund, L.P. D/A
LANDY SAMUEL A 4
UMH PROPERTIES, INC. 4 Financial Statements
NHIT: World Credit Asset Trust D/A
NATIONWIDE VARIABLE INSURANCE TRUST 497K
Verma Kuntal Kumar 144
FIRST SOLAR, INC. 144 Financial Statements
Soona Co. D
JAPAN SMALLER CAPITALIZATION FUND INC NPORT-P
Fresenius Medical Care AG & Co. KGaA 6-K Financial Statements
Cigna Group 144 Financial Statements
Neville Everett 144
GMB Resource Services Co., Ltd. 144
MAINSTAY VP FUNDS TRUST N-MFP2
Che Austin 144
Ginkgo Bioworks Holdings, Inc. 144
MAINSTAY FUNDS TRUST N-MFP2
CRENSHAW WILLIAM E 4
PUBLIX SUPER MARKETS INC 4
IZEA Worldwide, Inc. 8-K Financial Statements
MAINSTAY FUNDS N-MFP2
BLACKROCK FINANCIAL INSTITUTIONS SERIES TRUST N-MFP2
MASTER INVESTMENT PORTFOLIO N-MFP2
FIRST TRUST EXCHANGE-TRADED FUND VIII SC 13G/A
FIRST TRUST PORTFOLIOS LP SC 13G/A
BlackRock Funds III N-MFP2
ALIGHT SERIES TRUST N-MFP2
FIRST TRUST EXCHANGE-TRADED FUND VIII SC 13G
FIRST TRUST PORTFOLIOS LP SC 13G
GoalVest Advisory LLC 13F-HR
Fidelity Private Credit Central Fund LLC SC 13G
Viant Technology Inc. SC 13G/A Financial Statements
Relay Therapeutics, Inc. SC 13G/A Financial Statements
Oncology Institute, Inc. SC 13G/A
10x Genomics, Inc. SC 13G/A Financial Statements
Allogene Therapeutics, Inc. SC 13G Financial Statements
Cibus, Inc. SC 13G Financial Statements
Evelo Biosciences, Inc. SC 13G/A Financial Statements
Cyteir Therapeutics, Inc. SC 13G/A Financial Statements
Four Corners Property Trust, Inc. SC 13G/A
DICE Therapeutics, Inc. SC 13G/A Financial Statements
Cushman & Wakefield plc SC 13G/A Financial Statements
Avidity Biosciences, Inc. SC 13G/A Financial Statements
Capri Holdings Ltd SC 13G/A
WisdomTree Trust SC 13G/A
BEACON ROOFING SUPPLY INC SC 13G/A Financial Statements
Climb Global Solutions, Inc. SC 13G/A Financial Statements
STRATTEC SECURITY CORP SC 13G/A Financial Statements
LXP Industrial Trust SC 13G/A
Air Transport Services Group, Inc. SC 13G/A Financial Statements
FLEX LTD. SC 13G Financial Statements
UNISYS CORP SC 13G/A Financial Statements
FMR LLC SC 13G/A
Voya Global Advantage & Premium Opportunity Fund SC 13G/A
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND SC 13G/A
Shah Manish H 4
GIBRALTAR INDUSTRIES, INC. 4 Financial Statements
EPIC Fund III, SLP D
FIRST TRUST EXCHANGE-TRADED FUND VI SC 13G/A
BMO Family Office, LLC 13F-NT
RYDEX VARIABLE TRUST N-MFP2
RYDEX SERIES FUNDS N-MFP2
1852 Growth Fund I, LLC D
NATIONWIDE VARIABLE INSURANCE TRUST 497
CYBIN INC. D
Myers Linda Kristine 4
FIRST TRUST EXCHANGE-TRADED FUND SC 13G
iMetabolic Biopharma Corp C-U
NOVO NORDISK A S 6-K Financial Statements
Two Roads Shared Trust N-CSR
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC SC 13G/A
MEXICO FUND INC 8-K
Competitive Social Ventures Partners, LLC D
GMB Information Technology Co., Ltd. 144
DRONEDEK Corp C-U
Stellantis N.V. 6-K
TAT TECHNOLOGIES LTD 6-K Financial Statements
Greenbird Intelligence Fund, LLC, Series J - Dataminr D/A
VivoPower International PLC 6-K Financial Statements
CGN Advisors LLC 13F-HR
Northern Lights Fund Trust IV N-CSRS
ROGERS COMMUNICATIONS INC F-X Financial Statements
Garra Fish Spa Holdings, Inc. C
Bright Mountain Media, Inc. 8-K
Stonehurst Partners, L.P. D/A
Biophytis SA 6-K Financial Statements
Flat Rock Enhanced Income Fund N-23C3A
Monument Opportunity Fund V, LLC D
Middleburg Heights ALF Property LLC D
TPCO Holding Corp. 4
Auerbach Michael 4
Neukomm Daniel 4
Callagy Morgan 4
Datcher Terence Troy 4
Batesole Mike 4
Hensch Leland 4
CASTANEDA MARK 4
LIPSEY ROZLYN SIKORA 4
Foreman Albert John 4
AB FIXED INCOME SHARES INC N-MFP2
Northern Lights Fund Trust N-CSR
Bluerock Homes Trust, Inc. SC 13G/A
BlackRock Inc. SC 13G/A Financial Statements
CANADIAN DERIVATIVES CLEARING CORP 8-K
Mutual of America Variable Insurance Portfolios, Inc. N-MFP2
MUTUAL OF AMERICA INVESTMENT CORP N-MFP2
VirZoom, Inc. C-U
POPLAR INTERNATIONAL PARTNERS LP D/A
NORTHERN LIGHTS FUND TRUST II N-CSRS
ENERGY CO OF PARANA 6-K Financial Statements
Venkatesh Vandana 4
VERIZON COMMUNICATIONS INC 4 Financial Statements
Stillwell Mary-Lee 4
Skiadas Anthony T 4
Silliman Craig L. 4
Parcel B a Series of Parcel B Ventures LLC D
Sampath Sowmyanarayan 4
Russo Joseph J. 4
Qureshi Rima 4
STRATASYS LTD. 6-K Financial Statements
Malady Kyle 4
Hammock Samantha 4
Vestberg Hans Erik 4
Viroment Capital, LLC C-AR
Earth Robotics Inc. C-U
Northern Lights Fund Trust 24F-2NT
Franklin Global Trust 497
FRANKLIN FUND ALLOCATOR SERIES 497
TEMPLETON GLOBAL INVESTMENT TRUST 497
FRANKLIN REAL ESTATE SECURITIES TRUST 497
FRANKLIN STRATEGIC MORTGAGE PORTFOLIO 497
FRANKLIN STRATEGIC SERIES 497
FRANKLIN VALUE INVESTORS TRUST 497
FRANKLIN MUTUAL SERIES FUNDS 497
Franklin Investors Securities Trust 497
TEMPLETON INCOME TRUST 497
INSTITUTIONAL FIDUCIARY TRUST 497
FRANKLIN U.S. GOVERNMENT MONEY FUND 497
Franklin Custodian Funds 497
Franklin High Income Trust 497
Sound Income Strategies, LLC 13F-HR
JACOBS SOLUTIONS INC. 8-K
Rumble Motors, Inc. C-U
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST 497
MELI Kaszek Pioneer Corp SC 13G/A
DRIEHAUS CAPITAL MANAGEMENT LLC SC 13G/A
Series Portfolios Trust N-CSR
International Game Technology PLC 6-K Financial Statements
VARIABLE ANNUITY ACCOUNT 497
Voximetry, Inc. D
WESTERN ASSET HIGH INCOME FUND II INC. N-CEN
Caribou Biosciences, Inc. SC 13G
PFIZER INC SC 13G Financial Statements
Klarquist Scott PX14A6G
MEI Pharma, Inc. PX14A6G Financial Statements
GABELLI MONEY MARKET FUNDS N-MFP2