SEC Filings


2019
  
Company Name Form Type SEC Filings
Federal Home Loan Bank of Cincinnati 8-K
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN N-VP/A
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN N-VP/A
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 497VPU
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 497VPU
MANNING & NAPIER FUND, INC. N-CEN
Saba Capital Management, L.P. SC 13D/A
Saba Capital Income & Opportunities Fund SC 13D/A
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN 497
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN 497
Galaxy Plus Fund LLC - Principalium DUES Feeder Fund D
SteelMill Fund Ltd D/A
AQR DELTA Master Acccount, L.P. D/A
PointState Fund LP D/A
AQR Corporate Arbitrage Offshore Fund, L.P. D/A
AQR Corporate Arbitrage Master Account, L.P. D/A
Nuveen Municipal Credit Income Fund 3
BANK BRADESCO 6-K Financial Statements
Next Level Restaurant Brands, LLC D
AQR ABSOLUTE RETURN OFFSHORE FUND LTD D/A
Mihalko Medical LLC C/A
Equitable Financial Life Insurance Co 424B3
AQR Convertible Opportunities Master Account, L.P. D/A
AQR Adaptive Multi-Asset Offshore Fund II, L.P. D/A
AQR Absolute Return Master Account, L.P. D/A
IRSA INVESTMENTS & REPRESENTATIONS INC 6-K Financial Statements
SEPARATE ACCOUNT NO. 49 497
SEPARATE ACCOUNT A OF UNION SECURITY LIFE INS CO OF NEW YORK 497
VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO 497
UNION SECURITY LIFE INSURANCE CO OF NEW YORK 424B3
UNION SECURITY INSURANCE CO 424B3
Squash the Beef, LLC C
DNP SELECT INCOME FUND INC N-CEN Financial Statements
Volato Group, Inc. SC 13G
Vellar Opportunities Fund Master, Ltd. SC 13G
AIM ETF Products Trust N-CEN
Energea Portfolio 4 USA LLC 1-A
Lloyds Banking Group plc 6-K Financial Statements
GenWealth Group, Inc. 13F-HR
BRIGHTHOUSE LIFE INSURANCE Co S-3
PENSIOENFONDS RAIL & OV 13F-HR
Forza X1, Inc. 8-K Financial Statements
Advisors Disciplined Trust 2220 487
VivoPower International PLC 6-K Financial Statements
INDIVIOR PLC 6-K
Antero Midstream Corp 8-K Financial Statements
TOR-0524 Fund II AL Vehicle, a series of MV Funds, LP D/A
TOR-0524 Fund II, a series of MV Funds, LP D/A
Jefferies Financial Group Inc. 424B2 Financial Statements
Federal Home Loan Bank of Indianapolis 8-K
Haleon plc 6-K
CENTAUR MUTUAL FUNDS TRUST 40-17G
Janover Inc. 8-K
Empire District Bondco, LLC FWP
EMPIRE DISTRICT ELECTRIC CO FWP
TSP Capital Management Group, LLC SC 13G/A
MAUI LAND & PINEAPPLE CO INC SC 13G/A Financial Statements
First Financial Northwest, Inc. DEFA14A Financial Statements
First Financial Northwest, Inc. 8-K Financial Statements
Federal Home Loan Bank of New York 8-K
Transphorm, Inc. DEFA14A
Dror Amit 144
Nano Dimension Ltd. 144 Financial Statements
Ziegler Capital Management, LLC 13F-HR
Lucid Group, Inc. 8-K Financial Statements
MFA FINANCIAL, INC. 8-A12B Financial Statements
FT 11170 497J
FT 11169 497J
VIRTUS EQUITY TRUST 497
Balaguer Inc C/A
FT 11168 497J
FT 11167 497J
FT 11166 497J
Transphorm, Inc. 8-K
FT 11165 497J
FT 11164 497J
JUNIPER NETWORKS INC DEFA14A Financial Statements
Esquire Financial Holdings, Inc. 8-K Financial Statements
CAPRICOR THERAPEUTICS, INC. 8-K Financial Statements
UMH PROPERTIES, INC. 8-K Financial Statements
PERCEPTIVE LIFE SCIENCES QUALIFIED FUND L P D/A
STORMBORN PARTNERS, LP D/A
Perceptive Life Sciences Offshore Fund, Ltd. D/A
Holder & Yeeftahk LLC C/A
PERCEPTIVE LIFE SCIENCES FUND L P D/A
GOLUB CAPITAL BDC, Inc. SCHEDULE 13G/A Financial Statements
STRS OHIO SCHEDULE 13G/A
Eagle Point Credit Co Inc. 424B2
PaymentWorks Inc. D
NATE'S FOOD CO. 8-K
Morgan Stanley Portfolios, Series 70 487
Acorda Therapeutics, Inc. 8-K Financial Statements
PRECISION BIOSCIENCES INC 8-K Financial Statements
Titan Environmental Solutions Inc. 8-K
1606 CORP. 8-K
TechTarget Inc 425 Financial Statements
Lightspeed Commerce Inc. 6-K
Source Financial Advisors LLC 13F-HR
Thomasville National Bank 13F-HR
Transcode Therapeutics, Inc. S-1 Financial Statements
Bone Biologics Corp 8-K
PIXIE DUST TECHNOLOGIES, INC. 6-K
Consolidated Communications Holdings, Inc. DEFA14A Financial Statements
MariaDB plc 424B3
CURIS INC 8-K Financial Statements
DEUTSCHE DWS INVESTMENTS VIT FUNDS 497
DEUTSCHE DWS ASSET ALLOCATION TRUST 497
INVESTORS CASH TRUST 497
DEUTSCHE DWS INSTITUTIONAL FUNDS 497
CASH ACCOUNT TRUST 497
DEUTSCHE DWS VARIABLE SERIES II 497
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC. 497
DEUTSCHE DWS VARIABLE SERIES I 497
DEUTSCHE DWS INCOME TRUST 497
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES 497
DEUTSCHE DWS TAX FREE TRUST 497
DEUTSCHE DWS MONEY MARKET TRUST 497
DEUTSCHE DWS MUNICIPAL TRUST 497
DEUTSCHE DWS MARKET TRUST 497
DEUTSCHE DWS INVESTMENT TRUST 497
DEUTSCHE DWS PORTFOLIO TRUST 497
DEUTSCHE DWS INTERNATIONAL FUND, INC. 497
DEUTSCHE DWS SECURITIES TRUST 497
DEUTSCHE DWS MONEY FUNDS 497
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND SC 13D/A
Autonomix Medical, Inc. 253G2
Grayscale Bitcoin Trust 424B3
Altitude Acquisition Corp. DEFA14A
Abits Group Inc 6-K Financial Statements
MariaDB plc 8-K
ALGONQUIN POWER & UTILITIES CORP. 6-K Financial Statements
Altitude Acquisition Corp. 8-K
Ark ETF Trust 497
Worksport Ltd 8-K
NORTHERN TECHNOLOGIES INTERNATIONAL CORP 10-Q Financial Statements
NORTHERN TECHNOLOGIES INTERNATIONAL CORP 8-K Financial Statements
PATRICK INDUSTRIES INC 8-K Financial Statements
Rocky Mountain Chocolate Factory, Inc. 8-K Financial Statements
Handelsinvest Investeringsforvaltning 13F-HR
APPALACHIAN POWER CO 8-K
AMERICAN ELECTRIC POWER CO INC 8-K Financial Statements
BANK OF AMERICA CORP /DE/ FWP Financial Statements
BofA Finance LLC FWP
Global Partner Acquisition Corp II 425
Invesco Ltd. 8-K Financial Statements
Bridgecrest Lending Auto Securitization Trust 2024-1 ABS-EE
Bridgecrest Auto Funding LLC ABS-EE
Emergent BioSolutions Inc. 8-K Financial Statements
Intuitive Machines, Inc. 8-K
KWMG, LLC 13F-HR
REPUBLIC OF KOREA POS EX
EXPORT IMPORT BANK OF KOREA POS EX
SHF Holdings, Inc. 8-K
ConnectOne Bancorp, Inc. 8-K Financial Statements
ANGIODYNAMICS INC 8-K Financial Statements
HERTZ GLOBAL HOLDINGS, INC 8-K Financial Statements
HERTZ CORP 8-K
ASPEN AEROGELS INC 8-K Financial Statements
NETSTREIT Corp. 424B5 Financial Statements
IGP SaferWorld, LP 144
Cellebrite DI Ltd. 144
STARBUCKS CORP PREC14A Financial Statements
C4 Therapeutics, Inc. 8-K Financial Statements
Equinox Gold Corp. 6-K
Nova Vision Acquisition Corp 8-K
HHG Capital Corp 8-K
GILAT SATELLITE NETWORKS LTD 6-K Financial Statements
Polaris Inc. 8-K Financial Statements
DAQO NEW ENERGY CORP. 6-K Financial Statements
Atwater Malick LLC 13F-HR
Osprey Bitcoin Trust SC TO-I
Osprey Bitcoin Trust SC TO-C
Osprey Bitcoin Trust 8-K
ENDEAVOUR SILVER CORP 6-K Financial Statements
Transocean Ltd. 8-K Financial Statements
WOLVERINE WORLD WIDE INC /DE/ 8-K Financial Statements
KULICKE & SOFFA INDUSTRIES INC PRE 14A Financial Statements
Kingsoft Cloud Holdings Ltd 6-K Financial Statements
ORRSTOWN FINANCIAL SERVICES INC 13F-HR Financial Statements
MeridianLink, Inc. 8-K Financial Statements
AGREE RICHARD 4
AGREE REALTY CORP 4 Financial Statements
Smith Douglas Homes Corp. CERT
Banco Santander, S.A. 6-K Financial Statements
CHESAPEAKE ENERGY CORP 425 Financial Statements
SOUTHWESTERN ENERGY CO 425 Financial Statements
Interactive Strength, Inc. S-1
CHESAPEAKE ENERGY CORP 8-K Financial Statements
BARNES GROUP INC 8-K Financial Statements
Global Blue Group Holding AG 6-K
Huize Holding Ltd 6-K Financial Statements
MicroAlgo Inc. 6-K
Infinera Corp 8-K Financial Statements
Stem Cell Inc. 8-K
Sidus Space Inc. 424B3 Financial Statements
SOUTHWESTERN ENERGY CO 8-K Financial Statements
Smith Douglas Homes Corp. 8-A12B
REE Automotive Ltd. 6-K
Palmer Square Capital BDC Inc. N-2/A
Allot Ltd. 6-K Financial Statements
TOYOTA MOTOR CORP/ 6-K Financial Statements
HUTCHMED 6-K Financial Statements
Kaixin Auto Holdings 6-K
LIZHI INC. 6-K Financial Statements
Opthea Ltd 6-K
Praxis Precision Medicines, Inc. 8-K Financial Statements
CERAGON NETWORKS LTD 6-K Financial Statements
Ellomay Capital Ltd. 6-K Financial Statements
Apogem Secondary Fund VII, LP D
Concord Acquisition Corp III S-4/A
ROVER GROUP, INC. PREM14A
YanGuFang International Group Co., Ltd 6-K
Franklin Templeton Digital Holdings Trust FWP
Western Acquisition Ventures Corp. 8-K
Evoke Pharma Inc S-1/A Financial Statements
Peer Inc. D/A
CENTERPOINT ENERGY INC 424B5 Financial Statements
BlackRock TCP Capital Corp. 424B3 Financial Statements
DataSQRL, Inc. D
CENTERPOINT ENERGY INC 8-K Financial Statements
BlackRock TCP Capital Corp. POS 8C Financial Statements
Valkyrie Bitcoin Fund 424B3
Caravelle International Group 6-K
Crescent Point Energy Corp. 6-K Financial Statements
BlackRock Capital Investment Corp 425 Financial Statements
BlackRock Capital Investment Corp 8-K Financial Statements
BlackRock TCP Capital Corp. 425 Financial Statements
BlackRock TCP Capital Corp. 8-K Financial Statements
Impact Aspire, LLC D
Prentice Wealth Management LLC 13F-HR
Cypress Wealth Services, LLC 13F-HR
Intros Ai, Inc. D
Main Street Capital CORP 497AD Financial Statements
BRAZILIAN DISTRIBUTION CO COMPANHIA BRASILEIRA DE DISTR CBD 6-K Financial Statements
Icosavax, Inc. SC TO-T/A Financial Statements
ASTRAZENECA PLC SC TO-T/A Financial Statements
Quanterix Corp 8-K Financial Statements
EchoStar CORP 8-K Financial Statements
DISH DBS CORP 8-K
DISH Network CORP 8-K Financial Statements
Brookfield Renewable Partners L.P. 6-K Financial Statements
TELEFONICA BRASIL S.A. 6-K Financial Statements
Icosavax, Inc. SC 14D9/A Financial Statements
Puerto Rico Residents Tax-Free Fund IV, Inc. DEFA14A
Puerto Rico Residents Tax-Free Fund III, Inc. DEFA14A
Puerto Rico Residents Tax-Free Fund II, Inc. DEFA14A
Hilton Grand Vacations Inc. 8-K Financial Statements
SHASTA PEAKS, LLC D
Augmedix, Inc. SC 13D/A Financial Statements
DCM VI, L.P. SC 13D/A
Chartwell Financial Advisory, Inc. D
VRM Penzini Fund I L.L.C. D/A
UC Asset LP 1-U
McElhenny Sheffield Capital Management, LLC 13F-HR
GoDaddy Inc. 8-K Financial Statements
Ausbil Investment Management Ltd 13F-HR
STARFIRE ENERGY INC D
Metaphysic Inc. D/A
Global System Dynamics, Inc. 8-K
Stonepeak Catarina Holdings LLC SC 13D/A
Evolve Transition Infrastructure LP SC 13D/A Financial Statements
APPlife Digital Solutions Inc 10-K/A
PEER VC, LP - C3 D/A
Neumann Advisory Hong Kong Ltd 13F-HR
TortoiseEcofin Acquisition Corp. III 425
Capital Oaks Investor LLC D
MICRON TECHNOLOGY INC FWP Financial Statements
NEWS CORP 8-K Financial Statements
HWH International Inc. SC 13G/A
Yakira Capital Management, Inc. SC 13G/A
Mas Alpha Securities Fund LP D/A
FT 11171 S-6/A
Neuberger Berman Tactical Macro Enhanced D
FT 11173 S-6/A
FT 11172 S-6/A
CAP 31st Avenue Residences, LLC D
Neuberger Berman Tactical Macro Enhanced Master Fund LP D
Gentle Scan Health, LP D
MATTHEWS INTERNATIONAL FUNDS 497K
PETROBRAS - PETROLEO BRASILEIRO SA 6-K Financial Statements
Energy Transfer LP FWP Financial Statements
Rival Nations Inc D
Mingteng International Corp Inc. F-1/A
Rennova Health, Inc. 424B3
Neuberger Berman Tactical Macro Enhanced D
PEMBINA PIPELINE CORP 6-K Financial Statements
Fidelity Wise Origin Bitcoin Fund 424B3
Bruce G. Allen Investments, LLC 13F-HR
ARMSTRONG HENRY H ASSOCIATES INC 13F-HR
LKCap Ascent LLC D
KINGSTONE COMPANIES, INC. 8-K Financial Statements
Heartland Investment Fund, LLC D
Akerna Corp. 425
FOCUS UNIVERSAL INC. 8-K Financial Statements
Akerna Corp. 8-K
GAXOS.AI INC. PRE 14A
VanEck VIP Trust 497K
STEEL PARTNERS HOLDINGS L.P. 8-K Financial Statements
VanEck VIP Trust 497
VanEck Funds 497K