SEC Filings


2019
  
Company Name Form Type SEC Filings
Wise John Drayton 4
INSMED Inc 4 Financial Statements
Newcourt Acquisition Corp DEFA14A
Redwire Corp 4
Isham Joanne O'Rourke 4
Nietzel Alfred A 4
Seven Bridges Strategic Equity Fund LP D/A
Focus Impact Acquisition Corp. 425
McConnell Michael J 4
Konstantakopoulos Christos SC 13G/A
Costamare Inc. SC 13G/A Financial Statements
Chesky Brian 144
Airbnb, Inc. 144 Financial Statements
Global Arena Holding, Inc. 10-Q
Garg Sarika 4
Orgel Wealth Management, LLC 13F-HR
Buck Kristen K 4
LISATA THERAPEUTICS, INC. 4 Financial Statements
Boroditsky Marc 4
Smith Michael Alexander 4
Federal Realty OP LP 8-K
FEDERAL REALTY INVESTMENT TRUST 8-K
nCino, Inc. 144 Financial Statements
Collins Steven A 144
Capers Garry L 4
Artis TechBio Multiclass SPV, L.P. D/A
Johnson Marianne 4
Mars Acquisition Corp. DEF 14A
Jin Medical International Ltd. 6-K
Mazzo David J 4
ALEXANDRIA REAL ESTATE EQUITIES, INC. 8-K Financial Statements
West Kenneth J 3
HONEYWELL INTERNATIONAL INC 3 Financial Statements
SeaStar Medical Holding Corp 8-K
CATHEY JAMES J 144
two 8-K
QUALCOMM INC/DE 144 Financial Statements
Schaeffer Orlov S Nicole 4
Degnan Christopher William 144
Snowflake Inc. 144 Financial Statements
Genfit S.A. 6-K
Global Mofy Metaverse Ltd 6-K
Allspring Global Investments Holdings, LLC SC 13G
Compass Diversified Holdings SC 13G Financial Statements
Girshick Birgit 4
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. 4 Financial Statements
Esperion Therapeutics, Inc. 8-K Financial Statements
Gossamer Bio, Inc. SC 13G/A Financial Statements
MILLENNIUM MANAGEMENT LLC SC 13G/A
OceanPal Inc. SC 13D/A
Tuscany Shipping Corp. SC 13D/A
Flammer Martina M.D. 4
O'GRADY NICHOLAS L. 4
NORTHERN OIL & GAS, INC. 4 Financial Statements
KLOSK STEVEN M 4
TechTarget Inc 8-K Financial Statements
PIONEER HIGH YIELD FUND 485BPOS
TWO HARBORS INVESTMENT CORP. SC 13G Financial Statements
Perspective Therapeutics, Inc. 8-K Financial Statements
Therivel Laurent C 4/A
UNITED STATES CELLULAR CORP 4/A Financial Statements
Daum Julie H 4
SEACOAST BANKING CORP OF FLORIDA 4 Financial Statements
Bonstein Sara 4
Steele Kathleen M. 4
REV Group, Inc. 4 Financial Statements
OMNICELL, INC. 8-K Financial Statements
Northwest Natural Holding Co 8-K Financial Statements
NORTHWEST NATURAL GAS CO 8-K
HERON THERAPEUTICS, INC. /DE/ 8-K Financial Statements
HENSON HEIDI 4
BIOMARIN PHARMACEUTICAL INC 8-K Financial Statements
CONSTELLATION BRANDS, INC. 8-K Financial Statements
EMCORE CORP 8-K Financial Statements
Vista Energy, S.A.B. de C.V. 6-K Financial Statements
Adsett Roger 4
Howard Hughes Corp 15-12G Financial Statements
SOUTHERN CALIFORNIA EDISON Co 8-K
Steele Kathleen M. 3
Launch Cart, Inc, C/A
REV Group, Inc. 3 Financial Statements
CITRONOWICZ MOSHE 4
Apyx Medical Corp 4
Hornsby Todd 4
GenesisAI Corp C/A
Roger Lisa 4
BARFRESH FOOD GROUP INC. 4
CULBRETH H GILBERT JR 4
HILL MATTHEW C 4
Flowers Cynthia Louise 4
Good Times Restaurants Inc. 8-K Financial Statements
AgeX Therapeutics, Inc. 8-K Financial Statements
Goodwin Charles D. II 4
Monarch MSS MO 2024 ICF 1, LLC D/A
GIVEN DOUGLAS B 144
Travel.win LLC C/A
LANIER DIANE H 5
HBT Financial, Inc. 5 Financial Statements
WILLIS CHARLES F IV 144
WILLIS LEASE FINANCE CORP 144 Financial Statements
Sarin Manish 144
Sprinklr, Inc. 144 Financial Statements
HiTek Global Inc. 6-K
LILLY ENDOWMENT INC 4
ELI LILLY & Co 4 Financial Statements
Kurvey-Mishra Shweta 4
MRC GLOBAL INC. 4 Financial Statements
Nuveen Multi-Market Income Fund 3
Chesky Brian 4
Airbnb, Inc. 4 Financial Statements
Maris Tech Ltd. 6-K
Intuitive Machines, Inc. 424B3
BALOGH ARISTOTLE N 4
PRINCIPAL FINANCIAL GROUP INC 8-K Financial Statements
Vosburg Craig 144
Mastercard Inc 144 Financial Statements
ONTARIO PROVINCE OF 424B2
AFFINITY WEALTH MANAGEMENT LLC 13F-HR
BROWN GREGORY B 4
Alphabet Inc. 144 Financial Statements
HENNESSY JOHN L 144
Nuveen Preferred & Income Term Fund 3
SAYLOR MICHAEL J 4
MICROSTRATEGY Inc 4 Financial Statements
Ezell Ryan Gillis 4
FLOTEK INDUSTRIES INC/CN/ 4 Financial Statements
Arcutis Biotherapeutics, Inc. SC TO-C Financial Statements
Acutus Medical, Inc. 8-K Financial Statements
AZAB MOHAMMAD 4
Hansen Matthew Royce 4
nCino, Inc. 4 Financial Statements
Fang Andy 144
DoorDash, Inc. 144 Financial Statements
CLS Holdings USA, Inc. 10-Q
Arcutis Biotherapeutics, Inc. 8-K Financial Statements
FITCH RATINGS, INC. NRSRO-UPD
Azenta, Inc. DEFA14A
Vos Mark 4
Lulu's Fashion Lounge Holdings, Inc. 4 Financial Statements
Cormorant Global Healthcare Master Fund, LP 4
Chen Bihua 4
Cormorant Asset Management, LP 4
EyePoint Pharmaceuticals, Inc. 4 Financial Statements
Oblong, Inc. S-3/A
EDUCATIONAL DEVELOPMENT CORP 8-K Financial Statements
MPC SC 2026 ICF, LLC D/A
O'Callahan Elizabeth M 4
NetApp, Inc. 4 Financial Statements
BERRY MICHAEL J 4
Eaton Vance Municipal Income 2028 Term Trust 3
Ferri Roberto 144
JABIL INC 144 Financial Statements
Barna Brew I, a series of Wefunds LLC D
HealthLynked Corp 8-K
SPC Opps Professionals Fund II, L.P. D/A
AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP 13F-HR
Volcon, Inc. SC 13G/A Financial Statements
Empery Asset Management, LP SC 13G/A
MPC SC 2025 ICF, LLC D/A
Nuveen Real Asset Income & Growth Fund 3
Nuveen Taxable Municipal Income Fund 3
Caldwell Investment Management Ltd. 13F-HR
Carus Jeffrey A 4
RIVERPARK CAPITAL MANAGEMENT LLC 13F-HR
Manager Directed Portfolios N-CSR/A
AQUA FINANCE INC ABS-15G
Sutton Funding LLC ABS-15G
Veles Inc. D
MPC SC 2024 ICF, LLC D/A
SPC Opportunities Parallel Fund II, L.P. D/A
SPC Opportunities Fund II, L.P. D/A
Nuveen Mortgage & Income Fund/MA/ 3
Soar.Earth Ltd D
HSBC BANK PLC FWP
Asio Capital, LLC 13F-HR
Nuveen Core Equity Alpha Fund 3
Goldman Sachs ETF Trust 497K
Turnstone Biologics Corp. 4
FMR LLC 4
Parkside Investments, LLC 13F-HR
INVESTMENT ADVISORY SERVICES INC /TX /ADV 13F-HR
Goldman Sachs ETF Trust 497
HOMESTEAD CAPITAL USA FARMLAND FUND IV, L.P. D/A
SI Private Capital Fund I, L.P. D
HTLC-1, LLC D
MAGELLAN GOLD Corp 8-K
Norris Industries, Inc. 10-Q
Equity Alliance Fund II, LP D
Enertopia Corp. 10-Q
RE-1217 Fund II, a series of DVC, LP D
MADISON FUNDS N-CEN
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund 3 Financial Statements
Nuveen S&P 500 Dynamic Overwrite Fund 3
BGO Industrial Real Estate Income Trust, Inc. POS EX
Nuveen S&P 500 BuyWrite Income Fund 3
EQT Future D/A
Sullivan Keith J 144
Neuronetics, Inc. 144 Financial Statements
Penultima Capital SPV-III, LLC D
National Energy Improvement Fund, LLC C
HS Management Partners, LLC 13F-HR
EQT Exeter Industrial Core-Plus Fund IV REIT II, LP D
GROOVE BOTANICALS INC. 10-Q
MainStay CBRE Global Infrastructure Megatrends Term Fund 4
Perold Jacques P 4
Fortis Capital Real Estate Fund, LLC D
VIRTUS ASSET TRUST DEL AM
DiPerna & Company, LLC MA-I/A
National Healthcare Capital LLC MA-I/A
B. C. ZIEGLER AND COMPANY MA-I/A
Ehlers & Associates, Inc. MA-I/A
PFM FINANCIAL ADVISORS LLC MA-I/A
M.E. ALLISON & CO., INC. MA-A
CABRERA CAPITAL MARKETS, LLC MA-A
LAMPERT CAPITAL MARKETS INC. FOCUSN
Cboe EDGX Exchange, Inc. 19B-4E
Cboe EDGA Exchange, Inc. 19B-4E
Cboe BZX Exchange, Inc. 19B-4E
Cboe BYX Exchange, Inc. 19B-4E