| Company Name |
Form Type |
SEC Filings |
|
|
|
|
EQT Future
|
D/A
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
GS Finance Corp.
|
FWP
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Harbor Funds II
|
N-1A/A
|
|
|
Forrester Michael A
|
3
|
|
|
Nuveen Credit Strategies Income Fund
|
3
|
|
|
Aquire Wealth Advisors, LLC
|
13F-HR
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Grayscale Bitcoin Trust
|
FWP
|
|
|
Nuveen Preferred & Income Opportunities Fund
|
3
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Flutter Entertainment plc
|
20FR12B
|
|
|
Sigyn Therapeutics, Inc.
|
8-K
|
|
|
529 South Main St., LLC
|
D
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Donovan Laura
|
3
|
|
|
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
|
3
|
Financial Statements
|
|
NDA Fund XXXIII LLC
|
D
|
|
|
Ogden Clinic Kaysville Real Estate Investors, LLC
|
D
|
|
|
Subramanian Srinivas
|
144
|
|
|
NORDSON CORP
|
144
|
Financial Statements
|
|
HOME DEPOT, INC.
|
D/A
|
Financial Statements
|
|
Brookstone Capital Management
|
13F-HR
|
|
|
Barnes Stephen H.
|
144
|
|
|
Accolade, Inc.
|
144
|
Financial Statements
|
|
BGO Industrial Real Estate Income Trust, Inc.
|
8-K
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Ivandale, LLC
|
D/A
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
NUVEEN REAL ESTATE INCOME FUND
|
3
|
|
|
Ducey Douglas Anthony
|
3
|
|
|
U-Haul Holding Co /NV/
|
3
|
Financial Statements
|
|
Ladwa Akshay
|
144
|
|
|
Energy Vault Holdings, Inc.
|
144
|
|
|
Kisses From Italy Inc.
|
POS AM
|
|
|
Eastern Bankshares, Inc.
|
S-4/A
|
|
|
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO
|
3
|
Financial Statements
|
|
Cavanaugh Robert N
|
144
|
|
|
SINGH RAJEEV
|
144
|
|
|
IN-1031 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Ford Credit Auto Lease Trust 2024-A
|
FWP
|
|
|
Transport Dedicated Holding Group, LLC
|
D
|
|
|
Ford Credit Auto Lease Two LLC
|
FWP
|
|
|
SOCP NR Partners, LLC
|
D/A
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
BUTEWICZ AMY LYNN
|
4
|
|
|
UMH PROPERTIES, INC.
|
4
|
Financial Statements
|
|
ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND
|
N-CEN
|
|
|
ALLSPRING MULTI-SECTOR INCOME FUND
|
N-CEN
|
|
|
Ford Credit Auto Lease Trust 2024-A
|
424H
|
|
|
Ford Credit Auto Lease Two LLC
|
424H
|
|
|
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
|
3
|
Financial Statements
|
|
REILLY SEAN M
|
4
|
|
|
FOSTER L B CO
|
4
|
Financial Statements
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
|
3
|
Financial Statements
|
|
AV Opportunity Fund 2024, LLC
|
D
|
|
|
Proscia Inc.
|
D
|
|
|
Quinones Patricia Levine
|
4
|
|
|
VIRCO MFG CORPORATION
|
4
|
Financial Statements
|
|
HO-1127 Gaingels Fund II, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
ALTAROCK FUND LP
|
D/A
|
|
|
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
|
3
|
Financial Statements
|
|
CCFO SELECT FUND, LLC
|
D/A
|
|
|
WisdomTree Bitcoin Fund
|
FWP
|
|
|
NUVEEN SELECT MATURITIES MUNICIPAL FUND
|
3
|
|
|
Atelier Meats Corp.
|
1-A/A
|
|
|
Nuveen AMT-Free Municipal Value Fund
|
3
|
|
|
Cascade Investment Advisors, Inc.
|
13F-HR
|
|
|
Right Tail Capital, LP
|
D/A
|
|
|
NexPoint Storage IV DST
|
D/A
|
|
|
QUAINT OAK BANCORP INC
|
8-K
|
|
|
Hudson Capital Management LLC
|
13F-HR
|
|
|
Horrell Capital Management, Inc.
|
13F-HR
|
|
|
HALL LAURIE J TRUSTEE
|
13F-HR
|
|
|
David Shay
|
4
|
|
|
KALTURA INC
|
4
|
Financial Statements
|
|
Eaton Vance Risk-Managed Diversified Equity Income Fund
|
3
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
MARSHALL & SULLIVAN INC /WA/
|
13F-HR
|
|
|
Applause Technology, Inc. / DE
|
D
|
|
|
Organon & Co.
|
3
|
|
|
Arjona Ferreira Juan Camilo
|
3
|
|
|
Ray Neville R
|
4
|
|
|
ZIFF DAVIS, INC.
|
4
|
Financial Statements
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
3
|
|
|
Trenton - Black River VI, LP
|
D/A
|
|
|
BENSTOCK PETER
|
144
|
|
|
SUPERIOR GROUP OF COMPANIES, INC.
|
144
|
Financial Statements
|
|
RAINBOLT DAVID E
|
4
|
|
|
OGE ENERGY CORP.
|
4
|
Financial Statements
|
|
Reliance Global Group, Inc.
|
8-K
|
|
|
Hannan Metals Ltd.
|
D/A
|
|
|
P/E Global LLC
|
13F-HR
|
|
|
Canter David
|
4
|
|
|
Accordant ODCE Index Fund
|
4
|
|
|
EMPOWER FUNDS, INC.
|
N-MFP2/A
|
|
|
Jon I. Madorsky Revocable Trust dated December 1, 2008
|
4
|
|
|
P10, Inc.
|
4
|
Financial Statements
|
|
Top Wealth Group Holding Ltd
|
F-1/A
|
|
|
Hawley Ridge Coal Opportunity Fund, L.P.
|
D
|
|
|
NUVEEN NEW YORK MUNICIPAL VALUE FUND
|
3
|
|
|
VEPF VIII Co-Invest 4-A, L.P.
|
D
|
|
|
Crosslink Crossover Fund 9-B, L.P.
|
D/A
|
|
|
Triad Investment Management
|
SC 13D
|
|
|
Liberty TripAdvisor Holdings, Inc.
|
SC 13D
|
Financial Statements
|
|
XN Vector Onshore Fund LP
|
D/A
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2367
|
487
|
|
|
XN Vector Offshore Fund LP
|
D/A
|
|
|
H10CW-1, LLC
|
D
|
|
|
ALLSPRING FUNDS TRUST
|
N-CEN
|
|
|
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND
|
3
|
|
|
Community Fuel Investment Partners VI LP
|
D
|
|
|
UBS AG
|
424B2
|
|
|
Verizon Master Trust
|
424B5
|
|
|
Verizon ABS II LLC
|
424B5
|
|
|
Ray Neville R
|
3
|
|
|
ZIFF DAVIS, INC.
|
3
|
Financial Statements
|
|
EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND INCOME FUND
|
3
|
|
|
EA Series Trust
|
24F-2NT
|
|
|
MFS INTERMEDIATE INCOME TRUST
|
N-CEN
|
|
|
Verizon Master Trust
|
8-K
|
|
|
Verizon ABS II LLC
|
8-K
|
|
|
CGB Green Liberty Notes LLC
|
C
|
|
|
BIENAIME JEAN JACQUES
|
4
|
|
|
BIOMARIN PHARMACEUTICAL INC
|
4
|
Financial Statements
|
|
NUVEEN MUNICIPAL VALUE FUND INC
|
3
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
8-K/A
|
|
|
AV Doctors Innovate Fund 1, LLC
|
D/A
|
|
|
First Citizens Financial Corp
|
13F-HR
|
|
|
MFS MUNICIPAL INCOME TRUST
|
N-CEN
|
|
|
MFS SPECIAL VALUE TRUST
|
N-CEN
|
|
|
Influsence, Inc.
|
D
|
|
|
MFS MULTIMARKET INCOME TRUST
|
N-CEN
|
|
|
JONES FINANCIAL COMPANIES LLLP
|
D
|
|
|
MFS SERIES TRUST IX
|
N-CEN
|
|
|
Gaingels Mythical 2024 LLC
|
D
|
|
|
MFS SERIES TRUST XV
|
N-CEN
|
|
|
Secured Investment Finance Equity, LP
|
D
|
|
|
Praetorian Wealth Management, Inc.
|
13F-HR
|
|
|
MFS SERIES TRUST X
|
N-CEN
|
|
|
ECOPETROL S.A.
|
424B2
|
Financial Statements
|
|
ZIFF DAVIS, INC.
|
8-K
|
Financial Statements
|
|
BARCLAYS CAPITAL INC.
|
ATS-N/UA
|
|
|
Ausdal Financial Partners, Inc.
|
13F-HR
|
|
|
Crosslink Crossover Fund 9, L.P.
|
D/A
|
|
|
Engel Jacqueline F.
|
3
|
|
|
NUSCALE POWER Corp
|
3
|
|
|
Taylor Sharon L
|
4
|
|
|
FRIEDMAN INDUSTRIES INC
|
4
|
Financial Statements
|
|
Stevenson Tim Scott
|
4
|
|
|
Spira Joel
|
4
|
|
|
Scott Sandra Kay
|
4
|
|
|
Grayscale Funds Trust
|
N-1A/A
|
|
|
Reichenthal Max Alan
|
4
|
|
|
WILLIAMS JOE L
|
4
|
|
|
Gaingels Wonderschool 2023 LLC
|
D
|
|
|
Agrawal Durga D
|
4
|
|
|
Eaton Vance Tax-Managed Buy-Write Income Fund
|
3
|
|
|
KBS Analytics LLC
|
D
|
|
|
Stevenson Tracy Austin
|
4
|
|
|
VISTA GOLD CORP
|
4
|
Financial Statements
|
|
ROCKLAND TRUST CO
|
13F-HR
|
|
|
NFT Ltd
|
6-K
|
|
|
ROOM40 CAPITAL PARTNERS U.S. LP
|
D
|
|
|
Green Coffee Co Holdings, LLC
|
D
|
|
|
Starfighters Space, Inc.
|
D
|
|
|
Gaingels Pryon 2023 LLC
|
D
|
|
|
American Healthcare REIT, Inc.
|
8-K
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
WWCG 215 E High LLC
|
D
|
|
|
Azagra Blazquez Pedro
|
4
|
|
|
Avangrid, Inc.
|
4
|
Financial Statements
|
|
BlackRock Capital Investment Corp
|
DEFM14A
|
Financial Statements
|
|
COMMUNITY TRUST & INVESTMENT CO
|
13F-HR
|
|
|
BRIGHT ROCK CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
Rockefeller FinTech Innovation Fund I LP
|
D/A
|
|
|
Mashburn, LLC
|
D
|
|
|
Advisors Disciplined Trust 2204
|
497J
|
|
|
GLASSMAN KARL G
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
Princess City SPV LLC
|
D
|
|
|
NE-1110 Fund II, a series of MV Funds, LP
|
D
|
|
|
BIOHARVEST SCIENCES INC.
|
D
|
|
|
Eaton Vance National Municipal Opportunities Trust
|
3
|
|
|
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC
|
N-CEN/A
|
|
|
Veritone, Inc.
|
SC 13G/A
|
Financial Statements
|
|
BANTA ASSET MANAGEMENT LP
|
SC 13G/A
|
|
|
Greenbacker Renewable Energy Co LLC
|
8-K/A
|
|
|
HARBOR FUNDS
|
N-CEN
|
|
|
Harbor ETF Trust
|
N-CEN
|
|
|
RICHARDSON ELECTRONICS, LTD.
|
10-Q
|
Financial Statements
|
|
Vintage Growth Fund IV, L.P.
|
D/A
|
|
|
Global X Funds
|
485BXT
|
|
|
USEDC Opportunity Zone Fund II LP
|
D/A
|
|
|
Dillard James E III
|
144
|
|
|
PERRIGO Co plc
|
144
|
Financial Statements
|
|
NEUBERGER BERMAN MUNICIPAL FUND INC.
|
N-CEN/A
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
BANCO SANTANDER CHILE
|
6-K
|
Financial Statements
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
|
BANTA ASSET MANAGEMENT LP
|
13F-HR
|
|
|
Secured Investment Finance Yield, LP
|
D
|
|
|
DCP Arvada LLC
|
D
|
|
|
Shulman DeMeo Asset Management LLC
|
13F-HR
|
|
|
Vest Financial, LLC
|
13F-HR
|
|
|
Grey Street Capital, LLC
|
13F-HR
|
|
|
FORVIS Wealth Advisors, LLC
|
13F-HR
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Key Mining Corp.
|
S-1/A
|
|
|
Chesley Taft & Associates LLC
|
13F-HR
|
|
|
Eldred Rock Partners, LLC
|
13F-HR
|
|
|
CHAPIN DAVIS, INC.
|
13F-HR
|
|
|
Aircastle LTD
|
10-Q
|
|
|
PACIFIC SUN FINANCIAL CORP
|
13F-HR
|
|
|
Affinity Capital Advisors, LLC
|
13F-HR
|
|
|
FOCUS Wealth Advisors, LLC
|
13F-HR
|
|
|
1830 N 27th Ave, LLC
|
D
|
|
|
West Coast Financial LLC
|
13F-HR
|
|
|
PHP Ventures Acquisition Corp.
|
425
|
|
|
Ullmann Wealth Partners Group, LLC
|
13F-HR
|
|
|
PHP Ventures Acquisition Corp.
|
8-K
|
|
|
Edge Wealth Management LLC
|
13F-HR
|
|
|
Caius Capital International Fund
|
D/A
|
|
|
Bouvel Investment Partners, LLC
|
13F-HR
|
|
|
RESOURCE CONSULTING GROUP INC
|
13F-HR
|
|
|
JEPPSON WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
YSA Houston Fund, LLC
|
D
|
|
|
LANDY DANIEL O.
|
4
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
AM-1121 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
Kombuchery I, a series of Wefunds LLC
|
D
|
|
|
Eutropics Pharmaceuticals, Inc.
|
D
|
|
|
SRMBD FUND I, LP
|
D
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
Kluger Joseph E
|
5
|
|
|
PENNS WOODS BANCORP INC
|
5
|
Financial Statements
|
|
ML Extended Stay LLC
|
D
|
|
|
USEDC 2023 B Drilling Fund LP
|
D/A
|
|
|
Kurzius Lawrence Erik
|
SC 13D/A
|
|
|
MCCORMICK & CO INC
|
SC 13D/A
|
Financial Statements
|
|
Maui Business Park, LLC
|
D
|
|
|
Intergy Private Wealth, LLC
|
13F-HR
|
|
|
Samara Alpha BTC Plus Series of Samara Alpha Series, LLC
|
D
|
|
|
RI-1128 Fund I, a series of Fog Venture Funds, LP
|
D
|
|
|
FT 11158
|
487
|
|
|
Fund 012, a series of StartupNV Master LLC
|
D
|
|
|
EPIQ PARTNERS, LLC
|
13F-HR
|
|
|
626 Financial, LLC
|
13F-HR
|
|
|
Greenhouse Long Only Onshore Fund LP
|
D/A
|
|
|
SCHWAB CAPITAL TRUST
|
N-CEN
|
|
|
SCHWAB INVESTMENTS
|
N-CEN
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
FalconPoint Non-U.S./USTE Feeder II LP
|
D
|
|
|
Shopoff Palm Springs Industrial Fund, LLC
|
D/A
|
|
|
FalconPoint Partners II, LP
|
D
|
|
|
CDT Environmental Technology Investment Holdings Ltd
|
F-1/A
|
|
|
Federal Home Loan Bank of Atlanta
|
8-K
|
|
|
HSBC FUNDS
|
N-CEN
|
|
|
Future Cardia, Inc.
|
C/A
|
|
|
Avalanche Applications, LLC
|
D
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
VIRTUS ALTERNATIVE SOLUTIONS TRUST
|
24F-2NT
|
|
|
North Square Investments Trust
|
497
|
|
|
Willis Investment Counsel
|
13F-HR
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
West Financial Advisors, LLC
|
13F-HR
|
|
|
Rocker Kenyatta G
|
4
|
|
|
UNION PACIFIC CORP
|
4
|
Financial Statements
|
|
VanEck Bitcoin Trust
|
FWP
|
|
|
Catalyst Strategic Income Opportunities Fund
|
N-8A
|
|
|
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC
|
13F-HR
|
|
|
Highway 271 Investments LLC
|
D
|
|
|
NEUROONE MEDICAL TECHNOLOGIES Corp
|
SC 13G
|
|
|
LYTTON LAURENCE W
|
SC 13G
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
RMX Holdco, Inc.
|
D/A
|
|
|
Eaton Vance Enhanced Equity Income Fund
|
424B3
|
|
|
Investment Managers Series Trust
|
N-CEN
|
|
|
BRAIN SCIENTIFIC INC.
|
SEC STAFF ACTION
|
|
|
Wykeham Capital Asia Value Fund
|
D/A
|
|
|
American Beacon Institutional Funds Trust
|
N-CEN
|
|
|
AMERICAN BEACON FUNDS
|
N-CEN
|
|
|
Scammon Ridge Headwaters, LLC
|
D
|
|
|
Investco KMC Holdings, LLC
|
D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Single Point Partners, LLC
|
13F-HR
|
|
|
Grover Vikram P
|
4
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
4
|
|
|
IMAC Holdings, Inc.
|
S-4/A
|
|
|
GeoSolar Technologies, Inc.
|
D
|
|
|
Eaton Vance Enhanced Equity Income Fund II
|
3
|
|
|
Investment Managers Series Trust II
|
N-CEN
|
|
