| Company Name |
Form Type |
SEC Filings |
|
|
|
|
OESTERREICHISCHE KONTROLLBANK AKTIENGESELLSCHAFT
|
424B5
|
|
|
Ashman Philip
|
4
|
|
|
ALIMERA SCIENCES INC
|
4
|
Financial Statements
|
|
LORD ABBETT SECURITIES TRUST
|
N-CEN
|
|
|
Sumter Solar Investments LLC
|
D
|
|
|
LORD ABBETT AFFILIATED FUND INC
|
N-CEN
|
|
|
GDL FUND
|
SC 13G
|
|
|
ZAZOVE ASSOCIATES LLC
|
SC 13G
|
|
|
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
|
24F-2NT
|
|
|
MOODY NATIONAL BANK TRUST DIVISION
|
13F-HR
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
OneAscent Wealth Management LLC
|
13F-HR
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
EUROPEAN INVESTMENT BANK
|
18-K/A
|
|
|
WeldenField Real Estate BAM Fund II, LP
|
D
|
|
|
CENTAUR MUTUAL FUNDS TRUST
|
N-CEN
|
|
|
UBS AG
|
FWP
|
|
|
KfW
|
424B5
|
|
|
ALAMOS GOLD INC
|
6-K
|
Financial Statements
|
|
WHITTIER TRUST CO OF NEVADA INC
|
13F-HR
|
|
|
Nuveen Dynamic Municipal Opportunities Fund
|
3
|
|
|
STARR LOREN M
|
3
|
|
|
CIBC Private Wealth Group, LLC
|
SC 13G/A
|
|
|
BARCLAYS BANK PLC
|
SC 13G/A
|
|
|
WHITTIER TRUST CO
|
13F-HR
|
|
|
KENNY THOMAS J
|
3
|
|
|
Eaton Vance Enhanced Equity Income Fund
|
3
|
|
|
LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N
|
497
|
|
|
OneAscent Financial Services LLC
|
13F-HR
|
|
|
Exodus Legacy Growth I, LLC
|
D
|
|
|
Arkfeld Wealth Strategies, L.L.C.
|
13F-HR
|
|
|
Man Funds XI SPC, on behalf of & for the account of Man AHL TargetRisk 1.5X
|
D/A
|
|
|
AVITY INVESTMENT MANAGEMENT INC.
|
13F-HR
|
|
|
Boateng Joseph A
|
3
|
|
|
Geller Avi
|
SCHEDULE 13G
|
|
|
Coeptis Therapeutics Holdings, Inc.
|
SCHEDULE 13G
|
|
|
Conn Appliances, Inc.
|
ABS-15G
|
|
|
Bluegreen Vacations Holding Corp
|
8-K
|
|
|
EATON VANCE NEW YORK MUNICIPAL BOND FUND
|
3
|
|
|
STORYRAISE TECHNOLOGY INC.
|
D
|
|
|
Equitrans Midstream Corp
|
SC 13G
|
Financial Statements
|
|
CIBC Private Wealth Group, LLC
|
SC 13G
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
ELECTRAMECCANICA VEHICLES CORP.
|
DEFA14A
|
Financial Statements
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT H
|
497
|
|
|
Coller Secondaries Access Fund IX
|
D
|
|
|
Nuveen Enhanced High Yield Municipal Bond Fund
|
3
|
|
|
Pono Capital Three, Inc.
|
425
|
|
|
ELECTRAMECCANICA VEHICLES CORP.
|
8-K
|
Financial Statements
|
|
Silo Pharma, Inc.
|
8-K/A
|
|
|
Pono Capital Three, Inc.
|
8-K
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
JVM Multi-Family Premier Fund 5, LLC
|
D/A
|
|
|
Grandview Asset Management LLC
|
13F-HR
|
|
|
Investure Crossover Fund, LP - Series 1
|
D/A
|
|
|
Xos, Inc.
|
DEFA14A
|
|
|
Gardner Jonathan S.
|
4
|
|
|
Cottonwood Communities, Inc.
|
4
|
|
|
LC Hospitality, LLC
|
C
|
|
|
Coller Secondaries Access Fund IX, L.P.
|
D
|
|
|
Xos, Inc.
|
8-K
|
|
|
Niagara Income Opportunities Fund
|
424B3
|
|
|
Lunt John
|
4
|
|
|
Brain Code Inc
|
D
|
|
|
White Philip A. Jr.
|
4
|
|
|
Fredenberg Paul
|
4
|
|
|
LINCOLN NATIONAL VARIABLE ANNUITY ACCOUNT E
|
497
|
|
|
Cassinis Enzio A.
|
4
|
|
|
Investure Global Equity Fund, LP - Sustainability Series
|
D/A
|
|
|
Andromeda Co-Invest, L.P.
|
D
|
|
|
Simplify Exchange Traded Funds
|
485BXT
|
|
|
Talbot Financial, LLC
|
13F-HR
|
|
|
Larson Adam Richard
|
4
|
|
|
STAR GROUP, L.P.
|
8-K
|
Financial Statements
|
|
Shaeffer Daniel
|
4
|
|
|
Investure Global Equity Fund, LP - All Asset Series
|
D/A
|
|
|
LOMA SPV FUND A, A SERIES OF LOMA CAPITAL LLC
|
D
|
|
|
Ridgewood Investments LLC
|
13F-HR
|
|
|
Marlin Eric
|
4
|
|
|
INVESTURE ALTERNATIVE FUND, LTD.
|
D/A
|
|
|
Investure PE Fund, LP - Series 5
|
D/A
|
|
|
BIO KEY INTERNATIONAL INC
|
8-K
|
Financial Statements
|
|
Christensen Chad
|
4
|
|
|
R.H. Dinel Investment Counsel, Inc.
|
13F-HR
|
|
|
Centre Capital VIII Opportunity Fund, L.P.
|
D/A
|
|
|
Centre Capital Investors VIII, L.P.
|
D/A
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Medina Value Partners I, LP
|
D/A
|
|
|
INVESTURE OPPORTUNITY FUND, LP
|
D/A
|
|
|
VANGUARD WHITEHALL FUNDS
|
N-CEN
|
|
|
VANGUARD INTERNATIONAL EQUITY INDEX FUNDS
|
N-CEN
|
|
|
VANGUARD TRUSTEES' EQUITY FUND
|
N-CEN
|
|
|
Vanguard Charlotte Funds
|
N-CEN
|
|
|
VANGUARD STAR FUNDS
|
N-CEN
|
|
|
VANGUARD MUNICIPAL BOND FUNDS
|
N-CEN
|
|
|
VANGUARD WINDSOR FUNDS
|
N-CEN
|
|
|
VANGUARD EXPLORER FUND
|
N-CEN
|
|
|
EATON VANCE MUNICIPAL BOND FUND
|
3
|
|
|
Cana Cellars, Inc.
|
D
|
|
|
Christensen Gregg
|
4
|
|
|
TPEG NORTHWEST SL INVESTORS LLC
|
D
|
|
|
DRAUGHN JAMES B
|
5
|
|
|
COMMUNITY TRUST BANCORP INC /KY/
|
5
|
|
|
Hanks Stan
|
4
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
3
|
|
|
TANAKA FUNDS INC
|
NPORT-P
|
|
|
Gaucho Group Holdings, Inc.
|
D/A
|
|
|
Advisory Resource Group
|
13F-HR
|
|
|
Rand Glenn
|
4
|
|
|
Galaxy Plus Fund - Principalium DUES Master Fund
|
D
|
|
|
Hallenberg Susan
|
4
|
|
|
GULFPORT ENERGY CORP
|
SC 13G/A
|
Financial Statements
|
|
MACKAY SHIELDS LLC
|
SC 13G/A
|
|
|
FORUM ENERGY TECHNOLOGIES, INC.
|
SC 13G/A
|
Financial Statements
|
|
Franklin Investors Securities Trust
|
N-CEN
|
|
|
Xiao Deming
|
4
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
4
|
Financial Statements
|
|
FRANKLIN VALUE INVESTORS TRUST
|
N-CEN
|
|
|
Genius Sports Ltd
|
144
|
|
|
de Masi Niccolo
|
144
|
|
|
CoBuild Ventures a Series of CoBuild Partners I GP LLC
|
D
|
|
|
Gulf International Bank
|
13F-HR
|
|
|
Dollins Billie J.
|
5
|
|
|
Yonder I a Series of Yonder Ventures LLC
|
D
|
|
|
Timber Creek Capital Management LLC
|
13F-HR
|
|
|
Ishag David
|
4
|
|
|
Zoomcar Holdings, Inc.
|
4
|
|
|
Fairway Venture Capital Fund II, L.P.
|
D/A
|
|
|
Federated Hermes International Funds plc
|
D/A
|
|
|
Nuveen Minnesota Quality Municipal Income Fund
|
3
|
|
|
Granville Private Equity Partners III, L.P.
|
D/A
|
|
|
Exchange Bank
|
13F-HR
|
|
|
Mission Trail Partners LP
|
D/A
|
|
|
Deal XXIV a Series of Integr8d Capital LLC
|
D
|
|
|
Granville Private Equity Partners II, L.P.
|
D/A
|
|
|
Ervin Investment Management, LLC
|
13F-HR
|
|
|
Cardio By Design III a Series of Alpha By Design LLC
|
D
|
|
|
Foxbridge Capital, LLC
|
D
|
|
|
PAINTER ROBERT G
|
4
|
|
|
TRIMBLE INC.
|
4
|
Financial Statements
|
|
Granville Multi-Strategy Partners, L. P.
|
D/A
|
|
|
MCKENNA MATTHEW G
|
4
|
|
|
AMERICAN SOFTWARE INC
|
4
|
Financial Statements
|
|
AGILITI, INC. \DE
|
144/A
|
Financial Statements
|
|
Leonard Thomas J
|
144/A
|
|
|
Harris Gregory A
|
4/A
|
|
|
FIRST FINANCIAL BANCORP /OH/
|
4/A
|
Financial Statements
|
|
Hou Montaque
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
BADGER NORMAN J
|
3
|
|
|
PUBLIX SUPER MARKETS INC
|
3
|
|
|
McGhee James E II
|
5
|
|
|
Global Emerging Markets Fund
|
D/A
|
|
|
Nullify Nov 2023 a Series of CGF2021 LLC
|
D
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
3
|
|
|
US Eagle Real Estate Feeder 1, LP
|
D/A
|
|
|
GRANVILLE MULTI-STRATEGY GLOBAL PARTNERS, LTD.
|
D/A
|
|
|
Lee Maria Ricciardone
|
3
|
|
|
LOCKHEED MARTIN CORP
|
3
|
Financial Statements
|
|
AbsorbCo Nov 2023 a Series of CGF2021 LLC
|
D
|
|
|
AEGON ASSET MANAGEMENT UK PLC
|
13F-HR
|
|
|
Palm Drive Capital IV LP
|
D/A
|
|
|
Infosys Ltd
|
6-K
|
Financial Statements
|
|
BluePath Capital Management, LLC
|
13F-HR
|
|
|
PAM 1740 Fund
|
D/A
|
|
|
Granville Equity Partners, L.P.
|
D/A
|
|
|
DROMS STRAUSS ADVISORS INC /MO/ /ADV
|
13F-HR
|
|
|
DUPREE MUTUAL FUNDS
|
NPORT-P
|
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
Buettner-Garrett Joshua
|
144
|
|
|
Solid Power, Inc.
|
144
|
|
|
Crestmont Private Wealth LLC
|
13F-HR
|
|
|
Wahala Ventures SPV 5 Dec 2023 a Series of CGF2021 LLC
|
D
|
|
|
Sedona Equity Registrar & Transfer, Inc
|
TA-2
|
|
|
Caravaggio Dante
|
3
|
|
|
HNR Acquisition Corp.
|
3
|
|
|
NORTHWESTERN UNIVERSITY
|
13F-HR
|
|
|
Schroders Capital Private Equity Global Innovation XI S.C.S.
|
D/A
|
|
|
BKM Wealth Management, LLC
|
13F-HR/A
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
EA Series Trust
|
497
|
|
|
Frontier Emerging Markets Fund
|
D/A
|
|
|
RUSSELL INVESTMENT CO
|
N-CEN
|
|
|
Manole Fintech Fund Offshore LP
|
D/A
|
|
|
Desktop Metal, Inc.
|
4
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
4
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Gaya Technologies Inc. Oct 2023 a Series of CGF2021 LLC
|
D
|
|
|
VANGUARD INSTITUTIONAL INDEX FUNDS
|
485BXT
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
Greenhouse Overseas Fund Ltd.
|
D/A
|
|
|
VANGUARD VALLEY FORGE FUNDS
|
485BXT
|
|
|
VANGUARD BOND INDEX FUNDS
|
485BXT
|
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
3
|
Financial Statements
|
|
Vanguard Montgomery Funds
|
485BXT
|
|
|
Nutex Health, Inc.
|
8-K
|
|
|
Sinha Family Incentive Trust
|
144
|
|
|
Zscaler, Inc.
|
144
|
Financial Statements
|
|
Mendelson Daniel Newman
|
4
|
|
|
CHAMPIONS ONCOLOGY, INC.
|
4
|
Financial Statements
|
|
ENTERPRISE PRODUCTS PARTNERS L.P.
|
8-K
|
Financial Statements
|
|
OAK ASSOCIATES FUNDS
|
24F-2NT
|
|
|
Flynn James P
|
3
|
|
|
RiceBran Technologies
|
3
|
Financial Statements
|
|
BentallGreenOak US Lending B LP
|
D/A
|
|
|
TrueMark Investments, LLC
|
13F-HR
|
|
|
AEI NET LEASE PORTFOLIO 22 DST
|
D/A
|
|
|
Two Roads Shared Trust
|
24F-2NT
|
|
|
Admiral Capital Partners Offshore Fund Ltd
|
D/A
|
|
|
Radnor Capital Management, LLC
|
13F-HR
|
|
|
Schroders Capital AII-ILS Fund Ltd.
|
D/A
|
|
|
GOOCH MARK A
|
5
|
|
|
GLOBALFOUNDRIES Inc.
|
144
|
Financial Statements
|
|
Reeder David
|
144
|
|
|
Admiral Capital Partners Fund, LP
|
D/A
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
Squash the Beef, LLC
|
C/A
|
|
|
Sinha Education Excellence Trust
|
144
|
|
|
IZEA Worldwide, Inc.
|
8-K
|
Financial Statements
|
|
Clearwater Fund L.P.
|
D/A
|
|
|
Parvus Armadillo Fund
|
D/A
|
|
|
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
Smith Brian J
|
4
|
|
|
LAKELAND FINANCIAL CORP
|
4
|
Financial Statements
|
|
Ambienta Sustainable Credit Opportunities S.C.A. SICAV-RAIF
|
D
|
|
|
Olesen Value Fund L.P.
|
D/A
|
|
|
BARTELS ROBERT E JR
|
4
|
|
|
KUBACKI MICHAEL L
|
4
|
|
|
Manole Fintech Fund, LP
|
D/A
|
|
|
NATIONAL GRID PLC
|
6-K
|
Financial Statements
|
|
SEPARATE ACCOUNT VA B
|
497
|
|
|
Farah Abdikarim
|
5
|
|
|
Securetech Innovations, Inc.
|
5
|
|
|
NOVO NORDISK A S
|
6-K
|
Financial Statements
|
|
PICHON EMILY E
|
4
|
|
|
BCS Wealth Management
|
13F-HR
|
|
|
UNIQUE WEALTH, LLC
|
13F-HR
|
|
|
Marvell Technology, Inc.
|
144
|
Financial Statements
|
|
Christman Dan
|
144
|
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
KCAP Hive Funding, LLC
|
D/A
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Vang Anthony
|
5
|
|
|
Abbasi Faraz
|
4
|
|
|
Vigil Neuroscience, Inc.
|
8-K
|
Financial Statements
|
|
Augsburger Blake
|
4
|
|
|
EATON VANCE SENIOR FLOATING RATE TRUST
|
3
|
|
|
Kao Lee
|
5
|
|
|
ROSS STEVEN D
|
4
|
|
|
NAPLES GLOBAL ADVISORS, LLC
|
13F-HR
|
|
|
Christian Darrianne P
|
4
|
|
|
ALLSPRING FUNDS TRUST
|
485APOS
|
|
|
Molloy Robert S
|
144
|
|
|
DESTINATION XL GROUP, INC.
|
144
|
Financial Statements
|
|
Toothaker Bradley J
|
4
|
|
|
Greenhouse Onshore Fund LP
|
D/A
|
|
|
WELCH M SCOTT
|
4
|
|
|
AMERICAN CENTURY MUTUAL FUNDS, INC.
|
N-CEN
|
|
|
AMERICAN CENTURY CAPITAL PORTFOLIOS INC
|
N-CEN
|
|
|
AMERICAN CENTURY INTERNATIONAL BOND FUNDS
|
N-CEN
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
3
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
AGILITI, INC. \DE
|
144
|
Financial Statements
|
|
Leonard Thomas J
|
144
|
|
|
Direct Lending Fund IV
|
D
|
|
|
Bremer Bank National Association
|
13F-HR
|
|
|
FIRST TRUST MLP & ENERGY INCOME FUND
|
N-CEN
|
|
|
EQT X Co-Investment
|
D
|
|
|
Rappahannock Vineyards, L.L.C
|
D
|
|
|
TITAN FORTRESS DRAWBRIDGE PLUS IDF LP
|
D/A
|
|
|
ShankerValleau Wealth Advisors, Inc.
|
13F-HR
|
|
|
Pink Bakery, Inc.
|
D
|
|
|
10Y RISE OZ Fund LLC
|
D
|
|
|
SIT MUTUAL FUNDS INC
|
40-24B2
|
|
|
SIT U S GOVERNMENT SECURITIES FUND INC
|
40-24B2
|
|
|
SIT MUTUAL FUNDS II INC
|
40-24B2
|
|
|
SIT MID CAP GROWTH FUND INC
|
40-24B2
|
|
|
SIT LARGE CAP GROWTH FUND INC
|
40-24B2
|
|
|
THIRD AVENUE TRUST
|
24F-2NT
|
|
|
Whitford Management LLC
|
13F-HR/A
|
|
|
BP CAPITAL MARKETS AMERICA INC
|
CERT
|
|
|
Partners Capital Falcon Fund
|
D/A
|
|
|
TIFFANY CRYSTAL LEE BOWDEN TRUST
|
TA-2
|
|
|
Marshall Wace Funds LP - MW Market Neutral TOPS Plus
|
D/A
|
|
|
TRG Emerging Horizon Select Equity Fund, L.P.
|
D/A
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
3
|
|
|
Marshall Wace Funds LP - MW Japan Market Neutral Plus
|
D/A
|
|
|
Clearfield, Inc.
|
DEF 14A
|
Financial Statements
|
|
Clearfield, Inc.
|
DEFA14A
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
6-K
|
Financial Statements
|
|
CNH Equipment Trust 2024-A
|
305B2
|
|
|
CNH CAPITAL RECEIVABLES LLC
|
305B2
|
|
|
WATERTON VENTURE XV HOLDINGS, L.L.C.
|
D
|
|
|
CRESUD INC
|
6-K
|
Financial Statements
|
|
DTF TAX-FREE INCOME 2028 TERM FUND INC
|
N-CEN
|
Financial Statements
|
|
TRG Emerging Horizon Select Equity Fund, Ltd.
|
D/A
|
|
