SEC Filings


2019
  
Company Name Form Type SEC Filings
Nuveen Dow 30sm Dynamic Overwrite Fund 3
Cheong Wee Yee 4
PRINCIPAL FINANCIAL GROUP INC 4 Financial Statements
Nuveen Global High Income Fund 3
CATHEY JAMES J 4
QUALCOMM INC/DE 4 Financial Statements
REED KATE 4
Applied Digital Corp. 4 Financial Statements
Ocumension Therapeutics 144
EyePoint Pharmaceuticals, Inc. 144 Financial Statements
MEYER DAVID J 4
Tenon Medical, Inc. 8-K Financial Statements
Eaton Vance Floating-Rate Opportunities Fund 3
RICHTECH ROBOTICS INC. 10-K
Watts Ryan J. 4
Denali Therapeutics Inc. 4 Financial Statements
Immunome Inc. 8-K Financial Statements
Eaton Vance Tax-Managed Global Diversified Equity Income Fund 3
MICRON TECHNOLOGY INC 424B5 Financial Statements
Krasselt Ryan L 4
Pono Capital Two, Inc. PRER14A
Levin Eugenie 4
SEMrush Holdings, Inc. 4 Financial Statements
Eagle Point Credit Co Inc. 497AD
Fund 1 Investments, LLC SC 13D/A
TILLY'S, INC. SC 13D/A Financial Statements
Save Foods, Inc. S-1
TRxADE HEALTH, INC 8-K
Zura Bio Ltd 8-K
Solid Biosciences Inc. SC 13D/A Financial Statements
RA CAPITAL MANAGEMENT, L.P. SC 13D/A
ANDALUSIAN SPV V, LP D
Levy Stuart 4
PARF-Offshore Ltd. D/A
Spinnaker ETF Series 485APOS
INFORMA PLC 425
Better Foods Inc. D
Sow Good Inc. 8-K
PV KS MHC, LLC D
GlucoTrack, Inc. 8-K
Lam Yat Tung 4
Credo Technology Group Holding Ltd 4 Financial Statements
FR Capital Holdings, L.P. SC 13G/A
Notable Labs, Ltd. SC 13G/A Financial Statements
JANA Partners Management, LP SC 13D/A
Freshpet, Inc. SC 13D/A Financial Statements
Kinney Scott J 4
EATON VANCE LTD DURATION INCOME FUND 3
Israel Acquisitions Corp 8-K
PT1 Early-Stage Fund II Feeder GmbH & Co. KG D/A
ADT Inc. 4 Financial Statements
Smail David W 4
Repetto Richard H 3
Interactive Brokers Group, Inc. 3 Financial Statements
ALTERITY THERAPEUTICS LTD 6-K Financial Statements
Cordillera Royalty & Income Fund, LP D/A
Arteris, Inc. 4 Financial Statements
RAZA SAIYED ATIQ 4
Copa Holdings, S.A. 6-K Financial Statements
BASSETT FURNITURE INDUSTRIES INC 8-K Financial Statements
CREC Brownsburg BD LLC D
RGC RESOURCES INC 8-K Financial Statements
PRANA ABSOLUTE RETURN FUND LP D/A
Likosar Jeffrey 4
Main Street Capital CORP 424B2 Financial Statements
J.P. Morgan Acceptance Corp II ABS-15G
SPIRIT REALTY CAPITAL, INC. 425 Financial Statements
Frank Thomas AJ 4
Interactive Brokers Group, Inc. 4 Financial Statements
KENSOK JAMES M 4
QUIGLEY KENNETH K JR 4
ADVENT TECHNOLOGIES HOLDINGS, INC. 8-K
AerCap Holdings N.V. 6-K Financial Statements
Griffin Tracey R. 4
Ovintiv Inc. 8-K
1834 INVESTMENT ADVISORS CO 13F-HR
Goldman Sachs ETF Trust 485BXT
Nukkleus Inc. 8-K
SPIRIT REALTY CAPITAL, INC. 8-K Financial Statements
BANK OF MONTREAL /CAN/ 424B2 Financial Statements
Frost Gamma Investments Trust 4
OPKO HEALTH, INC. 4 Financial Statements
FROST PHILLIP MD ET AL 4
Zarmi Sigal 4
Haynes-Gaspar Ashley 4
Lumen Technologies, Inc. 4
Leupin Nicolas 3
Goldenstone Acquisition Ltd. 10-K/A
NovoCure Ltd 3 Financial Statements
UNIFIED SERIES TRUST N-CEN
Haenggi Jamie Elizabeth 4
Check-Cap Ltd 6-K Financial Statements
Weiler Kathy Johnson 4
Axogen, Inc. 4 Financial Statements
Kleeger Myles 4
Braze, Inc. 4 Financial Statements
DeVries James David 4
HOVNANIAN ENTERPRISES INC 8-A12B/A Financial Statements
BELLE Michigan Impact Fund - Investor Side Fund, LLC D/A
Hill Latisha Diane 4
Nouri Alaleh 4
PROCEPT BioRobotics Corp 4 Financial Statements
GM Financial Consumer Automobile Receivables Trust 2024-1 424B5
AFS SENSUB CORP. 424B5
Winter Matthew E 4
Klee Justin B. 4
Amylyx Pharmaceuticals, Inc. 4 Financial Statements
FRATES JAMES M 4
Bridgecrest Lending Auto Securitization Trust 2024-1 FWP
Henke Darrin J. 3
Chord Energy Corp 3
Cohen Joshua B 4
ECD Automotive Design, Inc. 8-K
PRUITT ANGELA D. 4
Jackson DeLu 4
Weiler Kathy Johnson 3
Axogen, Inc. 3 Financial Statements
Joule Financial, LLC 13F-HR
avra fund I lp D
Edgio, Inc. 8-K/A Financial Statements
Bridgecrest Auto Funding LLC FWP
Vitol Holding B.V. SC 13G
CIVITAS RESOURCES, INC. SC 13G Financial Statements
GROUP 1 AUTOMOTIVE INC 8-K Financial Statements
Burzo Steven 4
Bukit Jalil Global Acquisition 1 Ltd. 8-K
Benchmark 2024-V5 Mortgage Trust ABS-15G
DEUTSCHE MORTGAGE & ASSET RECEIVING CORP ABS-15G
Bridgecrest Lending Auto Securitization Trust 2024-1 424H
Bridgecrest Auto Funding LLC 424H
MBIA INC 8-K Financial Statements
Young Donald M. 4
GM Financial Consumer Automobile Receivables Trust 2024-1 8-K
AFS SENSUB CORP. 8-K
Walsh Jeff Alexander 4
loanDepot, Inc. 4 Financial Statements
NutriBand Inc. 8-K
North Haven Net REIT 10-12G/A
Kemp Jens 3
Hesler Gregory Curtis 4
Thompson Capital Management, LLC 13F-NT
Thorsen Wayne 4
Odence-Ford Marion 4
OptimizeRx Corp 4 Financial Statements
EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND 3
Summit Materials, Inc. 8-K Financial Statements
Summit Materials, LLC 8-K
Associated Capital Group, Inc. 8-K Financial Statements
Yeramian Patrick D 4
Birnam Oak Offshore Fund, LP D
VIRTUS EQUITY TRUST DEL AM
NORTHERN REVIVAL ACQUISITION Corp DEF 14A
HIRSCH MATTHEW I 4
Waters Kevin 4
SOUTHERN ITS INTERNATIONAL, INC. 10-Q
BRAZILIAN ELECTRIC POWER CO 6-K Financial Statements
DiLuciano Joshua D 4
BATES THOMAS R JR 4
TETRA TECHNOLOGIES INC 4 Financial Statements
Colgrove John 4
Pure Storage, Inc. 4 Financial Statements
Hildene-CCC Depositor, LLC ABS-15G
Brian Armstrong Living Trust 144
Coinbase Global, Inc. 144 Financial Statements
COVENANT LOGISTICS GROUP, INC. 8-K
TSR INC 10-Q Financial Statements
Schmidt John W 144
CALERES INC 144 Financial Statements
EDUCATIONAL DEVELOPMENT CORP 10-Q Financial Statements
Land & Buildings Investment Management, LLC DFAN14A
Ventas, Inc. DFAN14A Financial Statements
Vivakor, Inc. 8-K Financial Statements
SMART FOR LIFE, INC. 8-K
Physicians Realty Trust DEFM14A
Insight Acquisition Corp. /DE 425
SubSplit Services Group, L.P. D
NightHawk Biosciences, Inc. 8-K
SANTO MINING CORP. 10-12G/A
Birnam Oak Fund, LP D
EATON VANCE MUNICIPAL INCOME TRUST 3
FIRST TRUST EXCHANGE-TRADED FUND VIII 485BPOS
Elhafed Morad 4
Stoner Chelsea R. 4
Sprinklr, Inc. 4 Financial Statements
Battery Partners IX, LLC 4
Battery Investment Partners IX, LLC 4
Battery Ventures IX, L.P. 4
PRAXIS MUTUAL FUNDS 40-17G
Real Brokerage Inc 6-K
HEALTHPEAK PROPERTIES, INC. 424B3
SALMIRS SCOTT B 4
ABM INDUSTRIES INC /DE/ 4 Financial Statements
NEWBORN ANDREA R 4
Cox Bryan Alden 4
MAHONEY SEAN MICHAEL 4
FEINBERG JOSHUA H 4
JACOBSEN RENE 4
ELLIS EARL RAY 4
CHIN DEAN A 4
VALENTIN RAUL JAVIER 4
Clough Global Dividend & Income Fund N-CEN
Clough Global Opportunities Fund N-CEN
TC ENERGY CORP 6-K Financial Statements
Clough Global Equity Fund N-CEN
Fuss Brands Corp. 8-K
Mitchell William Edward 4
Simply Good Foods Co 144 Financial Statements
Hunsberger Susan 144
Benioff Marc 4
Salesforce, Inc. 4 Financial Statements
NewView Capital Fund III, L.P. D/A
Cannon-Brookes Michael 4
Atlassian Corp 4 Financial Statements
Farquhar Scott 4
Hill Willis 4
CALERES INC 4 Financial Statements
Scilex Holding Co 424B5
Exploration Capital, LLC 4
Fresh Tracks Therapeutics, Inc. 4
Evofem Biosciences, Inc. 8-K Financial Statements
Empery Asset Management, LP SC 13G
Tonix Pharmaceuticals Holding Corp. SC 13G Financial Statements
INTER-AMERICAN DEVELOPMENT BANK DSTRBRPT
Urban Michael 144
TD SYNNEX CORP 144 Financial Statements
Galvin, Gaustad & Stein, LLC 13F-HR
OBrien Geoffrey 4
MEDICINOVA INC 4 Financial Statements
RAGA CAPITAL PARTNERS I LP D/A
Syntagma Capital Partners 1 D/A
Syntagma Capital Partners 1 SCSp D/A
Priveterra Acquisition Corp. II 8-K
Matsuda Kazuko 4
ORMOND CROSSING WEST, LLC D
IWAKI YUICHI 4
Coldwater Del Rio, LLC D
Flat Rock Opportunity Fund 4
Grunewald Robert 4
RENAISSANCERE HOLDINGS LTD 8-K/A Financial Statements
Christie Kevin J 4
Pacific Oak Strategic Opportunity REIT, Inc. SC 13D/A
FRANKLIN STREET PROPERTIES CORP /MA/ SC 13D/A Financial Statements
Lotus Technology Inc. F-4/A
HOVNANIAN ENTERPRISES INC 8-K Financial Statements
CareMax, Inc. DEFA14A
BOLIN TOM W 4
DILLARD'S, INC. 4 Financial Statements
Calamos ETF Trust CERT
BDT Capital Partners Fund 4 D/A
BDT Capital Partners Fund 4 D/A
BDT Capital Partners Fund 4 D/A
BDT Capital Partners Fund 4, L.P. D/A
Vakiener Victoria 144
ARROWHEAD PHARMACEUTICALS, INC. 144 Financial Statements
Whitney Grant 4
Sun Country Airlines Holdings, Inc. 4 Financial Statements
Wood Anthony J. 4
ROKU, INC 4 Financial Statements
Schreiner Megan E. 3
Sterling Real Estate Trust 3
Collective Financial Services Inc. D
Swenson Luke B. 3
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND 3
Benhart Darrin L 3
KEYCORP /NEW/ 3 Financial Statements
Zuckerberg Mark 144
Meta Platforms, Inc. 144 Financial Statements
T-Mobile Innovations LLC 424B5
TVN Ventures LLC 424B5
ATI Sub, LLC 424B5
TDI Acquisition Sub, LLC 424B5
Sprint Solutions LLC 424B5
VMU GP, LLC 424B5
WBSY Licensing, LLC 424B5
Sprint Spectrum Realty Company, LLC 424B5
SprintCom LLC 424B5
PRWireless PR, LLC 424B5
NSAC, LLC 424B5
Nextel West Corp. 424B5
American Telecasting of Seattle, LLC 424B5
Assurance Wireless of South Carolina, LLC 424B5
Assurance Wireless USA, L.P. 424B5
Clearwire Legacy LLC 424B5
Clearwire Spectrum Holdings II LLC 424B5
Clearwire Spectrum Holdings III LLC 424B5
Nextel South Corp. 424B5
Nextel Systems, LLC 424B5
Clearwire Spectrum Holdings LLC 424B5
Fixed Wireless Holdings, LLC 424B5
APC Realty & Equipment Company, LLC 424B5
T-MOBILE LEASING LLC 424B5
SPRINT COMMUNICATIONS LLC 424B5
T-MOBILE FINANCIAL LLC 424B5
PUSHSPRING, LLC 424B5
T-MOBILE WEST LLC 424B5
T-Mobile Resources LLC 424B5
T-MOBILE SOUTH LLC 424B5
TMUS International LLC 424B5
T-MOBILE PUERTO RICO LLC 424B5
T-MOBILE PUERTO RICO HOLDINGS LLC 424B5