| Company Name |
Form Type |
SEC Filings |
|
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT 11
|
497
|
|
|
VanEck ETF Trust
|
SC 13G/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
SC 13G/A
|
|
|
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
|
SC 13G/A
|
|
|
Riceberg Ventures Premier Fund I, LP
|
D
|
|
|
Greenfield Savings Bank
|
13F-HR
|
|
|
CHINA FUND INC
|
N-CSR
|
|
|
PENN SERIES FUNDS INC
|
N-MFP2
|
|
|
Stevanato Group S.p.A.
|
SC 13G/A
|
Financial Statements
|
|
Torus Feeder 3 Ltd
|
D/A
|
|
|
MORGAN STANLEY EMERGING MARKETS DEBT FUND INC
|
SC 13G/A
|
|
|
BancFirst Trust & Investment Management
|
13F-HR
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
Jewel Fund, L. P.
|
D/A
|
|
|
Advisors Disciplined Trust 2213
|
S-6
|
|
|
CHICO'S FAS, INC.
|
25-NSE
|
Financial Statements
|
|
King Solar Investments LLC
|
D
|
|
|
SV Growth Opportunity Fund II NQP LP
|
D/A
|
|
|
Dalton India
|
D/A
|
|
|
Simulations Plus, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Hudson Way Charlotte Fund, LP
|
D/A
|
|
|
Northern Right Capital
|
D/A
|
|
|
RBB FUND, INC.
|
497
|
|
|
James Alpha Funds Trust
|
497J
|
|
|
NFANT Labs, Inc.
|
D/A
|
|
|
S4 Sports & Entertainment, Inc.
|
D
|
|
|
PROS Holdings, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Davis Elliot S
|
144
|
|
|
ATI INC
|
144
|
Financial Statements
|
|
Selipsky Adam
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
DRAKE CAPITAL PARTNERS II, L.P.
|
D/A
|
|
|
KStone Distressed Muni Fund LP
|
D/A
|
|
|
GLOBALFOUNDRIES Inc.
|
144
|
Financial Statements
|
|
Reeder David
|
144
|
|
|
R2A Investment LLC
|
D
|
|
|
MODEL N, INC.
|
SC 13G/A
|
Financial Statements
|
|
Hudson Way Capital Partners, LP
|
D/A
|
|
|
Invesco Unit Trusts Series 2336
|
497J
|
|
|
Securian Funds Trust
|
N-MFP2
|
|
|
Global Equity Fund of CEFs
|
D/A
|
|
|
Pantera Bitcoin Feeder Fund Ltd
|
D/A
|
|
|
Marshall Wace Managed Accounts ICAV - MW Market Neutral TOPS Plus Fund
|
D/A
|
|
|
Payne Road Investments LLC
|
D
|
|
|
Entrex Carbon Market LLC85
|
SEC STAFF ACTION
|
|
|
Entrex Carbon Offset Company, LLC
|
SEC STAFF ACTION
|
|
|
USQ Core Real Estate Fund
|
N-23C3A
|
|
|
ZE-0719 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
First Light Craft Spirits, LLC
|
C/A
|
|
|
HWC Long Onshore Fund, LP
|
D/A
|
|
|
CREDIT SUISSE AG
|
6-K
|
|
|
DRAKE CAPITAL OFFSHORE PARTNERS II, L.P.
|
D/A
|
|
|
SCYNEXIS INC
|
8-K
|
Financial Statements
|
|
Central Park Fund I, LLC
|
1-A
|
|
|
Startek, Inc.
|
SC 13E3/A
|
Financial Statements
|
|
Hou Montaque
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Innovator ETFs Trust
|
497J
|
|
|
Gaudette Robert J
|
4
|
|
|
KStone High Income Muni Fund LP
|
D/A
|
|
|
BENSBORO SEASONAL FUTURES FUND, L.P.
|
D
|
|
|
MESA LABORATORIES INC /CO/
|
SC 13G/A
|
Financial Statements
|
|
Spanos Stephen Andrew
|
4
|
|
|
Sadot Group Inc.
|
4
|
Financial Statements
|
|
HWC Long Offshore Fund, Ltd.
|
D/A
|
|
|
Credit Suisse Commodity Strategy Funds
|
IRANNOTICE
|
|
|
Southall III Alfred B.
|
4
|
|
|
SouthState Corp
|
8-K
|
Financial Statements
|
|
MARSON DEBORAH
|
144
|
|
|
IRON MOUNTAIN INC
|
144
|
Financial Statements
|
|
Sansom Paul
|
4
|
|
|
CRA LP Owner LLC
|
D/A
|
|
|
COIT FINANCIAL GROUP II LLC
|
D/A
|
|
|
NORTH WATERFORD APARTMENTS
|
D/A
|
|
|
Credit Suisse Commodity Strategy Funds
|
N-CSR
|
|
|
FLEXSHARES TRUST
|
N-CSR
|
|
|
Petel Benjamin Gorgy
|
4
|
|
|
DLV Capital Partners, LP
|
D/A
|
|
|
McKinney Mark Alan
|
4
|
|
|
CREDIT SUISSE OPPORTUNITY FUNDS
|
IRANNOTICE
|
|
|
Khan Ahmed
|
4
|
|
|
Startek, Inc.
|
25-NSE
|
Financial Statements
|
|
Frost Malcolm B.
|
4
|
|
|
JP MORGAN FLEMING MUTUAL FUND GROUP INC
|
497
|
|
|
St. Louis Financial Planners Asset Management, LLC
|
13F-HR
|
|
|
Errington David
|
4
|
|
|
CPG Focused Access Fund, LLC
|
N-CSRS
|
|
|
CREDIT SUISSE HIGH YIELD BOND FUND
|
IRANNOTICE
|
|
|
Storage Units Ground Lease Ft. Myers, LLC
|
D
|
|
|
Killinger Elizabeth R
|
4
|
|
|
HELIOS TECHNOLOGIES, INC.
|
SC 13G/A
|
|
|
LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND
|
N-MFP2
|
|
|
CREDIT SUISSE OPPORTUNITY FUNDS
|
N-CSR
|
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
497
|
|
|
Carl Jeffrey N
|
4
|
|
|
RCE Technologies, Inc.
|
D/A
|
|
|
JPMORGAN TRUST IV
|
497
|
|
|
Levered Insight Fund I, LP
|
D/A
|
|
|
Balatsos Phillip
|
4
|
|
|
EXPONENT INC
|
SC 13G/A
|
Financial Statements
|
|
JPMORGAN TRUST II
|
497
|
|
|
QVIDTVM INC.
|
D/A
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
N-MFP2
|
|
|
Mynd.ai, Inc.
|
6-K
|
|
|
TATA MOTORS LTD/FI
|
6-K
|
|
|
BION ENVIRONMENTAL TECHNOLOGIES INC
|
8-K
|
|
|
Fogassa Marc
|
4
|
|
|
Atlas Lithium Corp
|
4
|
|
|
JPMorgan Trust I
|
497
|
|
|
OKYO Pharma Ltd
|
6-K
|
Financial Statements
|
|
Tiziana Life Sciences Ltd
|
6-K
|
Financial Statements
|
|
DOUGLAS DYNAMICS, INC
|
SC 13G/A
|
Financial Statements
|
|
Sequoia Mortgage Trust 2013-8
|
10-D
|
|
|
CREDIT SUISSE HIGH YIELD BOND FUND
|
N-CSR
|
|
|
CENTRAL VALLEY COMMUNITY BANCORP
|
424B3
|
Financial Statements
|
|
Lucchetti David John
|
4
|
|
|
FIVE STAR BANCORP
|
4
|
Financial Statements
|
|
PolyPid Ltd.
|
6-K
|
Financial Statements
|
|
Sequoia Mortgage Trust 2013-7
|
10-D
|
|
|
RC10 LLC
|
D
|
|
|
Earth RepAIR Global, Inc.
|
D
|
|
|
Niobium Microsystems, Inc.
|
D
|
|
|
Sequoia Mortgage Trust 2013-6
|
10-D
|
|
|
TrimTabs ETF Trust
|
485BXT
|
|
|
Neighborli, Inc.
|
D
|
|
|
DIGI INTERNATIONAL INC
|
SC 13G/A
|
Financial Statements
|
|
RV 8500 Sunset Blvd Group LLC
|
D
|
|
|
Sequoia Mortgage Trust 2013-4
|
10-D
|
|
|
AMERICAN CENTURY ETF TRUST
|
497J
|
|
|
Kingsoft Cloud Holdings Ltd
|
6-K
|
Financial Statements
|
|
QTH Fund LLC
|
D/A
|
|
|
Nomura Credit & Capital, Inc.
|
ABS-15G
|
|
|
Acupay System LLC
|
TA-2
|
|
|
INDIVIOR PLC
|
6-K
|
|
|
CADIZ INC
|
8-K
|
Financial Statements
|
|
Hollysys Automation Technologies, Ltd.
|
6-K
|
Financial Statements
|
|
Startek, Inc.
|
8-K
|
Financial Statements
|
|
Sequoia Mortgage Trust 2013-3
|
10-D
|
|
|
Castor Maritime Inc.
|
6-K
|
|
|
Husain Arif
|
3
|
|
|
PRICE T ROWE GROUP INC
|
3
|
Financial Statements
|
|
Sawyer Dorothy C
|
3
|
|
|
Personalis, Inc.
|
8-K
|
Financial Statements
|
|
JNLNY SEPARATE ACCOUNT I
|
497
|
|
|
CENTRAL PUERTO S.A.
|
6-K
|
Financial Statements
|
|
FT 11273
|
497J
|
|
|
Medicenna Therapeutics Corp.
|
6-K
|
|
|
BEACH INVESTMENT COUNSEL INC/PA
|
13F-HR
|
|
|
Semper Paratus Acquisition Corp
|
425
|
|
|
Bergman Laurie
|
4
|
|
|
QNB CORP
|
4
|
|
|
Semper Paratus Acquisition Corp
|
8-K
|
|
|
ARTINIAN RONALD J
|
SC 13G/A
|
|
|
FIRST REAL ESTATE INVESTMENT TRUST OF NEW JERSEY
|
SC 13G/A
|
|
|
FT 11229
|
497J
|
|
|
JACKSON NATIONAL SEPARATE ACCOUNT - I
|
497
|
|
|
BP CAPITAL MARKETS AMERICA INC
|
FWP
|
|
|
Sequoia Mortgage Trust 2013-2
|
10-D
|
|
|
FT 11228
|
497J
|
|
|
VIRTUS INVESTMENT PARTNERS, INC.
|
8-K
|
Financial Statements
|
|
Acadian Emerging Markets Managed Volatility Equity Fund, LLC
|
D/A
|
|
|
Brigade SPAC Sponsor II LLC
|
D/A
|
|
|
Dave Inc./DE
|
8-K
|
Financial Statements
|
|
FT 11157
|
497J
|
|
|
A2Z Smart Technologies Corp
|
424B5
|
|
|
Moore Brandon John
|
4
|
|
|
Gaming & Leisure Properties, Inc.
|
4
|
Financial Statements
|
|
Inogen Inc
|
8-K
|
Financial Statements
|
|
BP PLC
|
FWP
|
Financial Statements
|
|
Advanced Health Intelligence Ltd
|
6-K
|
|
|
Burke Desiree A.
|
4
|
|
|
Greenbrook TMS Inc.
|
8-K
|
|
|
Acadian GP-Equity Fund, LLC
|
D/A
|
|
|
AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS
|
497J
|
|
|
Construction Partners, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Sequoia Mortgage Trust 2012-6
|
10-D
|
|
|
Helios Solar Partners VIII, LLC
|
D/A
|
|
|
ACADIAN ALL COUNTRY WORLD EX US LONG-SHORT FUND
|
D/A
|
|
|
Docs, Inc.
|
REVOKED
|
|
|
Fusion Pharmaceuticals Inc.
|
4
|
Financial Statements
|
|
Leamon Christopher P
|
4
|
|
|
Ballew Neal
|
4
|
|
|
OMEGA HEALTHCARE INVESTORS INC
|
4
|
Financial Statements
|
|
Greywolf Strategic Fund SPC, Ltd.
|
D/A
|
|
|
STANDARD BIOTOOLS INC.
|
8-K
|
|
|
Hilton Grand Vacations Inc.
|
8-K
|
Financial Statements
|
|
Brigade Cavalry Fund LP
|
D/A
|
|
|
Crowley John J
|
4
|
|
|
WILLIAMS COMPANIES, INC.
|
8-K
|
Financial Statements
|
|
Acadian International Extension Plus Equity Fund
|
D/A
|
|
|
Burak Eric
|
4
|
|
|
Rawat Mohit
|
4
|
|
|
NovAccess Global Inc.
|
8-K
|
|
|
FANHUA INC.
|
SC 13D
|
Financial Statements
|
|
HU YINAN
|
SC 13D/A
|
|
|
FANHUA INC.
|
SC 13D/A
|
Financial Statements
|
|
ACADIAN INTERNATIONAL ALL CAP FUND
|
D/A
|
|
|
Bobilev Dmitri
|
4
|
|
|
Aditxt, Inc.
|
8-K
|
|
|
Revelstone Capital Acquisition Corp.
|
8-K
|
|
|
Semillero Investment Fund II, LP
|
D
|
|
|
Tarena International, Inc.
|
SC 13D/A
|
Financial Statements
|
|
KKR Group Partnership L.P.
|
SC 13D/A
|
|
|
Big Dipper Innovation Fund LLC
|
D
|
|
|
Bromfield Sneider Wealth Advisors
|
13F-HR
|
|
|
Monterey Capital Acquisition Corp
|
425
|
|
|
DoubleLine ETF Trust
|
485BXT
|
|
|
Valliant John
|
4
|
|
|
CASELLA WASTE SYSTEMS INC
|
SC 13G/A
|
Financial Statements
|
|
Helios Max Partners, LLC
|
D
|
|
|
MYNZO CARBON INC.
|
D/A
|
|
|
QUHUO Ltd
|
424B5
|
Financial Statements
|
|
Avidity Biosciences, Inc.
|
8-K
|
Financial Statements
|
|
Cerence Inc.
|
ARS
|
|
|
FreeCast, Inc.
|
S-1/A
|
|
|
CITRINE GLOBAL, CORP.
|
8-K
|
|
|
Panview Asian Equity Master Fund
|
D/A
|
|
|
QUHUO Ltd
|
6-K
|
Financial Statements
|
|
Cerence Inc.
|
DEFA14A
|
|
|
First Light Craft Spirits, LLC
|
C-W
|
|
|
Panview Asian Equity Offshore Feeder Fund
|
D/A
|
|
|
United States Natural Gas Fund, LP
|
8-K
|
|
|
Astria Therapeutics, Inc.
|
8-K
|
|
|
GREENBRIER COMPANIES INC
|
8-K
|
Financial Statements
|
|
UPEXI, INC.
|
8-K
|
|
|
Cerence Inc.
|
DEF 14A
|
|
|
Procaps Group, S.A.
|
6-K
|
|
|
Pono Capital Three, Inc.
|
425
|
|
|
Pono Capital Three, Inc.
|
8-K
|
|
|
INBlockchain Overseas Ltd.
|
D/A
|
|
|
Panview Asian Equity Onshore Feeder Fund
|
D/A
|
|
|
Li Auto Inc.
|
6-K
|
Financial Statements
|
|
INSMED Inc
|
8-K
|
Financial Statements
|
|
Prime Medicine, Inc.
|
8-K
|
Financial Statements
|
|
Spero Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
MW Americas TOPS Long-Only Fund IV LP
|
D/A
|
|
|
Twist Bioscience Corp
|
8-K
|
Financial Statements
|
|
DZS INC.
|
8-K
|
Financial Statements
|
|
Mersana Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Bitting W Coleman
|
4
|
|
|
Orchid Island Capital, Inc.
|
4
|
Financial Statements
|
|
SEQUANS COMMUNICATIONS
|
SC 13E3/A
|
Financial Statements
|
|
FILIPPS FRANK P
|
4
|
|
|
OneSpan Inc.
|
8-K
|
Financial Statements
|
|
Morabito Paula
|
4
|
|
|
Parker Ava L
|
4
|
|
|
Dyne Therapeutics, Inc.
|
8-K
|
|
|
SEQUANS COMMUNICATIONS
|
SC 14D9/A
|
Financial Statements
|
|
Savara Inc
|
8-K
|
Financial Statements
|
|
BIMI International Medical Inc.
|
8-K
|
|
|
Calidi Biotherapeutics, Inc.
|
8-K
|
|
|
Allogene Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Johnson Marc
|
4
|
|
|
ADM ENDEAVORS, INC.
|
4
|
|
|
SideChannel, Inc.
|
DEF 14A
|
|
|
Compass Therapeutics, Inc.
|
8-K
|
|
|
GENETIC TECHNOLOGIES LTD
|
6-K
|
Financial Statements
|
|
FACTSET RESEARCH SYSTEMS INC
|
10-Q
|
Financial Statements
|
|
Jet Capital Select Opportunities Offshore Fund, Ltd.
|
D/A
|
|
|
Jet Capital Select Opportunities Fund, LP
|
D/A
|
|
|
Renesas Electronics Corp
|
SC TO-T/A
|
|
|
SEQUANS COMMUNICATIONS
|
SC TO-T/A
|
Financial Statements
|
|
Pioneer Municipal High Income Opportunities Fund, Inc.
|
SC 13D
|
|
|
Saba Capital Management, L.P.
|
SC 13D
|
|
|
Neuberger Berman Next Generation Connectivity Fund Inc.
|
SC 13D
|
|
|
SEQUANS COMMUNICATIONS
|
6-K
|
Financial Statements
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
SC 13D
|
|
|
GMR Ltd
|
SC 13G/A
|
|
|
Applied Digital Corp.
|
SC 13G/A
|
Financial Statements
|
|
Labrador Partners L.P.
|
D/A
|
|
|
Shapiro Louis
|
3
|
|
|
ZIMMER BIOMET HOLDINGS, INC.
|
3
|
Financial Statements
|
|
Prevost Patrick M.
|
4
|
|
|
MATERION Corp
|
4
|
Financial Statements
|
|
CRH PUBLIC LTD CO
|
6-K
|
Financial Statements
|
|
Elevation Oncology, Inc.
|
8-K
|
Financial Statements
|
|
Gymkhana Partners L.P.
|
D/A
|
|
|
ZIMMER BIOMET HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
SHULAR CRAIG S
|
4
|
|
|
Newfoundland Partners L.P.
|
D/A
|
|
|
ADVANCE AUTO PARTS INC
|
8-K
|
Financial Statements
|
|
Dror Amit
|
144
|
|
|
Nano Dimension Ltd.
|
144
|
Financial Statements
|
|
GH Research PLC
|
6-K
|
Financial Statements
|
|
Green Plains Inc.
|
8-K
|
Financial Statements
|
|
Strong Global Entertainment, Inc.
|
8-K
|
|
|
Green Plains Partners LP
|
8-K
|
Financial Statements
|
|
Immunocore Holdings plc
|
8-K
|
Financial Statements
|
|
ANGIODYNAMICS INC
|
8-K
|
Financial Statements
|
|
Marti Technologies, Inc.
|
6-K
|
|
|
enCore Energy Corp.
|
6-K
|
|
|
Simulations Plus, Inc.
|
10-Q
|
Financial Statements
|
|
Neurogene Inc.
|
8-K
|
Financial Statements
|
|
ProQR Therapeutics N.V.
|
6-K
|
Financial Statements
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Boxlight Corp
|
8-K
|
Financial Statements
|
|
BofA Finance LLC
|
FWP
|
|
|
17 Education & Technology Group Inc.
|
6-K
|
Financial Statements
|
|
ALUMINUM CORP OF CHINA LTD
|
6-K
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LTC PROPERTIES INC
|
8-K
|
Financial Statements
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