| Company Name |
Form Type |
SEC Filings |
|
|
|
|
ALTERITY THERAPEUTICS LTD
|
6-K
|
Financial Statements
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
Zhu Andrew
|
144
|
|
|
I-Mab
|
144
|
Financial Statements
|
|
Maxeon Solar Technologies, Ltd.
|
6-K
|
Financial Statements
|
|
Jupiter Acquisition Corp
|
15-12G
|
|
|
Iris Energy Ltd
|
6-K
|
Financial Statements
|
|
ITE Rail Feeder Fund L.P.
|
D/A
|
|
|
EXPORT IMPORT BANK OF KOREA
|
424B2
|
|
|
Tuya Inc.
|
6-K
|
Financial Statements
|
|
E Fund Management
|
13F-HR
|
|
|
POSCO HOLDINGS INC.
|
6-K
|
Financial Statements
|
|
Innate Pharma SA
|
6-K
|
Financial Statements
|
|
Japan Post Holdings Co., Ltd.
|
13F-HR
|
|
|
agilon health, inc.
|
8-K
|
Financial Statements
|
|
Theravance Biopharma, Inc.
|
8-K
|
Financial Statements
|
|
EXPORT IMPORT BANK OF KOREA
|
FWP
|
|
|
MAINSTAY FUNDS TRUST
|
N-CSR
|
|
|
Genetron Holdings Ltd
|
SC 13E3/A
|
Financial Statements
|
|
PRECISION DRILLING Corp
|
6-K
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
MAINSTAY FUNDS TRUST
|
N-CSRS
|
|
|
INNOVATIVE MEDTECH, INC.
|
8-K
|
|
|
Forsakringsaktiebolaget Avanza Pension
|
SC 13G/A
|
|
|
Neonode Inc.
|
SC 13G/A
|
Financial Statements
|
|
MAINSTAY FUNDS
|
N-CSR
|
|
|
Optex Systems Holdings Inc
|
8-K
|
|
|
WiMi Hologram Cloud Inc.
|
6-K
|
Financial Statements
|
|
Singh Vininder
|
4
|
|
|
BullFrog AI Holdings, Inc.
|
4
|
|
|
AIRNET TECHNOLOGY INC.
|
6-K
|
|
|
Parsec Onshore Partners, L.P.
|
D/A
|
|
|
Shandong Hi-Speed Holdings Group Ltd
|
SC 13D
|
|
|
VNET Group, Inc.
|
SC 13D
|
Financial Statements
|
|
LG Display Co., Ltd.
|
6-K
|
Financial Statements
|
|
Orgenesis Inc.
|
8-K
|
Financial Statements
|
|
NanoString Technologies Inc
|
8-K
|
Financial Statements
|
|
Aurinia Pharmaceuticals Inc.
|
8-K
|
Financial Statements
|
|
AMERICAN TOWER CORP /MA/
|
8-K
|
Financial Statements
|
|
Livingston Mark S.
|
4
|
|
|
Progyny, Inc.
|
4
|
Financial Statements
|
|
Baozun Inc.
|
6-K
|
Financial Statements
|
|
MicroAlgo Inc.
|
6-K
|
|
|
JPMorgan Chase Bank, N.A. - ADR Depositary
|
F-6 POS
|
|
|
MESOBLAST LTD
|
F-6 POS
|
Financial Statements
|
|
PACIFICORP /OR/
|
424B2
|
|
|
Healthcare Triangle, Inc.
|
S-3
|
Financial Statements
|
|
MESOBLAST LTD
|
6-K
|
Financial Statements
|
|
Liquidia Corp
|
8-K
|
Financial Statements
|
|
Apollo Multi-Asset Growth Fund
|
SC 13D
|
|
|
Mercurity Fintech Holding Inc.
|
SC 13D
|
|
|
Bright Health Group Inc.
|
8-K
|
Financial Statements
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Backcast SG Co-Investment Fund, L.P.
|
D
|
|
|
bleuacacia ltd
|
8-K
|
|
|
VISTA GOLD CORP
|
8-K
|
Financial Statements
|
|
Verano Holdings Corp.
|
8-K
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
VPR Brands, LP.
|
8-K
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
Lone Star Friends Trust
|
SC 13D/A
|
|
|
System1, Inc.
|
SC 13D/A
|
|
|
TA Fintech Inc.
|
D/A
|
|
|
Network VC Syndicate Fund LLC Series Adway
|
D
|
|
|
Roth CH Acquisition V Co.
|
425
|
|
|
Network VC Syndicate Fund LLC Series Pinscreen
|
D
|
|
|
CHICO'S FAS, INC.
|
8-K
|
Financial Statements
|
|
Quantinuum
|
D
|
|
|
Network VC Syndicate Fund LLC Series Accern
|
D
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
RH Fund 27, LLC
|
D
|
|
|
MPT Operating Partnership, L.P.
|
8-K
|
|
|
MEDICAL PROPERTIES TRUST INC
|
8-K
|
|
|
Network VC Syndicate Fund LLC Series A8
|
D
|
|
|
CONSTELLATION BRANDS, INC.
|
8-K
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B3
|
Financial Statements
|
|
Shopoff Palm Springs Industrial Fund, LLC
|
D/A
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
Network VC Syndicate Fund LLC Series A7
|
D
|
|
|
RPGMatch Inc.
|
D
|
|
|
Apollo Asia Fund Ltd
|
D/A
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
Seritage Growth Properties
|
SC 13G/A
|
Financial Statements
|
|
TISCH THOMAS J
|
SC 13G/A
|
|
|
Investment Managers Series Trust
|
24F-2NT
|
|
|
Voya MUTUAL FUNDS
|
N-CSR
|
|
|
LANDS' END, INC.
|
SC 13G/A
|
Financial Statements
|
|
American Lithium Corp.
|
6-K
|
|
|
OceanTech Acquisitions I Corp.
|
425
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Jackson Rose Venture II, LLC
|
D
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
MAE 1 2023 a Series of SLRTE I LLC
|
D
|
|
|
FREYR Battery, Inc. /DE/
|
POS AM
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Vital Energy, Inc.
|
S-3ASR
|
Financial Statements
|
|
SILVER STAR PROPERTIES REIT, INC
|
DEFA14A
|
|
|
Innovex Downhole Solutions, Inc.
|
S-1
|
|
|
Hoffman, Alan N Investment Management
|
13F-HR
|
|
|
CATALYST PHARMACEUTICALS, INC.
|
424B5
|
Financial Statements
|
|
Green Alpha Advisors, LLC
|
13F-HR
|
|
|
Barsa Surgical Inc.
|
D/A
|
|
|
HSBC BANK PLC
|
FWP
|
|
|
Bulletpitch Plus 1 a Series of 1528 Invest LLC
|
D
|
|
|
Pelican Brewing Co
|
D
|
|
|
SMX
|
F-1/A
|
|
|
PA-1206 Fund I, a series of Pathbreaker SPV, LP
|
D
|
|
|
NORTHERN OIL & GAS, INC.
|
8-K
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Kindred TL 2, LP
|
D
|
|
|
Riverwater Partners LLC
|
13F-HR
|
|
|
CRE8 CAPITAL FUND I, LLC
|
D/A
|
|
|
RA-1123 Fund III, a series of Good News Ventures Fund, LP
|
D
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Barsa Surgical Inc.
|
D
|
|
|
NWTN, Inc.
|
6-K
|
|
|
BGO Asia III Blossoms Investment RE, LP
|
D
|
|
|
PORTAGE BIOTECH INC.
|
424B3
|
|
|
ROGERS COMMUNICATIONS INC
|
6-K
|
Financial Statements
|
|
MANNING & NAPIER FUND, INC.
|
N-CSR/A
|
|
|
Palladius Real Estate Fund I, LP
|
D/A
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Lowe Wealth Advisors, LLC
|
13F-HR
|
|
|
IFS Advisors, LLC
|
13F-HR
|
|
|
EKSO BIONICS HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
Commonwealth V2 LLC
|
D
|
|
|
Essential Utilities, Inc.
|
FWP
|
|
|
HALLMARK FINANCIAL SERVICES INC
|
25
|
Financial Statements
|
|
Texas Oil Partners Flat Creek Production, L.P.
|
D
|
|
|
GALAPAGOS NV
|
6-K
|
Financial Statements
|
|
AMG FUNDS
|
N-CSR
|
|
|
WEBER ALFRED J
|
4
|
|
|
TOMPKINS FINANCIAL CORP
|
4
|
Financial Statements
|
|
Strober Michael
|
4
|
|
|
NEXSTAR MEDIA GROUP, INC.
|
4
|
Financial Statements
|
|
Emeren Group Ltd
|
SC 13D/A
|
Financial Statements
|
|
SHAH CAPITAL MANAGEMENT
|
SC 13D/A
|
|
|
Nigam Rena
|
3
|
|
|
Esquire Financial Holdings, Inc.
|
3
|
Financial Statements
|
|
126 Fairfield Street EMC, LLC
|
D
|
|
|
GREAT-WEST LIFECO INC.
|
SC 13G
|
|
|
FRANKLIN RESOURCES INC
|
SC 13G
|
Financial Statements
|
|
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
|
SC 13G/A
|
|
|
JPMorgan Chase Bank, N.A.
|
SC 13G/A
|
|
|
American Eli Truck Network, Inc.
|
C
|
|
|
Johnson Patricia A
|
4
|
|
|
Prosper Funding LLC
|
424B3
|
|
|
PROSPER MARKETPLACE, INC
|
424B3
|
|
|
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
|
SC 13G/A
|
|
|
BMO 2023-C7 Mortgage Trust
|
8-K/A
|
|
|
Lloyds Banking Group plc
|
8-A12B
|
Financial Statements
|
|
RREEF Property Trust, Inc.
|
424B3
|
|
|
FINANCIAL INVESTORS TRUST
|
N-CSRS
|
|
|
SHEEHY WILLIAM
|
3
|
|
|
SOUTHSIDE BANCSHARES INC
|
3
|
Financial Statements
|
|
Nocturne Acquisition Corp
|
424B3
|
|
|
NEUBERGER BERMAN ALTERNATIVE FUNDS
|
N-CSR
|
|
|
Opportunity Fund - FactorialFunds I LLC
|
D
|
|
|
McCalla Anne
|
4
|
|
|
Hillman Solutions Corp.
|
4
|
Financial Statements
|
|
FINANCIAL INVESTORS TRUST
|
N-CSR
|
|
|
NEUBERGER BERMAN INCOME FUNDS
|
N-CSR
|
|
|
EA Series Trust
|
NPORT-P
|
|
|
Starboard Investment Trust
|
497
|
|
|
Peetz John P
|
144
|
|
|
BUCKLE INC
|
144
|
Financial Statements
|
|
Mendila Myriam
|
144
|
|
|
CureVac N.V.
|
144
|
Financial Statements
|
|
Aletheian Wealth Advisors LLC
|
13F-HR
|
|
|
GLADSTEIN GARY S
|
5
|
|
|
MUELLER INDUSTRIES INC
|
5
|
Financial Statements
|
|
TRANSAMERICA SERIES TRUST
|
N-MFP2
|
|
|
Klein Matthew B.
|
144
|
|
|
PTC THERAPEUTICS, INC.
|
144
|
Financial Statements
|
|
TRANSAMERICA FUNDS
|
N-MFP2
|
|
|
Jones Angela Y
|
4
|
|
|
ACCO BRANDS Corp
|
4
|
Financial Statements
|
|
FF SX OPPORTUNITY VI - FACTORIAL FUNDS I LLC
|
D
|
|
|
DOC.COM INC.
|
D
|
|
|
RAPT Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Brockstedt Dirk G.
|
144
|
|
|
IAS Alpha Partners LP
|
D/A
|
|
|
SONIC FOUNDRY INC
|
DEFA14A
|
Financial Statements
|
|
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST
|
N-MFP2
|
|
|
TRIDAN CORP
|
N-CSRS
|
|
|
SONIC FOUNDRY INC
|
8-K
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
McCurry James Kyle
|
4
|
|
|
FIRST MID BANCSHARES, INC.
|
4
|
Financial Statements
|
|
Highland Peak Partners, LP
|
D/A
|
|
|
Zehnder Alexander
|
144
|
|
|
Michael S. Ryan, Inc.
|
13F-HR
|
|
|
Universa Black Swan Protection Protocol LIV LP
|
D/A
|
|
|
VOYA GOVERNMENT MONEY MARKET PORTFOLIO
|
N-MFP2
|
|
|
Voya FUNDS TRUST
|
N-MFP2
|
|
|
Voya INVESTORS TRUST
|
N-MFP2
|
|
|
Allen Dwayne
|
4
|
|
|
CROSS COUNTRY HEALTHCARE INC
|
4
|
Financial Statements
|
|
Johnson Dan E
|
3/A
|
|
|
AMES NATIONAL CORP
|
3/A
|
Financial Statements
|
|
Trust for Advised Portfolios
|
497K
|
|
|
LITTELFUSE INC /DE
|
8-K
|
Financial Statements
|
|
BlackRock Funds III
|
N-CSR
|
|
|
IndexIQ ETF Trust
|
SC 13G/A
|
|
|
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
|
SC 13G/A
|
|
|
4209 Euclid Investment, LLC
|
D
|
|
|
MHF VIII REIT Co-Investment I LLC
|
D
|
|
|
Fidelity Floating Rate Opportunities Fund
|
N-8A
|
|
|
BLACKROCK FUNDS
|
N-CSR
|
|
|
Greune Malte
|
144
|
|
|
Pinstripes Holdings, Inc.
|
4
|
|
|
Polar Asset Management Partners Inc.
|
4
|
|
|
Westerhold Mary
|
4
|
|
|
UBS AG
|
424B2
|
|
|
Draivn Corp.
|
D
|
|
|
SA FUNDS INVESTMENT TRUST
|
497
|
|
|
Bridgecrest Auto Funding LLC
|
ABS-15G
|
|
|
Fulton AC I LLC
|
3
|
|
|
Chain Bridge I
|
3
|
|
|
McRae Eric S
|
4
|
|
|
CITIZENSSELECT FUNDS
|
N-MFP2
|
|
|
Cohen Andrew Hamilton
|
3
|
|
|
BLACKROCK EQUITY DIVIDEND FUND
|
N-CSRS
|
|
|
Universa Black Swan Protection Protocol XLVII L.P.
|
D/A
|
|
|
AEV Charging Inc.
|
C-U
|
|
|
GENERAL MONEY MARKET FUND, INC.
|
N-MFP2
|
|
|
BLACKROCK FUNDS
|
N-CSRS
|
|
|
Chakrabarty Sanjay
|
4
|
|
|
Startek, Inc.
|
4
|
Financial Statements
|
|
Banerjee Sudip
|
4
|
|
|
HC CAPITAL TRUST
|
497
|
|
|
Rao Bharat
|
4
|
|
|
Balasubramanian Nallathur
|
4
|
|
|
Pahuja Anupam
|
4
|
|
|
Gupta Surender Mohan
|
4
|
|
|
Schafer Jerry
|
4
|
|
|
BNY MELLON VARIABLE INVESTMENT FUND
|
N-MFP2
|
|
|
Aboody Albert
|
4
|
|
|
Jain Neeraj
|
4
|
|
|
Sharda Mukesh
|
4
|
|
|
Horn Zachary
|
4
|
|
|
SAMPLE JOHN G JR
|
4
|
|
|
CAPITAL CITY BANK GROUP INC
|
4
|
Financial Statements
|
|
Seven Hills Capital Fund I, L.P.
|
D
|
|
|
Lindsey Katrina S
|
4
|
|
|
CASEYS GENERAL STORES INC
|
4
|
Financial Statements
|
|
DREYFUS TREASURY SECURITIES CASH MANAGEMENT
|
N-MFP2
|
|
|
Spanos Mike
|
4
|
|
|
BLACKROCK NATURAL RESOURCES TRUST
|
N-CSRS
|
|
|
Dreyfus Treasury Obligations Cash Management
|
N-MFP2
|
|
|
SI-1109 Gaingels Fund I, a series of AngelList-GP-Funds-I, LP
|
D
|
|
|
SMITH MATTHEW K
|
4
|
|
|
DREYFUS CASH MANAGEMENT
|
N-MFP2
|
|
|
DeVane Sam B.
|
4
|
|
|
CapStar Financial Holdings, Inc.
|
4
|
Financial Statements
|
|
JSIP Bon Air Investors, LLC
|
D
|
|
|
FRAMTIDEN LP
|
D/A
|
|
|
BLACKROCK MID-CAP VALUE SERIES, INC.
|
N-CSRS
|
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
N-MFP2
|
|
|
Antoine Robert
|
4
|
|
|
Moses Philip Scott
|
4
|
|
|
OIL STATES INTERNATIONAL, INC
|
4
|
Financial Statements
|
|
HAJDIK LLOYD A
|
4
|
|
|
BLACKROCK FINANCIAL INSTITUTIONS SERIES TRUST
|
N-CSRS
|
|
|
Dreyfus Institutional Reserves Funds
|
N-MFP2
|
|
|
Dively Joseph R
|
4
|
|
|
Kemula Pierre
|
144
|
|
|
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
|
N-MFP2
|
|
|
TAYLOR CINDY B
|
4
|
|
|
BUBECK JAMES
|
4
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Raza Muhammad
|
4
|
|
|
NB Bancorp, Inc.
|
4
|
|
|
Framtiden Holdings LP
|
D/A
|
|
|
BNY MELLON FUNDS TRUST
|
N-MFP2
|
|
|
BLACKROCK FUNDS VII, INC.
|
N-CSRS
|
|
|
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS
|
N-MFP2
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Dean Clay M
|
4
|
|
|
GENERAL NEW YORK MUNICIPAL MONEY MARKET FUND
|
N-MFP2
|
|
|
Bakhu Holdings, Corp.
|
10-K
|
|
|
BlackRock Unconstrained Equity Fund
|
N-CSRS
|
|
|
Newhouse Michael A
|
4
|
|
|
CHARTER COMMUNICATIONS, INC. /MO/
|
4
|
Financial Statements
|
|
Hanson Amy
|
4
|
|
|
LSI INDUSTRIES INC
|
4
|
Financial Statements
|
|
GENERAL MUNICIPAL MONEY MARKET FUNDS, INC.
|
N-MFP2
|
|
|
BMO 2023-C6 Mortgage Trust
|
8-K/A
|
|
|
Farkas K Christopher
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4
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CURTISS WRIGHT CORP
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4
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Financial Statements
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Ferdenzi Paul J
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4
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Lenard Chantel E
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4
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