| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Roth CH Acquisition V Co.
|
8-K
|
|
|
Soroye Olumide
|
4
|
|
|
BODY & MIND INC.
|
8-K
|
|
|
BioLineRx Ltd.
|
EFFECT
|
Financial Statements
|
|
Kartoon Studios, Inc.
|
EFFECT
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
EFFECT
|
|
|
EXXON MOBIL CORP
|
EFFECT
|
Financial Statements
|
|
Can-Fite BioPharma Ltd.
|
EFFECT
|
Financial Statements
|
|
Grom Social Enterprises, Inc.
|
EFFECT
|
|
|
ADAMS RESOURCES & ENERGY, INC.
|
EFFECT
|
Financial Statements
|
|
Vinyl Equity, Inc.
|
EFFECT
|
|
|
RESIDEO TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
LAZAR JACK R
|
4
|
|
|
Zymeworks Inc.
|
144
|
Financial Statements
|
|
Astle Christopher
|
144
|
|
|
Galbraith Kenneth
|
144
|
|
|
Yen Iris
|
4
|
|
|
Petco Health & Wellness Company, Inc.
|
4
|
Financial Statements
|
|
Moore Paul Andrew
|
144
|
|
|
Migliarese Antonio
|
4
|
|
|
CytoDyn Inc.
|
4
|
|
|
Urbach Tanya Durkee
|
4
|
|
|
Dermata Therapeutics, Inc.
|
4
|
|
|
Mento Steven J
|
4
|
|
|
SIMES STEPHEN M
|
4
|
|
|
Ndhlovu Lishomwa C
|
4
|
|
|
PROEHL GERALD T
|
4
|
|
|
Dunlap Ryan
|
4
|
|
|
FISHER MARY
|
4
|
|
|
Scott Kathleen D.
|
4
|
|
|
Brunke Karen J
|
4
|
|
|
Sandler Andrew Seth
|
4
|
|
|
Nardo Christopher J.
|
4
|
|
|
WIERENGA WENDELL
|
4
|
|
|
Blok Tyler
|
4
|
|
|
HALE DAVID F
|
4
|
|
|
Bradrick Brittany
|
4
|
|
|
ADMA BIOLOGICS, INC.
|
4
|
Financial Statements
|
|
LENZ BRIAN
|
4
|
|
|
Van Hoose Kyri K.
|
4
|
|
|
Bedoya-Toro Munera Maria E
|
4
|
|
|
Grossman Adam S
|
4
|
|
|
Noriega Roger
|
4
|
|
|
Olson Cassiopeia
|
4
|
|
|
Petersen Stephen R.
|
4
|
|
|
Wright Jonathon D.
|
4
|
|
|
HURCO COMPANIES INC
|
4
|
Financial Statements
|
|
Johnston Stephen Eric
|
4
|
|
|
McClelland Sonja K
|
4
|
|
|
Volovic Gregory S
|
4
|
|
|
DOAR MICHAEL
|
4
|
|
|
Jamison HaiQuynh
|
4
|
|
|
FARAHI BOB
|
4
|
|
|
MONARCH CASINO & RESORT INC
|
4
|
Financial Statements
|
|
Rock Stacey G
|
4
|
|
|
OBrien Thomas M
|
4
|
|
|
Yee Colin M.
|
4
|
|
|
Denali Therapeutics Inc.
|
144
|
Financial Statements
|
|
Krognes Steve E.
|
144
|
|
|
Watts Ryan J.
|
144
|
|
|
Hoker Richard A
|
4
|
|
|
McGrane Michael Patrick
|
4
|
|
|
Malik Ashraf K
|
4
|
|
|
Schuth Alexander O.
|
144
|
|
|
Menzel Susan L
|
4
|
|
|
MILLS THOMAS E IV
|
4
|
|
|
Weingarten Tomer
|
4
|
|
|
Ho Carole
|
144
|
|
|
Frost Bert A
|
4
|
|
|
Bohn Christopher D
|
4
|
|
|
SJ ADVISORS LLC
|
MA-I/A
|
|
|
Stephen H. McDonald & Associates, Inc.
|
MA-A
|
|
|
Ernst & Young Infrastructure Advisors, LLC
|
MA-I/A
|
|
|
Mohanty Gargiulo LLC
|
MA-I/A
|
|
|
SJ ADVISORS LLC
|
MA-A
|
|
|
Sustainable Capital Advisors, LLC
|
MA-A
|
|
|
Synovus Securities, Inc.
|
MA-A
|
|
|
HERBERT J. SIMS & CO, INC.
|
MA-A
|
|
|
THRIVENT FINANCIAL INVESTOR SERVICES INC /TA
|
TA-1/A
|
|
|
AMERICAN VETERANS GROUP, PBC
|
X-17A-5
|
|
|
GQR SECURITIES LLC
|
X-17A-5
|
|
|
Mohanty Gargiulo LLC
|
MA-A
|
|
|
Cboe EDGX Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGA Exchange, Inc.
|
19B-4E
|
|
|
Cboe BZX Exchange, Inc.
|
19B-4E
|
|
|
Cboe BYX Exchange, Inc.
|
19B-4E
|
|
|
Avant Energy, Inc.
|
MA-A
|
|
|
Cboe BZX Exchange, Inc.
|
1
|
|
|
SAMCO CAPITAL MARKETS, INC.
|
MA-A
|
|
|
Rice Advisory, LLC
|
MA-A
|
|
|
Deutsche Bank AG, New York Branch
|
G-FIN
|
|
