| Company Name |
Form Type |
SEC Filings |
|
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2382
|
S-6/A
|
|
|
Royale Energy, Inc.
|
D
|
|
|
Launch Oregon Investments I, LP
|
D
|
|
|
BP CAPITAL MARKETS AMERICA INC
|
424B5
|
|
|
BP PLC
|
424B5
|
Financial Statements
|
|
Stein Steven H
|
4
|
|
|
INCYTE CORP
|
4
|
Financial Statements
|
|
SOBR Safe, Inc.
|
8-K
|
|
|
LORD ABBETT INVESTMENT TRUST
|
N-14
|
|
|
2302 East Fort Lowell Holdings, LLC
|
D
|
|
|
SCHAEFFER DAVE
|
4
|
|
|
MoA Funds Corp
|
N-MFP2
|
|
|
Temple View Capital Funding, LP
|
ABS-15G
|
|
|
AMERICAN BEACON SELECT FUNDS
|
485BXT
|
|
|
O'Keefe Stevens Advisory, Inc.
|
13F-HR
|
|
|
BI-0619 Fund I, a series of WatchMaker Syndicates, LP
|
D
|
|
|
Riverbend Class A-2 LLC
|
D
|
|
|
BMW Vehicle Lease Trust 2023-2
|
ABS-EE
|
|
|
Nalu Medical, Inc.
|
D
|
|
|
Pinstripes Holdings, Inc.
|
3
|
|
|
Polar Asset Management Partners Inc.
|
3
|
|
|
Chang John B.
|
4
|
|
|
WYTEC INTERNATIONAL INC
|
8-K
|
|
|
BMW Vehicle Lease Trust 2023-1
|
ABS-EE
|
|
|
VMC Asset Depositor, LLC
|
ABS-15G
|
|
|
MAE 1 2023 a Series of SLRTE I LLC
|
D/A
|
|
|
CROWN HOLDINGS, INC.
|
4
|
Financial Statements
|
|
DONAHUE TIMOTHY J
|
4
|
|
|
Acreage Holdings, Inc.
|
8-K
|
|
|
Pimentel Rudy
|
3
|
|
|
KKR Credit Opportunities Portfolio
|
3
|
|
|
Biophytis SA
|
6-K
|
Financial Statements
|
|
FT 11177
|
487
|
|
|
FT 11178
|
487
|
|
|
FT 11160
|
487
|
|
|
KKR Income Opportunities Fund
|
3
|
|
|
FT 11176
|
487
|
|
|
Singh-Bushell Ekta
|
4
|
|
|
Huron Consulting Group Inc.
|
4
|
Financial Statements
|
|
BMW Vehicle Lease Trust 2022-1
|
ABS-EE
|
|
|
Wela Strategies, Inc.
|
13F-HR
|
|
|
ENNIS, INC.
|
10-Q
|
Financial Statements
|
|
Zumwalt Debra
|
4
|
|
|
Curbside Electric Co
|
D
|
|
|
SHELTON FUNDS
|
POS EX
|
|
|
KIPLING JONES & CO., LTD.
|
MA-A
|
|
|
BMW Vehicle Lease Trust 2021-2
|
ABS-EE
|
|
|
North Capital Funds Trust
|
N-MFP2
|
|
|
Gifford Gerard H
|
4
|
|
|
Moody Reid Financial Advisors LP
|
MA-A
|
|
|
Planet Image International Ltd
|
F-1/A
|
|
|
Nuveen Churchill Private Capital Income Fund
|
SC TO-I/A
|
|
|
Davis Fundamental ETF Trust
|
N-CSR
|
|
|
GMI-Portland Preferred, LP
|
D/A
|
|
|
BMW Vehicle Owner Trust 2023-A
|
ABS-EE
|
|
|
Riverbend Owners LLC
|
D
|
|
|
Capital Investment Advisors, LLC
|
13F-HR
|
|
|
Trinity Capital Resources, LLC
|
MA-A
|
|
|
Boston Common International Sustainable Climate Fund, LLC
|
D
|
|
|
Selective Wealth Management, Inc.
|
13F-HR
|
|
|
NOVAES DJALMA JR
|
4
|
|
|
Radical Inc.
|
D
|
|
|
FRANKLIN TEMPLETON TRUST
|
N-MFP2
|
|
|
Adler Richard H
|
4
|
|
|
Lind Capital Partners Municipal Credit Income Fund
|
4
|
|
|
BMW Vehicle Owner Trust 2022-A
|
ABS-EE
|
|
|
Madeksza Matt
|
4
|
|
|
PUTNAM INVESTMENT FUNDS
|
N-MFP2
|
|
|
INSTITUTIONAL FIDUCIARY TRUST
|
N-MFP2
|
|
|
GL-1030 Fund I, a series of Spice Capital, LP
|
D
|
|
|
HURCO COMPANIES INC
|
8-K
|
Financial Statements
|
|
PUTNAM VARIABLE TRUST
|
N-MFP2
|
|
|
Baila Carlos
|
4
|
|
|
LOBO EV TECHNOLOGIES LTD
|
F-1/A
|
|
|
FRANKLIN U.S. GOVERNMENT MONEY FUND
|
N-MFP2
|
|
|
BMW Vehicle Owner Trust 2020-A
|
ABS-EE
|
|
|
PIONEER MONEY MARKET TRUST
|
N-MFP2
|
|
|
PUTNAM MONEY MARKET FUND
|
N-MFP2
|
|
|
Vartega Inc.
|
D
|
|
|
Northern Lights Fund Trust IV
|
485BXT
|
|
|
Wobble Genomics Ltd
|
D
|
|
|
DAVIS NEW YORK VENTURE FUND INC
|
N-CSR
|
|
|
CLOTHIER KEVIN CHARLES
|
4
|
|
|
MONEY MARKET PORTFOLIOS
|
N-MFP2
|
|
|
World Funds Trust
|
N-CSRS
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Eaton Vance Floating-Rate Opportunities Fund
|
NPORT-P
|
|
|
Eaton Vance Floating-Rate Income Trust
|
NPORT-P
|
|
|
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST
|
NPORT-P
|
|
|
EATON VANCE MUNICIPAL INCOME TRUST
|
NPORT-P
|
|
|
EATON VANCE GROWTH TRUST
|
NPORT-P
|
|
|
AMERICAN FUNDS INSURANCE SERIES
|
497
|
|
|
Duke Energy Carolinas, LLC
|
8-K
|
|
|
FORD MOTOR CREDIT CO LLC
|
8-K
|
|
|
Duke Energy CORP
|
8-K
|
Financial Statements
|
|
WESTERN ASSET FUNDS INC
|
24F-2NT
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Invesco Commercial Real Estate Finance Trust, Inc.
|
8-K
|
|
|
Startek, Inc.
|
POS AM
|
Financial Statements
|
|
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
|
N-CEN
|
|
|
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
|
N-CEN
|
|
|
Harbour Capital Advisors, LLC
|
13F-HR
|
|
|
CONOCOPHILLIPS
|
4
|
Financial Statements
|
|
LEACH TIMOTHY A
|
4
|
|
|
JVSPAC Acquisition Corp.
|
S-1/A
|
|
|
WESTERN ASSET FUNDS INC
|
N-CEN
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
24F-2NT
|
|
|
IHG Opportunity Fund I, LLC
|
D
|
|
|
Giraud C William
|
4
|
|
|
Red Spruce Capital, LLC
|
13F-HR
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
N-CEN
|
|
|
HREX Multifamily I, DST
|
D/A
|
|
|
National Energy Improvement Fund, LLC
|
C-U
|
|
|
Ochoco Capital Fund, LP
|
D
|
|
|
Legg Mason Global Asset Management Trust
|
N-CEN
|
|
|
Get Lago Corp.
|
D
|
|
|
MVP LS FUND CDXXVIII LLC
|
D/A
|
|
|
BrandywineGLOBAL-Global Income Opportunities Fund Inc
|
N-CEN
|
|
|
Arca U.S. Treasury Fund
|
40-17G
|
|
|
Legg Mason Global Asset Management Trust
|
24F-2NT
|
|
|
Shell plc
|
6-K
|
|
|
John Hancock Collateral Trust
|
N-MFP2
|
|
|
NewSight Reality, Inc.
|
D
|
|
|
HOMESTEAD FUNDS INC
|
N-MFP2
|
|
|
JOHN HANCOCK CURRENT INTEREST
|
N-MFP2
|
|
|
FIDELITY SALEM STREET TRUST
|
497K
|
|
|
HUNTER RICHARD J
|
4
|
|
|
DIRTT ENVIRONMENTAL SOLUTIONS LTD
|
4
|
|
|
Markovits Joel
|
4
|
|
|
Wilson Kenneth L.
|
3
|
|
|
CULLEN/FROST BANKERS, INC.
|
3
|
Financial Statements
|
|
JOHN HANCOCK VARIABLE INSURANCE TRUST
|
N-MFP2
|
|
|
AMERICAN FUNDS TAX-EXEMPT FUND OF NEW YORK
|
497
|
|
|
AMERICAN HIGH-INCOME MUNICIPAL BOND FUND
|
497
|
|
|
LIMITED TERM TAX EXEMPT BOND FUND OF AMERICA
|
497
|
|
|
AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND
|
497
|
|
|
AMERICAN FUNDS TAX EXEMPT SERIES II / CA
|
497
|
|
|
TAX EXEMPT BOND FUND OF AMERICA
|
497
|
|
|
AZTECA PARTNERS LLC
|
D/A
|
|
|
NEW WORLD FUND INC
|
497J
|
|
|
American Rebirth Opportunity Partners Fund LP
|
D
|
|
|
American Funds International Vantage Fund
|
497J
|
|
|
Startek, Inc.
|
S-8 POS
|
Financial Statements
|
|
CAMDEN PROPERTY TRUST
|
8-K
|
|
|
American Funds Global Insight Fund
|
497J
|
|
|
AMERICAN FUNDS GLOBAL BALANCED FUND
|
497J
|
|
|
MVP LS FUND CDII LLC
|
D/A
|
|
|
CAPITAL INCOME BUILDER
|
497J
|
|
|
CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS
|
497J
|
|
|
Capital Group U.S. Equity Fund
|
497J
|
|
|
SomaLogic, Inc.
|
DFAN14A
|
|
|
Madryn Asset Management, LP
|
DFAN14A
|
|
|
AMERICAN MUTUAL FUND
|
497J
|
|
|
Mill Creek Enhanced Income Fund, L.P.
|
D/A
|
|
|
Arax Holdings Corp
|
8-K
|
|
|
American Funds Target Date Retirement Series
|
497J
|
|
|
Choice Financial Group Holdings, LLC
|
D
|
|
|
King Street Opportunistic Credit Evergreen Fund, L.P.
|
D/A
|
|
|
VenHedge Capital Partners, LP
|
D/A
|
|
|
Definitive Healthcare Corp.
|
SC 13G
|
Financial Statements
|
|
Conestoga Capital Advisors, LLC
|
SC 13G
|
|
|
YAB SoLa Partners, LLC
|
D
|
|
|
EPLUS INC
|
4
|
Financial Statements
|
|
HOVDE ERIC D
|
4
|
|
|
BORE Fourth Street, LLC
|
D
|
|
|
Metropolis Capital Ltd
|
13F-HR
|
|
|
American Funds Retirement Income Portfolio Series
|
497J
|
|
|
Budnick Shannon
|
4
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
AMERICAN FUNDS PORTFOLIO SERIES
|
497J
|
|
|
BrainCheck, Inc.
|
D
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
AMERICAN FUNDS COLLEGE TARGET DATE SERIES
|
497J
|
|
|
Lane Road Solar Investments, LP
|
D
|
|
|
HARMONY GOLD MINING CO LTD
|
6-K
|
Financial Statements
|
|
PUYI, INC.
|
SC 13G
|
|
|
KINGSFORD RESOURCES LTD
|
SC 13G
|
|
|
Clearwater Analytics Holdings, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Conestoga Capital Advisors, LLC
|
SC 13G/A
|
|
|
Ge Peng
|
SC 13G
|
|
|
BNY Mellon Worldwide Growth Fund, Inc.
|
N-CEN
|
|
|
LEMAITRE VASCULAR INC
|
SC 13G/A
|
Financial Statements
|
|
Charney Laurence N
|
144
|
|
|
TG THERAPEUTICS, INC.
|
144
|
Financial Statements
|
|
PUYI, INC.
|
SC 13D
|
|
|
HU YINAN
|
SC 13D
|
|
|
FLANIGAN MATTHEW C
|
4
|
|
|
JACK HENRY & ASSOCIATES INC
|
4
|
Financial Statements
|
|
FREDRICK J STANLEY
|
4
|
|
|
MANNATECH INC
|
4
|
Financial Statements
|
|
HIVE Digital Technologies Ltd.
|
SC 13G
|
Financial Statements
|
|
MMCAP International Inc. SPC
|
SC 13G
|
|
|
John Seifrick A
|
4
|
|
|
CGN Advisors LLC
|
13F-HR
|
|
|
JANNEY MONTGOMERY SCOTT LLC
|
MA-I
|
|
|
Robbins Kevin Andrew
|
4
|
|
|
Rameson Tyler
|
4
|
|
|
JOBE LARRY A
|
4
|
|
|
Benson Hill, Inc.
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
GLS Auto Receivables LLC
|
ABS-15G
|
|
|
MLC FUND I TMT SPV, LLC
|
D
|
|
|
Sustainable Growth Infrastructure Fund SCSp SICAV-RAIF
|
D
|
|
|
Budnick Shannon
|
3
|
|
|
Stock Yards Bancorp, Inc.
|
3
|
Financial Statements
|
|
FundVantage Trust
|
N-MFP2
|
|
|
SMITH A O CORP
|
8-K
|
Financial Statements
|
|
Monroe Capital Income Plus Corp
|
8-K
|
|
|
Keaney Timothy F
|
4
|
|
|
AG-1121 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
VICTORY PORTFOLIOS III
|
N-CSRS
|
|
|
Travel & Leisure Co.
|
8-K
|
Financial Statements
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
American Funds Multi-Sector Income Fund
|
497
|
|
|
American Funds Emerging Markets Bond Fund
|
497
|
|
|
AMERICAN FUNDS STRATEGIC BOND FUND
|
497
|
|
|
AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND
|
497
|
|
|
AMERICAN FUNDS INFLATION LINKED BOND FUND
|
497
|
|
|
AMERICAN FUNDS CORPORATE BOND FUND
|
497
|
|
|
AMERICAN FUNDS MORTGAGE FUND
|
497
|
|
|
American Funds U.S. Government Money Market Fund
|
497
|
|
|
INTERNATIONAL GROWTH & INCOME FUND
|
497
|
|
|
Short-Term Bond Fund of America
|
497
|
|
|
CAPITAL WORLD GROWTH & INCOME FUND
|
497
|
|
|
SMALLCAP WORLD FUND INC
|
497
|
|
|
INTERMEDIATE BOND FUND OF AMERICA
|
497
|
|
|
AMERICAN HIGH INCOME TRUST
|
497
|
|
|
CAPITAL WORLD BOND FUND
|
497
|
|
|
AMERICAN FUNDS INCOME SERIES
|
497
|
|
|
NEW ECONOMY FUND
|
497
|
|
|
EUROPACIFIC GROWTH FUND
|
497
|
|
|
WASHINGTON MUTUAL INVESTORS FUND
|
497
|
|
|
NEW PERSPECTIVE FUND
|
497
|
|
|
INVESTMENT CO OF AMERICA
|
497
|
|
|
INCOME FUND OF AMERICA
|
497
|
|
|
GROWTH FUND OF AMERICA
|
497
|
|
|
AMERICAN FUNDS FUNDAMENTAL INVESTORS
|
497
|
|
|
BOND FUND OF AMERICA
|
497
|
|
|
AMERICAN BALANCED FUND
|
497
|
|
|
AMCAP FUND
|
497
|
|
|
Lee Judy
|
4
|
|
|
FIFTH AVENUE VALUE CREATION IRA OFFSHORE FUND LTD
|
D/A
|
|
|
Chung Bruce
|
4
|
|
|
NRG ENERGY, INC.
|
4
|
Financial Statements
|
|
BNY MELLON MIDCAP INDEX FUND, INC.
|
N-CEN
|
|
|
Vertex, Inc.
|
SC 13G/A
|
Financial Statements
|
|
RBB Fund Trust
|
497
|
|
|
AVSF - Asto CT 2023, LLC
|
D
|
|
|
HYBRID EQUITY FUND, LP
|
D/A
|
|
|
GOLD ROCK HOLDINGS, INC.
|
8-K
|
|
|
Brophy Warson Tracey
|
4
|
|
|
JAMISON PRIVATE WEALTH MANAGEMENT, INC.
|
13F-HR
|
|
|
FIFTH AVENUE VALUE CREATION FUND LLC
|
D/A
|
|
|
ACTAVIA LIFE SCIENCES, INC.
|
10-K
|
|
|
SIMARD JOHN
|
4
|
|
|
XBiotech Inc.
|
4
|
Financial Statements
|
|
Dexis Interactive Holdings, Inc.
|
D
|
|
|
FT 11295
|
S-6
|
|
|
FT 11284
|
S-6
|
|
|
FT 11283
|
S-6
|
|
|
Dalton Investments Trust
|
D/A
|
|
|
FT 11282
|
S-6
|
|
|
Vericel Corp
|
SC 13G/A
|
Financial Statements
|
|
BNY Mellon Investment Funds V, Inc.
|
N-CEN
|
|
|
FIFTH AVENUE MULTI-STRATEGY OFFSHORE FUND LTD
|
D/A
|
|
|
CARMAX INC
|
10-Q
|
Financial Statements
|
|
Together Financial Services Ltd
|
ABS-15G
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
WCFI IMG CI 2023, LLC
|
D
|
|
|
COMPUTER PROGRAMS & SYSTEMS INC
|
8-K
|
Financial Statements
|
|
BNY MELLON INDEX FUNDS, INC.
|
N-CEN
|
|
|
FIFTH AVENUE ABSOLUTE RETURN FUND LLC
|
D/A
|
|
|
AFA Private Credit Fund
|
N-CSRS
|
|
|
James Hardie Industries plc
|
6-K
|
Financial Statements
|
|
Curci Brian
|
4
|
|
|
Arthroba, Inc.
|
D/A
|
|
|
James Alpha Funds Trust
|
497K
|
|
|
SSGA Active Trust
|
497K
|
|
|
Trousdale William
|
144
|
|
|
Sun Country Airlines Holdings, Inc.
|
144
|
Financial Statements
|
|
Engquist John
|
SC 13G/A
|
|
|
H&E Equipment Services, Inc.
|
SC 13G/A
|
Financial Statements
|
|
SSGA Active Trust
|
497
|
|
|
Symmetry Panoramic Trust
|
497K
|
|
|
Stone Ridge Trust VIII
|
N-23C3A
|
|
|
FIFTH AVENUE ABSOLUTE RETURN IRA OFFSHORE FUND LTD
|
D/A
|
|
|
SV Opportunity Fund I LP
|
D/A
|
|
|
Bernstein Jeffrey M
|
SC 13G/A
|
|
|
TRANSACT TECHNOLOGIES INC
|
SC 13G/A
|
Financial Statements
|
|
Northern Right Capital Offshore, L.P.
|
D/A
|
|
|
TRANSCAT INC
|
SC 13G/A
|
Financial Statements
|
|
Pacific & General Investments Inc.
|
D/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
SC 13G/A
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G/A
|
|
|
JOHN HANCOCK INCOME SECURITIES TRUST
|
SC 13G/A
|
|
|
BNY Mellon Advantage Funds, Inc.
|
N-CEN
|
|
|
Hudson Way Offshore Fund, Ltd.
|
D/A
|
|
