| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Invesco Unit Trusts, Municipal Series 1340
|
24F-2NT
|
|
|
Invesco Unit Trusts, Municipal Series 1341
|
24F-2NT
|
|
|
Invesco Unit Trusts, Municipal Series 1351
|
24F-2NT
|
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
Investment Managers Series Trust II
|
NPORT-P
|
|
|
Invitae Corp
|
4
|
Financial Statements
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
485BPOS
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
497K
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
8-A12B
|
|
|
JACKSON REX S
|
4
|
|
|
JCP Investment Management, LLC
|
SC 13D/A
|
|
|
JENNINGS ALLAN E JR
|
4
|
|
|
JOCOM HOLDINGS CORP.
|
8-K
|
|
|
JOHANSSON LEIF
|
4
|
|
|
JOINT Corp
|
SC 13D/A
|
Financial Statements
|
|
JONES FINANCIAL COMPANIES LLLP
|
8-K
|
|
|
JORDAN JEFFREY D
|
4
|
|
|
JOYCE ANN E
|
4
|
|
|
JOYY Inc.
|
144
|
Financial Statements
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
JPMorgan Chase Bank, N.A. - ADR Depositary
|
F-6
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JW Asset Management, LLC
|
4
|
|
|
JW GP, LLC
|
4
|
|
|
JW Partners, LP
|
4
|
|
|
James River Group Holdings, Ltd.
|
8-K
|
Financial Statements
|
|
Jamir Trust
|
3
|
|
|
Jasper Therapeutics, Inc.
|
8-K
|
|
|
Jiang Tianyi
|
4
|
|
|
Joby Aviation, Inc.
|
8-K
|
Financial Statements
|
|
Johansson Hasse
|
4
|
|
|
John Deere Owner Trust 2020-B
|
10-D
|
|
|
John Deere Owner Trust 2021
|
10-D
|
|
|
John Deere Owner Trust 2021-B
|
10-D
|
|
|
John Deere Owner Trust 2022
|
10-D
|
|
|
John Deere Owner Trust 2022-B
|
10-D
|
|
|
John Deere Owner Trust 2022-C
|
10-D
|
|
|
John Deere Owner Trust 2023
|
10-D
|
|
|
John Deere Owner Trust 2023-B
|
10-D
|
|
|
Johnson Michael
|
4
|
|
|
Journey Medical Corp
|
4
|
Financial Statements
|
|
Juniper II Corp.
|
SC 13G
|
|
|
KADANT INC
|
144
|
Financial Statements
|
|
KALAJIAN TONY T
|
3
|
|
|
KC Mac N Co LLC
|
C/A
|
|
|
KELLOGG CO
|
4
|
Financial Statements
|
|
KERR JANET
|
144
|
|
|
KIRKLAND'S, INC
|
4
|
Financial Statements
|
|
KKR & Co. Inc.
|
15-12G
|
Financial Statements
|
|
KKR & Co. Inc.
|
8-K
|
Financial Statements
|
|
KLA CORP
|
4
|
Financial Statements
|
|
KLEIBOEKER RYAN MICHAEL
|
4
|
|
|
KNOW LABS, INC.
|
S-1/A
|
Financial Statements
|
|
KOPIT LEVIEN MEREDITH A.
|
4
|
|
|
KORN FERRY
|
3
|
Financial Statements
|
|
KORN FERRY
|
4
|
Financial Statements
|
|
KROGER CO
|
4
|
Financial Statements
|
|
KUBOTA TOM
|
4
|
|
|
KZBZ Ltd
|
144
|
|
|
Kanzhun Ltd
|
144
|
Financial Statements
|
|
Kapusta Matthew C
|
4
|
|
|
Karat Packaging Inc.
|
SC 13D/A
|
Financial Statements
|
|
Karlin Dan
|
144
|
|
|
Karlin Dan
|
4
|
|
|
Kartoon Studios, Inc.
|
8-A12G
|
Financial Statements
|
|
Kartoon Studios, Inc.
|
8-K
|
Financial Statements
|
|
Kassam Moez
|
4
|
|
|
Kelly Christie B.
|
4
|
|
|
Kenongwo Group US, Inc.
|
10-K/A
|
|
|
Keyes Jeffry R.
|
4
|
|
|
Kiewiet Sean
|
4
|
|
|
Kintz Samuel
|
144
|
|
|
Knight George F. III
|
3
|
|
|
Kolchinsky Peter
|
4
|
|
|
Komissarov Vadim
|
4
|
|
|
Kortuem Franz-Josef
|
4
|
|
|
Kramer Sheila G.
|
4
|
|
|
Kravitz Hal
|
4
|
|
|
Kreation Verse, Inc.
|
D
|
|
|
Kubient, Inc.
|
8-K
|
|
|
L1EF Rolling Fund, LP - A2
|
D/A
|
|
|
LA-Z-BOY INC
|
144
|
Financial Statements
|
|
LANCASTER COLONY CORP
|
3
|
Financial Statements
|
|
LANE AMY B
|
4
|
|
|
LATTICE SEMICONDUCTOR CORP
|
4
|
Financial Statements
|
|
LEGG MASON PARTNERS INCOME TRUST
|
NPORT-P
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
NPORT-P
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
LENNAR CORP /NEW/
|
3
|
Financial Statements
|
|
LENNAR CORP /NEW/
|
4
|
Financial Statements
|
|
LEVI STRAUSS & CO
|
4
|
Financial Statements
|
|
LIBERTY STAR URANIUM & METALS CORP.
|
8-K
|
|
|
LIGAND PHARMACEUTICALS INC
|
3
|
Financial Statements
|
|
LIGAND PHARMACEUTICALS INC
|
4
|
Financial Statements
|
|
LIGHTPATH TECHNOLOGIES INC
|
PRE 14A
|
Financial Statements
|
|
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
|
X-17A-5
|
|
|
LINDEMANN JAMES J
|
4
|
|
|
LINTON JEFFREY D
|
4
|
|
|
LIPMAN ANDREW D
|
144
|
|
|
LIPMAN ANDREW D
|
4
|
|
|
LIQTECH INTERNATIONAL INC
|
DEF 14A
|
Financial Statements
|
|
LIQTECH INTERNATIONAL INC
|
DEFA14A
|
Financial Statements
|
|
LM FUNDING AMERICA, INC.
|
ARS
|
|
|
LM FUNDING AMERICA, INC.
|
DEF 14A
|
|
|
LOCKHEED MARTIN CORP
|
SC 13D/A
|
Financial Statements
|
|
LUNDGREN GUSTAV
|
4
|
|
|
LUNDSTEDT MARTIN
|
4
|
|
|
Landa App 3 LLC
|
1-SA
|
|
|
Lawande Sachin
|
4
|
|
|
Leaver Jay
|
4
|
|
|
Lee Heehyoung
|
3
|
|
|
Lee John Jui-Jen
|
4
|
|
|
Leftwich Scott
|
3
|
|
|
Legend Biotech Corp
|
6-K
|
|
|
Legg Mason Global Asset Management Trust
|
NPORT-P
|
|
|
Legion Works, Inc.
|
1-SA
|
|
|
Lendbuzz Funding LLC
|
ABS-15G
|
|
|
Leo@Wildwood Investors, LP
|
D
|
|
|
Lewis Richard Brent
|
4
|
|
|
Lifevantage Corp
|
DEFA14A
|
Financial Statements
|
|
Lifevantage Corp
|
DEFC14A
|
Financial Statements
|
|
Lifezone Metals Ltd
|
F-1/A
|
|
|
Lilium N.V.
|
424B3
|
|
|
Limitless Minds, Inc.
|
D/A
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Lionello Gemma
|
3
|
|
|
Liquidia Corp
|
8-K
|
Financial Statements
|
|
Lissalde Frederic
|
4
|
|
|
Listed Funds Trust
|
NPORT-P
|
|
|
Listner Michael
|
4
|
|
|
Little Canada MHP Investors LLC
|
D
|
|
|
Liu Xiaozhi
|
4
|
|
|
Liu Ying Christina
|
4
|
|
|
LiveVox Holdings, Inc.
|
4
|
|
|
Lolaark Vision Inc.
|
C/A
|
|
|
Longeveron Inc.
|
8-K
|
Financial Statements
|
|
Lord Abbett Short Duration Credit Trust
|
D/A
|
|
|
Lorenzen Jeffrey D
|
4
|
|
|
Lucchese Iole
|
4
|
|
|
Lucira Health, Inc.
|
8-K
|
Financial Statements
|
|
Lucsok Anna
|
4
|
|
|
Lui Samuel
|
SC 13D
|
|
|
Luxe Energy, LLC
|
4
|
|
|
Luxe Energy, LLC
|
SC 13D/A
|
|
|
Lyft, Inc.
|
144/A
|
Financial Statements
|
|
MA-0626 Fund II AL Vehicle, a series of HENRY Collective Ven
|
D
|
|
|
MA-0626 Fund II, a series of HENRY Collective Ventures, LP
|
D
|
|
|
MADER MARK PATRICK
|
144
|
|
|
MADISON FUNDS
|
DEF 14A
|
|
|
MADRIGAL PHARMACEUTICALS, INC.
|
8-K
|
Financial Statements
|
|
MANGUM MYLLE H
|
4
|
|
|
MANNING & NAPIER FUND, INC.
|
NPORT-P
|
|
|
MANULIFE FINANCIAL CORP
|
6-K
|
Financial Statements
|
|
MARATHON DIGITAL HOLDINGS, INC.
|
SC 13G
|
Financial Statements
|
|
MARKMAN ADAM SCOTT
|
4
|
|
|
MARTIN R BRAD
|
4
|
|
|
MATHER ANN
|
144
|
|
|
MCCOY SUSAN R
|
4
|
|
|
MCLAUGHLIN KEVIN F
|
4
|
|
|
MECKLAI HUSSEIN
|
144
|
|
|
MEDICRATIC INC.
|
D
|
|
|
MEI Pharma, Inc.
|
4
|
Financial Statements
|
|
MERCURY SYSTEMS INC
|
144
|
Financial Statements
|
|
MERIDIAN FUND INC
|
24F-2NT
|
|
|
MESOBLAST LTD
|
6-K
|
Financial Statements
|
|
METHODE ELECTRONICS INC
|
4
|
Financial Statements
|
|
METRO ONE TELECOMMUNICATIONS INC
|
10-Q
|
|
|
MFS INTERMEDIATE INCOME TRUST
|
NPORT-P
|
|
|
MFS MULTIMARKET INCOME TRUST
|
NPORT-P
|
|
|
MFS MUNICIPAL INCOME TRUST
|
NPORT-P
|
|
|
MFS SERIES TRUST IX
|
NPORT-P
|
|
|
MFS SERIES TRUST VII
|
NPORT-P
|
|
|
MFS SERIES TRUST X
|
NPORT-P
|
|
|
MFS SERIES TRUST XII
|
NPORT-P
|
|
|
MFS SERIES TRUST XV
|
NPORT-P
|
|
|
MFS SPECIAL VALUE TRUST
|
NPORT-P
|
|
|
MIAMI BREEZE CAR CARE INC
|
S-1/A
|
|
|
MICROMEM TECHNOLOGIES INC
|
6-K
|
|
|
MICROSTRATEGY Inc
|
8-K
|
Financial Statements
|
|
MIF LIBERTYVILLE 45 INVESTORS, LLC
|
D
|
|
|
MITCHELL DEAN J
|
4
|
|
|
MOORHEAD DANIEL J
|
4
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
MORITZ MICHAEL J
|
4
|
|
|
MOROUN MATTHEW T
|
4/A
|
|
|
MORRISON SCOTT C
|
4
|
|
|
MOTORCAR PARTS OF AMERICA INC
|
4
|
Financial Statements
|
|
MULCAHY DAVID S.
|
4
|
|
|
MULLEN AUTOMOTIVE INC.
|
8-K
|
|
|
MUTUAL FUND SERIES TRUST
|
24F-2NT
|
|
|
MVP LS FUND CDXLVII LLC
|
D
|
|
|
MVP LS FUND CDXXIX LLC
|
D
|
|
|
Ma Stephen Hoi
|
3
|
|
|
Ma-Weaver Jacob
|
4
|
|
|
Madison Square Garden Entertainment Corp.
|
SC 13D/A
|
|
|
Magellan Midstream Partners, L.P.
|
25-NSE
|
Financial Statements
|
|
Magellan Midstream Partners, L.P.
|
8-K
|
Financial Statements
|
|
Magnetar Financial LLC
|
SC 13D/A
|
|
|
Manulife Infrastructure Fund III
|
D
|
|
|
Manulife Infrastructure Fund III
|
D
|
|
|
Manulife Infrastructure Fund III, L.P.
|
D
|
|
|
Manulife Infrastructure Fund III-B, L.P.
|
D
|
|
|
Maplebear Inc.
|
3
|
|
|
Maplebear Inc.
|
4
|
|
|
MariaDB plc
|
SC 13D/A
|
|
|
Martinez Maria
|
4
|
|
|
Marygold Companies, Inc.
|
10-K
|
Financial Statements
|
|
Masterworks Vault 3, LLC
|
1-A POS
|
|
|
Mattan Capital Partners Fund, LP
|
D
|
|
|
Mauch Robert P.
|
144
|
|
|
McCARTHY BARRY
|
4
|
|
|
McConnell John H II
|
4
|
|
|
McElhatton Todd
|
4
|
|
|
McGuirk Patrick M
|
3
|
|
|
Mehta Apoorva
|
4
|
|
|
Meihua International Medical Technologies Co., Ltd.
|
F-3/A
|
Financial Statements
|
|
Mendelson Daniel Newman
|
4
|
|
|
Mercato Partners Acquisition Corp
|
425
|
|
|
Mercato Partners Acquisition Corp
|
8-K
|
|
|
Mercato Partners Acquisition Corp
|
DEFA14A
|
|
|
Mercedes-Benz Auto Receivables Trust 2019-1
|
15-15D
|
|
|
Mercier Laurent
|
4
|
|
|
Mercier Laurent
|
4/A
|
|
|
Meridian Corp
|
8-K
|
Financial Statements
|
|
Metagrove Ventures Fund I, LP
|
D/A
|
|
|
MidWestOne Financial Group, Inc.
|
8-K
|
Financial Statements
|
|
Miles Patrick
|
144
|
|
|
Millham Brian
|
4
|
|
|
Mind Medicine
|
144
|
|
|
Mind Medicine
|
4
|
|
|
Minev Boris Radoslavov
|
3
|
|
|
Miniman Jonathan D
|
4
|
|
|
Mizicko Mark
|
4
|
|
|
Mobile Infrastructure Corp
|
S-11
|
Financial Statements
|
|
Modiv Industrial, Inc.
|
4
|
Financial Statements
|
|
Molekule Group, Inc.
|
8-K
|
|
|
Mondee Holdings, Inc.
|
3
|
|
|
Moore Danny D.
|
4
|
|
|
Morgan Scott
|
4
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Morningside China TMT Fund III Co-Investment, L.P.
|
144
|
|
|
Morningside China TMT Special Opportunity Fund, L.P.
|
144
|
|
|
NAKAHARA ASUKA
|
4
|
|
|
NATELLI THOMAS A
|
4
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
NAUGHTON TIMOTHY J
|
4
|
|
|
NBL Holdings, LLC
|
D
|
|
|
NCR Atleos, LLC
|
8-K
|
|
|
NCR CORP
|
8-K
|
Financial Statements
|
|
NELSEN ROBERT
|
4
|
|
|
NELSON MARILYN C
|
4
|
|
|
NET Power Inc.
|
424B3
|
|
|
NEW RELIC, INC.
|
DEFM14A
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
NEXT-LEVEL INVESTMENTS LLC
|
D
|
|
|
NEXTERA ENERGY INC
|
8-K
|
Financial Statements
|
|
NEXTGEN HEALTHCARE, INC.
|
4
|
Financial Statements
|
|
NEXTNAV INC.
|
144/A
|
|
|
NEXTNAV INC.
|
4
|
|
|
NGP Pearl Holdings II, LLC
|
4
|
|
|
NGP XI US Holdings, L.P.
|
4
|
|
|
NIO Inc.
|
6-K
|
Financial Statements
|
|
NOLAN THOMAS H JR
|
4
|
|
|
NOMADIC TRAVEL INC
|
D
|
|
|
NORDSTROM INC
|
3
|
Financial Statements
|
|
NSTAR ELECTRIC CO
|
8-K
|
|
|
NU SKIN ENTERPRISES, INC.
|
144
|
Financial Statements
|
|
NU SKIN ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
NYMOX PHARMACEUTICAL CORP
|
6-K
|
Financial Statements
|
|
Nano Dimension Ltd.
|
6-K
|
Financial Statements
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Nathoo Amin
|
4
|
|
|
Natura &Co Holding S.A.
|
6-K
|
|
|
Nature Wood Group Ltd
|
6-K
|
|
|
Nelson James Larry
|
4
|
|
|
Nelson William R
|
4
|
|
|
Neptune Wellness Solutions Inc.
|
424B4
|
Financial Statements
|
|
Nerdy Inc.
|
144
|
|
|
Neumora Therapeutics, Inc.
|
4
|
|
|
Neuros Medical, Inc.
|
D
|
|
|
New Oriental Education & Technology Group Inc.
|
20-F
|
Financial Statements
|
|
New Oriental Education & Technology Group Inc.
|
6-K
|
Financial Statements
|
|
NewAmsterdam Pharma Co N.V.
|
6-K
|
|
|
NexGen Energy Ltd.
|
6-K
|
Financial Statements
|
|
NexImmune, Inc.
|
DEF 14A
|
Financial Statements
|
|
Next Science Ltd
|
D
|
|
|
Next.e.GO B.V.
|
425
|
|
|
Nextracker Inc.
|
4
|
|
|
Ng George K
|
3
|
|
|
Nierenberg Michael
|
4
|
|
|
Nochur Sara
|
4
|
|
|
Nori, Inc. / DE
|
D
|
|
|
Northann Corp.
|
8-A12B
|
|
|
Northann Corp.
|
CERT
|
|
