| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Northann Corp.
|
CERT
|
|
|
Norton Nancy A
|
4
|
|
|
NovoHydrogen Holdings LLC
|
D
|
|
|
NuZee, Inc.
|
4/A
|
|
|
NuZee, Inc.
|
SC 13D/A
|
|
|
Nuburu, Inc.
|
8-K
|
|
|
Nuveen Multi-Asset Income Fund
|
4
|
|
|
Nvni Group Ltd
|
424B3
|
|
|
Nvni Group Ltd
|
425
|
|
|
OMSTEAD DANIEL R
|
4
|
|
|
ONEOK INC /NEW/
|
8-K
|
Financial Statements
|
|
ORGANIGRAM HOLDINGS INC.
|
F-10
|
|
|
ORGANIGRAM HOLDINGS INC.
|
F-X
|
|
|
OTACA
|
C
|
|
|
OVC Fund I, LP
|
D/A
|
|
|
Oaks Apartments Hearne LLC
|
D
|
|
|
OneMeta Inc.
|
8-K
|
|
|
Onslow Bay Funding LLC
|
ABS-15G
|
|
|
Open Door Capital Fund 10, LLC
|
D
|
|
|
Open Lending Corp
|
4
|
|
|
Open Lending Corp
|
SC 13G
|
|
|
Opera Ltd
|
F-3/A
|
Financial Statements
|
|
Orange County Bancorp, Inc. /DE/
|
4
|
Financial Statements
|
|
Orbee, Inc.
|
D
|
|
|
Orion Equity Fund LLC
|
C-TR
|
|
|
Orion Mine Finance
|
D
|
|
|
Orion Mine Finance
|
D
|
|
|
Orion Mine Finance Co-Fund IV LP
|
D
|
|
|
Osnoss Joseph
|
4
|
|
|
Otis Gallery LLC
|
1-U
|
|
|
Oui Capital Mentors Fund II, LP
|
D/A
|
|
|
OurCrowd
|
D
|
|
|
OurCrowd
|
D
|
|
|
Owen Huw
|
4
|
|
|
PA-0821 Fund I, a series of Red Pill Adventures, LP
|
D
|
|
|
PACIFIC HEALTH CARE ORGANIZATION INC
|
4
|
|
|
PAM TRANSPORTATION SERVICES INC
|
4/A
|
Financial Statements
|
|
PAN AMERICAN SILVER CORP
|
6-K
|
Financial Statements
|
|
PATSLEY PAMELA H
|
4
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K/A
|
Financial Statements
|
|
PETROCHINA CO LTD
|
6-K
|
|
|
PFS Bancorp, Inc.
|
10-Q
|
|
|
PFS FUNDS
|
24F-2NT
|
|
|
PFSWEB INC
|
SC 13G
|
Financial Statements
|
|
PGD ECO SOLUTIONS
|
1-A POS
|
|
|
PGIM Rock ETF Trust
|
N-1A
|
|
|
PHP Ventures Acquisition Corp.
|
425
|
|
|
PHP Ventures Acquisition Corp.
|
8-K
|
|
|
PHRONESIS PARTNERS L P
|
D/A
|
|
|
PICKERING GRANT
|
144
|
|
|
PIMCO Corporate Opportunities Fund IV CE, L.P.
|
D
|
|
|
PIMCO Energy & Tactical Credit Opportunities Fund
|
4
|
|
|
PIONEER POWER SOLUTIONS, INC.
|
ARS
|
Financial Statements
|
|
PPC AV 1, LLC
|
D
|
|
|
PPC AV 1, LLC
|
D/A
|
|
|
PRECIGEN, INC.
|
4
|
Financial Statements
|
|
PRINCIPAL FUNDS, INC.
|
NPORT-P
|
|
|
PROCTER & GAMBLE Co
|
11-K
|
Financial Statements
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
497K
|
|
|
PROOF Acquisition Corp I
|
S-4/A
|
|
|
PROSPECT CAPITAL CORP
|
424B2
|
Financial Statements
|
|
PROTHENA CORP PUBLIC LTD CO
|
144
|
Financial Statements
|
|
PRUDENTIAL GLOBAL TOTAL RETURN FUND, INC.
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 12
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 16
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 3
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 9
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17
|
NPORT-P
|
|
|
PRUDENTIAL SERIES FUND
|
497
|
|
|
PRUDENTIAL SERIES FUND
|
497K
|
|
|
PRUDENTIAL WORLD FUND, INC.
|
NPORT-P
|
|
|
PS Management GP, LLC
|
4
|
|
|
PSQ Holdings, Inc.
|
S-8
|
|
|
PSYCHEMEDICS CORP
|
3
|
Financial Statements
|
|
PSYCHEMEDICS CORP
|
4
|
Financial Statements
|
|
PTASINSKI CHRISTINA
|
4
|
|
|
PTF Genesis, LLC
|
D
|
|
|
PUBLIC SERVICE CO OF NEW HAMPSHIRE
|
8-K
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497
|
|
|
PUTNAM CALIFORNIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
497
|
|
|
PUTNAM CONVERTIBLE SECURITIES FUND
|
NPORT-P
|
|
|
PUTNAM DIVERSIFIED INCOME TRUST
|
497
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM FOCUSED INTERNATIONAL EQUITY FUND
|
NPORT-P
|
|
|
PUTNAM FUNDS TRUST
|
497
|
|
|
PUTNAM FUNDS TRUST
|
N-CSR
|
|
|
PUTNAM FUNDS TRUST
|
NPORT-P
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
497
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
497
|
|
|
PUTNAM GLOBAL INCOME TRUST
|
NPORT-P
|
|
|
PUTNAM HIGH YIELD FUND
|
497
|
|
|
PUTNAM INCOME FUND
|
497
|
|
|
PUTNAM INCOME FUND
|
NPORT-P
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
497
|
|
|
PUTNAM INVESTMENT FUNDS
|
497
|
|
|
PUTNAM INVESTMENT FUNDS
|
N-CSR
|
|
|
PUTNAM INVESTMENT FUNDS
|
NPORT-P
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
497
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
NPORT-P
|
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
DEFA14A
|
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
NPORT-P
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM MONEY MARKET FUND
|
497
|
|
|
PUTNAM MORTGAGE SECURITIES FUND
|
497
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
DEFA14A
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
NPORT-P
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM NEW YORK TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM PREMIER INCOME TRUST
|
N-CSR
|
|
|
PUTNAM PREMIER INCOME TRUST
|
NPORT-P
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
497
|
|
|
PUTNAM TAX EXEMPT INCOME FUND
|
497
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
497
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
N-CSR
|
|
|
PUTNAM TAX FREE INCOME TRUST
|
NPORT-P
|
|
|
PUYI, INC.
|
20-F
|
|
|
Pacific Ventures Group, Inc.
|
10-Q
|
|
|
Paley Jeffrey
|
4
|
|
|
Palmer Square Opportunistic Income Fund
|
40-17G
|
|
|
Pan Resources Drilling Partnership I, LP
|
D
|
|
|
Panhandler's Pizza, LLC
|
D
|
|
|
Paradigm Biocapital Advisors LP
|
SC 13G
|
|
|
Paradigm Shift Capital Partners, LP - C3
|
D/A
|
|
|
Park Hotels & Resorts Inc.
|
4
|
Financial Statements
|
|
Parkkinen Juho
|
4
|
|
|
Patel Amish
|
3
|
|
|
Patel Sanjiv
|
144
|
|
|
Peacock Investments Offering 7, LLC
|
D/A
|
|
|
Peak Bio, Inc.
|
4
|
|
|
PermRock Royalty Trust
|
4
|
|
|
Permian Resources Corp
|
4
|
Financial Statements
|
|
Permian Resources Corp
|
SC 13D/A
|
Financial Statements
|
|
Perpall Frederick
|
4
|
|
|
Persaud Guy
|
3
|
|
|
Pershing Square Capital Management, L.P.
|
4
|
|
|
Pharming Group N.V.
|
6-K
|
|
|
Phillips Edison & Company, Inc.
|
8-K
|
Financial Statements
|
|
Plutus21 Blockchain Yield Fund I of Plutus21 Blockchain Plat
|
D/A
|
|
|
Postal Realty Trust, Inc.
|
4
|
|
|
Power to Hydrogen, LLC
|
D
|
|
|
Prairie Operating Co.
|
3
|
|
|
Prairie Operating Co.
|
SC 13G
|
|
|
Price Custer Park, L.P.
|
D
|
|
|
Priebe Stephen M
|
4
|
|
|
Priority Technology Holdings, Inc.
|
4
|
Financial Statements
|
|
Processa Pharmaceuticals, Inc.
|
PRE 14A
|
|
|
Profound Medical Corp.
|
6-K
|
|
|
Proteus Series Feeder Fund I, LLC - Shavano Fund
|
D
|
|
|
Provident Bancorp, Inc. /MD/
|
4
|
Financial Statements
|
|
Public Pension Capital, LLC
|
D/A
|
|
|
Puri Anil K.
|
4
|
|
|
Putnam ETF Trust
|
NPORT-P
|
|
|
Putnam Target Date Funds
|
497
|
|
|
Putnam Target Date Funds
|
N-CSR
|
|
|
Putnam Target Date Funds
|
NPORT-P
|
|
|
Pyxis Oncology, Inc.
|
4
|
Financial Statements
|
|
QP-Atlantis, a series of HyperGuap, LP
|
D
|
|
|
QP-Fund I, a series of Ben s Bites Fund, LP
|
D
|
|
|
QP2 Properties, LLC
|
D
|
|
|
Quanergy Systems, Inc.
|
8-K
|
|
|
Quinton Sasha
|
4
|
|
|
R42 Al & LONGEVITY FUND 3-1 LP
|
D
|
|
|
R42 Al & LONGEVITY FUND 3-1 LP
|
D/A
|
|
|
RA CAPITAL MANAGEMENT, L.P.
|
4
|
|
|
RA CAPITAL MANAGEMENT, L.P.
|
SC 13D/A
|
|
|
RA Capital Healthcare Fund LP
|
4
|
|
|
RA Capital Nexus Fund II, L.P.
|
4
|
|
|
RAKOLTA JOHN JR
|
4
|
|
|
RANKIN ALFRED M ET AL
|
5
|
|
|
RANKIN CHLOE O
|
5/A
|
|
|
RANKIN CLAIBORNE R
|
5/A
|
|
|
RANKIN VICTOIRE G
|
5
|
|
|
RBB FUND, INC.
|
497
|
|
|
RE Premier Fairfield VAMF IV Onshore Feeder, L.P.
|
D
|
|
|
RE-0815 Fund I, a series of MV Funds, LP
|
D
|
|
|
REGENERON PHARMACEUTICALS, INC.
|
SC TO-T/A
|
Financial Statements
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
RENN Fund, Inc.
|
4
|
|
|
REPUBLIC BANCORP INC /KY/
|
4
|
Financial Statements
|
|
REZOLVE GROUP Ltd
|
F-4/A
|
|
|
RHODES WILLIAM C III
|
4
|
|
|
RI Gaingels Fund I, a series of MV Funds, LP
|
D
|
|
|
RI-0106 Fund I AL Vehicle, a series of MV Funds, LP
|
D
|
|
|
RISING PHOENIX MAROON BELLS, LP
|
D/A
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
RSE Collection, LLC
|
1-SA
|
|
|
RUPP JOSEPH D
|
4
|
|
|
RVL Pharmaceuticals plc
|
144
|
Financial Statements
|
|
RYDEX DYNAMIC FUNDS
|
497
|
|
|
RYDEX SERIES FUNDS
|
497
|
|
|
RYTE Corp
|
D/A
|
|
|
Radius Global Infrastructure, Inc.
|
SC 13D/A
|
|
|
Radoff Bradley Louis
|
DEFC14A
|
|
|
Rajaram Gokul
|
4
|
|
|
Ralph Bartel 2005 Trust
|
4
|
|
|
Ramo Joshua Cooper
|
4
|
|
|
Ramper Innovations Inc.
|
C
|
|
|
Ramsay Alan
|
4
|
|
|
Randhawa Simrat
|
4
|
|
|
Ravella Satish
|
4
|
|
|
Red Cat Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Red Oak Capital Intermediate Income Fund, LLC
|
1-SA
|
|
|
Reddy Sundeep G.
|
4
|
|
|
Redwood Enhanced Income Corp.
|
3
|
|
|
Redwood Enhanced Income Corp.
|
4
|
|
|
Redwood Enhanced Income Corp.
|
SC 13D
|
|
|
Redwoods Acquisition Corp.
|
8-K
|
|
|
Regen BioPharma Inc
|
S-1
|
|
|
Reid Laurence
|
4
|
|
|
Rekor Systems, Inc.
|
3
|
|
|
Reveles Xavier Trinidad
|
3
|
|
|
Rise Gold Corp.
|
8-K
|
|
|
Risk Managed Closed End Funds, L.P.
|
D/A
|
|
|
Rithm Capital Corp.
|
4
|
|
|
Rivet Solutions, Inc.
|
D
|
|
|
Robbins Charles
|
4
|
|
|
Robinson Scott J.
|
4
|
|
|
Rock Edwin
|
4
|
|
|
Rolph Timothy
|
4
|
|
|
Romantics Development Ltd Liability Co
|
D/A
|
|
|
Rose Affordable Housing Preservation Fund VI REIT, L.P.
|
D
|
|
|
Rose Affordable Housing Preservation Fund VI, L.P.
|
D
|
|
|
Rozengarten Kobi
|
4
|
|
|
Ruhl Joseph A
|
4
|
|
|
Runa Capital Fund II, L.P.
|
SC 13D/A
|
|
|
SA FUNDS INVESTMENT TRUST
|
24F-2NT
|
|
|
SADOVE STEPHEN I
|
4
|
|
|
SANTANDER UK GROUP HOLDINGS PLC
|
6-K
|
|
|
SANTINI GINO
|
4
|
|
|
SANUWAVE Health, Inc.
|
425
|
|
|
SANUWAVE Health, Inc.
|
8-K
|
|
|
SARMA SANJAY E
|
3
|
|
|
SAVA Capital Inc.
|
D
|
|
|
SCALF THOMAS R
|
4
|
|
|
SCHLUMBERGER LIMITED/NV
|
144
|
Financial Statements
|
|
SCHLUMBERGER LIMITED/NV
|
4
|
Financial Statements
|
|
SCHOLASTIC CORP
|
4
|
Financial Statements
|
|
SCHOLASTIC CORP
|
8-K
|
Financial Statements
|
|
SCHWAB CAPITAL TRUST
|
NPORT-P
|
|
|
SCHWAB INVESTMENTS
|
NPORT-P
|
|
|
SCHWAB STRATEGIC TRUST
|
497
|
|
|
SCHWAB STRATEGIC TRUST
|
497K
|
|
|
SCHWAB SUSAN C
|
4
|
|
|
SCOTTSDALE CAPITAL ADVISORS CORP
|
X-17A-5
|
|
|
SCYNEXIS INC
|
8-K
|
Financial Statements
|
|
SEELOS THERAPEUTICS, INC.
|
424B5
|
|
|
SEELOS THERAPEUTICS, INC.
|
8-K
|
|
|
SEGER THOMAS W
|
4
|
|
|
SEI Structured Credit Fund, LP
|
SC TO-I
|
|
|
SELECTA BIOSCIENCES INC
|
8-K
|
Financial Statements
|
|
SELECTA BIOSCIENCES INC
|
SC 13D/A
|
Financial Statements
|
|
SEP Acquisition Corp.
|
425
|
|
|
SEP Acquisition Corp.
|
8-K
|
|
|
SERA PROGNOSTICS, INC.
|
8-K
|
Financial Statements
|
|
SHAH CAPITAL MANAGEMENT
|
4
|
|
|
SHIH WILLY C
|
4
|
|
|
SHOE CARNIVAL INC
|
8-K
|
Financial Statements
|
|
SIEGEL LAURENCE HILLARD
|
4
|
|
|
SIGMATRON INTERNATIONAL INC
|
8-K
|
Financial Statements
|
|
SL Alpine II Aggregator GP, L.L.C.
|
4
|
|
|
SLA Zurich Aggregator, L.P.
|
4
|
|
|
SLA Zurich GP, L.L.C.
|
4
|
|
|
SLA Zurich Holdings, L.P.
|
4
|
|
|
SLAA II
|
4
|
|
|
SLAA II
|
SC 13D/A
|
|
|
SMARTSHEET INC
|
144
|
Financial Statements
|
|
SMITH KIMBERLY J
|
4
|
|
|
SNDL Inc.
|
6-K
|
Financial Statements
|
|
SOBR Safe, Inc.
|
144
|
|
|
SOUNDHOUND AI, INC.
|
4
|
|
|
SOUTHERN MISSOURI BANCORP, INC.
|
ARS
|
Financial Statements
|
|
SOUTHERN MISSOURI BANCORP, INC.
|
DEF 14A
|
Financial Statements
|
|
SPARROW FUNDS
|
40-17G
|
|
|
SPDR SERIES TRUST
|
24F-2NT
|
|
|
SPECIALE INVEST CONTINUITY FUND I
|
D/A
|
|
|
SPECIALE INVEST FUND I
|
D/A
|
|
|
SPLUNK INC
|
4
|
Financial Statements
|
|
SPRINGER TIMOTHY A
|
SC 13D/A
|
|
|
STAHL MURRAY
|
4
|
|
|
STANDARD LITHIUM LTD.
|
6-K
|
|
|
STARWOOD PROPERTY TRUST, INC.
|
4
|
|
|
STEINER DAVID P
|
4
|
|
|
STEWARD FUNDS, INC.
|
NPORT-P
|
|
|
STILWELL JOSEPH
|
4
|
|
|
STILWELL PARTNERS L P
|
4
|
|
|
STONEHOCKER TIMOTHY
|
4
|
|
|
STORY SUSAN N
|
4
|
|
|
STRATA Skin Sciences, Inc.
|
DEF 14A
|
Financial Statements
|
|
SUN COMMUNITIES INC
|
144
|
Financial Statements
|
|
SUSQUEHANNA SECURITIES, LLC
|
SC 13G
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
Sacks Michael Jay
|
4
|
|
