| Company Name |
Form Type |
SEC Filings |
|
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
TOUCHSTONE STRATEGIC TRUST
|
497
|
|
|
TOUCHSTONE STRATEGIC TRUST
|
497K
|
|
|
TOYOTA MOTOR CREDIT CORP
|
FWP
|
|
|
TPG Growth V Walkabout CI, L.P.
|
D
|
|
|
TREASURE GLOBAL INC
|
3
|
Financial Statements
|
|
TULLIS JAMES L L
|
4
|
|
|
TURKCELL ILETISIM HIZMETLERI A S
|
6-K
|
Financial Statements
|
|
TUTOR PERINI CORP
|
4
|
Financial Statements
|
|
TUTOR RONALD N
|
4
|
|
|
TVN Ventures LLC
|
424B5
|
|
|
Tahir Jamil A.
|
4
|
|
|
Talaris Therapeutics, Inc.
|
425
|
Financial Statements
|
|
Talaris Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Talaris Therapeutics, Inc.
|
S-4/A
|
Financial Statements
|
|
Taneja Rajat
|
144
|
|
|
Tari Leslie
|
4
|
|
|
Taylor Alan
|
4
|
|
|
Taylor Jason L
|
144
|
|
|
Taylor Morrison Home Corp
|
4
|
Financial Statements
|
|
Taylor Sharon L
|
4
|
|
|
Teaching Nomad Inc.
|
C
|
|
|
Teie One On Productions LLC
|
C-U
|
|
|
Tekla Healthcare Opportunities Fund
|
DEFA14A
|
|
|
Tekla World Healthcare Fund
|
DEFA14A
|
|
|
Tenon Medical, Inc.
|
SC 13G/A
|
Financial Statements
|
|
TerrAscend Corp.
|
4
|
|
|
Terruzzin Marco
|
4
|
|
|
Tessel Marianna
|
4
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
Thiele Offshore Partners Ltd.
|
D/A
|
|
|
Third Harmonic Bio, Inc.
|
SC 13G
|
Financial Statements
|
|
Thomas John
|
4
|
|
|
Thomas Timothy J
|
4
|
|
|
Thorell Marella
|
4
|
|
|
Tidal Trust II
|
AW
|
|
|
Tidal Trust II
|
CERT
|
|
|
Tongue Glenn H
|
4
|
|
|
TortoiseEcofin Acquisition Corp. III
|
425
|
|
|
TortoiseEcofin Acquisition Corp. III
|
8-K
|
|
|
Trade Desk, Inc.
|
144
|
Financial Statements
|
|
Traeger, Inc.
|
4
|
Financial Statements
|
|
Traube Robert J.
|
144
|
|
|
Traube Robert J.
|
4
|
|
|
Tres Jardines LLC
|
C
|
|
|
Trevi Therapeutics, Inc.
|
4
|
|
|
Trinseo PLC
|
4
|
Financial Statements
|
|
Trio Labs, Inc.
|
D
|
|
|
Trip.com Group Ltd
|
144
|
|
|
Triumph Financial, Inc.
|
144
|
Financial Statements
|
|
Trust for Advised Portfolios
|
N-CEN
|
|
|
Tundra Angels Midwest Games a Series of CGF2021 LLC
|
D
|
|
|
Turchinsky Ilia
|
4
|
|
|
Tweedy Jeffrey C.
|
4
|
|
|
Tyree James L
|
4
|
|
|
U.S. SILICA HOLDINGS, INC.
|
4
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
UBS AG
|
424B3
|
|
|
UBS AG
|
FWP
|
|
|
UC-Ibex 12E LLC
|
D
|
|
|
UNDISCOVERED MANAGERS FUNDS
|
N-CEN
|
|
|
UNITED COMMUNITY BANKS INC
|
8-K
|
Financial Statements
|
|
UNITED THERAPEUTICS Corp
|
144
|
Financial Statements
|
|
UNIVERSAL BIOSENSORS INC
|
4
|
|
|
UNIVERSAL ELECTRONICS INC
|
4
|
Financial Statements
|
|
UNIVEST FINANCIAL Corp
|
8-K
|
Financial Statements
|
|
US BANCORP \DE\
|
8-K
|
Financial Statements
|
|
USCA All Terrain Fund
|
40-24B2
|
|
|
Upshaw Donnie
|
4
|
|
|
Upstart Holdings, Inc.
|
4
|
Financial Statements
|
|
Uranium Royalty Corp.
|
6-K
|
|
|
VA-0818 Fund II, a series of 99 Tartans, LP
|
D
|
|
|
VACCINEX, INC.
|
8-K
|
Financial Statements
|
|
VAN SANT R WILLIAM
|
144
|
|
|
VARIABLE ANNUITY ACCOUNT A
|
N-30B-2
|
|
|
VARIABLE ANNUITY ACCOUNT B
|
N-30B-2
|
|
|
VERDE RESOURCES, INC.
|
8-K
|
|
|
VERINT SYSTEMS INC
|
144
|
Financial Statements
|
|
VIASAT INC
|
8-K
|
Financial Statements
|
|
VISA INC.
|
144
|
Financial Statements
|
|
VISA INC.
|
425
|
Financial Statements
|
|
VISA INC.
|
8-K
|
Financial Statements
|
|
VISUM PHARMA, INC.
|
D
|
|
|
VITA NICHOLAS
|
4
|
|
|
VMU GP, LLC
|
424B5
|
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
FWP
|
|
|
Vachon Nicolas
|
4
|
|
|
Valaurum, Inc.
|
D
|
|
|
Vale S.A.
|
6-K
|
Financial Statements
|
|
Valenti Douglas
|
4
|
|
|
Value Active Fund, LP
|
D/A
|
|
|
Value Active Fund, Ltd.
|
D/A
|
|
|
VanDuyn Amy Beth
|
144
|
|
|
Vaxxinity, Inc.
|
144
|
Financial Statements
|
|
Veea Inc.
|
D
|
|
|
Veness Adam M
|
3
|
|
|
Verdin Properties LLC
|
D
|
|
|
Verisk Analytics, Inc.
|
4
|
Financial Statements
|
|
Verizon ABS II LLC
|
FWP
|
|
|
Verizon Master Trust
|
FWP
|
|
|
Verma Vikram
|
4
|
|
|
Vestis Corp
|
8-K
|
|
|
Vesy Christa A
|
4
|
|
|
Vicinity Financial, LLC
|
D
|
|
|
Vigil Neuroscience, Inc.
|
8-K
|
Financial Statements
|
|
Violin Jonathan
|
3
|
|
|
Violin Jonathan
|
4
|
|
|
Virtu Financial, Inc.
|
4
|
Financial Statements
|
|
Virtu Financial, Inc.
|
8-K
|
Financial Statements
|
|
Vistagen Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Vital Energy, Inc.
|
424B5
|
Financial Statements
|
|
Vital Energy, Inc.
|
8-K
|
Financial Statements
|
|
Vital Midstream Services, LLC
|
424B5
|
|
|
Vitru Brazil Ventures, Holdings & Trade Inc.
|
SC 13E3
|
|
|
Vitru Ltd
|
SC 13E3
|
Financial Statements
|
|
Vivas Eduardo
|
144
|
|
|
Vivas Eduardo
|
4
|
|
|
Vivid Seats Inc.
|
4
|
|
|
Vocxi Health, Inc.
|
D/A
|
|
|
Volkswagen Auto Lease Trust 2023-A
|
FWP
|
|
|
VunCannon Tony J.
|
4
|
|
|
WARBURG PINCUS ENERGY
|
4
|
|
|
WARBURG PINCUS XII
|
4
|
|
|
WASHINGTON TRUST BANCORP INC
|
4
|
|
|
WBSY Licensing, LLC
|
424B5
|
|
|
WEINSTOCK DAVID B
|
4
|
|
|
WEINSWIG MARK
|
4
|
|
|
WELLS FARGO & COMPANY/MN
|
4
|
Financial Statements
|
|
WELLS FARGO & COMPANY/MN
|
SC 13D/A
|
Financial Statements
|
|
WEST ALFRED P JR
|
4
|
|
|
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
|
3
|
|
|
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
|
DEF 14A
|
|
|
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
|
3
|
|
|
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
|
3
|
|
|
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
|
DEF 14A
|
|
|
WESTERN ASSET HIGH INCOME FUND II INC.
|
3
|
|
|
WESTERN ASSET HIGH INCOME FUND II INC.
|
DEF 14A
|
|
|
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
|
3
|
|
|
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
|
3
|
|
|
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
|
3
|
|
|
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
|
DEF 14A
|
|
|
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
|
N-23C-2
|
|
|
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
|
3
|
|
|
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
|
3
|
|
|
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
|
N-23C-2
|
|
|
WEYERHAEUSER CO
|
144
|
Financial Statements
|
|
WEYERHAEUSER CO
|
4
|
Financial Statements
|
|
WHITE JAMES N
|
4
|
|
|
WILKERSON SONJA MICHELLE
|
4
|
|
|
WILSON BANK HOLDING CO
|
4
|
|
|
WM Alternatives Antares Private Senior Lending Fund LLC
|
40-APP/A
|
|
|
WM Alternatives Antares Private Senior Lending Fund SPV LLC
|
40-APP/A
|
|
|
WM TECHNOLOGY, INC.
|
4
|
|
|
WNS
|
144
|
Financial Statements
|
|
WOERTZ PATRICIA A
|
4
|
|
|
WOLVERINE WORLD WIDE INC /DE/
|
8-K
|
Financial Statements
|
|
WORLD WRESTLING ENTERTAINMENT, LLC
|
SC 13D/A
|
Financial Statements
|
|
WP ENERGY PARTNERS STRONGHOLD HOLDINGS, L.P.
|
4
|
|
|
WP ENERGY STRONGHOLD HOLDINGS, L.P.
|
4
|
|
|
WP XII
|
4
|
|
|
WP XII STRONGHOLD HOLDINGS, L.P.
|
4
|
|
|
Wag! Group Co.
|
144
|
|
|
Wag! Group Co.
|
424B3
|
|
|
Wagner Jonathan Miles
|
4
|
|
|
Waldron Jason
|
4
|
|
|
WalkMe Ltd.
|
144
|
Financial Statements
|
|
Walker Ignacio J
|
4
|
|
|
Wallace Noel R.
|
4
|
|
|
Walsh Jeff Alexander
|
4
|
|
|
Walters Sean Michael
|
4
|
|
|
Wang David H
|
144
|
|
|
Warburg Pincus & Co US, LLC
|
4
|
|
|
Warburg Pincus
|
4
|
|
|
Warburg Pincus
|
4
|
|
|
Warburg Pincus
|
4
|
|
|
Warburg Pincus
|
4
|
|
|
Warburg Pincus Energy
|
4
|
|
|
Warburg Pincus Energy
|
4
|
|
|
Warburg Pincus Energy
|
4
|
|
|
Warburg Pincus Partners II
|
4
|
|
|
Warburg Pincus Private Equity
|
4
|
|
|
Warburg Pincus Private Equity
|
4
|
|
|
Warburg Pincus Private Equity
|
4
|
|
|
Warburg Pincus XII
|
4
|
|
|
Warburg Pincus XII
|
4
|
|
|
Ward Tracy
|
4
|
|
|
WeTrade Group Inc.
|
8-K
|
Financial Statements
|
|
Wealthramp, Inc.
|
D/A
|
|
|
Weave Communications, Inc.
|
4
|
Financial Statements
|
|
Weems Alonzo
|
4
|
|
|
Weil Edward M Jr.
|
4
|
|
|
Weinstein Boaz
|
4
|
|
|
Weinstein Glen Daniel
|
4
|
|
|
Wells Fargo Municipal Capital Strategies, LLC
|
4
|
|
|
West University Venture 999 LLC
|
D
|
|
|
Westbrook Hunter
|
4
|
|
|
Western Asset Diversified Income Fund
|
3
|
|
|
Western Asset High Yield Defined Opportunity Fund Inc.
|
3
|
|
|
Western Asset High Yield Defined Opportunity Fund Inc.
|
DEF 14A
|
|
|
Western Asset Investment Grade Defined Opportunity Trust Inc
|
3
|
|
|
Western Asset Mortgage Opportunity Fund Inc.
|
3
|
|
|
Western Asset Mortgage Opportunity Fund Inc.
|
DEF 14A
|
|
|
Western Copper & Gold Corp
|
6-K
|
Financial Statements
|
|
Weston Daine Marc
|
4
|
|
|
Wexler Seth David
|
144
|
|
|
Wheeler Real Estate Investment Trust, Inc.
|
4
|
|
|
Wheels Up Experience Inc.
|
4
|
Financial Statements
|
|
White Alison Lynn
|
4
|
|
|
White Knight Co., Ltd.
|
4
|
|
|
White NaTausha Heleena
|
4
|
|
|
Wickers Charles
|
4
|
|
|
Wiemann Bradley T
|
144
|
|
|
Wiemann Bradley T
|
4
|
|
|
Wiese Christopher
|
4
|
|
|
Wild Jason G.
|
4
|
|
|
WillScot Mobile Mini Holdings Corp.
|
8-K
|
Financial Statements
|
|
William Penn Bancorporation
|
4
|
|
|
Williams Shereta Diana
|
4
|
|
|
Windler Nils
|
3
|
|
|
Windler Nils
|
4
|
|
|
Wingstop Inc.
|
4
|
Financial Statements
|
|
Winn Walter Timothy
|
4
|
|
|
Winters Christopher
|
4
|
|
|
WisdomTree Digital Trust
|
N-CEN
|
|
|
WisdomTree Trust
|
N-CEN
|
|
|
Witherington Blake
|
3
|
|
|
Woeller James
|
4
|
|
|
Wong Karian
|
4
|
|
|
Wong Maria Victoria
|
144
|
|
|
Workday, Inc.
|
4
|
Financial Statements
|
|
Workhorse Group Inc.
|
8-K
|
Financial Statements
|
|
Working Capital Advisors
|
4
|
|
|
Working Capital Management Pte. Ltd.
|
4
|
|
|
Worldwide Webb Acquisition Corp.
|
S-4/A
|
|
|
Wright Christopher A
|
4
|
|
|
Wu Eric Chung-Wei
|
4
|
|
|
XAI Octagon Floating Rate & Alternative Income Term Trust
|
8-K
|
|
|
XIAO LONG HOLDINGS INC
|
C/A
|
|
|
XP Inc.
|
144
|
Financial Statements
|
|
Xos, Inc.
|
4
|
|
|
YEAGER RANDE KEITH
|
144
|
|
|
YEH HUNG HSIANG
|
144
|
|
|
YELP INC
|
4
|
Financial Statements
|
|
Young Bruce F.
|
144
|
|
|
Yu Yong
|
144
|
|
|
ZEILER JULIE
|
4
|
|
|
ZISES SELIG
|
4
|
|
|
ZRCN Inc.
|
8-K
|
|
|
ZUORA INC
|
144
|
Financial Statements
|
|
ZUORA INC
|
4
|
Financial Statements
|
|
Zentalis Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Zentalis Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
ZyVersa Therapeutics, Inc.
|
ARS
|
|
|
ZyVersa Therapeutics, Inc.
|
DEF 14A
|
|
|
ZyVersa Therapeutics, Inc.
|
DEFA14A
|
|
|
agilon health, inc.
|
4
|
Financial Statements
|
|
ff Blue and Yellow Heritage Fund, L.P.
|
D/A
|
|
|
flooidCX Corp.
|
4
|
|
|
goTenna Jun 2023 a Series of CGF2021 LLC
|
D
|
|
|
iCoreConnect Inc.
|
3
|
|
|
iQSTEL Inc
|
8-K
|
|
|
iSHARES TRUST
|
497K
|
|
|
iSHARES TRUST
|
CERT
|
|
|
indie Semiconductor, Inc.
|
144
|
Financial Statements
|
|
loanDepot, Inc.
|
4
|
Financial Statements
|
|
lululemon athletica inc.
|
8-K
|
Financial Statements
|
|
nCino, Inc.
|
144
|
Financial Statements
|
|
van Niekerk Pieter A.
|
4
|
|
|
ARM HOLDINGS PLC /UK
|
EFFECT
|
|
|
BANK OF NOVA SCOTIA
|
SBSE-A/A
|
Financial Statements
|
|
BIOLASE, INC
|
EFFECT
|
Financial Statements
|
|
Captivision Inc.
|
EFFECT
|
|
|
Comera Life Sciences Holdings, Inc.
|
EFFECT
|
Financial Statements
|
|
Cyclacel Pharmaceuticals, Inc.
|
EFFECT
|
Financial Statements
|
|
Fieldman, Rolapp & Associates, Inc.
|
MA-I/A
|
|
|
Frontier Partners, Inc.
|
MA-A
|
|
|
Immatics N.V.
|
EFFECT
|
|
|
LUXURBAN HOTELS INC.
|
EFFECT
|
Financial Statements
|
|
NOVO NORDISK A S
|
EFFECT
|
Financial Statements
|
|
Nerdy Inc.
|
EFFECT
|
|
|
Reliance Global Group, Inc.
|
EFFECT
|
|
|
UBS AG
|
EFFECT
|
|
|
Wag! Group Co.
|
EFFECT
|
|
|
Public Alternative Advisors, LLC
|
MA-A
|
|
|
NYSE ARCA, INC.
|
19B-4E
|
|
|
SG AMERICAS SECURITIES, LLC
|
MA/A
|
|
|
OUI Global
|
DRS/A
|
|
|
MEDIOBANCA SECURITIES USA LLC
|
X-17A-5
|
|
|
SELKIRK INVESTMENTS, INC.
|
X-17A-5
|
|
|
Harmony Biosciences Holdings, Inc.
|
UPLOAD
|
Financial Statements
|
|
SharpLink Gaming Ltd.
|
UPLOAD
|
|
|
Tributary Funds, Inc.
|
CORRESP
|
|
|
A&A AUTO PARTS STORES INC
|
CORRESP
|
|
|
ASSURED QUALITY TESTING SERVICES, LLC
|
CORRESP
|
|
|
AUTOMOTIVE CALIBRATION & TECHNOLOGY SERVICES, LLC
|
CORRESP
|
|
|
American Recycling International, Inc.
|
CORRESP
|
|
|
Anzu Special Acquisition Corp I
|
CORRESP
|
|
|
Clearmind Medicine Inc.
|
CORRESP
|
|
|
DRIVERFX COM INC
|
CORRESP
|
|
|
DoubleLine Funds Trust
|
CORRESP
|
|
