| Company Name |
Form Type |
SEC Filings |
|
|
|
|
MACQUARIE BANK LTD
|
SBSE-A/A
|
|
|
1997 Fund Ltd in respect of its segregated account designate
|
D/A
|
|
|
1st FRANKLIN FINANCIAL CORP
|
424B3
|
|
|
1stdibs.com, Inc.
|
4
|
Financial Statements
|
|
2seventy bio, Inc.
|
8-K
|
|
|
360 Funds
|
24F-2NT
|
|
|
360 Funds
|
N-CEN
|
|
|
3D SYSTEMS CORP
|
425
|
Financial Statements
|
|
3D SYSTEMS CORP
|
8-K
|
Financial Statements
|
|
4439 5th Ave S, LLC
|
D
|
|
|
4D Molecular Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
A&D Energy Development LLC
|
D
|
|
|
A-Mark Precious Metals, Inc.
|
144
|
Financial Statements
|
|
A.R.T. INTERNATIONAL INVESTORS
|
D/A
|
|
|
A.R.T. International Investors
|
D/A
|
|
|
ABVC BIOPHARMA, INC.
|
8-K
|
|
|
ACM Research, Inc.
|
144
|
Financial Statements
|
|
ACNB CORP
|
8-K
|
Financial Statements
|
|
ACOF Investment Management LLC
|
4
|
|
|
ACOF VI Frontier AIV A1, L.P.
|
4
|
|
|
ACOF VI Frontier AIV A10, L.P.
|
4
|
|
|
ACOF VI Frontier AIV A2, L.P.
|
4
|
|
|
ACOF VI Frontier AIV A3, L.P.
|
4
|
|
|
ACOF VI Frontier AIV A4, L.P.
|
4
|
|
|
ACOF VI Frontier AIV A5, L.P.
|
4
|
|
|
ACOF VI Frontier AIV A6, L.P.
|
4
|
|
|
ACOF VI Frontier AIV A7, L.P.
|
4
|
|
|
ACOF VI Frontier AIV A8, L.P.
|
4
|
|
|
ACOF VI Frontier AIV A9, L.P.
|
4
|
|
|
ACOF VI Frontier AIV B1, L.P.
|
4
|
|
|
ACORN ENERGY, INC.
|
8-K
|
|
|
ADAIR A JAYSON
|
5
|
|
|
ADVANCED ENERGY INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
AECOM
|
8-K
|
Financial Statements
|
|
AEGON NV
|
425
|
Financial Statements
|
|
AEHR TEST SYSTEMS
|
DEF 14A
|
Financial Statements
|
|
AEMETIS, INC
|
4
|
Financial Statements
|
|
AERWINS Technologies Inc.
|
8-K
|
|
|
AFEYAN NOUBAR
|
144
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
AG Asia Realty Fund IV, L.P.
|
D/A
|
|
|
AG Asia Realty Holdings IV, L.P.
|
D/A
|
|
|
AG-0821 Fund I, a series of Sajid Rahman Angel Funds, LP
|
D
|
|
|
AGARWAL MEENU
|
4
|
|
|
AGILENT TECHNOLOGIES, INC.
|
3
|
Financial Statements
|
|
AGILENT TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
AGILYSYS INC
|
8-K
|
Financial Statements
|
|
AKAMAI TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
AKINS MARSHALL D
|
144
|
|
|
AKUMIN INC.
|
8-K
|
|
|
ALAMOS GOLD INC
|
6-K
|
Financial Statements
|
|
ALARIO RICHARD J
|
4
|
|
|
ALBERINI CARLOS
|
4
|
|
|
ALEXANDER LAURENCE
|
4
|
|
|
ALKALINE WATER Co INC
|
PRE 14A
|
Financial Statements
|
|
ALPINE 4 HOLDINGS, INC.
|
8-K
|
|
|
ALSTODT LANCE
|
4
|
|
|
ALTERITY THERAPEUTICS LTD
|
6-K
|
Financial Statements
|
|
AMALFI SEMICONDUCTOR INC
|
S-4
|
|
|
AMAZON COM INC
|
3
|
Financial Statements
|
|
AMAZON COM INC
|
4
|
Financial Statements
|
|
AMAZON COM INC
|
8-K
|
Financial Statements
|
|
AMERICAN AIRLINES, INC.
|
8-K
|
|
|
AMERICAN BATTERY TECHNOLOGY Co
|
8-K
|
|
|
AMERICAN EXPRESS CREDIT ACCOUNT MASTER TRUST
|
424B5
|
|
|
AMERICAN EXPRESS CREDIT ACCOUNT MASTER TRUST
|
8-K
|
|
|
AMERICAN EXPRESS RECEIVABLES FINANCING CORP III LLC
|
424B5
|
|
|
AMERICAN EXPRESS RECEIVABLES FINANCING CORP III LLC
|
8-K
|
|
|
AMERICAN TOWER CORP /MA/
|
424B2
|
Financial Statements
|
|
AMERICAN VANGUARD CORP
|
8-K
|
Financial Statements
|
|
AMERISERV FINANCIAL INC /PA/
|
4
|
Financial Statements
|
|
AMREP CORP.
|
10-Q
|
Financial Statements
|
|
AMREP CORP.
|
8-K
|
Financial Statements
|
|
AN2 Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
ANGEL STEPHEN F
|
4
|
|
|
AP Ventures Fund III LP
|
D
|
|
|
AP-0702 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
APARTMENT INVESTMENT & MANAGEMENT CO
|
8-K
|
Financial Statements
|
|
APC Realty & Equipment Company, LLC
|
424B5
|
|
|
APPIAN CORP
|
4
|
Financial Statements
|
|
APPIAN CORP
|
4/A
|
Financial Statements
|
|
APPLIED OPTOELECTRONICS, INC.
|
424B5
|
Financial Statements
|
|
APPLIED OPTOELECTRONICS, INC.
|
8-K
|
Financial Statements
|
|
APx Acquisition Corp. I
|
8-K
|
|
|
ARAUCO & CONSTITUTION PULP INC
|
6-K
|
|
|
ARBITRAGE FUNDS
|
NPORT-P/A
|
|
|
ARC Family Trust
|
4
|
|
|
ARES MANAGEMENT LLC
|
4
|
|
|
ARION GROUP CORP.
|
NT 10-Q
|
|
|
ARM HOLDINGS PLC /UK
|
CERT
|
|
|
ARROW FINANCIAL CORP
|
ARS
|
Financial Statements
|
|
ARROW FINANCIAL CORP
|
DEF 14A
|
Financial Statements
|
|
ARROW FINANCIAL CORP
|
DEFA14A
|
Financial Statements
|
|
ASOF Frontier AIV A1, L.P.
|
4
|
|
|
ASOF Frontier AIV A10, L.P.
|
4
|
|
|
ASOF Frontier AIV A11, L.P.
|
4
|
|
|
ASOF Frontier AIV A2, L.P.
|
4
|
|
|
ASOF Frontier AIV A3, L.P.
|
4
|
|
|
ASOF Frontier AIV A4, L.P.
|
4
|
|
|
ASOF Frontier AIV A5, L.P.
|
4
|
|
|
ASOF Frontier AIV A6, L.P.
|
4
|
|
|
ASOF Frontier AIV A7, L.P.
|
4
|
|
|
ASOF Frontier AIV A8, L.P.
|
4
|
|
|
ASOF Frontier AIV A9, L.P.
|
4
|
|
|
ASOF Frontier AIV B1, L.P.
|
4
|
|
|
ASOF II A
|
4
|
|
|
ASOF II A
|
4
|
|
|
ASOF II Frontier Holdings 1 L.P.
|
4
|
|
|
ASOF II Frontier Holdings 2 L.P.
|
4
|
|
|
ASOF II Frontier Holdings 3 L.P.
|
4
|
|
|
ASOF II Frontier Holdings 4 L.P.
|
4
|
|
|
ASOF II Frontier Holdings 5 L.P.
|
4
|
|
|
ASOF II Frontier Holdings 6 L.P.
|
4
|
|
|
ASOF II Frontier Holdings 7 L.P.
|
4
|
|
|
ASOF Investment Management LLC
|
4
|
|
|
ASSET MANAGEMENT FUND
|
N-CEN
|
|
|
ASSF IV AIV B Holdings III, L.P.
|
4
|
|
|
ASSF IV AIV B, L.P.
|
4
|
|
|
ASSF Operating Manager IV, L.P.
|
4
|
|
|
ASSURED GUARANTY LTD
|
144
|
Financial Statements
|
|
ASURE SOFTWARE INC
|
8-K
|
Financial Statements
|
|
ATHERSYS, INC / NEW
|
S-3
|
Financial Statements
|
|
ATI Sub, LLC
|
424B5
|
|
|
ATKINS HOWARD I
|
4
|
|
|
AUDIOEYE INC
|
4
|
Financial Statements
|
|
AUF Funding LLC
|
40-APP/A
|
|
|
AVANTAX, INC.
|
DEFA14A
|
Financial Statements
|
|
AWM CAPITAL, LLC
|
13F-HR
|
|
|
Aaron's Company, Inc.
|
8-K
|
Financial Statements
|
|
Abraham Magid M
|
4
|
|
|
Academy Sports & Outdoors, Inc.
|
4
|
Financial Statements
|
|
Accel Entertainment, Inc.
|
144
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
Accordant ODCE Index Fund
|
N-CEN
|
|
|
Accumulator Pool II LP
|
D
|
|
|
Acretrader 242, LLC
|
D
|
|
|
Acrylic Explorer Fund LP
|
D/A
|
|
|
Adika Dan
|
144
|
|
|
Adit EdTech Acquisition Corp.
|
S-4/A
|
|
|
Aditxt, Inc.
|
8-K
|
|
|
Agresta Samuel
|
4
|
|
|
Aichele David
|
4
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
Akili, Inc.
|
424B3
|
|
|
Akili, Inc.
|
8-K
|
|
|
Akoustis Technologies, Inc.
|
4
|
Financial Statements
|
|
Albert P. Lee - Elevva Aug23 a Series of CGF2021 LLC
|
D
|
|
|
Alector, Inc.
|
4
|
Financial Statements
|
|
Alert Topco Holdings, LP
|
D
|
|
|
Alexander Keith Brian
|
4
|
|
|
Alexandria Venture Investments, LLC
|
144
|
|
|
Algoma Steel Group Inc.
|
6-K
|
|
|
Alignment Healthcare, Inc.
|
144
|
Financial Statements
|
|
Alithya Group inc
|
6-K
|
Financial Statements
|
|
Allais Nicola T
|
144
|
|
|
Allen Bertrand Marc
|
4
|
|
|
Allied Group Holdings, LLC
|
D
|
|
|
Alphatec Holdings, Inc.
|
4
|
Financial Statements
|
|
AltShares Trust
|
NPORT-P/A
|
|
|
Alternative Strategies Fund
|
N-CEN
|
|
|
Alzamend Neuro, Inc.
|
10-Q
|
Financial Statements
|
|
Amen Robert S
|
4
|
|
|
AmeriCredit Automobile Receivables Trust 2023-2
|
FWP
|
|
|
American Airlines Group Inc.
|
8-K
|
Financial Statements
|
|
American Telecasting of Seattle, LLC
|
424B5
|
|
|
Amplify ETF Trust
|
497J
|
|
|
Amplify Energy Corp.
|
4
|
|
|
Analytica Biosciences Corp.
|
D
|
|
|
Anderson Michael Ray
|
3
|
|
|
Anderson Sheila Mae
|
4
|
|
|
Andres Dale
|
4
|
|
|
Angle Colin M
|
4
|
|
|
Anglin Arthur Michael
|
4
|
|
|
Antal Rodney
|
4
|
|
|
Antares Assetco LP
|
40-APP/A
|
|
|
Antares CLO 2017-1, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2017-2, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2018-1, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2018-2, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2018-3, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2019-1, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2019-2, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2020-1, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2021-1, Ltd.
|
40-APP/A
|
|
|
Antares CLO 2023-1, Ltd.
|
40-APP/A
|
|
|
Antares Canada SMA LP
|
40-APP/A
|
|
|
Antares Capital 2 LP
|
40-APP/A
|
|
|
Antares Capital Advisers LLC
|
40-APP/A
|
|
|
Antares Capital Credit Advisers LLC
|
40-APP/A
|
|
|
Antares Complete Financing Solution LLC
|
40-APP/A
|
|
|
Antares Credit Fund I LP
|
40-APP/A
|
|
|
Antares Credit Opportunities CA LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities CA SPV I LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities CA SPV II LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities CA SPV III LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities CA SPV IV LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities Funding IV LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities Funding VI LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities IV LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities MA I LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities MA II LP
|
40-APP/A
|
|
|
Antares Credit Opportunities MA III LLC
|
40-APP/A
|
|
|
Antares Credit Opportunities MA V LP
|
40-APP/A
|
|
|
Antares Credit Opportunities VI LLC
|
40-APP/A
|
|
|
Antares Holdings LP
|
40-APP/A
|
|
|
Antares K Co-Investment Fund II LP
|
40-APP/A
|
|
|
Antares K Co-Investment Fund LP
|
40-APP/A
|
|
|
Antares Liquid Credit Strategies LLC
|
40-APP/A
|
|
|
Antares Private Credit Fund
|
40-APP/A
|
|
|
Antares Senior Loan EF II SPV LLC
|
40-APP/A
|
|
|
Antares Senior Loan EF Master II
|
40-APP/A
|
|
|
Antares Senior Loan Master Fund II LP
|
40-APP/A
|
|
|
Antares Senior Loan Master Fund LP
|
40-APP/A
|
|
|
Antares Senior Loan Parallel Fund II SPV B LLC
|
40-APP/A
|
|
|
Antares Senior Loan Parallel Fund II SPV LLC
|
40-APP/A
|
|
|
Antares Senior Loan Parallel Fund SPV LLC
|
40-APP/A
|
|
|
Antares Senior Loan Parallel Master Fund II LP
|
40-APP/A
|
|
|
Antares Senior Loan Parallel Master Fund LP
|
40-APP/A
|
|
|
Antares Strategic Credit Fund
|
40-APP/A
|
|
|
Antares Strategic Credit I Master LP
|
40-APP/A
|
|
|
Antares Strategic Credit I SPV LLC
|
40-APP/A
|
|
|
Antares Unitranche Master Fund I LP
|
40-APP/A
|
|
|
Antares Venus Funding LP
|
40-APP/A
|
|
|
Antares Vesta Funding LP
|
40-APP/A
|
|
|
Anzu Special Acquisition Corp I
|
S-4/A
|
|
|
Apollo Medical Holdings, Inc.
|
8-K
|
Financial Statements
|
|
AppHarvest, Inc.
|
8-K
|
|
|
AppLovin Corp
|
144
|
Financial Statements
|
|
AppLovin Corp
|
4
|
Financial Statements
|
|
Apple Hospitality REIT, Inc.
|
4
|
Financial Statements
|
|
Aquilino Brian
|
144
|
|
|
Arch Therapeutics, Inc.
|
8-K
|
|
|
Ares Acquisition Corp
|
425
|
Financial Statements
|
|
Ares Acquisition Corp
|
8-K
|
Financial Statements
|
|
Ares Holdco LLC
|
4
|
|
|
Ares Management Corp
|
4
|
Financial Statements
|
|
Ares Management GP LLC
|
4
|
|
|
Ares Management Holdings L.P.
|
4
|
|
|
Ares Partners Holdco LLC
|
4
|
|
|
Ares Voting LLC
|
4
|
|
|
Arion Alpha Strategies SPC - Arion Copper Arbitrage Strategy
|
D/A
|
|
|
Aris Mining Corp
|
SEC STAFF
|
|
|
Arista Networks, Inc.
|
4
|
Financial Statements
|
|
Arthur J. Gallagher & Co.
|
8-K
|
Financial Statements
|
|
Arturo Intelligence, Inc.
|
D
|
|
|
Ascendis Pharma A/S
|
6-K
|
Financial Statements
|
|
Ascent Solar Technologies, Inc.
|
S-1/A
|
|
|
Ashwood 2023 Private Credit II - SDOF III
|
D
|
|
|
Aspira Women's Health Inc.
|
8-K
|
|
|
Assertio Holdings, Inc.
|
4
|
Financial Statements
|
|
Associated Capital Group, Inc.
|
144
|
Financial Statements
|
|
Assurance Wireless USA, L.P.
|
424B5
|
|
|
Assurance Wireless of South Carolina, LLC
|
424B5
|
|
|
Astra Space, Inc.
|
8-K
|
|
|
Atlantic Coastal Acquisition Corp.
|
8-K
|
|
|
Atlas Energy Solutions Inc.
|
425
|
|
|
Atlas Energy Solutions Inc.
|
8-K
|
|
|
Atlas Energy Solutions Inc.
|
SC 13D/A
|
|
|
Atlas Lithium Corp
|
144
|
|
|
Atlas Merchant Capital LLC
|
SC 13G
|
|
|
Atlassian Corp
|
4
|
Financial Statements
|
|
Ault Alliance, Inc.
|
S-3/A
|
|
|
Aura Fat Projects Acquisition Corp
|
F-4/A
|
|
|
Avalo Therapeutics, Inc.
|
8-K
|
|
|
Avenida Entertainment Group Inc.
|
C
|
|
|
Avery Dennison Corp
|
4
|
Financial Statements
|
|
Avidity Partners Management LP
|
3
|
|
|
Avidity Partners Management LP
|
4
|
|
|
Avricore Health Inc.
|
6-K
|
|
|
Avvenire Electric Vehicle International Corp.
|
1-A
|
|
|
BAGLEY EDWARD D
|
4
|
|
|
BANCO SANTANDER CHILE
|
6-K
|
Financial Statements
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
BARCLAYS PLC
|
6-K
|
Financial Statements
|
|
BARCLAYS PLC
|
8-A12B
|
Financial Statements
|
|
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
|
4
|
|
|
BASSWOOD FINANCIAL FUND, L.P.
|
4
|
|
|
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.
|
4
|
|
|
BASSWOOD OPPORTUNITY FUND INC
|
4
|
|
|
BASSWOOD OPPORTUNITY PARTNERS, L.P.
|
4
|
|
|
BASSWOOD PARTNERS, L.L.C.
|
4
|
|
|
BATES THOMAS R JR
|
4
|
|
|
BAY ANTHONY
|
4
|
|
|
BDP Special Situations Fund I, LLC
|
D/A
|
|
|
BEACON ROOFING SUPPLY INC
|
144
|
Financial Statements
|
|
BEACON ROOFING SUPPLY INC
|
4
|
Financial Statements
|
|
BEN-DOR ROY
|
4
|
|
|
BENTLEY GREGORY S
|
4
|
|
|
BENTLEY SYSTEMS INC
|
4
|
Financial Statements
|
|
BERKSHIRE HATHAWAY INC
|
4
|
Financial Statements
|
|
BERRY CHRISTOPHER MICHAEL
|
3
|
|
|
BGO DIVERSIFIED US PROPERTY FUND LP
|
D/A
|
|
|
BGO Industrial Real Estate Income Trust, Inc.
|
424B3
|
|
|
BGO Industrial Real Estate Income Trust, Inc.
|
8-K
|
|
