| Company Name |
Form Type |
SEC Filings |
|
|
|
|
CIM Real Assets & Credit Fund
|
N-CSRS
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497K
|
|
|
LU KEH SHEW
|
4
|
|
|
ALAMOS GOLD INC
|
F-10
|
Financial Statements
|
|
Eckel Robert A
|
4
|
|
|
AWARE INC /MA/
|
4
|
Financial Statements
|
|
RED METAL RESOURCES, LTD.
|
20-F
|
|
|
BlackRock Utilities, Infrastructure & Power Opportunities Trust
|
424B3
|
|
|
ORAMED PHARMACEUTICALS INC.
|
ARS
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
HALL EUGENE A
|
4
|
|
|
GARTNER INC
|
4
|
Financial Statements
|
|
Post Holdings Partnering Corp
|
4
|
|
|
PHPC Sponsor, LLC
|
4
|
|
|
Post Holdings, Inc.
|
4
|
Financial Statements
|
|
Drell Persis
|
4
|
|
|
CANO FRANCIS
|
4
|
|
|
STRATASYS LTD.
|
SC 14D9/A
|
Financial Statements
|
|
Griffin Sterling
|
4
|
|
|
Soncini Jason W.
|
4
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
8-K
|
|
|
ORAMED PHARMACEUTICALS INC.
|
DEF 14A
|
Financial Statements
|
|
mCloud Technologies Corp.
|
6-K
|
|
|
Milestone Pharmaceuticals Inc.
|
424B5
|
Financial Statements
|
|
Bergman Artur
|
4
|
|
|
Fastly, Inc.
|
4
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2015-SG1
|
10-D
|
|
|
Arrow ETF Trust
|
485BPOS
|
|
|
Tesla, Inc.
|
SD
|
Financial Statements
|
|
ONEOK INC /NEW/
|
8-K
|
Financial Statements
|
|
Kranich Robin B
|
4
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C32
|
10-D
|
|
|
AlphaCentric Prime Meridian Income Fund
|
N-CSRS
|
|
|
Litinsky James H.
|
SC 13D/A
|
|
|
MP Materials Corp. / DE
|
SC 13D/A
|
|
|
GLADSTONE INVESTMENT CORPORATION\DE
|
8-A12B
|
Financial Statements
|
|
Xu Peixin
|
SC 13D/A
|
|
|
Cineverse Corp.
|
SC 13D/A
|
Financial Statements
|
|
PetIQ, Inc.
|
8-K
|
Financial Statements
|
|
Herkes Claire
|
4
|
|
|
Pulse Biosciences, Inc.
|
SD
|
Financial Statements
|
|
AIM ETF Products Trust
|
497
|
|
|
RIBAR GEOFFREY G
|
4
|
|
|
Xu Peixin
|
4
|
|
|
Summers Lawrence Henry
|
144/A
|
|
|
Block, Inc.
|
144/A
|
Financial Statements
|
|
Cineverse Corp.
|
4
|
Financial Statements
|
|
OCONNELL MAUREEN
|
4
|
|
|
PETRELLA VINCENT K
|
4
|
|
|
Habersetzer Jeffrey
|
4
|
|
|
Dawkins Alwyn
|
4
|
|
|
Wolanyk Katharine
|
4
|
|
|
FG Financial Group, Inc.
|
424B5
|
|
|
Activision Blizzard, Inc.
|
DEFA14A
|
Financial Statements
|
|
Davis Ted
|
4
|
|
|
Alpha Teknova, Inc.
|
4
|
Financial Statements
|
|
EG Acquisition Corp.
|
DEFA14A
|
|
|
FRANKLIN TEMPLETON TRUST
|
485APOS
|
|
|
Kohlberg Isaac T.
|
4
|
|
|
Davis Irene
|
4
|
|
|
PUTNAM FUNDS TRUST
|
497K
|
|
|
TDCX Inc.
|
6-K
|
Financial Statements
|
|
Breeze Holdings Acquisition Corp.
|
425
|
|
|
ESSA Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
Cyngn Inc.
|
8-K
|
Financial Statements
|
|
PERRY MARK L
|
4
|
|
|
Neary James
|
4
|
|
|
PRUDENTIALS GIBRALTAR FUND
|
497
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C27
|
10-D
|
|
|
Broadmark Realty Capital Inc.
|
S-8 POS
|
Financial Statements
|
|
Odle Jonathan Bennett
|
4
|
|
|
FRANKLIN STREET PROPERTIES CORP /MA/
|
4
|
Financial Statements
|
|
PRUDENTIAL SERIES FUND
|
497
|
|
|
Mueller Water Products, Inc.
|
SD
|
Financial Statements
|
|
Tilray Brands, Inc.
|
8-K
|
Financial Statements
|
|
Senseonics Holdings, Inc.
|
SD
|
Financial Statements
|
|
ADVANCED SERIES TRUST
|
POS AMI
|
|
|
APi Group Corp
|
SD
|
|
|
Charah Solutions, Inc.
|
10-K
|
Financial Statements
|
|
ADVANCED SERIES TRUST
|
497
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
497K
|
|
|
MIHAS CONSTANTINE S
|
4
|
|
|
1st FRANKLIN FINANCIAL CORP
|
424B3
|
|
|
SELIG ALLAN H
|
4
|
|
|
MARCUS CORP
|
4
|
Financial Statements
|
|
nCino, Inc.
|
10-Q
|
Financial Statements
|
|
BANCO ITAU CHILE
|
SC 13D/A
|
|
|
Itau Unibanco Holding S.A.
|
SC 13D/A
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2015-C26
|
10-D
|
|
|
Insight Acquisition Corp. /DE
|
8-K
|
|
|
Slam Corp.
|
DEF 14A
|
|
|
BUSTER H CLIFFORD III
|
144
|
|
|
TEMPUR SEALY INTERNATIONAL, INC.
|
144
|
Financial Statements
|
|
Broadmark Realty Capital Inc.
|
POS AM
|
Financial Statements
|
|
Enphase Energy, Inc.
|
SD
|
Financial Statements
|
|
KIDRON NADAV
|
4
|
|
|
ORAMED PHARMACEUTICALS INC.
|
4
|
Financial Statements
|
|
Colbert Chris
|
4
|
|
|
NUSCALE POWER Corp
|
4
|
|
|
Kidron Miriam
|
4
|
|
|
Derovan Netanel
|
4
|
|
|
Hexter Joshua
|
4
|
|
|
Silberman David
|
4
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497K
|
|
|
Cheniere Energy Partners, L.P.
|
4
|
Financial Statements
|
|
MCCAIN ELLIS L
|
4
|
|
|
Hyzon Motors Inc.
|
10-K
|
|
|
Avila Nancy
|
4
|
|
|
MCKESSON CORP
|
4
|
Financial Statements
|
|
BANK 2021-BNK31
|
10-D
|
|
|
Hardwoods Holdings, LLC
|
D/A
|
|
|
Arrow ETF Trust
|
N-CSR/A
|
|
|
Fruendt Joel Lee
|
4/A
|
|
|
SenesTech, Inc.
|
4/A
|
Financial Statements
|
|
Croatan All Access Fund LP
|
D/A
|
|
|
Blum Robert I
|
144
|
|
|
CYTOKINETICS INC
|
144
|
Financial Statements
|
|
SCHUMACHER RICHARD T
|
4
|
|
|
PRESSURE BIOSCIENCES INC
|
4
|
Financial Statements
|
|
Ovintiv Inc.
|
8-K
|
|
|
PETERSON JEFFREY N
|
4
|
|
|
Hudson Pacific Properties, Inc.
|
8-K
|
Financial Statements
|
|
GLADSTONE CAPITAL CORP
|
497AD
|
Financial Statements
|
|
Urdea Michael S
|
4
|
|
|
Pollack Kevin
|
4
|
|
|
Lazarev Alexander V
|
4
|
|
|
Mangiardi Vito J
|
4
|
|
|
Knauss Robert Brown
|
4
|
|
|
Putnam ETF Trust
|
497K
|
|
|
Celularity Inc
|
8-K
|
|
|
IVY FUNDS
|
497K
|
|
|
TYLER BRIAN S.
|
4
|
|
|
GERSHOWITZ DIANE M
|
4
|
|
|
Acorda Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Monachil Credit Income Fund
|
N-23C3A
|
|
|
Tombot, Inc.
|
C-TR
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497K
|
|
|
BANK 2021-BNK31
|
ABS-EE
|
|
|
Kenney Donald P
|
4
|
|
|
Akari Therapeutics Plc
|
POS AM
|
Financial Statements
|
|
FRANKLIN ELECTRIC CO INC
|
4
|
Financial Statements
|
|
Suder Katrin
|
4
|
|
|
Cloudflare, Inc.
|
4
|
Financial Statements
|
|
WILLIAMS SONOMA INC
|
SD
|
Financial Statements
|
|
ALIGN TECHNOLOGY INC
|
4
|
Financial Statements
|
|
MORROW GEORGE J
|
4
|
|
|
Diamond HTH Stock Company, LP
|
4
|
|
|
Turtle Creek Revocable Trust
|
4
|
|
|
Diamond HTH Stock Co GP, LLC
|
4
|
|
|
Hilltop Holdings Inc.
|
4
|
Financial Statements
|
|
FORD GERALD J
|
4
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C54
|
10-D
|
|
|
BBCMS Mortgage Trust 2023-C19
|
8-K
|
|
|
ELECTRONIC SYSTEMS TECHNOLOGY INC
|
DEF 14A
|
|
|
IVY FUNDS
|
497
|
|
|
ARTS WAY MANUFACTURING CO INC
|
SD
|
Financial Statements
|
|
Canopy Growth Corp
|
SD
|
Financial Statements
|
|
Winges Martin Bradley
|
4
|
|
|
SEENDRIPU KISHORE
|
4
|
|
|
MAXLINEAR, INC
|
4
|
Financial Statements
|
|
Ragan Paula
|
4
|
|
|
X4 Pharmaceuticals, Inc
|
4
|
|
|
Klee Ann R.
|
4
|
|
|
PRESTIDGE COREY
|
4
|
|
|
GLADSTONE CAPITAL CORP
|
424B2
|
Financial Statements
|
|
COMM 2012-CCRE1 Mortgage Trust
|
10-D
|
|
|
HBM China Healthcare Delaware L.P
|
D/A
|
|
|
Dhandapani Chandra
|
4
|
|
|
CBRE GROUP, INC.
|
4
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2019-C54
|
ABS-EE
|
|
|
Dallas Kevin J
|
4
|
|
|
Twin Ridge Capital Acquisition Corp.
|
3
|
|
|
Toler William Douglas
|
3
|
|
|
Tidal ETF Trust
|
497
|
|
|
Teno Andrew
|
4
|
|
|
ILLUMINA, INC.
|
4
|
Financial Statements
|
|
Bairey Merz Cathleen Noel
|
144
|
|
|
iRhythm Technologies, Inc.
|
144
|
Financial Statements
|
|
Petco Health & Wellness Company, Inc.
|
SD
|
Financial Statements
|
|
Movella Holdings Inc.
|
424B3
|
|
|
Chen Gloria
|
4
|
|
|
ADOBE INC.
|
4
|
Financial Statements
|
|
Home Federal Bancorp, Inc. of Louisiana
|
4
|
Financial Statements
|
|
WILHITE TIMOTHY W.
|
4
|
|
|
EASTGROUP PROPERTIES INC
|
S-8 POS
|
Financial Statements
|
|
Cullivan Julie A
|
4
|
|
|
AXON ENTERPRISE, INC.
|
4
|
|
|
Vested Fund III, LP
|
D/A
|
|
|
Teno Andrew
|
3
|
|
|
ILLUMINA, INC.
|
3
|
Financial Statements
|
|
John Hancock Asset-Based Lending Fund
|
424B3
|
|
|
Core Scientific, Inc./tx
|
8-K
|
|
|
Singamsetty Suresh
|
3
|
|
|
Cartica Acquisition Corp
|
3
|
|
|
BPC REAL ESTATE DEBT FUND LP
|
D
|
|
|
Twin Ridge Capital Acquisition Corp.
|
8-K
|
|
|
Guduru Suresh
|
3
|
|
|
Donnini David
|
4
|
|
|
DELAWARE GROUP GLOBAL & INTERNATIONAL FUNDS
|
497K
|
|
|
Creatd, Inc.
|
S-1/A
|
|
|
EASTGROUP PROPERTIES INC
|
S-8
|
Financial Statements
|
|
Kwong Connie H.
|
4
|
|
|
PACKER PAUL
|
4
|
|
|
CPI AEROSTRUCTURES INC
|
4
|
|
|
TRIMBLE INC.
|
SD
|
Financial Statements
|
|
PUTNAM INVESTMENT FUNDS
|
497K
|
|
|
Gujral Rana
|
3
|
|
|
QVC INC
|
SD
|
|
|
Solo Brands, Inc.
|
8-K
|
Financial Statements
|
|
Healthcare Trust, Inc.
|
8-K
|
|
|
FRALEY JEFFREY L
|
4
|
|
|
BIG 5 SPORTING GOODS Corp
|
4
|
Financial Statements
|
|
SIEGEL SUSAN E
|
4
|
|
|
HURCO COMPANIES INC
|
SD
|
Financial Statements
|
|
Parent Kyle I.
|
3
|
|
|
Chung Bum-Jin
|
4
|
|
|
Emergent BioSolutions Inc.
|
8-K
|
Financial Statements
|
|
HeidelbergCement AG
|
F-6 POS
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6 POS
|
|
|
GELESIS HOLDINGS, INC.
|
8-K
|
|
|
Jaguar Health, Inc.
|
DEF 14A
|
Financial Statements
|
|
Cyngn Inc.
|
S-3/A
|
Financial Statements
|
|
Kondragunta Kishore
|
3
|
|
|
Harmony Biosciences Holdings, Inc.
|
8-K/A
|
Financial Statements
|
|
FCM MM HOLDINGS, LLC
|
DFAN14A
|
|
|
Mind Medicine
|
DFAN14A
|
|
|
TARO PHARMACEUTICAL INDUSTRIES LTD
|
6-K
|
Financial Statements
|
|
SCHILLER PHILIP W
|
4
|
|
|
LEVY JOHN F
|
3
|
|
|
PHP Ventures Acquisition Corp.
|
8-K
|
|
|
CPI Card Group Inc.
|
SD
|
Financial Statements
|
|
DELAWARE GROUP GLOBAL & INTERNATIONAL FUNDS
|
497
|
|
|
HONEYWELL INTERNATIONAL INC
|
SD
|
Financial Statements
|
|
LANIGAN BERNARD JR
|
4
|
|
|
CNX Resources Corp
|
4
|
Financial Statements
|
|
Polen Credit Opportunities Fund
|
40-APP
|
|
|
Polen Capital Credit, LLC
|
40-APP
|
|
|
Encompass Health Corp
|
8-K
|
Financial Statements
|
|
Hagerty Patrick T.
|
4
|
|
|
Performance Food Group Co
|
4
|
Financial Statements
|
|
REED'S, INC.
|
8-K
|
Financial Statements
|
|
Fujino Shinji
|
4
|
|
|
AbbVie Inc.
|
SD
|
Financial Statements
|
|
Generations Bancorp NY, Inc.
|
8-K
|
|
|
Real Brokerage Inc
|
6-K
|
|
|
TRANS LUX Corp
|
8-K
|
|
|
Gottlieb Scott
|
4
|
|
|
JORDAN JEFFREY D
|
4
|
|
|
CUNNINGHAM SEAN LAURENCE
|
4
|
|
|
Cellectis S.A.
|
6-K
|
Financial Statements
|
|
Tyco Fire & Security Finance S.C.A.
|
CERT
|
|
|
Trice Technologies Inc.
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C36
|
10-D
|
|
|
GUTHART GARY S
|
4
|
|
|
DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS
|
497
|
|
|
ION Acquisition Corp GP Ltd.
|
144
|
|
|
Taboola.com Ltd.
|
144
|
Financial Statements
|
|
Travere Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Nabulsi Ziad
|
4/A
|
|
|
FRESH DEL MONTE PRODUCE INC
|
4/A
|
Financial Statements
|
|
VOLITIONRX LTD
|
424B5
|
Financial Statements
|
|
Ecosphere Ventures Fund I, LP
|
D/A
|
|
|
O'Sullivan Michael J.
|
144
|
|
|
Snap Inc
|
144
|
Financial Statements
|
|
Larson Gregory M.
|
4
|
|
|
CHESAPEAKE ENERGY CORP
|
4
|
Financial Statements
|
|
Benchmark 2020-B22 Mortgage Trust
|
10-D
|
|
|
Enigma MPC
|
REVOKED
|
|
|
AFEYAN NOUBAR
|
144
|
|
|
HEFER AXEL
|
144
|
|
|
trivago N.V.
|
144
|
Financial Statements
|
|
Chen Ruoxi
|
4
|
|
|
EPSTEIN ROBERT S
|
4
|
|
|
Schechter Lori A.
|
4
|
|
|
BetterLife Pharma Inc.
|
20-F
|
|
|
Masterworks 279, LLC
|
253G2
|
|
|
3653 East 2nd Holdings, LLC
|
D
|
|
|
BOECKMANN ALAN L
|
4
|
|
|
Harris Parker
|
4
|
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Rodgers Thomas L
|
4
|
|
|
Wells Fargo Commercial Mortgage Trust 2014-LC18
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2020-C58
|
10-D
|
|
|
Portside Wealth Group, LLC
|
D
|
|
|
Kimbell Royalty Partners, LP
|
S-3
|
Financial Statements
|
|
Leonardo DRS, Inc.
|
SD
|
|
|
Vitalone Britt J.
|
4
|
|
|
DORSA CAROLINE
|
4
|
|
|
Bionik Laboratories Corp.
|
SD
|
|
|
Benchmark 2020-B22 Mortgage Trust
|
ABS-EE
|
|
|
C3.ai, Inc.
|
8-K
|
Financial Statements
|
|
DELL'OSSO DOMENIC J JR
|
4
|
|
|
Coleman Salaam
|
4
|
|
|
Barnard Douglas C
|
4
|
|
|
CF Industries Holdings, Inc.
|
4
|
Financial Statements
|
|
JPMORGAN CHASE & CO
|
S-8
|
Financial Statements
|
|
KRESA KENT
|
4
|
|
|
Investment Managers Series Trust II
|
497
|
|
|
ALIGN TECHNOLOGY INC
|
SD
|
Financial Statements
|
