| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Fleming Ned N III
|
4
|
|
|
SUNTX CAPITAL PARTNERS II LP
|
4
|
|
|
SUNTX CAPITAL PARTNERS II DUTCH INVESTORS LP
|
4
|
|
|
Kan Derek T.
|
4
|
|
|
Timm Jill
|
3
|
|
|
DURECT CORP
|
8-K
|
Financial Statements
|
|
MOLSON COORS BEVERAGE CO
|
3
|
Financial Statements
|
|
Bowers Dean M
|
4
|
|
|
Aptevo Therapeutics Inc.
|
DEF 14A
|
Financial Statements
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
Black Iain
|
4
|
|
|
EMCORE CORP
|
4
|
Financial Statements
|
|
BELVIN MARCIA
|
4
|
|
|
Mossytree Inc.
|
144
|
|
|
Vacasa, Inc.
|
144
|
Financial Statements
|
|
Kunins Jeffrey C
|
4
|
|
|
AXON ENTERPRISE, INC.
|
4
|
|
|
AMC ENTERTAINMENT HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
Science 37 Holdings, Inc.
|
8-K
|
|
|
Thakkar Roopal
|
3
|
|
|
AbbVie Inc.
|
3
|
Financial Statements
|
|
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
|
8-K
|
Financial Statements
|
|
MOSS RICHARD D
|
4
|
|
|
COMTECH TELECOMMUNICATIONS CORP /DE/
|
8-K/A
|
Financial Statements
|
|
GARVEY CHRISTINE
|
4
|
|
|
Scilex Holding Co
|
S-3
|
|
|
Ergen Two-Year December 2022 SATS GRAT
|
4
|
|
|
EchoStar CORP
|
4
|
Financial Statements
|
|
RumbleOn, Inc.
|
8-K
|
Financial Statements
|
|
Landau Jeffrey B
|
4
|
|
|
Ni Zhou Min
|
SC 13D/A
|
|
|
HF Foods Group Inc.
|
SC 13D/A
|
Financial Statements
|
|
Timber Pharmaceuticals, Inc.
|
8-K
|
|
|
Stone Gregory
|
144
|
|
|
TMC the metals Co Inc.
|
144
|
|
|
Waitr Holdings Inc.
|
8-K
|
Financial Statements
|
|
Borr Drilling Ltd
|
6-K
|
Financial Statements
|
|
MARBACH CARL B
|
4
|
|
|
ROWLAND LLOYD A
|
4
|
|
|
Remitly Global, Inc.
|
8-K
|
Financial Statements
|
|
ERGEN CANTEY
|
4
|
|
|
ERGEN CHARLES W
|
4
|
|
|
Cyber Enviro-Tech, Inc.
|
8-K
|
|
|
USCF ETF Trust
|
497
|
|
|
Deep Medicine Acquisition Corp.
|
PRER14A
|
|
|
Breeden John E
|
4
|
|
|
Q2 Holdings, Inc.
|
4
|
Financial Statements
|
|
LiveVox Holdings, Inc.
|
25-NSE
|
|
|
Ogden Christopher
|
4
|
|
|
Ainos, Inc.
|
8-K
|
|
|
Yuan Hui
|
SC 13D
|
|
|
Xiao-I Corp
|
SC 13D
|
|
|
DT Midstream, Inc.
|
8-K
|
|
|
McLean John A
|
4
|
|
|
Hong Julie
|
4
|
|
|
TPG RE Finance Trust, Inc.
|
4
|
|
|
Schuster Todd
|
4
|
|
|
Gillmore Michael
|
4
|
|
|
Coleman Matthew
|
4
|
|
|
Smith Michael Bradley
|
4
|
|
|
New Mountain Guardian IV Income Fund, L.L.C.
|
8-K
|
|
|
WHITE GREGORY
|
4
|
|
|
Foley Robert
|
4
|
|
|
Bouquard Doug
|
4
|
|
|
Seer, Inc.
|
8-K
|
Financial Statements
|
|
Banyasz Avi
|
4
|
|
|
Fox Brandon C
|
4
|
|
|
SILVERSTEIN WENDY
|
4
|
|
|
Seltzer Stephen C
|
4
|
|
|
Eatroff Robert L
|
4
|
|
|
Vontier Corp
|
4
|
|
|
JACOBSEN RENE
|
144
|
|
|
ABM INDUSTRIES INC /DE/
|
144
|
Financial Statements
|
|
WYTEC INTERNATIONAL INC
|
8-K
|
|
|
Hurley Ariel
|
144
|
|
|
Blueprint Medicines Corp
|
144
|
Financial Statements
|
|
Buller Richard E
|
4
|
|
|
Celcuity Inc.
|
4
|
Financial Statements
|
|
Pritchett Wendell E.
|
4
|
|
|
ALTI PRIVATE EQUITY ACCESS & COMMITMENTS FUND
|
POS 8C
|
|
|
Liquidia Corp
|
S-3
|
Financial Statements
|
|
Weaver Amy E
|
144
|
|
|
Quince Therapeutics, Inc.
|
8-K
|
|
|
Bumble Inc.
|
8-K
|
Financial Statements
|
|
Corner Growth Acquisition Corp.
|
425
|
|
|
Orogen Echo LLC
|
4/A
|
|
|
Atairos-Orogen Holdings, LLC
|
4/A
|
|
|
Orogen Group LLC
|
4/A
|
|
|
Orogen Holdings LLC
|
4/A
|
|
|
Atairos Partners, L.P.
|
4/A
|
|
|
Atairos Partners GP, Inc.
|
4/A
|
|
|
Atairos Group, Inc.
|
4/A
|
|
|
Angelakis Michael J
|
4/A
|
|
|
ExlService Holdings, Inc.
|
4/A
|
Financial Statements
|
|
PANDIT VIKRAM S
|
4/A
|
|
|
TA KC, LLC
|
D
|
|
|
ALPINE 4 HOLDINGS, INC.
|
PRE 14C
|
|
|
GAN Ltd
|
DEFA14A
|
Financial Statements
|
|
Quaero Capital Funds
|
D/A
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
SHAPIRO PAUL E
|
4
|
|
|
HOOKIPA Pharma Inc.
|
3
|
Financial Statements
|
|
GILEAD SCIENCES, INC.
|
3
|
Financial Statements
|
|
PENSKE AUTOMOTIVE GROUP, INC.
|
8-K
|
Financial Statements
|
|
OFG BANCORP
|
8-K
|
Financial Statements
|
|
Reynolds Neill
|
144
|
|
|
WOLFSPEED, INC.
|
144
|
|
|
CASTLE BIOSCIENCES INC
|
4
|
Financial Statements
|
|
MAETZOLD DEREK J
|
4
|
|
|
Odey Asset Management LLP
|
SC 13G/A
|
|
|
CADIZ INC
|
SC 13G/A
|
Financial Statements
|
|
ORION ENERGY SYSTEMS, INC.
|
8-K
|
Financial Statements
|
|
Light & Wonder, Inc.
|
8-K
|
|
|
Captivision Inc.
|
F-1
|
|
|
Azoy Alexander
|
4
|
|
|
Arcus Biosciences, Inc.
|
4
|
Financial Statements
|
|
MediaAlpha, Inc.
|
POS AM
|
Financial Statements
|
|
O'Shea Peter J
|
4
|
|
|
GRACO INC
|
4
|
Financial Statements
|
|
Gritstone bio, Inc.
|
S-3
|
Financial Statements
|
|
Tailwind Sponsor LLC
|
SC 13G/A
|
|
|
Nuburu, Inc.
|
SC 13G/A
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
IDEANOMICS, INC.
|
8-K
|
Financial Statements
|
|
EchoStar CORP
|
SC 13D/A
|
Financial Statements
|
|
ERGEN CHARLES W
|
SC 13D/A
|
|
|
BIO-PATH HOLDINGS INC
|
PRE 14A
|
Financial Statements
|
|
Worksport Ltd
|
S-1
|
|
|
Clover Leaf Capital Corp.
|
425
|
|
|
Harpoon Therapeutics, Inc.
|
424B3
|
Financial Statements
|
|
PSQ Holdings, Inc.
|
424B3
|
|
|
Research Solutions, Inc.
|
S-3
|
|
|
Able View Global Inc.
|
F-1/A
|
|
|
Luxe Energy, LLC
|
SC 13D/A
|
|
|
Permian Resources Corp
|
SC 13D/A
|
Financial Statements
|
|
UNITED AIRLINES, INC.
|
8-K
|
|
|
United Airlines Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Rigetti Computing, Inc.
|
POS AM
|
|
|
Smith Gunner
|
4
|
|
|
Owens Corning
|
4
|
Financial Statements
|
|
Patten Jarrod M
|
4
|
|
|
MICROSTRATEGY Inc
|
4
|
Financial Statements
|
|
BIO-PATH HOLDINGS INC
|
S-1
|
Financial Statements
|
|
Melnick Howard A
|
144
|
|
|
SIGNET JEWELERS LTD
|
144
|
Financial Statements
|
|
Ortelius Advisors, L.P.
|
4
|
|
|
DeSorcy Peter
|
4
|
|
|
Pangaea Ventures, L.P.
|
4
|
|
|
SONIDA SENIOR LIVING, INC.
|
4
|
|
|
Vast Renewables Ltd
|
20FR12B
|
|
|
WF Asset Corp.
|
4
|
|
|
Steel Partners Holdings GP Inc.
|
4
|
|
|
SPH Group LLC
|
4
|
|
|
SPH Group Holdings LLC
|
4
|
|
|
STEEL PARTNERS HOLDINGS L.P.
|
4
|
Financial Statements
|
|
WHX CS Corp.
|
4
|
|
|
Steel Connect, Inc.
|
4
|
Financial Statements
|
|
Steel Excel Inc.
|
4
|
|
|
HANDY & HARMAN LTD.
|
4
|
|
|
Inter & Co, Inc.
|
6-K
|
|
|
USCF ETF Trust
|
485BXT
|
|
|
Maiden Holdings, Ltd.
|
8-K
|
Financial Statements
|
|
EzFill Holdings Inc
|
8-K
|
Financial Statements
|
|
GAN Ltd
|
8-K
|
Financial Statements
|
|
Bancorp 34, Inc.
|
8-K
|
Financial Statements
|
|
Blue Hat Interactive Entertainment Technology
|
6-K
|
Financial Statements
|
|
Evofem Biosciences, Inc.
|
4
|
Financial Statements
|
|
Vroom, Inc.
|
PRE 14A
|
Financial Statements
|
|
Kamdar Kim P.
|
4
|
|
|
STOWELL SCOTT D
|
4
|
|
|
SOLIGENIX, INC.
|
8-K
|
Financial Statements
|
|
BLACK DOUG
|
4
|
|
|
SiteOne Landscape Supply, Inc.
|
4
|
Financial Statements
|
|
SRIVARU Holding Ltd
|
6-K
|
|
|
COMMODORE CAPITAL LP
|
SC 13G
|
|
|
C4 Therapeutics, Inc.
|
SC 13G
|
Financial Statements
|
|
Caribou Biosciences, Inc.
|
8-K
|
|
|
Aslidis Anastasios
|
4
|
|
|
Cosmos Health Inc.
|
4
|
|
|
Jin David
|
4
|
|
|
LogicMark, Inc.
|
8-K
|
Financial Statements
|
|
Fortress Biotech, Inc.
|
4
|
Financial Statements
|
|
PSQ Holdings, Inc.
|
8-K
|
|
|
Hagerty, Inc.
|
8-K
|
|
|
Presto Automation Inc.
|
8-K
|
|
|
ARES STRATEGIC INCOME FUND
|
4
|
|
|
Fortune Rise Acquisition Corp
|
8-K
|
|
|
Bates Ann Torre
|
4
|
|
|
John Marshall Bancorp, Inc.
|
4/A
|
|
|
RAKOLTA JOHN JR
|
4
|
|
|
Kinney Jonathan Craig
|
4/A
|
|
|
AGREE REALTY CORP
|
4
|
Financial Statements
|
|
ADOBE INC.
|
RW
|
Financial Statements
|
|
NGP Pearl Holdings II, LLC
|
4
|
|
|
Luxe Energy, LLC
|
4
|
|
|
NGP XI US Holdings, L.P.
|
4
|
|
|
Permian Resources Corp
|
4
|
Financial Statements
|
|
Blecharczyk Nathan
|
4
|
|
|
Airbnb, Inc.
|
4
|
Financial Statements
|
|
Venator Materials PLC
|
6-K
|
Financial Statements
|
|
SCHNEIDER HILARY
|
4
|
|
|
VAIL RESORTS INC
|
4
|
Financial Statements
|
|
Perche Patrice
|
4
|
|
|
Fortinet, Inc.
|
4
|
Financial Statements
|
|
Morgan Wesley A
|
4
|
|
|
ESSENTIAL PROPERTIES REALTY TRUST, INC.
|
4
|
|
|
Mavoides Peter M.
|
4
|
|
|
Flammer Martina M.D.
|
4
|
|
|
INSMED Inc
|
4
|
Financial Statements
|
|
ETHEMA HEALTH Corp
|
8-K/A
|
|
|
ALPINE 4 HOLDINGS, INC.
|
8-K
|
|
|
WORKIVA INC
|
144
|
Financial Statements
|
|
RIZAI MATTHEW M
|
144
|
|
|
NewLake Capital Partners, Inc.
|
4
|
|
|
Weinstein David L.
|
4
|
|
|
East Stephen F.
|
4
|
|
|
Deep Track Capital, LP
|
SC 13G
|
|
|
OCULAR THERAPEUTIX, INC
|
SC 13G
|
Financial Statements
|
|
Forestar Group Inc.
|
8-K
|
Financial Statements
|
|
Smith Stacy J
|
144
|
|
|
Autodesk, Inc.
|
144
|
Financial Statements
|
|
Corner Growth Acquisition Corp.
|
8-K
|
|
|
Burns Thomas William
|
144
|
|
|
GLAUKOS Corp
|
144
|
Financial Statements
|
|
Manvitz Ted
|
4
|
|
|
SLM Corp
|
4
|
Financial Statements
|
|
Bonstein Sara
|
4
|
|
|
nCino, Inc.
|
4
|
Financial Statements
|
|
Desmond Sean
|
4
|
|
|
Lavelle Mark L
|
4
|
|
|
Householder Jeffry M
|
4/A
|
|
|
Dunning Audrey
|
4
|
|
|
Quest Resource Holding Corp
|
4
|
Financial Statements
|
|
Churchill Capital Corp VII
|
PRE 14A
|
|
|
PhenixFIN Corp
|
10-K
|
Financial Statements
|
|
McRae Lawrence D
|
4
|
|
|
CORNING INC /NY
|
4
|
Financial Statements
|
|
ELLIS EARL RAY
|
4
|
|
|
ABM INDUSTRIES INC /DE/
|
4
|
Financial Statements
|
|
EHang Holdings Ltd
|
6-K
|
Financial Statements
|
|
T. Rowe Price OHA Select Private Credit Fund
|
424B3
|
|
|
Connett Bradford C
|
4
|
|
|
HENRY SCHEIN INC
|
4
|
Financial Statements
|
|
Fitzgerald John Taylor Maloney
|
4
|
|
|
KINGSWAY FINANCIAL SERVICES INC
|
4
|
Financial Statements
|
|
NLS Pharmaceutics Ltd.
|
6-K
|
|
|
PROSPECT CAPITAL CORP
|
8-K
|
Financial Statements
|
|
Flammer Martina M.D.
|
144
|
|
|
INSMED Inc
|
144
|
Financial Statements
|
|
reSpace, Inc.
|
C
|
|
|
Blackley Richard Scott
|
4
|
|
|
SPDR GOLD TRUST
|
FWP
|
|
|
PARKERVISION INC
|
8-K
|
|
|
HUNTINGTON BANCSHARES INC /MD/
|
8-K
|
Financial Statements
|
|
CareDx, Inc.
|
8-K
|
Financial Statements
|
|
NexImmune, Inc.
|
8-K
|
Financial Statements
|
|
cbdMD, Inc.
|
10-K
|
|
|
Clover Leaf Capital Corp.
|
8-K
|
|
|
Carlyle Credit Solutions, Inc.
|
8-K
|
|
|
PhenixFIN Corp
|
8-K
|
Financial Statements
|
|
Bonstein Sara
|
144
|
|
|
Indonesia Energy Corp Ltd
|
6-K
|
Financial Statements
|
|
Barinthus Biotherapeutics plc.
|
8-K
|
Financial Statements
|
|
Coeptis Therapeutics Holdings, Inc.
|
8-K
|
|
|
PROVIDENT FINANCIAL SERVICES INC
|
8-K
|
Financial Statements
|
|
AETHLON MEDICAL INC
|
8-K/A
|
Financial Statements
|
|
INTRUSION INC
|
8-K
|
|
|
Dalporto Gabriel
|
4
|
|
|
LendingTree, Inc.
|
4
|
Financial Statements
|
|
CEL SCI CORP
|
S-8
|
Financial Statements
|
|
Klauder Mary N
|
4
|
|
|
NIOCORP DEVELOPMENTS LTD
|
4
|
|
|
Smith Mark A.
|
4
|
|
|
Ambow Education Holding Ltd.
|
6-K
|
Financial Statements
|
|
Shattuck Labs, Inc.
|
424B5
|
|
|
Kehler Dean C
|
4
|
|
|
Zhongchao Inc.
|
6-K
|
Financial Statements
|
|
MASSMUTUAL PREMIER FUNDS
|
24F-2NT
|
|
|
Peak Bio, Inc.
|
8-K
|
|
|
Shah Neal S.
|
4
|
|
|
GMS Inc.
|
8-K
|
Financial Statements
|
|
BOSWELL DONALD
|
4
|
|
|
FINANCIAL INSTITUTIONS INC
|
4
|
Financial Statements
|
|
VanGelder Kim E
|
4
|
|
|
Zupan Mark
|
4
|
|
|
Glaser Robert M
|
4
|
|
|
Burlew Dawn H
|
4
|
|
|
Conifer Holdings, Inc.
|
8-K
|
Financial Statements
|
|
MEI Pharma, Inc.
|
8-K
|
Financial Statements
|
|
Zero Labs Automotive, Inc.
|
1-A
|
|
|
RISOLEO JAMES F
|
144
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
PRE 14A
|
|
|
LIGHTHOUSE FUND I, LLC
|
D
|
|
|
Quaero Capital Funds
|
D/A
|
|
|
Hudson Matthew R
|
4
|
|
|
Cerevel Therapeutics Holdings, Inc.
|
144
|
|
|
DiPietro Kenneth
|
144
|
|
|
KOEGEL JOHN
|
144
|
|
|
LIFETIME BRANDS, INC
|
144
|
Financial Statements
|
|
Cutting Edge Superconductors, Inc.
|
C-U
|
|
