| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Di Beasi Alisa
|
4
|
|
|
PHINIA INC.
|
4
|
|
|
Coetzee Michael
|
4
|
|
|
Permian Resources Corp
|
424B3
|
Financial Statements
|
|
DHAWAN SACHIN
|
4
|
|
|
WEX Inc.
|
4
|
Financial Statements
|
|
Chapin Samuel R.
|
4
|
|
|
ALLURION TECHNOLOGIES, INC.
|
S-1
|
|
|
Boyle Robert
|
4
|
|
|
Anderson Todd L
|
4
|
|
|
Anheuser-Busch InBev SA/NV
|
6-K
|
Financial Statements
|
|
LG Display Co., Ltd.
|
6-K/A
|
Financial Statements
|
|
SEQUANS COMMUNICATIONS
|
SC 13E3/A
|
Financial Statements
|
|
LG Display Co., Ltd.
|
6-K
|
Financial Statements
|
|
SEQUANS COMMUNICATIONS
|
SC 14D9/A
|
Financial Statements
|
|
Tarena International, Inc.
|
SC 13D/A
|
Financial Statements
|
|
KKR Group Partnership L.P.
|
SC 13D/A
|
|
|
Hut 8 Corp.
|
10-Q
|
|
|
LIV Capital Acquisition Corp. II
|
15-12G
|
|
|
KUOK Khoon Hua
|
144/A
|
|
|
Sea Ltd
|
144/A
|
Financial Statements
|
|
CSI Compressco LP
|
425
|
Financial Statements
|
|
EQUINOR ASA
|
6-K
|
Financial Statements
|
|
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc.
|
DFAN14A
|
|
|
Ocean Capital LLC
|
DFAN14A
|
|
|
CSI Compressco LP
|
8-K
|
Financial Statements
|
|
LZG INTERNATIONAL, INC.
|
8-K
|
|
|
SHINHAN FINANCIAL GROUP CO LTD
|
6-K
|
Financial Statements
|
|
Dada Nexus Ltd
|
6-K
|
|
|
Loop Media, Inc.
|
10-K
|
Financial Statements
|
|
Banzai International, Inc.
|
4
|
|
|
Leeney Jack
|
4
|
|
|
TFF Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Davy Joseph P.
|
4
|
|
|
Baumer Simon
|
4
|
|
|
EngageSmart, Inc.
|
DEFM14A
|
Financial Statements
|
|
GDEV Inc.
|
SC TO-I
|
|
|
Cardio Diagnostics Holdings, Inc.
|
8-K
|
|
|
ING GROEP NV
|
6-K
|
Financial Statements
|
|
Musburger Mark
|
4
|
|
|
J-Star Holding Co., Ltd.
|
F-1/A
|
|
|
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
|
6-K
|
Financial Statements
|
|
Renesas Electronics Corp
|
SC TO-T/A
|
|
|
SEQUANS COMMUNICATIONS
|
SC TO-T/A
|
Financial Statements
|
|
Stanley Rachel
|
4
|
|
|
Stanley Rachel
|
3
|
|
|
Banzai International, Inc.
|
3
|
|
|
GEE Group Inc.
|
8-K
|
Financial Statements
|
|
NATE'S FOOD CO.
|
8-K
|
|
|
Musburger Mark
|
3
|
|
|
GPO Plus, Inc.
|
10-Q
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
Levesque Ashley
|
3
|
|
|
Opthea Ltd
|
6-K
|
|
|
KE Holdings Inc.
|
6-K
|
Financial Statements
|
|
Perfect Corp.
|
SC TO-I/A
|
|
|
Davy Joseph P.
|
3
|
|
|
Bryant William Kazuo
|
3
|
|
|
AngloGold Ashanti PLC
|
6-K
|
|
|
BOGGS PAULA
|
3
|
|
|
Phoenix Holdings Ltd.
|
SC 13G/A
|
|
|
KAMADA LTD
|
SC 13G/A
|
Financial Statements
|
|
Baumer Simon
|
3
|
|
|
Innate Pharma SA
|
6-K
|
Financial Statements
|
|
Bayview Acquisition Corp
|
424B4
|
|
|
Puerto Rico Residents Tax-Free Fund, Inc.
|
DFAN14A
|
|
|
Slam Corp.
|
425
|
|
|
NANOPHASE TECHNOLOGIES Corp
|
S-1/A
|
|
|
Sagaliam Acquisition Corp
|
10-Q
|
|
|
Stakeboat Investments, LP - I
|
D/A
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc.
|
SC 13D/A
|
|
|
Ocean Capital LLC
|
SC 13D/A
|
|
|
Puerto Rico Residents Tax-Free Fund, Inc.
|
SC 13D/A
|
|
|
HCEP Onshore Fund
|
D/A
|
|
|
Hammann Jerald
|
PX14A6G
|
|
|
Polished.com Inc.
|
PX14A6G
|
Financial Statements
|
|
Best Food Trucks, Inc.
|
C-U
|
|
|
Northwest China Opportunities Fund Ltd
|
D/A
|
|
|
Northwest Bonaventura Fund Ltd
|
D/A
|
|
|
Harbor Funds II
|
N-1A/A
|
|
|
Northwest Feilong Fund Ltd
|
D/A
|
|
|
Old King Henry LLC
|
C/A
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
Vast Renewables Ltd
|
6-K
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
HCEP Offshore Fund
|
D/A
|
|
|
RealtyMogul Apartment Growth REIT, Inc.
|
1-A POS
|
|
|
Video Notebook Inc.
|
C
|
|
|
PAN AMERICAN SILVER CORP
|
6-K
|
Financial Statements
|
|
Wealthfeed, Inc.
|
D
|
|
|
Rigetti Computing, Inc.
|
424B3
|
|
|
Harbor Custom Development, Inc.
|
8-K
|
Financial Statements
|
|
Eagle Point Credit Management LLC
|
SC 13D/A
|
|
|
Carlyle Credit Income Fund
|
SC 13D/A
|
|
|
WEST PACES ADVISORS INC.
|
13F-HR
|
|
|
MATTHEWS INTERNATIONAL FUNDS
|
497
|
|
|
HF Sinclair Corp
|
8-K
|
|
|
UBS AG
|
424B2
|
|
|
VECTORMAX Corp
|
D
|
|
|
Honda Auto Receivables 2023-4 Owner Trust
|
ABS-EE
|
|
|
AMERICAN HONDA RECEIVABLES LLC
|
ABS-EE
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Honda Auto Receivables 2023-3 Owner Trust
|
ABS-EE
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Honda Auto Receivables 2023-2 Owner Trust
|
ABS-EE
|
|
|
Honda Auto Receivables 2023-1 Owner Trust
|
ABS-EE
|
|
|
Grayscale Bitcoin Trust
|
FWP
|
|
|
Gavea Fund
|
D/A
|
|
|
Integris Secured Credit Fund IV, LLC
|
D
|
|
|
Honda Auto Receivables 2021-3 Owner Trust
|
ABS-EE
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Honda Auto Receivables 2021-2 Owner Trust
|
ABS-EE
|
|
|
Honda Auto Receivables 2021-4 Owner Trust
|
ABS-EE
|
|
|
Honda Auto Receivables 2021-1 Owner Trust
|
ABS-EE
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Spruceview U.S. Co-Investment Fund II Ontario, LP
|
D
|
|
|
WhiteFlag App, Inc
|
C-U
|
|
|
TELEFONICA BRASIL S.A.
|
6-K
|
Financial Statements
|
|
Honda Auto Receivables 2022-2 Owner Trust
|
ABS-EE
|
|
|
HORSLEY BRIDGE VENTURE 15 FEEDER, L.P.
|
D/A
|
|
|
HORSLEY BRIDGE VENTURE 15, L.P.
|
D/A
|
|
|
Honda Auto Receivables 2022-1 Owner Trust
|
ABS-EE
|
|
|
Honda Auto Receivables 2020-3 Owner Trust
|
ABS-EE
|
|
|
Forwardly, Inc.
|
S-1
|
|
|
Coastal Ridge Residential Income Fund - Advisory Access, LLC
|
D
|
|
|
Evanston Alternative Opportunities Fund
|
SC TO-I
|
|
|
Tri Pointe Homes, Inc.
|
8-K
|
Financial Statements
|
|
Skinny Flav LLC
|
C-U
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
Oaktree Strategic Credit Fund
|
10-K
|
|
|
MCI, LC
|
SC 13D/A
|
|
|
Startek, Inc.
|
SC 13D/A
|
Financial Statements
|
|
ARES STRATEGIC MINING INC.
|
D
|
|
|
ALLURION TECHNOLOGIES, INC.
|
8-K
|
|
|
Inspiration DP 2023-D, LP
|
D
|
|
|
Spruceview U.S. Co-Investment Fund II, LP
|
D
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
Planck Holdings LLC - Series 2023U
|
D/A
|
|
|
DELTA APPAREL, INC
|
8-K
|
Financial Statements
|
|
Food52, Inc.
|
D
|
|
|
Nature Wood Group Ltd
|
6-K
|
|
|
Gold Standard Income Fund, LLC
|
D/A
|
|
|
Olympian Motors, Inc.
|
C/A
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Arisz Acquisition Corp.
|
10-K
|
|
|
GSE SYSTEMS INC
|
S-3
|
Financial Statements
|
|
Fresh Tracks Therapeutics, Inc.
|
S-1/A
|
|
|
Elm Creek Meadows Investors 168, LLC
|
D
|
|
|
Schroemgens Rolf
|
SC 13D/A
|
|
|
trivago N.V.
|
SC 13D/A
|
Financial Statements
|
|
Fresh Tracks Therapeutics, Inc.
|
S-3/A
|
|
|
Dot Capital 8, LP
|
D
|
|
|
CNG 2023 DICKSON-RINGLING, LLC
|
D/A
|
|
|
FT 11154
|
S-6/A
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Nierenberg Investment Management Company, Inc.
|
SC 13D/A
|
|
|
FLOTEK INDUSTRIES INC/CN/
|
SC 13D/A
|
Financial Statements
|
|
Laneaxis, Inc.
|
C/A
|
|
|
CITIGROUP INC
|
8-K
|
Financial Statements
|
|
BRAZILIAN ELECTRIC POWER CO
|
6-K
|
Financial Statements
|
|
Kronos Bio, Inc.
|
8-K
|
Financial Statements
|
|
WISA TECHNOLOGIES, INC.
|
8-K
|
Financial Statements
|
|
Synthesis School, Inc.
|
C-AR
|
|
|
SCHWAB INVESTMENTS
|
497K
|
|
|
Cardone Non Accredited Fund, LLC
|
1-SA
|
|
|
Equitybee 22-98559, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
SCHWAB INVESTMENTS
|
485BPOS
|
|
|
Origin Life Sciences, Inc.
|
S-1/A
|
|
|
ENERGY CO OF PARANA
|
6-K
|
Financial Statements
|
|
Primer Global, Inc.
|
D
|
|
|
BRF S.A.
|
6-K
|
Financial Statements
|
|
CHEMICAL & MINING CO OF CHILE INC
|
6-K
|
Financial Statements
|
|
SC&C Inc.
|
C-U
|
|
|
ETIP INC.
|
D
|
|
|
CONNECTED CAPITAL STORAGE FACILITY FUND I LLC
|
D
|
|
|
Toledo Solar Holdings, Inc.
|
D/A
|
|
|
Jackworth Ginger Beer LLC
|
C-U
|
|
|
SIG WEALTH FUND B, LLC
|
D/A
|
|
|
JOHN HANCOCK STRATEGIC SERIES
|
497K
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Ryan Christina M
|
4
|
|
|
GERMAN AMERICAN BANCORP, INC.
|
4
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Nuveen Core Plus Impact Fund
|
4
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
MUTUAL FUND SERIES TRUST
|
24F-2NT
|
|
|
Waddill William D.
|
4
|
|
|
ARROWHEAD PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Healthcare Business Resources, Inc.
|
10-Q
|
|
|
MainStay CBRE Global Infrastructure Megatrends Term Fund
|
4
|
|
|
Calamos Long/Short Equity & Dynamic Income Trust
|
4
|
|
|
CALAMOS JOHN P SR
|
4
|
|
|
Infrared Cameras Holdings, Inc.
|
S-1/A
|
|
|
TEMPLETON GLOBAL INCOME FUND
|
4
|
|
|
FO-1121 Fund I, a series of MV Funds, LP
|
D
|
|
|
WATERTON RESIDENTIAL PROPERTY VENTURE XV, L.P.
|
D/A
|
|
|
Cell MedX Corp.
|
8-K
|
|
|
WATERTON RESIDENTIAL PROPERTY VENTURE XV NON-U.S., L.P.
|
D/A
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
Underwood Rebecca
|
4
|
|
|
CLEAN HARBORS INC
|
4
|
Financial Statements
|
|
Allaire Bella Loykhter
|
4
|
|
|
RAYMOND JAMES FINANCIAL INC
|
4
|
Financial Statements
|
|
GERSTENBERG ERIC W
|
4
|
|
|
Wagler Tyson J
|
4
|
|
|
Gabriel Sharon M.
|
4
|
|
|
Landman Yoav
|
4
|
|
|
JFrog Ltd
|
4
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
485BPOS
|
|
|
BioLingus
|
F-1/A
|
|
|
SinglePoint Inc.
|
8-K
|
|
|
WILLIAMS JOHN B
|
4
|
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
Accolade, Inc.
|
144
|
Financial Statements
|
|
Cavanaugh Robert N
|
144
|
|
|
LERNER JEFFREY
|
3
|
|
|
MGO Global Inc.
|
3
|
|
|
Power Fund LLC
|
D/A
|
|
|
KELLY JASON M
|
4
|
|
|
ServisFirst Bancshares, Inc.
|
8-K
|
Financial Statements
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
Canna-Global Acquisition Corp
|
4
|
|
|
Cowen Financial Products LLC
|
4
|
|
|
RCG LV Pearl LLC
|
4
|
|
|
COWEN INC.
|
4
|
Financial Statements
|
|
McCarthy Michelle M
|
144
|
|
|
MERCURY SYSTEMS INC
|
144
|
Financial Statements
|
|
VAN LITH KAREN
|
4
|
|
|
Bespoke Capital Strategies, L.P. - Series Taxable Global Equity
|
D
|
|
|
Barnes Stephen H.
|
144
|
|
|
Gin Mineral Investors, LLC
|
D
|
|
|
SINGH RAJEEV
|
144
|
|
|
Oaktree Myriad Investment Fund, L.P.
|
D
|
|
|
Bawel Zachary W
|
4
|
|
|
SV PACIFIC VENTURES Ursa Major LLC
|
D
|
|
|
OCuSOFT Contact Lenses, LLC
|
D
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
8-K/A
|
|
|
Cuentas Inc.
|
8-K
|
|
|
HORTON OZEY K JR
|
4
|
|
|
LOUISIANA-PACIFIC CORP
|
4
|
Financial Statements
|
|
KRE Summer Upper REIT, LLC
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2371
|
487
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Stein David L
|
4
|
|
|
GUSTAFSSON ANDERS
|
4
|
|
|
ZEBRA TECHNOLOGIES CORP
|
4
|
Financial Statements
|
|
Pourbaix Alexander J
|
3
|
|
|
NRG ENERGY, INC.
|
3
|
Financial Statements
|
|
PIONEER SERIES TRUST XIV
|
24F-2NT
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
ADVANCED SERIES TRUST
|
497K
|
|
|
USEDC 2023 Auxiliary Fund LP
|
D/A
|
|
|
GS Finance Corp.
|
FWP
|
|
|
Schmidt Paul Gregory
|
4
|
|
|
Cho Michael
|
4
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
60Hertz Inc
|
D
|
|
|
Schmitz Jeffrey F
|
4
|
|
|
ACI Learning Holdings, LLC
|
D
|
|
|
KRE 400 Summer LLC
|
D
|
|
|
ADVANCED SERIES TRUST
|
497
|
|
|
MA Partners Fund, LP
|
D
|
|
|
WPE Investment Fund, LLC
|
D
|
|
|
AMC Networks Inc.
|
144
|
Financial Statements
|
|
Gallagher James
|
144
|
|
|
SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY
|
497
|
|
|
Kogl Cristen L
|
4
|
|
|
Root M. Darren
|
4
|
|
|
Imagen Dream Smile Support Services, LLC
|
D
|
|
|
IMAGEN DENTAL PARTNERS, LLC
|
D
|
|
|
Kantz Erik
|
4
|
|
|
ATI Physical Therapy, Inc.
|
4
|
|
|
Loncor Gold Inc.
|
6-K
|
|
|
NC Pisa Co-Invest Beta, L.P.
|
D
|
|
|
Hudson Richard Edward
|
4
|
|
|
New Lab Investor Group, LLC
|
D
|
|
|
HNO International, Inc.
|
S-1/A
|
|
|
SEGER THOMAS W
|
4
|
|
|
MATTHEWS INTERNATIONAL FUNDS
|
497K
|
|
|
White Joseph Ramsey
|
4
|
|
|
Leitzell Jeffrey R.
|
4
|
|
|
EOG RESOURCES INC
|
4
|
Financial Statements
|
|
Radical Plastics, Inc.
|
D
|
|
|
Masterworks Vault 3, LLC
|
1-U
|
|
|
Armstrong Robert John Jr
|
4
|
|
|
Seir Hill LLC
|
C
|
|
|
Mark Finser
|
144
|
|
|
Amalgamated Financial Corp.
|
144
|
Financial Statements
|
|
ConneXionONE Corp.
|
10-Q/A
|
|
|
SOUTHERN ITS INTERNATIONAL, INC.
|
10-Q
|
|
|
Advisors Disciplined Trust 2203
|
497J
|
|
|
Imagen Thorp Dental Support Services, LLC
|
D
|
|
