| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Fannin PI Holdings VII, LLC
|
D
|
|
|
Mason Travis G.
|
3
|
|
|
Destiny Tech100 Inc.
|
3
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
GOLDMAN SACHS VARIABLE INSURANCE TRUST
|
497
|
|
|
Prasad Sohail
|
3
|
|
|
Nelson Lisa
|
3
|
|
|
TIAA-CREF FUNDS
|
NPORT-P
|
|
|
First Eagle Credit Opportunities Fund
|
N-23C3A
|
|
|
Gossard Cory J
|
3
|
|
|
Destiny XYZ Inc.
|
3
|
|
|
Bellatora, Inc.
|
8-K
|
|
|
SATTELMAIR PETER
|
3
|
|
|
Arrived SFR Genesis Fund, LLC
|
1-SA
|
|
|
Destiny Advisors LLC
|
3
|
|
|
Weinberg Eric
|
144
|
|
|
RxSight, Inc.
|
144
|
Financial Statements
|
|
DORCHESTER MINERALS OPERATING LP
|
4
|
|
|
DORCHESTER MINERALS, L.P.
|
4
|
Financial Statements
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 9
|
497K
|
|
|
ROETKEN RICK
|
144
|
|
|
Hayward Holdings, Inc.
|
144
|
Financial Statements
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 9
|
485BPOS
|
|
|
Knott David M Jr
|
SC 13D/A
|
|
|
MIDWEST HOLDING INC.
|
SC 13D/A
|
Financial Statements
|
|
FREEMAN JAMES I
|
144
|
|
|
DILLARD'S, INC.
|
144
|
Financial Statements
|
|
Solace Power Inc.
|
D
|
|
|
Laird Superfood, Inc.
|
S-3
|
Financial Statements
|
|
ERC Communities 1, Inc.
|
1-A/A
|
|
|
Knott David M Jr
|
4
|
|
|
MIDWEST HOLDING INC.
|
4
|
Financial Statements
|
|
Lost Spirits Distillery, Inc.
|
C-AR
|
|
|
BBCMS 2023-C20
|
8-K
|
|
|
GID MAINSTAY IN-KIND FUND LP
|
D/A
|
|
|
AMERICAN NATIONAL BANKSHARES INC.
|
8-K
|
Financial Statements
|
|
RLTY LLC
|
D
|
|
|
Perceptive Xontogeny Venture Fund, LP
|
4
|
|
|
Astria Therapeutics, Inc.
|
4
|
|
|
PERCEPTIVE LIFE SCIENCES MASTER FUND LTD
|
4
|
|
|
PERCEPTIVE ADVISORS LLC
|
4
|
|
|
EDELMAN JOSEPH
|
4
|
|
|
PRUDENTIAL JENNISON NATURAL RESOURCES FUND, INC.
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10
|
497
|
|
|
Generate Capital, PBC
|
D/A
|
|
|
BlackRock Absolute Macro Fund Ltd.
|
D/A
|
|
|
USEDC 2023 B Drilling Fund LP
|
D/A
|
|
|
Arcus European Infrastructure Fund 3 SCSp
|
D/A
|
|
|
Quaero Capital Funds
|
D/A
|
|
|
Destiny Tech100 Inc.
|
424B3
|
|
|
Pigott John
|
4
|
|
|
PACCAR INC
|
4
|
Financial Statements
|
|
Krohn Consortium VIII, LLC
|
D
|
|
|
Erlinger Joseph M.
|
4
|
|
|
MCDONALDS CORP
|
4
|
Financial Statements
|
|
PlugOp Technologies LLC
|
D
|
|
|
Emerging Markets Alpha Advantage Fund - Strategic Screened Ltd.
|
D/A
|
|
|
THERAPEUTIC SOLUTIONS INTERNATIONAL, INC.
|
8-K
|
|
|
Willingham John A.
|
4
|
|
|
BMO 2023-C7 Mortgage Trust
|
ABS-EE/A
|
|
|
BMO Commercial Mortgage Securities LLC
|
ABS-EE/A
|
|
|
Flat Footed LLC
|
SC 13D/A
|
|
|
DIVERSIFIED HEALTHCARE TRUST
|
SC 13D/A
|
|
|
Alpha Square Group Fund III, LP
|
D
|
|
|
Galaxy Co-Invest, L.P.
|
D/A
|
|
|
Fixed Income GlobalAlpha Onshore Fund LLC
|
D/A
|
|
|
NORTHEAST INVESTORS TRUST
|
24F-2NT
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
TIER ONE SILVER INC.
|
D
|
|
|
WORTHINGTON ENTERPRISES, INC.
|
8-K
|
Financial Statements
|
|
SFW Galaxy Co-Invest, L.P.
|
D
|
|
|
CFCRE 2016-C4 Mortgage Trust
|
10-D
|
|
|
Q-BLK STRATEGIC PARTNERS INC
|
D/A
|
|
|
Neill James R
|
4
|
|
|
GENUINE PARTS CO
|
4
|
Financial Statements
|
|
WingWork, Inc.
|
D
|
|
|
PRUDENTIAL WORLD FUND, INC.
|
497K
|
|
|
FS Specialty Lending Fund
|
8-K
|
|
|
Oyi, Inc.
|
D
|
|
|
PRUDENTIAL WORLD FUND, INC.
|
485BPOS
|
|
|
Cambrian BioPharma Inc
|
D
|
|
|
Phosphorus Cybersecurity Inc.
|
D
|
|
|
3Daughters, Inc.
|
D
|
|
|
ETF Opportunities Trust
|
497
|
|
|
RAPT Therapeutics, Inc.
|
4
|
Financial Statements
|
|
HO WILLIAM
|
4
|
|
|
MONAGLE DJ III
|
4
|
|
|
MINERALS TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Quaero Capital Funds
|
D/A
|
|
|
NATIONWIDE MUTUAL FUNDS
|
NPORT-P
|
|
|
MVP ES FUND CIX LLC
|
D/A
|
|
|
Wavemaker Pacific 5, L.P.
|
D
|
|
|
Carter Thomas
|
4
|
|
|
NEXSTAR MEDIA GROUP, INC.
|
4
|
Financial Statements
|
|
Investment Grade R.E. Income Fund, L.P.
|
1-A/A
|
|
|
Get Whys Inc.
|
D
|
|
|
LZ Technology Holdings Ltd
|
F-1
|
|
|
Natera, Inc.
|
4
|
Financial Statements
|
|
HEALY JAMES
|
4
|
|
|
Precidian ETFs Trust
|
485BXT
|
|
|
MDWerks, Inc.
|
D
|
|
|
Summit Networks Inc.
|
10-K
|
|
|
abrdn Healthcare Opportunities Fund
|
3
|
|
|
Duitz Joshua
|
3
|
|
|
Next Bridge Hydrocarbons, Inc.
|
S-1/A
|
|
|
abrdn Life Sciences Investors
|
3
|
Financial Statements
|
|
MATTHEWS SOUTH, LLC
|
X-17A-5
|
|
|
abrdn Healthcare Investors
|
3
|
Financial Statements
|
|
Ritchie Ben
|
3
|
|
|
abrdn World Healthcare Fund
|
3
|
|
|
CSS SWIFT Topco L.L.C.
|
D/A
|
|
|
BANK 2023-BNK46
|
8-K
|
|
|
Purington Eric
|
3
|
|
|
abrdn Global Infrastructure Income Fund
|
3
|
|
|
Make Love Not Porn LLC
|
C
|
|
|
Westervelt George
|
3
|
|
|
abrdn Income Credit Strategies Fund
|
3
|
|
|
Hakala Jeffrey Anthony
|
4
|
|
|
Conifer Holdings, Inc.
|
4
|
Financial Statements
|
|
Gebauer Katie Lynn
|
3
|
|
|
abrdn National Municipal Income Fund
|
3
|
|
|
Hakala Gerald W
|
4
|
|
|
Laranjeiro Miguel
|
3
|
|
|
DOWNES SEAN P
|
144
|
|
|
UNIVERSAL INSURANCE HOLDINGS, INC.
|
144
|
Financial Statements
|
|
Akus Jason
|
3
|
|
|
BNY MELLON MUNICIPAL FUNDS, INC.
|
485BPOS
|
|
|
Galaxy Co-Invest, L.P.
|
D
|
|
|
Chan Eric Yuet Phong
|
3
|
|
|
ABRDN AUSTRALIA EQUITY FUND, INC.
|
3
|
|
|
Johnson Marc
|
4
|
|
|
ADM ENDEAVORS, INC.
|
4
|
|
|
KKR Credit Opportunities Portfolio
|
NPORT-P
|
|
|
KKR Income Opportunities Fund
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 5
|
NPORT-P
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
NPORT-P
|
|
|
MSWF Commercial Mortgage Trust 2023-2
|
8-K
|
|
|
SHORE BANCSHARES INC
|
10-Q/A
|
Financial Statements
|
|
Phoenix Capital Group Holdings, LLC
|
1-A POS
|
|
|
THUMZUP MEDIA Corp
|
253G2
|
|
|
PERU REPUBLIC OF
|
18-K
|
|
|
RED METAL RESOURCES, LTD.
|
6-K
|
|
|
Chernick Rose M
|
4
|
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
4
|
Financial Statements
|
|
NewtekOne, Inc.
|
4
|
Financial Statements
|
|
Mulia Salvatore Francis
|
4
|
|
|
BANCPLUS CORP
|
8-K
|
|
|
Equal Access Justice Fund LP
|
D/A
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
RANDOLPH STREET INVESTMENT PARTNERS, L.P. - 2024 DIF
|
D
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
TD SECURITIES AUTOMATED TRADING LLC
|
X-17A-5
|
|
|
Nuveen Churchill Private Capital Income Fund
|
4
|
|
|
RITCHIE JAMES JOSEPH
|
4
|
|
|
TILT Holdings Inc.
|
D/A
|
|
|
Agility Multi-Asset Income Fund
|
SC TO-I/A
|
|
|
GAS TRANSPORTER OF THE SOUTH INC
|
6-K
|
Financial Statements
|
|
Investment Managers Series Trust II
|
485BPOS
|
|
|
dottxt Inc.
|
D
|
|
|
Shlomi Ben Haim
|
4
|
|
|
JFrog Ltd
|
4
|
|
|
PGIM Short Duration High Yield Opportunities Fund
|
NPORT-P
|
|
|
ScienceCast, Inc.
|
C/A
|
|
|
EAJF Leveraged Feeder LP
|
D/A
|
|
|
FORUM FUNDS
|
NPORT-P
|
|
|
PROCACCIANTI HOTEL REIT, INC.
|
4
|
|
|
Ohsberg Ronald S.
|
4
|
|
|
BALLY, CORP.
|
10-K
|
|
|
Engel Thomas R
|
4
|
|
|
Northern Lights Fund Trust IV
|
485BPOS
|
|
|
Lombard International Life Assurance Co Separate Account VL 422
|
D
|
|
|
Aubin Lawrence
|
4
|
|
|
BNY Mellon Municipal Bond Funds, Inc.
|
485BPOS
|
|
|
PGIM Global High Yield Fund, Inc.
|
NPORT-P
|
|
|
PGIM High Yield Bond Fund, Inc.
|
NPORT-P
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
BBCMS Mortgage Trust 2023-C21
|
8-K
|
|
|
Advisors Disciplined Trust 2145
|
24F-2NT
|
|
|
Advisors Disciplined Trust 2134
|
24F-2NT
|
|
|
Tradewinds Universal
|
S-1
|
|
|
Advisors Disciplined Trust 2133
|
24F-2NT
|
|
|
ENERGY CO OF PARANA
|
8-A12B
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Advisors Disciplined Trust 2132
|
24F-2NT
|
|
|
Advisors Disciplined Trust 2131
|
24F-2NT
|
|
|
TARGET PORTFOLIO TRUST
|
NPORT-P
|
|
|
ETFis Series Trust I
|
NPORT-P
|
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
497K
|
|
|
Advisors Disciplined Trust 2130
|
24F-2NT
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Advisors Disciplined Trust 2117
|
24F-2NT
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
KVCS III Cayman LP
|
D/A
|
|
|
KVC Secondaries Fund III LP
|
D/A
|
|
|
ORACLE CORP
|
144
|
Financial Statements
|
|
SELIGMAN NAOMI O
|
144
|
|
|
Advisors Disciplined Trust 2116
|
24F-2NT
|
|
|
UNTRUTH LLC
|
C
|
|
|
Advisors Disciplined Trust 2090
|
24F-2NT
|
|
|
Advisors Disciplined Trust 1998
|
24F-2NT
|
|
|
FT 10953
|
24F-2NT
|
|
|
FT 10235
|
24F-2NT
|
|
|
FT 10936
|
24F-2NT
|
|
|
Advisors Preferred Trust
|
485BPOS
|
|
|
FIDELITY SALEM STREET TRUST
|
24F-2NT
|
|
|
FIDELITY DESTINY PORTFOLIOS
|
24F-2NT
|
|
|
PROCACCIANTI HOTEL REIT, INC.
|
8-K
|
|
|
FT 11109
|
24F-2NT
|
|
|
FT 11074
|
24F-2NT
|
|
|
FT 11035
|
24F-2NT
|
|
|
FT 11108
|
24F-2NT
|
|
|
FT 9712
|
24F-2NT
|
|
|
FT 10951
|
24F-2NT
|
|
|
FT 10923
|
24F-2NT
|
|
|
FT 10237
|
24F-2NT
|
|
|
FT 10933
|
24F-2NT
|
|
|
FT 10979
|
24F-2NT
|
|
|
FT 10253
|
24F-2NT
|
|
|
FT 9753
|
24F-2NT
|
|
|
FT 9742
|
24F-2NT
|
|
|
FT 10950
|
24F-2NT
|
|
|
FIDELITY CHARLES STREET TRUST
|
24F-2NT
|
|
|
FT 11104
|
24F-2NT
|
|
|
FT 10236
|
24F-2NT
|
|
|
FT 10255
|
24F-2NT
|
|
|
FT 10246
|
24F-2NT
|
|
|
FT 11071
|
24F-2NT
|
|
|
FT 10939
|
24F-2NT
|
|
|
FT 10954
|
24F-2NT
|
|
|
FT 10264
|
24F-2NT
|
|
|
FT 9794
|
24F-2NT
|
|
|
DELAWARE GROUP GOVERNMENT FUND
|
NPORT-P
|
|
|
DELAWARE GROUP INCOME FUNDS
|
NPORT-P
|
|
|
Ullico Diversified International Equity Fund, L.P.
|
D/A
|
|
|
Elm Partners Portfolio LLC
|
D/A
|
|
|
FT 10206
|
24F-2NT
|
|
|
FT 11095
|
24F-2NT
|
|
|
FT 10239
|
24F-2NT
|
|
|
FT 10238
|
24F-2NT
|
|
|
FT 9873
|
24F-2NT
|
|
|
StorEn Technologies Inc.
|
C/A
|
|
|
FT 11098
|
24F-2NT
|
|
|
FT 10985
|
24F-2NT
|
|
|
FT 9796
|
24F-2NT
|
|
|
FT 11096
|
24F-2NT
|
|
|
FT 9810
|
24F-2NT
|
|
|
RAYMOND JAMES & ASSOCIATES, INC.
|
MA-A
|
|
|
MINT CAPITAL ADVISORS LTD
|
SC 13G/A
|
|
|
LM FUNDING AMERICA, INC.
|
SC 13G/A
|
|
|
Virtus ETF Trust II
|
NPORT-P
|
|
|
Catailyst Inc.
|
C-U
|
|
|
Averroes Software LLC
|
C-U
|
|
|
Ullico Infrastructure Taxable Fund, L.P.
|
D/A
|
|
|
NeuraMetrix, Inc.
|
C-U
|
|
|
Blue Owl Real Estate Exchange I DST
|
D
|
|
|
FIDELITY CAPITAL TRUST
|
24F-2NT
|
|
|
FT 9874
|
24F-2NT
|
|
|
FT 11140
|
24F-2NT
|
|
|
FT 10896
|
24F-2NT
|
|
|
FT 10252
|
24F-2NT
|
|
|
FT 10767
|
24F-2NT
|
|
|
FT 11044
|
24F-2NT
|
|
|
Alternative Credit Income Fund
|
24F-2NT
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2277
|
24F-2NT
|
|
|
FT 10952
|
24F-2NT
|
|
|
Ullico Infrastructure Tax-Exempt Fund, L.P.
|
D/A
|
|
|
Brandywine Branch Distillers LLC
|
C
|
|
|
CAPITAL CITY BANK GROUP INC
|
10-Q
|
Financial Statements
|
|
FT 11106
|
24F-2NT
|
|
|
FT 10937
|
24F-2NT
|
|
|
FT 10242
|
24F-2NT
|
|
|
FT 11105
|
24F-2NT
|
|
|
FT 11102
|
24F-2NT
|
|
|
FT 10956
|
24F-2NT
|
|
|
FT 9754
|
24F-2NT
|
|
|
FT 11107
|
24F-2NT
|
|
|
FT 9744
|
24F-2NT
|
|
|
FT 9797
|
24F-2NT
|
|
|
VANGUARD CMT FUNDS
|
497
|
|
|
VANGUARD MONEY MARKET RESERVES
|
497
|
|
|
L5 Automation Inc.
|
C/A
|
|
|
InvestCo Ankeny, IA, LLC
|
D
|
|
|
Ullico International Small Cap Fund, L.P.
|
D/A
|
|
|
FT 10868
|
24F-2NT
|
|
|
FT 11097
|
24F-2NT
|
|
|
Lombard International Life Assurance Co Separate Account VA 369
|
D
|
|
|
FT 9811
|
24F-2NT
|
|
|
FT 10955
|
24F-2NT
|
|
|
FT 10234
|
24F-2NT
|
|
|
FT 10940
|
24F-2NT
|
|
|
Boiter Cynthia
|
4
|
|
|
Perma-Pipe International Holdings, Inc.
|
4
|
Financial Statements
|
|
Beckman Bruce W.
|
144
|
|
|
ENTEGRIS INC
|
144
|
Financial Statements
|
|
FT 10241
|
24F-2NT
|
|
|
Brown David B
|
4
|
|
|
FT 10935
|
24F-2NT
|
|
