| Company Name |
Form Type |
SEC Filings |
|
|
|
|
FT 9732
|
24F-2NT
|
|
|
REVELATION BIOSCIENCES, INC.
|
S-1
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2272
|
24F-2NT
|
|
|
Federated Hermes Money Market Obligations Trust
|
N-CSRS
|
|
|
Forge Group, Inc.
|
1-U
|
|
|
Union Labor Life Insurance Co Separate Account W1
|
D/A
|
|
|
Minn Investor Member LLC
|
D
|
|
|
FT 10934
|
24F-2NT
|
|
|
FT 9733
|
24F-2NT
|
|
|
FT 9761
|
24F-2NT
|
|
|
Virtus Diversified Income & Convertible Fund
|
NPORT-P
|
|
|
Virtus Artificial Intelligence & Technology Opportunities Fund
|
NPORT-P
|
|
|
Union Labor Life Insurance Co Separate Account R
|
D/A
|
|
|
Virtus Convertible & Income Fund II
|
NPORT-P
|
|
|
Virtus Convertible & Income 2024 Target Term Fund
|
NPORT-P
|
|
|
Virtus Convertible & Income Fund
|
NPORT-P
|
|
|
FT 9766
|
24F-2NT
|
|
|
Mercedes-Benz Auto Receivables Trust 2023-2
|
10-D
|
|
|
FT 10929
|
24F-2NT
|
|
|
Union Labor Life Insurance Co Separate Account C
|
D/A
|
|
|
FT 10910
|
24F-2NT
|
|
|
FT 10865
|
24F-2NT
|
|
|
FT 10899
|
24F-2NT
|
|
|
FT 10898
|
24F-2NT
|
|
|
FT 10921
|
24F-2NT
|
|
|
FT 10905
|
24F-2NT
|
|
|
FT 10922
|
24F-2NT
|
|
|
FT 10907
|
24F-2NT
|
|
|
FT 10893
|
24F-2NT
|
|
|
FT 10765
|
24F-2NT
|
|
|
FT 9769
|
24F-2NT
|
|
|
FT 10913
|
24F-2NT
|
|
|
FT 10914
|
24F-2NT
|
|
|
FT 10721
|
24F-2NT
|
|
|
FT 10240
|
24F-2NT
|
|
|
FT 7685
|
24F-2NT
|
|
|
FT 9762
|
24F-2NT
|
|
|
FT 9756
|
24F-2NT
|
|
|
FT 9735
|
24F-2NT
|
|
|
FT 7688
|
24F-2NT
|
|
|
FT 10226
|
24F-2NT
|
|
|
FT 10932
|
24F-2NT
|
|
|
FT 9793
|
24F-2NT
|
|
|
FT 10908
|
24F-2NT
|
|
|
FT 10912
|
24F-2NT
|
|
|
FT 10263
|
24F-2NT
|
|
|
FT 10768
|
24F-2NT
|
|
|
FT 10901
|
24F-2NT
|
|
|
FT 10891
|
24F-2NT
|
|
|
FT 10261
|
24F-2NT
|
|
|
FT 9809
|
24F-2NT
|
|
|
FT 9716
|
24F-2NT
|
|
|
FIRST TRUST COMBINED SERIES 324
|
24F-2NT
|
|
|
FT 10325
|
24F-2NT
|
|
|
FT 10302
|
24F-2NT
|
|
|
FT 9717
|
24F-2NT
|
|
|
FT 10745
|
24F-2NT
|
|
|
FT 10227
|
24F-2NT
|
|
|
FT 9765
|
24F-2NT
|
|
|
FT 9739
|
24F-2NT
|
|
|
FT 10911
|
24F-2NT
|
|
|
FT 10897
|
24F-2NT
|
|
|
FT 9740
|
24F-2NT
|
|
|
FT 10902
|
24F-2NT
|
|
|
FT 10323
|
24F-2NT
|
|
|
FT 10294
|
24F-2NT
|
|
|
FT 10262
|
24F-2NT
|
|
|
FT 9767
|
24F-2NT
|
|
|
FT 9760
|
24F-2NT
|
|
|
FT 10345
|
24F-2NT
|
|
|
FT 9737
|
24F-2NT
|
|
|
FT 9729
|
24F-2NT
|
|
|
FT 10257
|
24F-2NT
|
|
|
Bluerock Total Income
|
24F-2NT
|
|
|
American Weekend Entertainment, Inc.
|
C/A
|
|
|
Woow Inc.
|
C/A
|
|
|
FRANCO NEVADA Corp
|
6-K
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2271
|
24F-2NT
|
|
|
Pruco Life Separate Account PPVA
|
D
|
|
|
Mercedes-Benz Auto Receivables Trust 2023-1
|
10-D
|
|
|
Lombard International Life Assurance Co Separate Account VA 365
|
D
|
|
|
Opportunistic Credit Interval Fund
|
24F-2NT
|
|
|
MASSMUTUAL SELECT FUNDS
|
24F-2NT
|
|
|
Apollo Diversified Real Estate Fund
|
24F-2NT
|
|
|
FT 11233
|
487
|
|
|
Mercedes-Benz Auto Receivables Trust 2022-1
|
10-D
|
|
|
Hibiscus Capital Management Fund II LP
|
D/A
|
|
|
Owen Huw
|
4
|
|
|
Couchbase, Inc.
|
4
|
Financial Statements
|
|
Raborn Richard Hodges
|
144
|
|
|
ALAMO GROUP INC
|
144
|
Financial Statements
|
|
SmartTrust 639
|
497J
|
|
|
Pando Asset Spot Bitcoin Trust
|
S-1/A
|
|
|
ESTANCIA CAPITAL PARTNERS FUND III-A, L.P.
|
D
|
|
|
SmartTrust 638
|
497J
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497
|
|
|
Mercedes-Benz Auto Receivables Trust 2021-1
|
10-D
|
|
|
ESTANCIA CAPITAL PARTNERS FUND III, L.P.
|
D
|
|
|
AVSF - Fortera 2023, LLC
|
D
|
|
|
Kubera Health, Inc.
|
D
|
|
|
Delek US Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Pioneer Series Trust IV
|
NPORT-P
|
|
|
Mercedes-Benz Auto Receivables Trust 2020-1
|
10-D
|
|
|
TEMPLETON GLOBAL INCOME FUND
|
N-CSR
|
|
|
Delphin Caribbean Resilience Fund L.P.
|
D/A
|
|
|
PRINCIPAL FUNDS, INC.
|
NPORT-P
|
|
|
HyperPlay Labs Inc.
|
D
|
|
|
Legacy Venture Fund I, LLC
|
D
|
|
|
PIONEER ASSET ALLOCATION TRUST
|
NPORT-P
|
|
|
Upland Holdings, LLC
|
D/A
|
|
|
CANTOR SELECT PORTFOLIOS TRUST
|
24F-2NT
|
|
|
Mercedes-Benz Auto Lease Trust 2023-A
|
10-D
|
|
|
Durn Daniel
|
144
|
|
|
ADOBE INC.
|
144
|
Financial Statements
|
|
Natixis Funds Trust I
|
24F-2NT
|
|
|
Lisetta maria inc
|
C
|
|
|
Delphin Multi-Asset Fund
|
D/A
|
|
|
Mercedes-Benz Auto Lease Trust 2021-B
|
10-D
|
|
|
CAPITAL CITY BANK GROUP INC
|
10-Q/A
|
Financial Statements
|
|
ENA INVESTMENTS LLC
|
D/A
|
|
|
PRAIRIE CAPITAL MARKETS, LLC
|
X-17A-5
|
|
|
Sierra Labs Inc.
|
D
|
|
|
JEPLAN Holdings, Inc.
|
F-4/A
|
|
|
UBS AG
|
424B2
|
|
|
BROOKFIELD Corp /ON/
|
6-K
|
|
|
Cardinal Ethanol LLC
|
DEF 14A
|
|
|
Overlay Capital Infrastructure Partners PV, L.P.
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2270
|
24F-2NT
|
|
|
MDB Capital Holdings, LLC
|
8-K
|
|
|
EAG Holdings LP
|
D
|
|
|
Lord Abbett Special Situations Income Fund
|
N-23C3A
|
|
|
BUSK DOUGLAS W
|
144
|
|
|
CREDIT ACCEPTANCE CORP
|
144
|
Financial Statements
|
|
LCI INDUSTRIES
|
8-K
|
Financial Statements
|
|
SOUTHERN ITS INTERNATIONAL, INC.
|
10-Q
|
|
|
Lord Abbett Floating Rate High Income Fund
|
N-23C3A
|
|
|
Oath, Inc.
|
C-U
|
|
|
Forge Group, Inc.
|
1-E
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2269
|
24F-2NT
|
|
|
Lampa Capital LP
|
D/A
|
|
|
Lord Abbett Credit Opportunities Fund
|
N-23C3A
|
|
|
Allura Aesthetics Group, LLC
|
D
|
|
|
KKR Credit Opportunities Portfolio
|
N-CSR
|
|
|
Regency Rancho, LLC
|
D
|
|
|
ENERPAC TOOL GROUP CORP
|
10-Q
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2268
|
24F-2NT
|
|
|
JUMPER STEPHEN C
|
3
|
|
|
GEOSPACE TECHNOLOGIES CORP
|
3
|
Financial Statements
|
|
Akerna Corp.
|
425
|
|
|
Micropolis Holding Co
|
F-1
|
|
|
McMillen Charles Thomas
|
4
|
|
|
APPEL MATTHEW W
|
4
|
|
|
EZCORP INC
|
4
|
Financial Statements
|
|
Akerna Corp.
|
8-K
|
|
|
Federated Hermes ETF Trust
|
N-CSRS
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2267
|
24F-2NT
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Bedard Timothy Scott
|
3
|
|
|
CNX Resources Corp
|
3
|
Financial Statements
|
|
Revere Specialty Finance Fund, LP
|
D
|
|
|
Arrow S-23 Co-Invest Partnership SCSp
|
D
|
|
|
Brekke Reidar Christian
|
144
|
|
|
Scorpio Tankers Inc.
|
144
|
Financial Statements
|
|
Arrowstreet Capital Newbury Fund Ltd
|
D
|
|
|
Golden Seeds Jurata LLC
|
D/A
|
|
|
Ghost Boards, Inc.
|
C-U
|
|
|
HY Vision Cloud Holdings Ltd
|
144
|
|
|
JinkoSolar Holding Co., Ltd.
|
144
|
Financial Statements
|
|
TATA MOTORS LTD/FI
|
6-K
|
|
|
KKR Income Opportunities Fund
|
N-CSR
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2266
|
24F-2NT
|
|
|
Site Vantage, Inc.
|
D
|
|
|
Northwestern Mutual Private Equity Co-Investment Fund III, LP
|
D
|
|
|
Golden Seeds Groupize LLC
|
D/A
|
|
|
DONEGAL GROUP INC
|
8-K
|
Financial Statements
|
|
FIRST NATIONAL CAPITAL MARKETS, INC.
|
MA-I/A
|
|
|
Alloy Market, Inc.
|
D
|
|
|
6d bytes inc.
|
C-AR
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
8-K
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2265
|
24F-2NT
|
|
|
Daimler Trucks Retail Trust 2023-1
|
10-D
|
|
|
James Hardie Industries plc
|
6-K
|
Financial Statements
|
|
1WS Credit Income Fund
|
NPORT-P
|
|
|
Chavant Capital Acquisition Corp.
|
25-NSE
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
LiveVox Holdings, Inc.
|
POS AM
|
|
|
TEMPLETON GLOBAL INCOME FUND
|
N-CEN
|
|
|
Saba Capital Income & Opportunities Fund
|
NPORT-P
|
|
|
SCP Honest LLC
|
D
|
|
|
LIVE VENTURES Inc
|
10-K
|
Financial Statements
|
|
Daimler Trucks Retail Trust 2022-1
|
10-D
|
|
|
First American Financial Corp
|
8-K
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2264
|
24F-2NT
|
|
|
Paperless Parts, Inc.
|
D
|
|
|
PGIM Rock ETF Trust
|
497
|
|
|
SCOTT'S COVE SPECIAL CREDITS FUND I L P
|
D/A
|
|
|
MSC INCOME FUND, INC.
|
SC TO-I/A
|
|
|
Innovator ETFs Trust
|
8-A12B
|
|
|
Guyer William
|
144
|
|
|
Focused Compounding Fund, LP
|
SC 13D/A
|
|
|
PARKS AMERICA, INC
|
SC 13D/A
|
|
|
CORCEPT THERAPEUTICS INC
|
144
|
Financial Statements
|
|
LiveVox Holdings, Inc.
|
S-8 POS
|
|
|
JA-Rise-Skyline Fund 1 LLC
|
D
|
|
|
GOLD FIELDS LTD
|
6-K
|
Financial Statements
|
|
SMITH MARK D
|
4
|
|
|
SMITH A O CORP
|
4
|
Financial Statements
|
|
Svendsen Kurt D
|
144
|
|
|
TORO CO
|
144
|
Financial Statements
|
|
Cinnaire Housing Fund for Equitable Access, LP
|
D
|
|
|
Cherington Charles
|
SC 13D/A
|
|
|
Eterna Therapeutics Inc.
|
SC 13D/A
|
Financial Statements
|
|
Northern Lights Fund Trust
|
24F-2NT
|
|
|
YOUNEEQAI TECHNICAL SERVICES, INC.
|
S-1/A
|
|
|
Coastal Ridge Real Estate Income Trust, LLC
|
D
|
|
|
MSC INCOME FUND, INC.
|
8-K
|
|
|
Divisadero Street Offshore Fund, L.P.
|
D/A
|
|
|
Tallwave, LLC
|
D
|
|
|
DiversyFund, Inc.
|
C/A
|
|
|
LiveVox Holdings, Inc.
|
8-K
|
|
|
Banco BBVA Argentina S.A.
|
6-K
|
|
|
LOOMIS SAYLES FUNDS II
|
24F-2NT
|
|
|
Concord Atlantic Holding Ltd
|
D/A
|
|
|
Cambria ETF Trust
|
485BXT
|
|
|
Exchange Listed Funds Trust
|
497K
|
|
|
LOOMIS SAYLES FUNDS I
|
24F-2NT
|
|
|
RI-15 GP, LLC
|
D
|
|
|
Park Towne Place Associates Limited Partnership
|
D
|
|
|
RENOVARO BIOSCIENCES INC.
|
DEFA14A
|
Financial Statements
|
|
MAITLAND TRACY V
|
4
|
|
|
ADVENT CONVERTIBLE & INCOME FUND
|
4
|
|
|
National Boston Lofts REIT, LLC
|
D
|
|
|
Divisadero Street Partners, L.P.
|
D/A
|
|
|
NATIONWIDE MUTUAL FUNDS
|
N-CSR
|
|
|
Locust on the Park REIT, LLC
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
497K
|
|
|
CAUSEWAY CAPITAL MANAGEMENT TRUST
|
24F-2NT
|
|
|
NEXPOINT FUNDS II
|
24F-2NT
|
|
|
CITY NATIONAL ROCHDALE FUNDS
|
24F-2NT
|
|
|
RIVERPARK FUNDS TRUST
|
24F-2NT
|
|
|
ADVISORS' INNER CIRCLE FUND
|
24F-2NT
|
|
|
Advisors' Inner Circle Fund III
|
24F-2NT
|
|
|
SEI INSTITUTIONAL MANAGED TRUST
|
24F-2NT
|
|
|
SEI INSTITUTIONAL INTERNATIONAL TRUST
|
24F-2NT
|
|
|
PGIM Rock ETF Trust
|
8-A12B
|
|
|
EntryDock, Inc.
|
D
|
|
|
ICG Limestone Multi-Strategy SMA SCSp
|
D
|
|
|
Lakeridge-Island Club Apartments Partners, LLC
|
D
|
|
|
INVESCO QQQ TRUST, SERIES 1
|
24F-2NT
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
497
|
|
|
ETF Series Solutions
|
497
|
|
|
WFRBS Commercial Mortgage Trust 2013-C11
|
10-D/A
|
|
|
AIR Township at Highlands REIT, LLC
|
D
|
|
|
NexPoint Capital, Inc.
|
SC TO-I/A
|
|
|
PROSHARES TRUST
|
497K
|
|
|
Four Quarters Habitat Apartments Associates, LLC
|
D
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
497
|
|
|
ICG SRE SMA SCSp
|
D
|
|
|
Cavanal Hill Funds
|
497K
|
|
|
Andrew Arroyo Real Estate Inc.
|
1-A POS
|
|
|
Century Properties Fund XVII, LLC
|
D
|
|
|
PATRIOT NATIONAL BANCORP INC
|
8-K
|
Financial Statements
|
|
AIR Avery Row REIT, LLC
|
D
|
|
|
PROSHARES TRUST
|
497J
|
|
|
AMERICAN CENTURY MUTUAL FUNDS, INC.
|
24F-2NT
|
|
|
AMERICAN CENTURY INTERNATIONAL BOND FUNDS
|
24F-2NT
|
|
|
4710 Elm Street REIT, LLC
|
D
|
|
|
Advanced Biomed Inc.
|
S-1/A
|
|
|
AMERICAN CENTURY CAPITAL PORTFOLIOS INC
|
24F-2NT
|
|
|
Pershing Edward
|
4
|
|
|
PROVECTUS BIOPHARMACEUTICALS, INC.
|
4
|
|
|
RockED Co Inc.
|
D/A
|
|
|
RIVER LOFT ASSOCIATES LIMITED PARTNERSHIP
|
D
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Seadrill Ltd
|
6-K
|
|
|
DPEG Conroe CG, LP
|
D
|
|
|
ANNE WITH AN E, Ltd LIABILITY Co
|
D/A
|
|
|
SOUTHWESTERN PUBLIC SERVICE CO
|
8-K
|
|
|
XCEL ENERGY INC
|
8-K
|
Financial Statements
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Wings&Arrow, LLC
|
D
|
|
|
PV Nano Cell, Ltd.
|
6-K
|
|
|
AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC
|
NPORT-P
|
|
|
AMERICAN CENTURY CAPITAL PORTFOLIOS INC
|
NPORT-P
|
|
|
AMERICAN CENTURY MUTUAL FUNDS, INC.
|
NPORT-P
|
|
|
AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC.
|
NPORT-P
|
|
|
AMERICAN CENTURY INTERNATIONAL BOND FUNDS
|
NPORT-P
|
|
|
AMERICAN CENTURY GROWTH FUNDS, INC.
|
NPORT-P
|
|
|
Unnatural Products Inc.
|
D/A
|
|
|
MCKIM ALAN S
|
4
|
|
|
CLEAN HARBORS INC
|
4
|
Financial Statements
|
|
MOSS RICHARD D
|
144
|
|
|
WINNEBAGO INDUSTRIES INC
|
144
|
Financial Statements
|
|
Merchants Capital Tax Credit Equity Fund 16, LLC
|
D
|
|
|
ACR GROUP, LLC
|
D
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
NPORT-P
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
SeedStarter, LLC
|
1-A/A
|
|
|
HOTCHKIS & WILEY FUNDS /DE/
|
497J
|
|
